Clear and present danger
Clear and present danger was a doctrine adopted by the Supreme Court of the United States to determine under what circumstances limits can be placed on First Amendment freedoms of speech, press or assembly.
Before the twentieth century, most free speech issues involved prior restraint. Starting in the early 1900s, the Supreme Court began to consider cases in which persons were punished after speaking or publishing. The primary legal test used in the United States to determine if speech could be criminalized was the bad tendency test. Rooted in English common law, the test permitted speech to be outlawed if it had a tendency to harm public welfare. One of the earliest cases in which the Supreme Court addressed punishment after material was published was 1907's Patterson v. Colorado in which the Court used the bad tendency test to uphold contempt charges against a newspaper publisher who accused Colorado judges of acting on behalf of local utility companies.
Anti-war protests during World War I gave rise to several important free speech cases related to sedition and inciting violence. In the 1919 case Schenck v. United States the Supreme Court held that an anti-war activist did not have a First Amendment right to advocate draft resistance. In his majority opinion, Justice Holmes introduced the clear and present danger test, which would become an important concept in First Amendment law; but the Schenck decision did not formally adopt the test. Holmes later wrote that he intended the clear and present danger test to refine, not replace, the bad tendency test. Although sometimes mentioned in subsequent rulings, the clear and present danger test was never endorsed by the Supreme Court as a test to be used by lower courts when evaluating the constitutionality of legislation that regulated speech.
The clear and present danger test was established by Justice Oliver Wendell Holmes, Jr. in the unanimous opinion for the case Schenck v. United States, concerning the ability of the government to regulate speech against the draft during World War I:
"The question in every case is whether the words used are used in such circumstances and are of such a nature as to create a clear and present danger that they will bring about the substantive evils that the United States Congress has a right to prevent. It is a question of proximity and degree. When a nation is at war, many things that might be said in time of peace are such a hindrance to its effort that their utterance will not be endured so long as men fight, and that no Court could regard them as protected by any constitutional right."
The Court continued to use the bad tendency test during the early twentieth century in cases such as 1919's Abrams v. United States which upheld the conviction of anti-war activists who passed out leaflets encouraging workers to impede the war effort. In Abrams, Holmes and Justice Brandeis dissented and encouraged the use of the clear and present test, which provided more protection for speech. In 1925's Gitlow v. New York, the Court extended the First Amendment to the states, and upheld the conviction of Gitlow for publishing the "Left Wing Manifesto". Gitlow was decided based on the bad tendency test, but the majority decision acknowledged the validity of the clear and present danger test, yet concluded that its use was limited to Schenck-like situations where the speech was not specifically outlawed by the legislature.
Brandeis and Holmes again promoted the clear and present danger test, this time in a concurring opinion in 1927's Whitney v. California decision. The majority did not adopt or use the clear and present danger test, but the concurring opinion encouraged the Court to support greater protections for speech, and it suggested that "imminent danger" – a more restrictive wording than "present danger" – should be required before speech can be outlawed. After Whitney, the bad tendency test continued to be used by the Court in cases such 1931's Stromberg v. California, which held that a 1919 California statute banning red flags was unconstitutional.
The clear and present danger test was invoked by the majority in the 1940 Thornhill v. Alabama decision in which a state anti-picketing law was invalidated. Although the Court referred to the clear and present danger test in a few decisions following Thornhill, the bad tendency test was not explicitly overruled, and the clear and present danger test was not applied in several subsequent free speech cases involving incitement to violence.
Dennis v. United States
In May 1950, one month before the appeals court heard oral arguments in the Dennis v. United States case, the Supreme Court ruled on free speech issues in American Communications Association v. Douds. In that case the Court considered the clear and present danger test, but rejected it as too mechanical and instead introduced a balancing test. The federal appeals court heard oral arguments in the CPUSA case on June 21–23, 1950. Judge Learned Hand considered the clear and present danger test, but his opinion adopted a balancing approach similar to that suggested in American Communications Association v. Douds.
The defendants appealed the Second Circuit's decision to the Supreme Court in Dennis v. United States. The 6–2 decision was issued on June 4, 1951, and upheld Hand's decision. Chief Justice Fred Vinson's opinion stated that the First Amendment does not require that the government must wait "until the putsch is about to be executed, the plans have been laid and the signal is awaited" before it interrupts seditious plots. In his opinion, Vinson endorsed the balancing approach used by Judge Hand:
Chief Judge Learned Hand ... interpreted the [clear and present danger] phrase as follows: 'In each case, [courts] must ask whether the gravity of the "evil", discounted by its improbability, justifies such invasion of free speech as is necessary to avoid the danger.' We adopt this statement of the rule. As articulated by Chief Judge Hand, it is as succinct and inclusive as any other we might devise at this time. It takes into consideration those factors which we deem relevant, and relates their significances. More we cannot expect from words.
Following Schenck v. United States, "clear and present danger" became both a public metaphor for First Amendment speech and a standard test in cases before the Court where a United States law limits a citizen's First Amendment rights; the law is deemed to be constitutional if it can be shown that the language it prohibits poses a "clear and present danger". However, the "clear and present danger" criterion of the Schenck decision was replaced in 1969 by Brandenburg v. Ohio, and the test refined to determining whether the speech would provoke an "imminent lawless action".
The vast majority of legal scholars have concluded that in writing the Schenck opinion Justice Holmes never meant to replace the "bad tendency" test which had been established in the 1868 English case R. v. Hicklin and incorporated into American jurisprudence in the 1904 Supreme Court case U.S. ex rel. Turner v. Williams. This is demonstrated by the use of the word "tendency" in Schenck itself, a paragraph in Schenck explaining that the success of speech in causing the actual harm was not a prerequisite for conviction, and use of the bad-tendency test in the simultaneous Frohwerk v. United States and Debs v. United States decisions (both of which cite Schenck without using the words "clear and present danger").
However, a subsequent essay by Zechariah Chafee titled “Freedom of Speech in War Time” argued despite context that Holmes had intended to substitute clear and present danger for the bad-tendency standard a more protective standard of free speech. Bad tendency was a far more ambiguous standard where speech could be punished even in the absence of identifiable danger, and as such was strongly opposed by the fledgling American Civil Liberties Union and other libertarians of the time.
Having read Chafee's article, Holmes decided to retroactively reinterpret what he had meant by "clear and present danger" and accepted Chafee's characterization of the new test in his dissent in Abrams v. United States just six months after Schenck. Significantly unlike Abrams, the cases of Schenck, Frohwerk, and Debs had all produced unanimous decisions.
For two decades after the Dennis decision, free speech issues related to advocacy of violence were decided using balancing tests such as the one initially articulated in Dennis. In 1969, the court established stronger protections for speech in the landmark case Brandenburg v. Ohio which held that "the constitutional guarantees of free speech and free press do not permit a State to forbid or proscribe advocacy of the use of force or of law violation except where such advocacy is directed to inciting or producing imminent lawless action". Brandenburg is now the standard applied by the Court to free speech issues related to advocacy of violence.
- Shouting fire in a crowded theater
- Imminent lawless action
- Threatening the President of the United States
- Masses Publishing Co. v. Patten (1917)
- Dennis v. United States
- Korematsu v. United States
- Rabban, pp 132–134, 190–199.
- Patterson v. Colorado, 205 U.S. 454 (1907).
Before 1907, most free speech issues addressed prior restraint rather than punishment after speaking.
- Killian, p 1093.
- Schenck v. United States, 249 U.S. 47 (1919).
- Dunlap, William V., "National Security and Freedom of Speech", in Finkelman (vol 1), pp 1072–1074.
- Rabban, pp 285–286.
- Killian, pp 1096, 1100.
Currie, David P., The Constitution in the Supreme Court: The Second Century, 1888-1986, Volume 2, University of Chicago Press, 1994, p 269, ISBN 9780226131122.
Konvitz, Milton Ridvad, Fundamental Liberties of a Free People: Religion, Speech, Press, Assembly, Transaction Publishers, 2003, p 304, ISBN 9780765809544.
Eastland, p 47.
- The Court would adopt the imminent lawless action test in 1969's Brandenburg v. Ohio, 395 U.S. 444 (1969), which some commentators view as a modified version of the clear and present danger test.
- Schenck v. United States, 249 U.S. 47 (1919).
- Abrams v. United States, 250 U.S. 616 (1919).
The bad tendency test was also used in Frohwerk v. United States, 249 U.S. 204 (1919); Debs v. United States, 249 U.S. 211 (1919); and Schaefer v. United States, 251 U.S. 466 (1920).
See Rabban, David, "Clear and Present Danger Test", in The Oxford Companion to the Supreme Court of the United States, p 183, 2005, ISBN 9780195176612 .
- Killian, p. 1094.
Rabban, p 346.
Redish, p 102.
- Gitlow v. New York, 268 U.S. 652 (1925).
- Redish, p 102.
Kemper, p 653.
- Whitney v. California 274 U.S. 357 (1927).
- Redish pp 102–104.
Killian, p 1095.
- Stromberg v. California, 283 U.S. 359 (1931).
Killian, p 1096.
Another case from that era that used the bad tendency test was Fiske v. Kansas, 274 U.S. 380 (1927).
- Thornhill v. Alabama, 310 U.S. 88 (1940).
- Including Cantwell v. Connecticut, 310 U.S. 296 (1940): "When clear and present danger of riot, disorder, interference with traffic upon the public streets, or other immediate threat to public safety, peace, or order appears, the power of the State to prevent or punish is obvious.… we think that, in the absence of a statute narrowly drawn to define and punish specific conduct as constituting a clear and present danger to a substantial interest of the State, the petitioner's communication, considered in the light of the constitutional guarantees, raised no such clear and present menace to public peace and order as to render him liable to conviction of the common law offense in question."
And Bridges v. California, 314 U.S. 252 (1941): "And, very recently [in Thornhill] we have also suggested that 'clear and present danger' is an appropriate guide in determining the constitutionality of restrictions upon expression … What finally emerges from the 'clear and present danger' cases is a working principle that the substantive evil must be extremely serious, and the degree of imminence extremely high, before utterances can be punished."
- Antieu, Chester James, Commentaries on the Constitution of the United States, Wm. S. Hein Publishing, 1998, p 219, ISBN 9781575884431. Antieu names Feiner v. New York, 340 U.S. 315 (1951); Chaplinsky v. New Hampshire 315 U.S. 568 (1942); and Kovacs v. Cooper, 335 U.S. 77 (1949).
- Eastland, p 47.
Killian, p 1101.
American Communications Association v. Douds 339 U.S. 382 (1950).
- Eastland, pp 96, 112–113.
Sabin, p 79.
O'Brien, pp 7–8.
Belknap (1994), p 222.
Walker, p 187.
Belknap, Michal, The Vinson Court: Justices, Rulings, and Legacy, ABC-CLIO, 2004, p 109, ISBN 9781576072011.
Kemper, p 655.
- Belknap (1994), p 223. Vinson quoted by Belknap.
- Dennis v. United States - 341 U.S. 494 (1951) Justia. Retrieved March 20, 2012.
- Killian, p 1100.
Kemper, pp 654–655.
- Derrick, Geoffrey J. (2007). "Why the Judiciary Should Protect First Amendment Political Speech During Wartime: The Case for Deliberative Democracy". Lethbridge Undergraduate Research Journal 2 (1). ISSN 1718-8482.
- Tsai, Robert L. (2004). "Fire, Metaphor, and Constitutional Myth-Making". Georgetown Law Journal 93: 181–239. ISSN 0016-8092.
- Brandenburg v. Ohio, 395 U.S. 444 (1969).
- Chafee, Zechariah (1919). "Freedom of Speech in Wartime". Harvard Law Review 32 (8): 932–973. doi:10.2307/1327107.
- Abrams v. United States, 250 U.S. 616 (1919).
- Including cases such as Konigsberg v. State Bar of California, 366 U.S. 36 (1961).
Killian, pp 1101–1103.
- Brandenburg v. Ohio, 395 U.S. 444 (1969).
- Redish pp 104–106.
Killian, pp 1109–1110.
- E.g. in cases such as Hess v. Indiana, 414 U.S. 105 (1973).
Redish, p 105.
Kemper, p 653.
- Finkelman, Paul (Editor), Encyclopedia of American Civil Liberties (two volumes), CRC Press, 2006, ISBN 9780415943420
- Kemper, Mark, "Freedom of Speech", in Finkelman, Vol 1, p 653–655.
- Killian, Johnny H.; Costello, George; Thomas, Kenneth R., The Constitution of the United States of America: Analysis and Interpretation, Library of Congress, Government Printing Office, 2005, ISBN 9780160723797
- Rabban, David, Free Speech in Its Forgotten Years, Cambridge University Press, 1999, ISBN 9780521655378
- Redish, Martin H., The Logic of Persecution: Free Expression and the McCarthy Era, Stanford University Press, 2005, ISBN 9780804755931
- Chester James Antieau, "The Rule of Clear and Present Danger: Scope of Its Applicability," Michigan Law Review, vol. 48, no. 6 (April 1950), pp. 811-840. In JSTOR
- Louis B. Boudin, "'Seditious Doctrines' and the 'Clear and Present Danger' Rule: Part I," Virginia Law Review, vol. 38, no. 2 (Feb. 1952), pp. 143-186. In JSTOR
- Louis B. Boudin, "'Seditious Doctrines' and the 'Clear and Present Danger' Rule: Part II," Virginia Law Review, vol. 38, no. 3 (April 1952), pp. 315-356. In JSTOR
- Mark Kessler, "Legal Discourse and Political Intolerance: The Ideology of Clear and Present Danger," Law & Society Review, vol. 27, no. 3 (1993), pp. 559-598. In JSTOR
- Fred D. Ragan, "Justice Oliver Wendell Holmes, Jr., Zechariah Chafee, Jr., and the Clear and Present Danger Test for Free Speech: The First Year, 1919," Journal of American History, vol. 58, no. 1 (1971), pp. 24-45. In JSTOR
- Bernard Schwartz, "Holmes versus Hand: Clear and Present Danger or Advocacy of Unlawful Action?" Supreme Court Review," vol. 1994, pp. 209–245. In JSTOR