The Baldwin effect, also known as Baldwinian evolution or ontogenic evolution, is a theory of a possible evolutionary process that was originally put forward in 1896 in a paper, "A New Factor in Evolution," by American psychologist James Mark Baldwin. The paper proposed a mechanism for specific selection for general learning ability. Selected offspring would tend to have an increased capacity for learning new skills rather than being confined to genetically coded, relatively fixed abilities. In effect, it places emphasis on the fact that the sustained behavior of a species or group can shape the evolution of that species. The "Baldwin effect" is better understood in evolutionary developmental biology literature as a scenario in which a character or trait change occurring in an organism as a result of its interaction with its environment becomes gradually assimilated into its developmental genetic or epigenetic repertoire (Simpson, 1953; Newman, 2002). In the words of Daniel Dennett,
Thanks to the Baldwin effect, species can be said to pretest the efficacy of particular different designs by phenotypic (individual) exploration of the space of nearby possibilities. If a particularly winning setting is thereby discovered, this discovery will create a new selection pressure: organisms that are closer in the adaptive landscape to that discovery will have a clear advantage over those more distant. (p. 69, quoting Dennett, 1991)
An update to the Baldwin Effect was developed by Jean Piaget, Paul Weiss, and Conrad Waddington in the 1960s-1970s. This new version included an explicit role for the social in shaping subsequent natural change in humans (both evolutionary and developmental), with reference to alterations of selection pressures.
Suppose a species is threatened by a new predator and there is a behavior that makes it more difficult for the predator to kill individuals of the species. Individuals who learn the behavior more quickly will obviously be at an advantage. As time goes on, the ability to learn the behavior will improve (by genetic selection), and at some point it will seem to be an instinct.
Baldwin gives the following case involving cooperation: "Animals may be kept alive let us say in a given environment by social cooperation only; these transmit this social type of variation to posterity; thus social adaptation sets the direction of physical phylogeny and physical heredity is determined in part by this factor" (Baldwin, 1896, p. 553).
The appearance of lactose tolerance in human populations with a long tradition of raising domesticated animals for milk production has been suggested as another example. This argument holds that a feedback loop operates whereby a dairy culture increases the selective advantage from this genetic trait, while the average population genotype increases the collective rewards of a dairy culture.
The opposite of the Baldwin effect is 'shielding'. Modern medicine, for example, could artificially control a harmful pathogen, thus preventing any genetic immunity against it from being selected for. Here, learned behavior that improves fitness also prevents genetic adaptation.
The Baldwin effect theory has been controversial, with scholars being split between "Baldwin boosters" and "Baldwin skeptics". The theory was first called the "Baldwin effect" by George Gaylord Simpson in 1953 (p. 3). Simpson "admitted that the idea was theoretically consistent, that is, not inconsistent with the Modern Evolutionary Synthesis" (p. 4), but he doubted that the phenomenon occurred very often, or if so, could be proven to occur.
There have been a number of arguments against the effect. For example, it has been argued that the change from learning to instinct might not constitute an improvement, because only very stable environments where change is extremely slow would favour innate traits as opposed to the plasticity of learning (especially social learning, which doesn't have such high costs as individual learning by trial-and-error). The very mechanism of the transition has also been questioned, as genetic variations which "tend to decouple [...] behaviour from environmental signals" might be "distant from those genotypes that mediate plastic, learned response".
Still, "it is striking that a rather diverse lot of contemporary evolutionary theorists, most of whom regard themselves as supporters of the Modern Synthesis, have of late become 'Baldwin boosters'" (p. 4). These Baldwin boosters
are typically evolutionary psychologists who are searching for scenarios in which a population can get itself by behavioral trial and error onto a "hard to find" part of the fitness landscape in which human brain, language, and mind can rapidly coevolve. They are searching for what Daniel Dennett, himself a Baldwin booster, calls an "evolutionary crane," an instrument to do some heavy lifting fast. (p. 4)
- Genetic assimilation
- James Mark Baldwin
- Phenotypic plasticity
- Weismann barrier
- Baldwin, J. Mark; A New Factor in Evolution, The American Naturalist, Vol. 30, No. 354 (June 1896), 441-451
- Osborn, Henry F.; Ontogenic and Phylogenic Variation, Science, New Series, Vol. 4, No. 100 (November 27, 1896), 786-789
- Baldwin, J. Mark; Organic Selection, Science, New Series, Vol. 5, No. 121 (April 23, 1897), 634-636
- Hall, Brian K.; Organic Selection: Proximate Environmental Effects on the Evolution of Morphology and Behaviour, Biology and Philosophy, 16: 215-237, 2001
- Bateson, Patrick; The Active Role of Behaviour in Evolution, Biology and Philosophy, 19: 283-298, 2004
- Sterelny, Kim; The Baldwin Effect and Its Significance: A Review of Bruce Weber and David Depew (eds) Evolution and Learning: The Baldwin Effect Reconsidered, Cambridge, MA: MIT Press, 2003, pp x, 341 To appear in: Evolution and Development
- Simpson, G. Gaylord; The Baldwin effect, Evolution, 7:110–117, 1953
- Newman, Stuart A.; Putting Genes in their place, Journal of Biosciences, 27:97-104, 2002
The 10,000 Year Explosion: How Civilization Accelerated Human Evolution by Gregory Cochran and Henry Harpending (Oct 19, 2010)
- Dennett, Daniel (2003), "The Baldwin Effect, a Crane, not a Skyhook" in: Weber, Bruce H.; Depew, David J. (2003). Evolution and learning: The Baldwin effect reconsidered. Cambridge, MA: MIT Press. pp. 69–106. ISBN 0-262-23229-4.
- Burman, J. T. (2013). Updating the Baldwin Effect: The biological levels behind Piaget’s new theory. New Ideas in Psychology, 31(3), 363-373. doi:10.1016/j.newideapsych.2012.07.003
- Levy, Steven; Artificial Life - The Quest for a New Creation (1992), Jonathan Cape, pp. 268-269
- Depew, David J. (2003), "Baldwin Boosters, Baldwin Skeptics" in: Weber, Bruce H.; Depew, David J. (2003). Evolution and learning: The Baldwin effect reconsidered. Cambridge, MA: MIT Press. pp. 3–31. ISBN 0-262-23229-4.