# Carbon nanotube nanomotor

A device generating linear or rotational motion using carbon nanotube(s) as the primary component, is termed a nanotube nanomotor. Nature already has some of the most efficient and powerful kinds of nanomotors. Some of these natural biological nanomotors have been re-engineered to serve desired purposes. However, such biological nanomotors are designed to work in specific environmental conditions (pH, liquid medium, sources of energy, etc.). Laboratory-made nanotube nanomotors on the other hand are significantly more robust and can operate in diverse environments including varied frequency, temperature, mediums and chemical environments. The vast differences in the dominant forces and criteria between macroscale and micro/nanoscale offer new avenues to construct tailor-made nanomotors. The various beneficial properties of carbon nanotubes makes them the most attractive material to base such nanomotors on.

## History

Just fifteen years after making the world's first micrometer-sized motor, Dr. Alex Zettl led his group at University of California at Berkeley to construct the first nanotube nanomotor in 2003. A few concepts and models have been spun off ever since including the nanoactuator driven by a thermal gradient as well as the conceptual electron windmill, both of which were revealed in 2008.

## Size effects

### Electrostatic forces

Coulomb's law states that the electrostatic force between two objects is inversely proportional to the square of their distance. Hence, as the distance is reduced to less than a few micrometers, a large force can be generated from seemingly small charges on two bodies. However, electrostatic charge scales quadratically, thereby the electrostatic force also scales quadratically, as the following equations show:

$C = {{\varepsilon A } \over d} \propto L$
$E \propto L^0$
$V = E * L = E * L \propto L$
$Q = C V \propto L^2$
$F = A * E^2 \propto L^2$

Alternatively

$F = {{Q_{1} * Q_{2} } \over d^2} \propto {{L^2 * L^2}\over L^2} \propto L^2$[1]

Here A is area, C is capacitance, F is electrostatic force, E is electrostatic field, L is length, V is voltage and Q is charge. Despite the scaling nature of the electrostatic force it is one of the major mechanisms of sensing and actuation in the field of microelectromechanical systems (MEMS) and is the backbone for the working mechanism of the first NEMS nanomotor. The quadratic scaling is alleviated by increasing the number of units generating the electrostatic force as seen in comb drives in many MEMS devices.

### Friction

Just as the electrostatic force, the frictional force scales quadratically with size F ~ L2.[2]

Friction is an ever plaguing problem regardless of the scale of a device. It becomes all the more prominent when a device is scaled down. In the nano scale it can wreak havoc if not accounted for because the parts of a Nano-Electro-Mechanical-Systems (NEMS) device are sometimes only a few atoms thick. Furthermore such NEMS devices typically have a very large surface area-to-volume ratio. Surfaces in the nanoscale resemble a mountain range, where each peak corresponds to an atom or a molecule. Friction at the nanoscale is proportional to the number of atoms that interact between two surfaces. Hence, friction between perfectly smooth surfaces in the macroscale is actually similar to large rough objects rubbing against each other.[3]

In the case of nanotube nanomotors however, the intershell friction in the multi-walled nanotubes (MWNT) is remarkably small. Molecular dynamics studies show that, with the exception of small peaks, the frictional force remains almost negligible for all sliding velocities until a special sliding velocity is reached. Simulations relating the sliding velocity, induced rotation, inter-shell frictional force to the applied force provide explanations for the low inter-wall friction. Contrary to macroscale expectations the speed at which an inner tube travels within an outer tube does not follow a linear relationship with the applied force. Instead, the speed remains constant (as in a plateau) despite increasing applied force occasionally jumping in value to the next plateau. No real rotation is noticed in nonchiral inner tubes. In the case of chiral tubes a true rotation is noticed and the angular velocity also jumps to plateaus along with the jumps in the linear velocity. These plateaus and jumps can be explained as a natural outcome of frictional peaks for growing velocity, the stable (rising) side of the peak leading to a plateau, the dropping (unstable) side leading to a jump. These peaks occur due to parametric excitation of vibrational modes in the walls of the tubes due to the sliding of the inner tube. With the exception of small peaks, that correspond to the speed plateaus, the frictional force remains almost negligible for all sliding velocities until a special sliding velocity. These velocity plateaus correspond to the peaks in the frictional force. The sudden rise in sliding velocity is due to a resonance condition between a frequency that is dependent on the inter-tube corrugation period and particular phonon frequencies of the outer tube which happen to possess a group velocity approximately equal to the sliding velocity.[4]

## First NEMS nanomotor

The first nanomotor can be thought of as a scaled down version of a comparable microelectromechanical systems (MEMS) motor. The nanoactuator consists of a gold plate rotor, rotating about the axis of a multi-walled nanotube (MWNT). The ends of the MWNT rest on a SiO2 layer which form the two electrodes at the contact points. Three fixed stator electrodes (two visible 'in-plane' stators and one 'gate' stator buried beneath the surface) surround the rotor assembly. Four independent voltage signals (one to the rotor and one to each stators) are applied to control the position, velocity and direction of rotation. Empirical angular velocities recorded provide a lower bound of 17 Hz (although capable of operating at much higher frequencies) during complete rotations.[5]

### Fabrication

The MWNTs are synthesized by the arc-discharge technique, suspended in 1,2-dichlorobenzene and deposited on degenerately doped silicon substrates with a 1 µm of SiO2. The MWNT can be aligned according to pre-made markings on the substrate by using an atomic force microscope (AFM) or a scanning electron microscope (SEM). The rotor, electrodes and the 'in-plane' stators are patterned using electron beam lithography using an appropriately masked photo-resist. Gold with a chromium adhesion layer is thermally evaporated, lifted off in acetone and then annealed at 400 °C to ensure better electrical and mechanical contact with the MWNT. The rotor measures 250–500 nm on a side. An HF etch is then used to remove sufficient thickness (500 nm of SiO2) of the substrate to make room for the rotor when it rotates. The Si substrate serves as the gate stator. The MWNT at this point displays a very high torsional spring constant (10−15 to 10−13 N m with resonant frequencies in the tens of megahertz), hence, preventing large angular displacements. To overcome this, one or more outer MWNT shells are compromised or removed in the region between the anchors and the rotor plate. One simple way to accomplish this is by successively applying very large stator voltages (around 80 V DC) that cause mechanical fatigue and eventually shear the outer shells of the MWNT. An alternative method involves the reduction of the outermost MWNT tubes to smaller, wider concentric nanotubes beneath the rotor plate.[5]

The smaller nanotube(s) are fabricated using the Electrical driven vaporization (EDV) which is a variant of the electrical-breakdown technique. Passing current between the two electrodes typically results in failure of the outermost shell only on one side of the nanotube. Current is therefore passed between one electrode and the center of the MWNT which results in the failure of the outermost shell between this electrode and the center. The process is repeated on the opposite side to result in the formation of the short concentric nanotube that behaves like a low friction bearing along the longer tube.[6]

#### Arrays of nanoactuators

Due to the miniscular magnitude of output generated by a single nanoactuator the necessity to use arrays of such actuators to accomplish a higher task comes into picture. Conventional methods like chemical vapor deposition (CVD) allow the exact placement of nanotubes by growing them directly on the substrate. However, such methods are unable to produce very high qualities of MWNT. Moreover, CVD is a high temperature process that would severely limit the compatibility with other materials in the system. A Si substrate is coated with electron beam resist and soaked in acetone to leave only a thin polymer layer. The substrate is selectively exposed to an low energy electron beam of an SEM that activates the adhesive properties of the polymer later. This forms the basis for the targeting method. The alignment method exploits the surface velocity obtained by a fluid as it flows off a spinning substrate. MWNTs are suspended in orthodicholrobenzene (ODCB) by ultrasonication in an aquasonic bath that separates most MWNT bundles into individual MWNTs. Drops of this suspension are then pipetted one by one onto the center of a silicon substrate mounted on a spin coater rotating at 3000 rpm. Each subsequent drop of the suspension is pipetted only after the previous drop has completely dried to ensure larger density and better alignment of the MWNTs (90% of the MWNTs over 1 µm long lie within 1°). Standard electron beam lithography is used to pattern the remaining components of the nanoactuators.[7]

#### Arc-discharge evaporation technique

Figure 1.3: Cartoon showing the basic experimental setup for the arc-discharge technique of large scale carbon nanotube synthesis

This technique is a variant of the standard arc-discharge technique used for the synthesis of fullerenes in an inert gas atmosphere. As Figure 1.3 shows, the experiment is carried out in a reaction vessel containing an inert gas such as helium, argon, etc. flowing at a constant pressure. A potential of around 18 V is applied across two graphite electrodes (diameters of the anode and cathode are 6 mm and 9 mm) separated by a short distance of usually 1–4 mm within this chamber. The amount of current (usually 50–100 A) passed through the electrodes to ensure nanotube formation depends on the dimensions of the electrodes, separation distance and the inert gas used. As a result, carbon atoms are ejected from the anode and are deposited onto the cathode hence shrinking the mass of the anode and increasing the mass of the cathode. The black carbonaceous deposit (a mixture of nanoparticles and nanotubes in a ratio of 1:2) is seen growing on the inside of the cathode while a hard grey metallic shell forms on the outside. The total yield of nanotubes as a proportion of starting graphitic material peaks at a pressure of 500 torr at which point 75% of graphite rod consumed is converted to nanotubes. The nanotubes formed range from 2 to 20 nm in diameter and few to several micrometers in length.[8] There are several advantages of choosing this method over the other techniques such as laser ablation and chemical vapor deposition such as fewer structural defects (due to high growth temperature), better electrical, mechanical and thermal properties, high production rates (several hundred mg in ten minutes), etc.[9]

#### Electrical-breakdown technique

Figure 1.4: (A) Graph showing remarkably discrete, constant drops in conductance for the removal of each subsequent carbon shell under constant voltage (B) Images of partially broken MWNTs show clear thinning, with a decrease in radius equal to the intershell spacing (0.34 nm) times the number of completed breakdown steps. The two segments of this sample were independently thinned by 3 and 10 shells, as depicted by the color overlays

Large-scale synthesis of carbon nanotubes typically results in a randomly varied proportion of different types of carbon nanotubes. Some may be semiconducting while others may be metallic in their electrical properties. Most applications require the use of such specific types of nanotubes. Electrical-breakdown technique provides a means for separating and selecting desired type of nanotubes. Carbon nanotubes are known to withstand very large current densities up to 109 A/cm2 partly due to the strong sigma bonds between carbon atoms. However, at sufficiently high currents the nanotubes fail primarily due to rapid oxidation of the outermost shell. This results in a partial conductance drop that becomes apparent within a few seconds. Applying an increased bias displays multiple independent and stepwise drops in conductance (figure 1.4) resulting from the sequential failure of carbon shells. Current in a MWNT typically travels in the outermost shell due the direct contact between this shell and the electrodes. This controlled destruction of shells without affecting disturbing inner layers of MWNTs permits the effective separation of the nanotubes.[10]

### Principle

The rotor is made to rotate using electrostatic actuation. An out-of-phase common frequency sinusoidal voltages to two in-plane stators S1, S2, a doubled frequency voltage signal to the gate stator S3 and a DC offset voltage to the rotor plate R are applied as shown below:

$S_{1} = V_{0} sin(\omega t)$
$S_{2} = V_{0} sin(\omega t - \pi)$
$S_{3} = V_{0} sin(2\omega t + {\pi /2})$
$R = - V_{0}$

By the sequential application of these asymmetrical stator voltages (less than 5 V) the rotor plate can be drawn to successive stators hence making the plate complete rotations. The high proximity between the stators and the rotor plate is one reason why a large force is not required for electrostatic actuation. Reversing the bias causes the rotor to rotate in the opposite direction as expected.[5]

### Applications

• The rotating metal plate could serve as a mirror for ultra-high-density optical sweeping and switching devices as the plate is at the limit of visible light focusing. An array of such actuators, each serving as a high frequency mechanical filter, could be used for parallel signal processing in telecommunications.
• The plate could serve as a paddle for inducing or detecting fluid motion in microfluidic applications. It could serve as a bio-mechanical element in biological systems, a gated catalyst in wet chemistry reactions or as a general sensor element.
• A charged oscillating metal plate could be used as a transmitter of electromagnetic radiation.[5]

## Thermal gradient driven nanotube actuators

Figure 2.1: Thermal gradient driven nanomotor. (A & B): SEM images of experimental setup. (C) Schematic of the nanomotor also displaying degrees of freedom

The nanoactuator, as shown in Figure 2.1 comprises two electrodes connected via a long MWNT. A gold plate acts as the cargo and is attached to a shorter and wider concentric nanotube. The cargo moves towards the cooler electrode (Figure 2.2) due to the thermal gradient in the longer nanotube induced by the high current that is passed through it. The maximum velocity was approximated to 1 µm/s which is comparable to the speeds attained by kinesin biomotors.[11]

### Fabrication

The MWNT are fabricated using the standard arc-discharge evaporation process and deposited on an oxidized silicon substrate. The gold plate in the center of the MWNT is patterned using electron-beam lithography and Cr/Au evaporation. During the same process, the electrodes are attached to the nanotube. Finally, electrical-breakdown technique is used to selectively remove a few outer walls of the MWNT. Just as the nanoactuator from the Zettl group, this enables low friction rotation and translation of the shorter nanotube along the axis of the longer tube. The application of the electrical-breakdown technique does not result in the removal of the tube(s) below the cargo. This might be because the metal cargo absorbs the heat generated in the portion of the tube in its immediate vicinity hence delaying or possibly even preventing tube oxidation in this part.[11]

### Principle

Figure 2.2: Motion of shorter nanotubes (red) along the longer tubes (yellow) from the hotter(top) section of the nanotube to the cooler (bottom) section of the nanotube carrying the metal cargo (gray)
Figure 2.3: Degree of translational and rotation are dependent on the chiralities of the two nanotubes

The interaction between the longer and shorter tubes generates an energy surface that confines the motion to specific tracks – translation and rotation. The degree of translational and rotational motion of the shorter tube are highly dependent on the chiralities of the two tubes as shown in Figure 2.3. Motion in the nanoactuator displayed a proclivity of the shorter tube to follow a path of minimum energy. This path could either have a roughly constant energy or have a series of barriers. In the former case, friction and vibrational motion of atoms can be neglected whereas a stepwise motion is expected in the latter scenario.[11]

#### Stepwise motion

The stepwise motion can be explained by the existence of periodic energy barriers for relative motion between the longer and shorter tubes. For a given pair of nanotubes, the ratio of the step in rotation to the step in translation is typically a constant, the value of which depends on the chirality of the nanotubes. The energy of such barriers could be estimated from the temperature in the nanotube, a lower bound for which can be estimated as the melting temperature of gold (1300 K) by noting that the gold plate melts (Figure 2.4) to form a spherical structure as current is passed through the nanomotor. The motion rate γ can be written as a function of the attempt frequency $\omega$, the Boltzmann's constant $k$, and temperature $T$ as:

$\Gamma = {\omega \over 2\pi}e^{{-\Delta E}\over kT}$

Taking $\Gamma \approx 1 Hz$, using the approximation:

$\omega = \sqrt{\Delta E\over{m a^2_{0}}}$

where m is the mass of the cargo and $a^2_{0}$ represents the contact area, the barrier height is estimated as 17 µeV per atom.[11]

Figure 2.4: SEM images show the transformation of gold plate (left) into a ball (right) due to very high temperatures

#### Mechanism for actuation

Many proposals were made to explain the driving mechanism behind the nanoactuator. The high current (0.1 mA) required to drive the actuator is likely to cause sufficient dissipation to clean the surface of contaminants; hence, ruling out the possibility of contaminants playing a major role. The possibility of electromigration, where the electrons move atomic impurities via momentum transfer due to collisions, was also ruled out because the reversal of the current direction did not affect the direction of displacement. Similarly, rotational motion could not have been caused by an induced magnetic field due to the current passing through the nanotube because the rotation could either be left or right-handed depending on the device. Stray electric field effect could not be the driving factor because the metal plate staid immobile for high resistive devices even under a large applied potential. The thermal gradient in the nanotube provides the best explanation for the driving mechanism.[11]

The induced motion of the shorter nanotube is explained as the reverse of the heat dissipation that occurs in friction wherein the sliding of two objects in contact results in the dissipation of some of the kinetic energy as phononic excitations caused by the interface corrugation. The presence of a thermal gradient in a nanotube causes a net current of phononic excitations traveling from the hotter region to the cooler region. The interaction of these phononic excitations with mobile elements (the carbon atoms in the shorter nanotube) causes the motion of the shorter nanotube. This explains why the shorter nanotube moves towards the cooler electrode. Changing the direction of the current has no effect on the shape of thermal gradient in the longer nanotube. Hence, direction of the movement of the cargo is independent of the direction of the bias applied. The direct dependence of the velocity of the cargo to the temperature of the nanotube is inferred from the fact that the velocity of the cargo decreases exponentially as the distance from the midpoint of the long nanotube increases.[11]

### Shortcomings

Figure 2.5: Graph demonstrating the direct relationship between the thermal gradient and the displacement of the shorter tube / cargo

The temperatures and the thermal gradient that the MWNT are subjected to are very high. On one hand, the high thermal gradient seems to have a highly detrimental effect on the lifetime of such nanoactuators. On the other hand, experiments show that the displacement of the shorter tube is directly proportional to the thermal gradient (see Figure 2.5). Therefore, a compromise needs to be reached to optimize the thermal gradient. The dimensions of movable nanotube is directly related to the energy barrier height. Although the current model excites multiple phonon modes, selective phonon mode excitation would enable lowering the phonon bath temperature.[11]

### Applications

• Pharmaceutical/Nanofluidic – thermal gradient could be used to drive fluids within the nanotubes or in nanofluidic devices as well as for drug delivery by nanosyringes.
• Running bio-engineered nanopores using heat generated from adenosine triphosphate (ATP) molecules.[11]

## Electron windmill

Figure 3.1: MWNT nanomotor (A) and nanodrill (B).

### Structure

As figure 3.1 shows, the nanomotor consists of a double-walled CNT (DWNT) formed from an achiral (18,0) outer tube clamped to external gold electrodes and a narrower chiral (6,4) inner tube. The central portion of the outer tube is removed using the electrical-breakdown technique to expose the free-to-rotate, inner tube. The nanodrill also comprises an achiral outer nanotube attached to a gold electrode but the inner tube is connected to a mercury bath.[12]

### Principle

Conventional nanotube nanomotors make use of static forces that include elastic, electrostatic, friction and van der Waals forces. The electron windmill model makes use of a new "electron-turbine" drive mechanism that obviates that need for metallic plates and gates that the above nanoactuators require. When a DC voltage is applied between the electrodes, a "wind" of electrons is produced from left to right. The incident electron flux in the outer achiral tube initially possesses zero angular momentum, but acquires a finite angular momentum after interacting with the inner chiral tube. By Newton's third law, this flux produces a tangential force (hence a torque) on the inner nanotube causing it to rotate hence giving this model the name – "electron windmill". For moderate voltages, the tangential force produced by the electron wind is much greatly exceed the associated frictional forces.[12]

### Applications

Some of the main applications of the electron windmill include:

• A voltage pulse could cause the inner element to rotate at a calculated angle hence making the device behave as a switch or a nanoscale memory element.
• Modification of the electron windmill to construct a nanofluidic pump by replacing the electrical contacts with reservoirs of atoms or molecules under the influence of an applied pressure difference.[12]

## Further developments

Although it has been demonstrated that synthetic nanotube nanoactuators can be built and are highly controllable, they are currently are not able to match the biological and macroscale nanomotors in terms of efficiency and scalability to accomplish higher tasks. However, further research, the electron windmill for example in this area promises to overcome this problem very soon.

## References

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6. ^ Fennimore, A. M.; T.D. Yuzvinsky, B. C. Regan and A. Zettl (2004). "Electrically Driven Vaporization of Multiwall Carbon Nanotubes for Rotary Bearing Creation". American Institute of Physics 723: 587–590.
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8. ^ Ebbesen, T. W.; Ajayan, P. M. (1992). "Large-scale synthesis of carbon nanotubes". Nature 358 (6383): 220–222. Bibcode:1992Natur.358..220E. doi:10.1038/358220a0.
9. ^ Dervishi, Enkeleda.; Li, Zhongrui, Xu, Yang, Saini, Viney, Biris, Alexandru R., Lupu, Dan and Biris, Alexandru S (2009). "Carbon Nanotubes: Synthesis, Properties, and Applications". Particulate Science and Technology 27:2 (2): 107–125. doi:10.1080/02726350902775962.
10. ^ Collins, Philip G.; Arnold, Michael S.; Avouris, Phaedon. (2001). "Engineering Carbon Nanotubes and Nanotube Circuits Using Electrical Breakdown". Science 292 (5517): 706–709. Bibcode:2001Sci...292..706C. doi:10.1126/science.1058782. PMID 11326094.
11. Barreiro, Amelia; Ricardo Rurali, Eduardo R. Hernandez, Joel Moser, Thomas Pichler, Laszlo Forro and Adrian Bachtold (2008). "Subnanometer motion of cargoes driven by thermal gradients along carbon nanotubes". Science 230: 775–778. Bibcode:2008Sci...320..775B. doi:10.1126/science.1155559.
12. ^ a b c Bailey, S. W. D.; I. Amanatidis and C. J. Lambert (2008). "Carbon Nanotube Electron Windmills: A Novel Design for Nanomotors". Physical Review Letters. 256802 (25): 1–4. arXiv:0806.1468. Bibcode:2008PhRvL.100y6802B. doi:10.1103/PhysRevLett.100.256802.