Caucasian race (also Caucasoid) is the general physical type of some or all of the populations of Europe, North Africa, the Horn of Africa, Western Asia, Central Asia and South Asia. The term was used in biological anthropology for many people from these regions, without regard necessarily to skin tone.
Origin of the concept
The term "Caucasian race" was coined by the German philosopher Christoph Meiners in his The Outline of History of Mankind (1785). Meiners' term was given wider circulation in the 1790s by Johann Friedrich Blumenbach, a German professor of medicine and member of the British Royal Society, who is considered one of the founders of the discipline of anthropology.
Meiners' treatise was widely read in the German intellectual circles of its day, despite muted criticism of its scholarship. Meiners proposed a taxonomy of human beings which involved only two races (Rassen): Caucasians and Mongolians. He considered Caucasians to be more physically attractive than Mongolians, notably because they had paler skin; Caucasians were also more sensitive and more morally virtuous than Mongolians. Later he would make similar distinctions within the Caucasian group, concluding that the Germans were the most attractive and virtuous people on earth. The name "Caucasian" derived from the Southern Caucasus region (or what is now the countries of Georgia and Armenia), because he considered the people of this region to be the archetype for the grouping.
Meiners' classification was not grounded on any scientific criteria, and it was Blumenbach who gave it scientific credibility and a wider audience, by grounding it in the new quantitative method of craniology. Blumenbach did not credit Meiners with his taxonomy, however, claiming to have developed it himself - although his justification clearly points to Meiners' aesthetic viewpoint:
Caucasian variety—I have taken the name of this variety from Mount Caucasus, both because its neighborhood, and especially its southern slope, produces the most beautiful race of men, I mean the Georgian; and because all physiological reasons converge to this, that in that region, if anywhere, it seems we ought with the greatest probability to place the autochthones (original members) of mankind.
Relation to whiteness
In his earlier racial typology, Meiners put forth that Caucasians had the "whitest, most blooming and most delicate skin". Europeans with darker skin he considered "dirty whites", admixed with Mongolian. Such views were typical of early scientific attempts at racial classification, where skin pigmentation was regarded as the main difference between races. This view was shared by the French naturalist Julien-Joseph Virey, who believed that the Caucasians were only the palest-skinned Europeans.
In various editions of On the Natural Variety of Mankind, Blumenbach expanded on Meiners' popular idea and defined five human races based on color, using popular racial terms of his day, justified with scientific terminology, cranial measurements, and facial features. He established Caucasian as the "white race," as well as Mongoloid as the "yellow race," Malayan/"brown race," Ethiopian/"black race," American/"red race." In the 3rd edition of his On the Natural Variety of Mankind, Blumenbach moved skin tone to second tier importance after noticing that poorer European people (such as peasants) whom he observed generally worked outside, often became darker skinned ("browner") through sun exposure. He also noticed that darker skin of an "olive-tinge" was a natural feature of some European populations closer to the Mediterranean Sea. Alongside the anthropologist Georges Cuvier, Blumenbach classified the Caucasian race by cranial measurements and bone morphology in addition to skin pigmentation, and thus considered more than just the palest Europeans ("white, cheeks rosy") as archetypes for the Caucasian race.
There was never any scholarly consensus on the delineation between the Caucasoid race, including the populations of Europe, and the Mongoloid one, including the populations of East Asia. Thus, Carleton S. Coon (1939) and Franco Bragagna (2013) included the populations native to all of Central and Northern Asia under the Caucasoid label. However, many scientists maintained the racial categorizations of color established by Meiners' and Blumenbach's works, along with many other early steps of anthropology, well into the late 19th and mid-to-late 20th centuries, increasingly used to justify political policies, such as segregation and immigration restrictions, and other opinions based in prejudice. Such as Thomas Henry Huxley (1870) who classified all populations of Asian nations as Mongoloid, and Lothrop Stoddard (1920) who classified the populations of the Middle East, North Africa, and the Horn of Africa, as well as those of Central Asia and South Asia, as "brown", and counted as "white" only the European peoples.
Drawing from Petrus Camper's theory of facial angle, Blumenbach and Cuvier classified races, through their skull collections based on their cranial features and anthropometric measurements. Caucasoid traits were recognised as: thin nasal aperture ("nose narrow"), a small mouth, facial angle of 100°–90°, and orthognathism, exemplified by what Blumenbach saw in most ancient Greek crania and statues. Later anthropologists of the 19th and early 20th century such as Pritchard, Pickering, Broca, Topinard, Morton, Peschel, Seligman, Bean, Ripley, Haddon and Dixon came to recognise other Caucasoid morphological features, such as prominent supraorbital ridges and a sharp nasal sill. Many anthropologists in the 20th century, used the term "Caucasoid" in their literature, such as Boyd, Gates, Coon, Cole, Brues and Krantz replacing the earlier term "Caucasian" as it had fallen out of usage.
The physical traits of Caucasoid crania are still recognised as distinct (in contrast to Mongoloid and Negroid races) within modern forensic anthropology. A Caucasoid skull is identified, with an accuracy of up to 95%, by the following features:
- Little or no prognathism exhibited—an orthognathic profile, with minimal protrusion of the lower face.
- Retreating zygomatic bones (cheekbones), making the face look more "pointed".
- Narrow nasal aperture, with a tear-shaped nasal cavity.
Other physical characteristics of Caucasoids include hair texture that varies from straight to curly, with wavy (cymotrichous) hair most typical on average according to Coon (1962), in contrast to the Negroid and Mongoloid races. Individual hairs are also rarely as sparsely distributed and coarse as found in Mongoloids.
Skin color amongst Caucasoids ranges greatly from pale, reddish-white, olive, through to dark brown tones.
Conceived as one of the great races, alongside Mongoloid and Negroid, it was taken to consist of a number of "subraces". The Caucasoid peoples were usually divided in three groups on linguistic grounds, termed Aryan (Indo-European), Semitic (Semitic languages), and Hamitic (Hamitic languages i.e. Berber-Cushitic-Egyptian).
19th century classifications of the peoples of India considered the Dravidians of non-Caucasoid stock as Australoid or a separate Dravida race, and assumed a gradient of miscegenation of high-caste Caucasoid Aryans and indigenous Dravidians. In his 1939 The Races of Europe, Carleton S. Coon thus described the Veddoid race as "possess[ing] an obvious relationship with the aborigines of Australia, and possibly a less patent one with the Negritos" and as "the most important element in the Dravidian-speaking population of southern India". In his later The Living Races of Man (1965), Coon considerably amended his views, acknowledging that "India is the easternmost outpost of the Caucasoid racial region". However, he still recognized an Australoid substrate throughout the subcontinent, writing that "the earliest peoples who have left recognizable survivors were both Caucasoid and Australoid food gatherers. Some of the survivors are largely Caucasoid; others are largely Australoid."
There was no universal consensus of the validity of the "Caucasoid" grouping within those who attempted to categorize human variation. Thomas Henry Huxley in 1870 wrote that the "absurd denomination of 'Caucasian'" was in fact a conflation of his Xanthochroi and Melanochroi types.
In 1920, H. G. Wells referred to the Mediterranean race as the Iberian race. He regarded it as a fourth sub-race of the Caucasoid race, along with the Aryan, Semitic, and Hamitic sub-races. He stated that the main ethnic group that most purely represented the racial stock of the Iberian race was the Basques, and that the Basques were the descendants of the Cro-Magnons.
Over the European and Mediterranean area and western Asia there are, and have been for many thousand years, white peoples usually called the Caucasians, subdivided into two or three subdivisions, the northern blonds or Nordic race, an alleged intermediate race about which many authorities are doubtful, the so-called Alpine race and the southern dark whites, the Mediterranean or Iberian race.
Anthropologists generally consider the Cro-Magnons, who emerged during the Upper Paleolithic, as the earliest or "proto" representatives of the Caucasoid race. In a study of Cro-Magnon crania, Jantz and Owsley (2003) have noted that: "Upper Paleolithic crania are, for the most part, larger and more generalized versions of recent Europeans."
William Howells (1997) has pointed out that Cro-Magnons were Caucasoid based on their cranial traits:
... the Cro-Magnons were already racially European, i.e., Caucasoid. This has always been accepted because of the general appearance of the skulls: straight faces, narrow noses, and so forth. It is also possible to test this arithmetically. ... Except for Predmosti 4, which is distant from every present and past population, all of these skulls show themselves to be closer to "Europeans" than to other peoples — Mladec and Abri Pataud comfortably so, the other two much more remotely.
Proponents of the multiregional origin of modern humans argue that Caucasoid traits emerged prior to the Cro-Magnon, and are present in the Skhul and Qafzeh hominids or in the Neanderthals. Carleton Coon (1962), for example, considered the Skhul IV specimen as a proto-Caucasoid. He further argued that the Caucasoid race is of dual origin, consisting of Upper Paleolithic types (mixture of Homo sapiens and Neanderthals) and Mediterranean types (purely Homo sapiens).
In the medical sciences, where response to pharmaceuticals and other treatment can vary dramatically based on ethnicity, there is great debate as to whether racial categorizations as broad as Caucasian are medically valid. Several journals (e.g., Nature Genetics, Archives of Pediatrics & Adolescent Medicine, and the British Medical Journal) have issued guidelines stating that researchers should carefully define their populations, and avoid broad-based social constructions—because these categories would more likely measure differences in socioeconomic class and access to medical treatment that disproportionately affect minority groups, rather than racial differences. Nevertheless, there are journals (e.g. the Journal of Gastroentorology and Hepatology and Kidney International) that continue to use racial categories such as Caucasian.
Usage in the United States
In the United States, the term "Caucasoid" is sometimes associated with notions of racial typology. It is also used in disciplines such as anthropology, craniometry, epidemiology, forensic medicine and forensic archaeology.
In the United States, the term "Caucasian" has been mainly used to describe a group commonly called White People, as defined by the government and Census Bureau. Between 1917 and 1965, immigration to the United States was restricted by a national origins quota. The Supreme Court in United States v. Bhagat Singh Thind (1923) decided that Asian Indians were ineligible for citizenship because, though deemed "Caucasian" anthropologically, they were not white like European descendants since most laypeople did not consider them white people. This represented a change from the court's earlier decision Ozawa v. United States, wherein it had declared skin colour irrelevant in determining whether or not a person could be classified as "white" and instead emphasized ancestry. In 1946, the U.S. Congress passed a new law establishing a small immigration quota for Indians, which also permitted them to become citizens. Major changes to immigration law, however, only later came in 1965, when many earlier racial restrictions on immigration were lifted. This is where the confusion on whether American Hispanics are included as "white" comes from, as some American Hispanics are European in descent, while others are of mixed racial origins. In other countries, the term Hispanic is not nearly as associated with race, but with the Spanish language, and cultural affiliation.
The United States National Library of Medicine often used the term "Caucasian" as a race in the past. However, it later discontinued such usage in favor of the more narrow geographical term "European", which traditionally only applied to a subset of Caucasoids.
- Race and genetics
- Race (U.S. Census)
- Historical definitions of race
- Peoples of the Caucasus
- For a contrast with the "Mongolic" or Mongoloid race, see footnote #4 of page 58–59 in Beckwith, Christopher. (2009). Empires of the Silk Road: A History of Central Eurasia from the Bronze Age to the Present. Princeton and Oxford: Princeton University Press. ISBN 978-0-691-13589-2.
- Coon, Carleton Stevens (1939). The Races of Europe. New York: The Macmillan Company. pp. 400–401. "This third racial zone stretches from Spain across the Straits of Gibraltar to Morocco, and thence along the southern Mediterranean shores into Arabia, East Africa, Mesopotamia, and the Persian highlands; and across Afghanistan into India[...] The Mediterranean racial zone stretches unbroken from Spain across the Straits of Gibraltar to Morocco, and thence eastward to India[...] A branch of it extends far southward on both sides of the Red Sea into southern Arabia, the Ethiopian highlands, and the Horn of Africa."
- Grolier Incorporated, Encyclopedia Americana, Volume 6, (Grolier Incorporated, 2001), p.85
- Luigi Marino, I Maestri della Germania (1975, translated into German as Praeceptores Germaniae: Göttingen 1770-1820). See also B. Isaac, "The invention of racism in classical antiquity", Princeton University Press, 2004, p. 105; The Anatomy of Difference: Race and Sex in Eighteenth-Century Science, Londa Schiebinger, Eighteenth-Century Studies, Vol. 23, No. 4, Special Issue: The Politics of Difference, Summer, 1990, pp. 387–405; B. Rupp-Eisenreich, "Des Choses Occultes en Histoire des Sciences Humaines: le Destin de la ‘Science Nouvelle’ de Christoph Meiners", L'Ethnographie v.2 (1983), p. 151; F. Dougherty, "Christoph Meiners und Johann Friedrich Blumenbach im Streit um den Begriff der Menschenrasse," in G. Mann and F. Dumont, eds., Die Natur des Menschen,p. 103-104. An article published online gives a synopsis of Meiners' life and theories: N. Painter, "Why White People are Called Caucasian?", Yale University, September 27, 2007. Another online document reviews the early history of race theory.18th and 19th Century Views of Human Variation The treatises of Blumenbach can be found online here.
- Blumenbach, De generis humani varietate nativa (3rd ed. 1795), trans. Bendyshe (1865). Quoted e.g. in Arthur Keith, '"Blumenbach's Centenary", Man (journal of the Royal Anthropological Institute of Great Britain and Ireland), v.40, p.82-85 (1940).
- "Gender and Germanness: cultural productions of nation", Magda Mueller, Patricia Herminghouse, 1998, p. 28.
- Baum, Bruce David. "The Rise and Fall of the Caucasian Race: A Political History of Racial Identity". New York University: 2006.
- On the Natural Variety of Mankind, 3rd ed. (1795) in Bendyshe: 227, 214.
- On the Natural Variety of Mankind, 3rd ed. (1795) in Bendyshe: 209, 210.
- On the Natural Variety of Mankind, 3rd ed. (1795) in Bendyshe: 264–265; "racial face," 229.
- "Miriam Claude Meijer, Race and Aesthetics in the Anthropology of Petrus Camper", 1722–1789, Amsterdam: Rodopi, 1999, pp. 169–174.
- Bertoletti, Stefano Fabbri. 1994. The anthropological theory of Johann Friedrich Blumenbach. In Romanticism in science, science in Europe, 1790–1840.
- See individual literature for such Caucasoid identifications, while the following article gives a brief overview: How "Caucasoids" Got Such Big Crania and Why They Shrank: From Morton to Rushton, Leonard Lieberman, Current Anthropology, Vol. 42, No. 1, February 2001, pp. 69–95.
- "People and races", Alice Mossie Brues, Waveland Press, 1990, notes how the term Caucasoid replaced Caucasian.
- Bass, William M. 1995. Human Osteology: A Laboratory and Field Manual. Columbia: Missouri Archaeological Society, Inc.
- Eckert, William G. 1997. Introduction to Forensic Science. United States of America: CRC Press, Inc.
- Gill, George W. 1998. "Craniofacial Criteria in the Skeletal Attribution of Race. " In Forensic Osteology: Advances in the Identification of Human Remains. (2nd edition) Reichs, Kathleen l(ed.), pp. 293–315.
- Krogman, Wilton Marion and Mehmet Yascar Iscan 1986. The Human Skeleton in Forensic Medicine. Springfield: Charles C.Thomas.
- Racial Identification in the Skull and Teeth, Totem: The University of Western, Ontario Journal of Anthropology, Volume 8, Issue 1 2000 Article 4.
- Grolier Incorporated (2001). Encyclopedia Americana, Volume 6. Grolier Incorporated. p. 85. ISBN 0-7172-0134-1.
- The Veddoid periphery, Hadhramaut to Baluchistan
- Cartelon Coon, The Living Races of Man, Knopf, 1969, p.207
- T. H. Huxley, On the Geographical Distribution of the Chief Modifications of Mankind, Journal of the Ethnological Society of London (1870).
- Wells, H. G. The Outline of History New York:1920 Doubleday & Co. Volume I Chapter XI "The Races of Mankind" Pages 131–144 See Pages 98, 137, and 139
- The Outline of History: Being a Plain History of Life and Mankind by H. G. Wells, Eighth Revision, printed in November 1934, Chapter 11, § 2, p.134.
- Reply to Jantz, R. L.; Owsley, D. W. (2003). "Reply to Van Vark et al.: Is European Upper Paleolithic cranial morphology a useful analogy for early Americans?". American Journal of Physical Anthropology 121 (2): 185. doi:10.1002/ajpa.10188.
- "Getting Here: The Story of Human Evolution", 1997, Compass Press, p. 188.
- The Origin of Races. Random House Inc, 1962, p. 570.
- York P C Pei, Celia M T Greenwood, Anne L Chery and George G Wu, "Racial differences in survival of patients on dialysis", Nature
- "Study Shows Drug Resistance Varies by Race", Kate Wong, Scientific American
- Categorization of humans in biomedical research: genes, race and disease, Neil Risch, Esteban Burchard, Elad Ziv, and Hua Tang
- Genetic variation, classification and 'race', Lynn B Jorde & Stephen P Wooding
- The Race, Ethnicity, and Genetics Working Group of the National Human Genome Research Institute (2005). "The Use of Racial, Ethnic, and Ancestral Categories in Human Genetics Research". American Journal of Human Genetics 77 (4): 519–532. doi:10.1086/491747. PMC 1275602. PMID 16175499.
- "Ethnic and cultural determinants influence risk assessment for hepatitis C acquisition", Anouk Dev, Vijaya Sundararajan, William Sievert
- Painter, Nell Irvin (2003). Collective Degradation: Slavery and the Construction of Race. Why White People are Called Caucasian (PDF). Yale University. Retrieved 2006-10-09.
- "Not All Caucasians Are White: The Supreme Court Rejects Citizenship for Asian Indians", History Matters
- "Other Notable MeSH Changes and Related Impact on Searching: Ethnic Groups and Geographic Origins". NLM Technical Bulletin 335 (Nov–Dec). 2003. "The MeSH term Racial Stocks and its four children (Australoid Race, Caucasoid Race, Mongoloid Race, and Negroid Race) have been deleted from MeSH in 2004. A new heading, Continental Population Groups, has been created with new identification that emphasize geography."
- Leroi, Armand Marie (2005-03-14). "A Family Tree in Every Gene". The New York Times. p. A23.
- Lewonin, R. C. (2005). "Confusions About Human Races". Race and Genomics, Social Sciences Research Council. Retrieved 2006-12-28.
- Painter, Nell Irvin (2003). Collective Degradation: Slavery and the Construction of Race. Why White People are Called Caucasian (PDF). Yale University. Retrieved 2006-10-09.
- Risch N, Burchard E, Ziv E, Tang H (July 2002). "Categorization of humans in biomedical research: genes, race and disease". Genome Biol. 3 (7): comment2007.2001–12. doi:10.1186/gb-2002-3-7-comment2007. PMC 139378. PMID 12184798.
- Rosenberg NA, Pritchard JK, Weber JL et al. (December 2002). "Genetic structure of human populations". Science 298 (5602): 2381–5. Bibcode:2002Sci...298.2381R. doi:10.1126/science.1078311. PMID 12493913.
- Rosenberg NA, Mahajan S, Ramachandran S, Zhao C, Pritchard JK, Feldman MW (December 2005). "Clines, Clusters, and the Effect of Study Design on the Inference of Human Population Structure". PLoS Genet. 1 (6): e70. doi:10.1371/journal.pgen.0010070. PMC 1310579. PMID 16355252.
- Templeton, Alan R. (September 1998). "Human races: A genetic and evolutionary perspective". American Anthropologist 100 (3): 632–650. doi:10.1525/aa.19188.8.131.522. JSTOR 682042.
- Camberg, Kim (2005-12-13). "Long-term tensions behind Sydney riots". BBC News. Retrieved 2007-03-03.
- Johann Friedrich Blumenbach, On the Natural Varieties of Mankind (1775) — the book that introduced the concept
- Gould, Stephen Jay (1981). The mismeasure of man. New York: Norton. ISBN 0-393-01489-4. — a history of the pseudoscience of race, skull measurements, and IQ inheritability
- Piazza, Alberto; Cavalli-Sforza, L. L.; Menozzi, Paolo (1996). The history and geography of human genes. Princeton, N.J: Princeton University Press. ISBN 0-691-02905-9. — a major reference of modern population genetics
- Cavalli-Sforza, LL (2000). Genes, peoples and languages. London: Allen Lane. ISBN 0-7139-9486-X.
- Augstein, HF (1999). "From the Land of the Bible to the Caucasus and Beyond". In Harris, Bernard; Ernst, Waltraud. Race, science and medicine, 1700–1960. New York: Routledge. pp. 58–79. ISBN 0-415-18152-6.
- Baum, Bruce (2006). The rise and fall of the Caucasian race: a political history of racial identity. New York: New York University Press. ISBN 0-8147-9892-6.
- Guthrie, Paul (1999). The Making of the Whiteman: From the Original Man to the Whiteman. Chicago, IL: Research Associates School Times. ISBN 0-948390-49-2.
- Wolf, Eric R.; Cole, John N. (1999). The Hidden Frontier: Ecology and Ethnicity in an Alpine Valley. Berkeley: University of California Press. ISBN 0-520-21681-4.