Ba (state)

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State of Ba
?–316 BC
Capital Yíchéng (夷城)
Píngdū (平都)
Zhǐ ()
Jīangzhōu (江州)
Diànjīang (垫江)
Government Monarchy
 -  Established  ?
 -  Disestablished 316 BC

Ba (Chinese: ; pinyin: ; literally: "a pictograph for 'snake', linguistically meaning "cling" and "handle"") was an ancient state in eastern Sichuan, China. Its original capital was Yicheng (Enshi City), Hubei. Ba was conquered by Qin in 316 BC. The modern ethnic minority Tujia people trace some of their origins back to the Ba people.[1]

Ba, often described as a loose confederation or a collection of chiefdoms, consisted of several loosely-affiliated independent clans who recognised a king. The Ba clans were highly diverse, being composed of multiple ethnicities. Archaeological evidence shows that the Ba people relied primarily on fishing and hunting, with low levels of agriculture and no evidence of irrigation.[2]


Ba territory originally included areas in the Han River valley and had its capital at Yicheng, Hubei; however the ascendance of Chu pushed Ba westwards and further into the Sichuan basin. Chu expansion also forced Ba to move its capital several times. According to the 4th century AD text Chronicles of Huayang by Chang Qu, capitals or administrative centers of Ba included Jiangzhou (Chongqing), Dianjiang (Hechuan), and Pingdu (Fengdu), with its final capital at Langzhong. During the Warring States period, Qin, Chu and Shu, all more powerful states, shared a common border with Ba.


The earliest evidence of human settlement in the region is found at the Heliang site near Fengdu and is dated to 15,000 years ago. A neolithic site found at Daxi dates from 5000-3000 BC while a late neolithic site (c. 2000 BC) was found at Zhongba in Zhongxian.[3]

According to Hou Hanshu, the founder of the state of Ba was Lin Jun (廪君, or Lord Lin). In this account, there were originally 5 clans, the Ba, the Fan (樊), the Shen (瞫), the Xiang (相), and the Zheng (鄭), and they organized a contest to determine who would be the chief:

The clans did not yet have a leader, but simply worshiped the ghosts and spirits, and so they made a pact: whosoever could throw a dagger and have it lodge in a particular stone crevice high up a cliff would be chief. Of all the competitors, only a son of the Ba Clan, Wuxiang, was able to achieve the target, and when he did so all present sighed with admiration. Again they made a competition, giving each competitor a rustic boat and swearing, "he who keeps himself afloat [on these rough waters] shall be chief!" Again Wuxiang prevailed, while all the other boats sank. So they made him chief, calling him Lord Lin.
Hou Hanshu[4][5]

Lin Jun led the people to settle in Yicheng in present day southwestern Hubei near Sichuan. The first Ba centre in Sichuan was Peiling (also called Zhi), reputedly the burial ground of the earliest Ba kings. The Ba absorbed other tribes it encountered, such as the Pu (濮), Zong (賨), Ju (苴), Gong (龔), Nu (奴), Rang (獽), Yi (夷) and Dan (蜑) tribes, therefore Ba is in reality a confederation of different groups.[6] The Pu for example were a widespread tribe ranging from Henan to Guizhou and referred to as the Hundred Pu (百濮) due to their variety, and the Ju was a state in north central Sichuan, while the Dan were said to live on water, and the Rang were a people from the southeastern part of the Ba state known for their cliff burials.[7]

Mentions of a "Ba country" appeared in Shang Dynasty oracle bones from the 13th century BC where the king of Shang contemplated attacking the Ba.[6] The state of Ba may have aided the founders of the Zhou Dynasty in its overthrow of the Shang Dynasty at the Battle of Muye in 1046 BC. However, Ba's first definitive appearance in recorded history occurred in 703 BC; the Zuo Zhuan records that Ba took part in a joint military operation with the State of Chu against Deng.

The conquest of Shu and Ba. The area northeast of Ba on this map was also annexed

Although Chu sometimes encroached on Ba territory, Ba shared a complex relationship with Chu, with strong trade and marriage ties. Chu also employed many Ba mercenaries as soldiers in its own army. This practice sometimes caused problems for Chu; in one instance, Ba mercenaries employed by Chu rebelled and besieged the Chu capital in 676 or 675 BC.

In 316 BC, Ba and Zu allied with Qin in Qin's invasion of Shu. However, after the successful conquest of Shu, Qin immediately turned on its two allies and captured the last Ba king. The Ba state was extinguished and converted into a Qin commandery. Unlike its management of Shu, Qin allowed the Ba elite to retain direct rule and did not force large-scale migrations of Qin people into Ba territory. The Ba elite would later be marginalized through a policy of divide and rule.

Ba culture[edit]

The tiger was an important part of Ba mythology, with the white tiger being held in highest esteem. According to legend, the king of Ba, Lin Jun, transformed into a white tiger upon his death.[2] Artifacts from Ba archaeological sites often employ tiger motifs. Archaeological evidence also suggests the Ba people may have practised human sacrifice,[2] which Hou Hanshu indicates was made to the white tiger spirit of Lin Jun.[8]

Warfare played an important role in Ba society. Their warriors were often employed as mercenaries by other states; they played a role in the defeat of Xiang Yu by Liu Bang, and later served the Han Dynasty.[9] Weapons were prevalent in Ba grave goods, some with distinctive curved blades. Other distinctive features of Ba culture are their boat-shaped coffin burials, and they used Ba-style bronze drums (錞于, chúnyú), topped with the figure of a tiger, to communicate in battle. As in other ancient areas of China, they made beautiful bronze ding or sacrificial tripods sometimes with writing on them.[10]

The Ba people were known for the musical abilities and gave the Chinese a distinctive dance style and music that was popular for centuries. The dance, called Ba Yu (巴渝, later renamed Zhaowu, 昭武) dance, was first brought to prominence by Liu Bang of the Han Dynasty who enjoyed the war dance of the Ba people. Large scale performances of the dance involved the brandishing of various weapons to the accompaniment of drums and songs in the Ba language. It remained popular through the Tang Dynasty and spread as far as Central Asia.[11]

The Ba-Shu culture developed writing systems whose symbols appear to be unrelated to Chinese characters. Three scripts have been found on bronzeware, none of which have been deciphered. One apparently pictographic script was used to decorate weapons found in Ba graves in eastern Sichuan. The second script is found in both western and eastern Sichuan, on weapons, a belt buckle and on the base of a bronze vessel. Some scholars believe this script to be phonetic, pointing to similarities between some of the symbols and symbols of the later Yi script. The third script (possibly also phonetic) is known only from an inscription on the lid of bronze vessel found in a grave in Baihuatan, Chengdu.[12]

Ba in astronomy[edit]

Ba is represented by the star Epsilon Serpentis in asterism Right Wall, Heavenly Market enclosure (see Chinese constellation).[13]


  1. ^ DNA测定下里巴人
  2. ^ a b c Barbara A. West (2009). Encyclopedia of the Peoples of Asia and Oceania. Infobase Publishing. pp. 73–74. ISBN 978-0-8160-7109-8. 
  3. ^ Kim Hunter Gordon, Jesse Watson (2011). Chongqing & The Three Gorges. pp. 8–11. ISBN 978-7-5022-5215-1. 
  4. ^ Hou Hanshu Original text: 未有君長,俱事鬼神,乃共擲□於石穴,約能中者,奉以為君。巴氏子務相乃獨中之,觿皆歎。又令各乘土船,約能浮者,當以為君。余姓悉沉,唯務相獨浮。因共立之,是為廩君。
  5. ^ Kim Hunter Gordon, Jesse Watson (2011). Chongqing & The Three Gorges. pp. 12–13. ISBN 978-7-5022-5215-1. 
  6. ^ a b Steven F. Sage. Ancient Sichuan and the Unification of China. State University of New York Press. pp. 51–52. ISBN 978-0791410387. 
  7. ^ Terry F. Kleeman (1998). Ta Chʻeng, Great Perfection - Religion and Ethnicity in a Chinese Millennial Kingdom. University of Hawaii Press. p. 43. ISBN 0-8248-1800-8. 
  8. ^ Hou Hanshu Original text: 廩君死,魂魄世為白虎。巴氏以虎飲人血,遂以人祠焉。 Translation: When Lord Lin died, [people thought that] his spirit appeared to the world as a white tiger. The people of Ba believed that tigers drink human blood, so they made sacrifice to him using human victims.
  9. ^ Terry F. Kleeman (1998). Ta Chʻeng, Great Perfection - Religion and Ethnicity in a Chinese Millennial Kingdom. University of Hawaii Press. pp. 44–45. ISBN 0-8248-1800-8. 
  10. ^ "Overseas Archaeology: The Ba Civilization of Sichuan Province in China", Wilhelm G. Solheim II Foundation for Philippine Archaeology, The Solheim Foundation Bulletin, Quarterly Bulletin, Volume I, No. 1, July – September 2003. "A bronze ding tripod at least 2,000 Years old was excavated in Sichuan Province. At this site was found the largest number of relics related to the Ba People ever excavated. News of the discovery of a burial belonging to the ancient Ba people of Sichuan province made headlines in newspapers and magazines around China early last month."
  11. ^ Terry F. Kleeman (1998). Ta Chʻeng, Great Perfection - Religion and Ethnicity in a Chinese Millennial Kingdom. University of Hawaii Press. pp. 45–46. ISBN 0-8248-1800-8. 
  12. ^ Sage, Steven F. (1992). Ancient Sichuan and the Unification of China. SUNY Press. pp. 74–75, 244–245. ISBN 978-0-7914-1037-0. 
  13. ^ (Chinese) AEEA (Activities of Exhibition and Education in Astronomy) 天文教育資訊網 2006 年 6 月 24 日

Further reading[edit]

  • Sage, Steven F., Ancient Sichuan and the Unification of China, ISBN 0-7914-1038-2
  • Kleeman, Terry F., Great Perfection: Religion and Ethnicity in a Chinese Millennial Kingdom, ISBN 0-8248-1800-8