Hajos–Parrish–Eder–Sauer–Wiechert reaction

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The Hajos–Parrish–Eder–Sauer–Wiechert reaction in organic chemistry is a proline catalysed asymmetric aldol reaction. The reaction is named after its principal investigators from Hoffmann-La Roche[1][2] and Schering AG.[3] Discovered in the 1970s the original Hajos-Parrish catalytic procedure - shown in the reaction equation - leading to the optically active bicyclic ketol as well as the Eder-Sauer-Wiechert modification leading to the optically active enedione through the loss of water from the ketol paved the way of asymmetric organocatalysis. It has been used extensively as a tool in the synthesis of steroids and other enantiomerically pure molecules.[4]

The original reaction

Figure 1.

In the original reaction shown in Figure 1. naturally occurring chiral proline is the chiral catalyst in an Aldol reaction. The starting material is an achiral triketone and it requires just 3% of proline to obtain the reaction product, a ketol in 93% enantiomeric excess. As shown above, Hajos and Parrish worked at ambient temperature in dimethylformamide (DMF) solvent using a catalytic amount (3% molar equiv.) of (S)-(-)-proline enabling them to isolate the optically active intermediate bicyclic ketol. Thus, they described the first use of proline in a catalytic asymmetric aldol reaction.

The Schering group worked under non biological conditions using (S)-Proline (47 mol%), 1N perchloric acid, in acetonitrile at 80 °C. Hence, they could not isolate the Hajos, Parrish intermediate bicyclic ketol but instead the condensation product (7aS)-7a-methyl-2,3,6,7-tetrahdroindol-1,5-dione through the loss of water.[5] Thirty-seven years later[6] a new group at Schering AG published the continuation of the earlier Schering work [3]. Instead of the aforementioned non biological conditions the new group used the Hajos-Parrish catalytic procedure. Thus, they could isolate the optically active 6,5-bicyclic ketol described so far only in the Hajos-Parrish publications [1],[2] .

Hajos and Parrish investigated further the exact configuration of the above cis-fused-7a-methyl- 6,5-bicyclic-ketol by circular dichroism, and these results were confirmed by a single-crystal X-ray diffraction study. The centro symmetrical crystal of the corresponding racemic ketol without a heavy atom label has been obtained by the use of racemic proline. It showed by X-ray diffraction an axial orientation of the angular methyl group and an equatorial orientation of the hydroxyl group in the chair conformer of the six-membered ring. This is in good agreement with the crystal structure of the CD-ring of digitoxigenin.[7] The structure of this ketol and its ethyl homologue are shown as follows.

400pxHajos-Parrish ketols

Similar studies of the 7a-ethyl-homologue showed that the ethyl bicycic ketol existed in a cis conformation in which the 7a-ethyl group is equatorially oriented and the hydroxyl group is axially oriented in the chair form of the six-membered ring as shown above. The reason for a preference for this conformation could be enhanced 1,3-diaxial interaction in the other cis conformer between the angular ethyl group and the axial hydrogens at C-4 and C-6 in the six membered ring.

In a 2000 study the Barbas group found that intermolecular aldol additions (those between ketones and aldehydes) are also possible albeit with use of considerably more proline:[8]

Aldol Barbas 2000

The authors noted the similarity of proline, the aldolase antibodies they had created[9] and natural aldolase enzymes aldolase A all of which operate through an enamine intermediate. In this reaction the large concentration of acetone (one of the two reactants) suppresses various possible side-reactions: reaction of the ketone with proline to an oxazolidinone and reaction of the aldehyde with proline to an azomethine ylide.

Notz and List went on to expand the utility of this reaction to the synthesis of 1,2-diols:[10]

Synthesis of diols Notz 2000

In their full account of their 2000 Communication, the group revealed that proline together with the thiazolium salt 5,5-dimethyl thiazolidinium-4-carboxylate were found to be the most effective catalysts among a large group of amines, while catalysis with (S)-1-(2-pyrrolidinylmethyl)-pyrrolidine salts formed the basis for the development of diamine organocatalysts that have proven effective in a wide variety or organocatalytic reactions.[11]

The asymmetric synthesis of the Wieland-Miescher ketone (1985) is another intramolecular reaction also based on proline, that was explored by the Barbas group in 2000.[12] In this study the Barbas group demonstrated for the first time that proline can catalyze the cascade Michael-aldol reaction through combined iminium-enamine catalysis. This work is significant because despite the 30 year history and application of the Hajos-Parrish reaction in industry, the triketone substrate for this reaction had always been synthesized in a discrete independent step, demonstrating that there was a fundamental lack of understanding of the chemical mechanism of this reaction. The Barbas group had reported the aldolase antibody catalyzed iminium-enamine Robinson annulation in their 1997 study that marked the beginning of their studies in the area now called organocatalysis.[13] In a report published in 2002 Carlos F. Barbas III said: "Work in the 1970s on proline-catalyzed intramolecular aldol addition reactions by synthetic organic chemists Zoltan G. Hajos and David R. Parrish of the chemical research department at Hoffmann-La Roche, Nutley, N.J., inspired us to look more closely at parallels between small-molecule catalysts and enzymes".[14]

In 2002 the Macmillan group was the first to demonstrate the proline catalyzed Aldol reaction between different aldehydes.[15] This reaction is unusual because in general aldehydes will self-condense.

Aldol Macmillan 2002

The organocatalytic intermolecular aldol reaction is now known as the Barbas-List Aldol reaction.[16]

Reaction mechanism[edit]

Several reaction mechanisms for the triketone reaction have been proposed over the years. Hajos and Parrish proposed the enamine mechanism in their paper [2] . However, their experiment with a stoichiometric amount of labeled water (H218O) supported a carbinolamine mechanism.Therefore, Hajos put forward (1974) a hemiaminal intermediate.[2] The Agami mechanism (1984) has an enamine intermediate with two proline units involved in the transition state (based on experimental reaction kinetics)[17] and according to a mechanism by Houk (2001)[18][19] a single proline unit suffices with a cyclic transition state and with the proline carboxyl group involved in hydrogen bonding.

Aldol triketone Mechanisms

The hemiaminal (carbinolamine) put forward by Hajos in 1974 can change to a tautomeric iminium hydroxide intermediate.The iminium hydroxide ion caused enolization of the side chain methyl ketone would be followed by ring closure to the above shown optically active bicyclic ketol product (see Figure 1.) under the influence of the catalytic amount of (S)-(-)-proline. Pengxin Zhou, Long Zhang, Sanzhong Luo, and Jin-Pei Cheng obtained excellent results using the simple chiral primary amine t-Bu-CH(NH2)-CH2-NEt2.TfOH for the synthesis of both the Wieland-Miescher ketone and the Hajos-Parrish ketone as well as their analogues.[20] This supports the iminium mechanism, because it is textbook chemistry that primary amines form imines rather than enamines with carbonyl compounds; cf. "http://en.wikibooks.org/wiki/Organic_Chemistry/Amines".

The Hajos 1974 carbinolamine mechanism has had an unwitting support in a more recent paper by Michael Limbach.[21] The triketone starting material 2- methyl-2-(3-oxobutyl)-1,3-cyclopentanedione gave the expected optically active bicyclic ketol (+)-(3aS,7aS)-3a,4,7,7a-tetrahydro-3a-hydroxy-7a-methyl-1,5(6H)-indanedione with (S)-(-)-proline catalyst. On the other hand, the stereochemical outcome is reversed with ee selectivities of up to 83% by using the homologue amino acid catalysts, such as (S)-β-homoproline, [(pyrrolidine-(2S)-yl) acetic acid]. The virtual anomaly can be explained with a top side approach of the bulkier beta amino acids to the above triketone starting material of reflective symmetry. The top side approach results in the formation of an enantiotopic carbinolamine to give the (-)-(3aR,7aR)-3a,4,7,7a-tetrahydro-3a-hydroxy-7a-methyl-1,5(6H)-indanedione bicyclic ketol enantiomer identical to the one obtained with unnatural (R)-(+)-proline. List in 2010[22] on the other hand is perplexed and surprised that Hajos rejected the enamine mechanism, certainly in light of earlier work by Spencer in 1965 on amine catalysed aldol reactions.[23] It is interesting and surprising that Eder, Sauer and Wiechert have not attempted to explain the reaction mechanism. [3]

The reaction mechanism as proposed by the Barbas group in 2000 for the intermolecular reactions[8] is based also on enamine formation and the observed stereoselectivity based on the Zimmerman-Traxler model favoring Re face approach. This is the same mechanism proposed by Barbas for aldolase antibodies reported by the group in 1995:

Aldol Mechanism List 2000

This enamine mechanism also drives the original Hajos-Parrish triketone reaction but the involvement of two proline molecules in it as proposed by Agami[17] is disputed by Barbas based on the lack of a non-linear effects[11] and supported by later studies of List based on reaction kinetics.[24] The general mechanism is further supported by List by the finding that in a reaction carried out in labeled water (H218O), the oxygen isotope finds its way into the reaction product.[25] The Hajos and Parrish experiment with a stoechiometric amount of labeled water (H218O) supported the carbinolamine mechanism.[2]

In the same study [20] the reaction of proline with acetone to the oxazolidinone (in DMSO) was examined:

Oxazolidinone formation by reaction Of ketone with proline

The equilibrium constant for this reaction is only 0.12 leading List to conclude that the involvement of oxazolidinone is only parasitic.

Blackmond in 2004 also found oxazolidinones as intermediates (NMR) in a related proline-catalysed α-aminooxylation of propanal with nitrosobenzene:[26]

proline-catalysed α-aminooxylation

Chiong Teck Wong of the Institute of High Performance Computing Singapore studied the similar oxyamination reaction of nitrosobenzene with butanal using a chiral prolinol silyl ether catalyst.[27] His studies strongly suggest that the catalyst generates the enol, and forms an enol-catalyst complex. Nitsosobenzene subsequently reacts with the enol-catalyst complex to afford the (S)-N-nitroso aldol product in agreement with Pauling’s chart of electronegativity. Sodiumborohydride reduction of the primarily formed aldol products gave the corresponding alcohols in good yield and excellent enantioselectivity in the ratio of PN/PO=>99:1 as shown in the Scheme below. Wong suggests that the reaction mechanism of the (S)-Cat catalyzed N-nitroso aldol reaction between nitrosobenzene and butanal proceeds via an enol intermediate and not via an enamine intermediate.

chiral prolinol silyl ether catalyzed oxyamination

The view of oxazolidinones as a parasitic species is contested by Seebach and Eschenmoser who in 2007 published a 47 page (!) article[28] in which they argue that oxazolidinones in fact play a pivotal role in proline catalysis. One of the things they did was reacting an oxazolidinone with the activated aldehyde chloral in an aldol addition:


In 2008, Barbas in an essay addressed the question why it took until the year 2000 before interest regenerated for this seemingly simple reaction 30 years after the pioneering work by Hajos and Parrish and why the proline catalysis mechanism appeared to be an enigma for so long.[29] One explanation has to do with different scientific cultures: a proline mechanism in the context of aldolase catalysis already postulated in 1964 by a biochemist[30] was ignored by organic chemists. Another part of the explanation was the presumed complexity of aldolase catalysis that dominated chemical thinking for a long time. Finally, research did not expand in this area at Hoffmann-La Roche after the resignation of ZGH in November, 1970.

Origin of the name of the reaction[edit]

The name for this reaction took some time to develop. In 1985 Professor Agami and associates were the first to name the proline catalyzed Robinson annulation the Hajos-Parrish reaction.[31] In 1986 Professor Henri B.Kagan and Professor Agami[32] still called it the Hajos-Parrish reaction in the Abstract of this paper. In 2001 Professor Kagan published a paper entitled "Nonlinear Effects in Asymmetric Catalysis: A Personal Account" in Synlett.[33] In this paper he introduced the new title the Hajos-Parrish-Wiechert reaction. In 2002 Professor Benjamin List added two more names and introduced the term Hajos–Parrish–Eder–Sauer–Wiechert reaction.[34] Scientific papers published as late as 2008 in the field of organocatalysis use either the 1985, 2001 or 2002 names of the reaction. A June, 2014 search limited to the years 2009-2014 by Google Scholar returns 44 hits for Hajos-Parrish reaction, 3 for Hajos-Parrish-Wiechert reaction and 184 for Hajos-Parrish-Eder-Sauer-Wiechert reaction. The term 'Hajos-Parrish ketone' (and similar) remains common, however.


  1. ^ Z. G. Hajos, D. R. Parrish, German Patent DE 2102623 1971
  2. ^ Asymmetric synthesis of bicyclic intermediates of natural product chemistry Zoltan G. Hajos, David R. Parrish J. Org. Chem.; 1974; 39(12); 1615-1621. doi:10.1021/jo00925a003
  3. ^ New Type of Asymmetric Cyclization to Optically Active Steroid CD Partial Structures Angewandte Chemie International Edition in English Volume 10, Issue 7, Date: July 1971, Pages: 496-497 Ulrich Eder, Gerhard Sauer, Rudolf Wiechert doi:10.1002/anie.197104961
  4. ^ Zerong Wang in Comprehensive Organic Name Reactions and Reagents, 3V Set, p. 1306, John Wiley and Sons Inc. 2009.
  5. ^ Proline-catalyzed asymmetric reactions Tetrahedron Report Number 10450 Tetrahedron Volume 58, Issue 28, 8 July 2002, Pages 5573-5590 Benjamin List doi:10.1016/S0040-4020(02)00516-1
  6. ^ J.Org.Chem.,2008, 73, 5151-5154
  7. ^ The crystal structure of digitoxigenin, Karle, I.L., and Karle, J., Acta Cryst.,Sect.B25,434-442(1969).
  8. ^ a b Proline-Catalyzed Direct Asymmetric Aldol Reactions Benjamin List, Richard A. Lerner, and Carlos F. Barbas III J. Am. Chem. Soc. 2000, 122, 2395-2396 doi:10.1021/ja994280y
  9. ^ Efficient aldolase catalytic antibodies that use the enamine mechanism of natural enzymes." Jeurgen Wagner, Richard A. Lerner, Carlos F. Barbas III Science; 1995; 270(5243); 1797-800. PMID 8525368
  10. ^ Catalytic Asymmetric Synthesis of anti-1,2-Diols Wolfgang Notz and Benjamin List J. Am. Chem. Soc. 2000; 122(30) pp 7386 - 7387; (Communication) doi:10.1021/ja001460v
  11. ^ a b Amino Acid Catalyzed Direct Asymmetric Aldol Reactions: A Bioorganic Approach to Catalytic Asymmetric Carbon-Carbon Bond-Forming Reactions Sakthivel, K.; Notz, W.; Bui, T.; Barbas, C. F., III J. Am. Chem. Soc. (Article); 2001; 123(22); 5260-5267. doi:10.1021/ja010037z
  12. ^ A proline-catalyzed asymmetric Robinson annulation reaction Tetrahedron Letters, Volume 41, Issue 36, September 2000, Pages 6951-6954 Tommy Bui and Carlos F. Barbas doi:10.1016/S0040-4039(00)01180-1
  13. ^ Antibody-Catalyzed Enantioselective Robinson Annulation" Guofu Zhong, Torsten Hoffmann, Richard A. Lerner, Samuel Danishefsky, and Carlos F. Barbas III J. Am. Chem. Soc. (Communication);1997; 119(34); 8131–8132. doi:10.1021/ja970944x
  14. ^ Science & Technology, February 2002, Volume 80, Number 8, CENEAR 80 08 p. 33 ISSN 009-2347
  15. ^ The First Direct and Enantioselective Cross-Aldol Reaction of Aldehydes Alan B. Northrup and David W. C. MacMillan J. AM. CHEM. SOC. 2002, 124, 6798-6799 doi:10.1021/ja0262378
  16. ^ Direct Catalytic Asymmetric Synthesis of Highly Functionalized 2-Methylchroman-2,4-diols via Barbas-List Aldol Reaction" Ramachary DB, Sakthidevi R CHEMISTRY-A EUROPEAN JOURNAL ;2009; 15(18); 4516-4522. doi:10.1002/chem.200900066
  17. ^ a b Stereochemistry-59 : New insights into the mechanism of the proline-catalyzed asymmetric robinson cyclization; structure of two intermediates. asymmetric dehydration Tetrahedron, Volume 40, Issue 6, 1984, Pages 1031-1038 Claude Agami, Franck Meynier, Catherine Puchot, Jean Guilhem and Claudine Pascard doi:10.1016/S0040-4020(01)91242-6
  18. ^ The Origin of Stereoselectivity in Proline-Catalyzed Intramolecular Aldol Reactions Bahmanyar, S.; Houk, K. N. J. Am. Chem. Soc. (Communication); 2001; 123(51); 12911-12912. doi:10.1021/ja011714s
  19. ^ Transition States of Amine-Catalyzed Aldol Reactions Involving Enamine Intermediates: Theoretical Studies of Mechanism, Reactivity, and Stereoselectivity Bahmanyar, S.; Houk, K. N. J. Am. Chem. Soc. 2001; 123(45); 11273-11283 doi:10.1021/ja011403h
  20. ^ "Asymmetric Synthesis of Wieland-Miescher and Hajos-Parrish Ketones Catalyzed by an Amino-Acid-Derived Chiral Primary Amine" Zhou, P.; Zhang, L; Luo, S; Cheng, J.-P., J.Org.Chem. 2012; 77; 2526-2530
  21. ^ β-Homoamino acids as catalysts on enantioselective intra- and intermoelcular aldol reactions by Michael Limbach, Tetrahedron Letters 47 (2006) 3843-3847
  22. ^ List, B. (2010). "Emil Knoevenagel and the Roots of Aminocatalysis". Angewandte Chemie (International ed. in English) 49 (10): 1730–1734. doi:10.1002/anie.200906900. PMID 20175175.  edit
  23. ^ Spencer, T. (1965). "Observations on amine catalysis of formation and dehydration of ketols". Tetrahedron Letters 6 (43): 3889–3897. doi:10.1016/S0040-4039(01)89143-7.  edit
  24. ^ Kinetic and Stereochemical Evidence for the Involvement of Only One Proline Molecule in the Transition States of Proline-Catalyzed Intra- and Intermolecular Aldol Reactions Linh Hoang, S. Bahmanyar, K. N. Houk, and Benjamin List J. AM. CHEM. SOC. 2003, 125, 16-17 doi:10.1021/ja028634o
  25. ^ Asymmetric Catalysis Special Feature Part II: New mechanistic studies on the proline-catalyzed aldol reaction Benjamin List, Linh Hoang, and Harry J. Martin PNAS 2004 101: 5839-5842; doi:10.1073/pnas.0307979101
  26. ^ Probing the Active Catalyst in Product-Accelerated Proline-Mediated Reactions Iwamura, H.; Wells, D. H., Jr.; Mathew, S. P.; Klussmann, M.; Armstrong, A.; Blackmond, D. G. J. Am. Chem. Soc. (Communication); 2004; 126(50); 16312-16313. doi:10.1021/ja0444177
  27. ^ A theoretical investigation on the mechanism of the alpha,alpha-diphenylprolinol trimethylsilyl ether-catalyzed oxyamination reaction, Chiong Teck Wong, Tetrahedron Letters 50 (2009) 811-813.
  28. ^ Are Oxazolidinones Really Unproductive, Parasitic Species in Proline Catalysis? - Thoughts and Experiments Pointing to an Alternative View Helvetica Chimica Acta Volume 90, Issue 3, Date: March 2007, Pages: 425-471 Dieter Seebach, Albert K. Beck, D. Michael Badine, Michael Limbach, Albert Eschenmoser, Adi M. Treasurywala, Reinhard Hobi, Walter Prikoszovich, Bernard Linder doi:10.1002/hlca.200790050
  29. ^ Organocatalysis Lost: Modern Chemistry, Ancient Chemistry, and an Unseen Biosynthetic Apparatus Carlos F. Barbas III Angew. Chem. Int. Ed. 2008, 47, 42–47 doi:10.1002/anie.200702210
  30. ^ W. J. Rutter, Fed. Proc. 1964, 23, 1248.
  31. ^ "A New Diagnostic Tool for Elucidating the Mechanism of Enantioselective Reactions. Application to the Hajos-Parrish Reaction" Agami, C.; Levisalles, J.; Puchot, C. J. Chem. Soc., Chem. Commun. 1985, 8, 441-442
  32. ^ J. Am. Chem. Soc. 1986, 108, 2353-2357
  33. ^ Synlett 2001, No. SI, 888–899
  34. ^ B. List, Tetrahedron 58 (2002) 5573-5590