Category:Financial regulation in the United States

C

• [+] Commodity Futures Trading Commission (10 P)

E

• [+] Employee Retirement Income Security Act (13 P)

F

• [+] United States federal banking legislation (44 P)

L

• [+] United States federal financial legislation (3 C, 24 P)

S

• [+] United States Securities and Exchange Commission (2 C, 17 P)
• [+] United States securities law (2 C, 32 P)

U

• [+] United States commodity and futures case law (7 P)

B

• Bank regulation in the United States
• Bank Secrecy Act
• Bank holding company
• Mark C. Brickell
• Bureau of Federal Credit Unions

C

• Central Liquidity Facility
• Committee on Capital Markets Regulation
• Corporate Fraud Task Force
• Covered security

E

• Electronic Municipal Market Access

F

• Federal Deposit Insurance Corporation
• Federal Financial Institutions Examination Council
• Federal Savings and Loan Insurance Corporation
• FinReg21
• Financial Crimes Enforcement Network

F cont.

• Form 144

G

• Government Auditing Standards (Yellow Book)
• Gramm–Leach–Bliley Act

I

• Investment Company Act of 1940

K

• Know your customer

L

• List of United States Supreme Court cases on commodity and futures regulation

M

• Municipal Securities Rulemaking Board

N

• NCUA Corporate Stabilization Program
• National Credit Union Administration
• National Credit Union Share Insurance Fund
• National Futures Association
• Nationally Recognized Statistical Rating Organization
• Net capital rule

O

• Office of Thrift Supervision

P

• Pension law (US)

P cont.

• Private Securities Litigation Reform Act
• Prudent man rule

R

• Resolution Trust Corporation
• Rule 144A

S

• Securities Act of 1933
• Securities Investor Protection Corporation
• Securities regulation in the United States
• Financial Industry Regulatory Authority
• Security and Freedom Through Encryption Act
• Supervisory Capital Assessment Program

T

• Thrift Financial Report
• Trust Indenture Act of 1939

U

• Uniform Prudent Investor Act
• Uptick rule

W

• Williams Act