Historicity of the Iliad
Setting: Troy (modern Hisarlik, Turkey)
Greeks and allies
Trojans and allies
The extent of the historical basis of the Iliad has been a topic of scholarly debate for centuries. While researchers of the 18th century had largely rejected the story of the Trojan War as fable, the discoveries made by Heinrich Schliemann at Hisarlik reopened the question in modern terms, and the subsequent excavation of Troy VIIa and the discovery of the toponym "Wilusa" in Hittite correspondence has made it plausible that the Trojan War cycle was at least remotely based on a historical conflict of the 12th century BC, even if the poems of Homer are removed from the event by more than four centuries of oral tradition.
In antiquity, educated Greeks of the 5th century BC continued to accept the truth of human events depicted in the Iliad, even as philosophical scepticism was undermining faith in divine intervention in human affairs. In the time of Strabo topographical disquisitions discussed the identity of sites mentioned by Homer. This continued when Greco-Roman culture was Christianised: Eusebius of Caesarea offered universal history reduced to a timeline, in which Troy received the same historical weight as Abraham, with whom Eusebius' Chronologia began, ranking the Argives and Mycenaeans among the kingdoms ranged in vertical columns, offering biblical history on the left (verso), and secular history of the kingdoms on the right (recto). Jerome's Chronicon followed Eusebius, and all the medieval chroniclers began with summaries of the universal history of Jerome.
With such authorities accepting it, post-Roman Europeans continued to accept Troy and the events of the Trojan War as historical. Geoffrey of Monmouth's pseudo-genealogy traced a Trojan origin for royal Briton descents in Historia Regum Britanniae. Merovingian descent from a Trojan ancestor was embodied in a literary myth first established in Fredegar's chronicle (2.4, 3.2.9), to the effect that the Franks were of Trojan stock and adopted their name from King Francio, who had built a new Troy on the banks of the river Rhine (modern Treves). Even before the so-called Age of Enlightenment of the 18th century these supposed "facts" of the medieval concept of history were doubted by Blaise Pascal: "Homer wrote a romance, for nobody supposes that Troy and Agamemnon existed any more than the apples of the Hesperides. He had no intention to write history, but only to amuse us." During the 19th century the stories of Troy were devalued as fables by George Grote.
The discoveries made by Heinrich Schliemann at Hisarlik revived the question during modern times, and recent discoveries have resulted in more discussion. The events described by Homer's Iliad, even if based on historical events that preceded its composition by some 450 years, will never be completely identifiable with historical or archaeological facts, even if there was a Bronze Age city on the site now called Troy, and even if that city was destroyed by fire or war at about the same time as the time postulated for the Trojan War.
No text or artifact found on the site itself clearly identifies the Bronze Age site by name. This is due probably to the planification of the former hillfort during the construction of Hellenistic Ilium (Troy IX), destroying the parts that most likely contained the city archives. A single seal of a Luwian scribe has been found in one of the houses, proving the presence of written correspondence in the city, but not a single text. Our developing knowledge of the geography of the Hittite kingdom makes it very likely that the site corresponds to the city of Wilusa. But even if that is accepted, it is of course no positive proof of identity with Homeric "(W)ilios".
The bilingual toponymy of Troy/Ilion is well established in the Homeric tradition. A name "Wilios" or "Troia" does not appear in any Greek written records from the Mycenean sites, however. The Mycenaean Greeks of the 13th century BC had colonized the Greek mainland and Crete, and were only beginning to make forays into Anatolia, establishing an outpost at Miletus (Millawanda). Historical Wilusa was one of the Arzawa lands, in loose alliance with the Hittite kingdom, and written reference to the city is therefore expected in Hittite correspondence rather than in Mycenaean palace archives.
Status of the Iliad
Modern discourse has changed from questions of the historicity of the particular human events that transpire in the Iliad; Moses I. Finley, in The World of Odysseus (1954), which sets out a coherent picture of the society represented by the Iliad and the Odyssey, avoids the question as "beside the point that the narrative is a collection of fictions from beginning to end":9 Finley, for whom the Trojan War is "a timeless event floating in a timeless world",:172 analyzes the question of historicity, aside from invented narrative details, into five essential elements: 1. Troy was destroyed by a war; 2. the destroyers were a coalition from mainland Greece; 3. the leader of the coalition was a king named Agamemnon; 4. Agamemnon's overlordship was recognized by the other chieftains; 5. Troy, too, headed a coalition of allies. Finley does not find any evidence for any of these elements.:175ff.
The more we know about Bronze Age history, the clearer it becomes that it is not a yes-or-no question but one of educated assessment of how much historical knowledge is present in Homer, and whether it represents a retrospective memory of Dark Age Greece, as Finley concludes, or of Mycenaean Greece, which is the dominant view of A Companion to Homer, A.J.B. Wace and F.H. Stebbings, eds. (New York/London: Macmillan 1962). The particular narrative of the Iliad is not an account of the war, but a tale of the psychology, the wrath, vengeance and death of individual heroes, which assumes common knowledge of the Trojan War as a back-story. No scholars now assume that the individual events of the tale (many of which involve divine intervention) are historical fact; however, no scholars claim that the story is entirely devoid of memories of Mycenaean times.
The Iliad as essentially legendary
Some archaeologists and historians, most notably, until his death in 1986, Finley,[note 1] maintain that none of the events in Homer's works are historical. Others accept that there may be a foundation of historical events in the Homeric narrative, but say that in the absence of independent evidence it is not possible to separate fact from myth.
Finley was in a minority when his World of Odysseus first appeared in 1954. With the understanding that war was the normal state of affairs, Finley observed that a ten-year war was out of the question, indicating Nestor's recall of a cattle-raid in Elis as a norm, and identifying the scene in which Helen points out to Priam the Achaean leaders in the battlefield, as "an illustration of the way in which one traditional piece of the story was retained after the war had ballooned into ten years and the piece had become rationally incongruous.":46
Aside from narrative detail, Finley pointed out that, aside from some correlation of Homeric placenames and Mycenaean sites,[note 2] and the fact that the heroes lived at home in palaces (oikoi) unknown in Homer's day; far from a nostalgic recall of the Mycenaean age, Finley asserts that "the catalogue of his errors is very long".
His arms bear a resemblance to the armour of his time, quite unlike the Mycenaean, although he persistently casts them in antiquated bronze, not iron. His gods had temples, and the Mycenaeans built none, whereas the latter constructed great vaulted tombs to bury their chieftains in and the poet cremates his. A neat little touch is provided by the battle chariots. Homer had heard of them, but he did not really visualize what one did with chariots in a war. So his heroes normally drove from their tents a mile or less away, carefully dismounted, and then proceeded to battle on foot.":45
What the poet believed he was singing about was the heroic past of his own Greek world, Finley concludes.
During recent years scholars have suggested that the Homeric stories represented a synthesis of many old Greek stories of various Bronze Age sieges and expeditions, fused together in the Greek memory during the "dark ages" which followed the end of the Mycenean civilization. In this view, no historical city of Troy existed anywhere: the name perhaps derives from a people called the Troies, who probably lived in central Greece. The identification of the hill at Hisarlık as Troy is, in this view, a late development, following the Greek colonisation of Asia Minor during the 8th century BC.
It is also worth comparing the details of the Iliadic story to those of older Mesopotamian literature—most notably, the Epic of Gilgamesh. Names, set scenes, and even major parts of the story, are strikingly similar. Most scholars believe that writing first came to Greece from the east, via traders, and these older poems were used to demonstrate the uses of writing, thus heavily influencing early Greek literature.
The Iliad as essentially historical
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Another opinion is that Homer was heir to an unbroken tradition of oral epic poetry reaching back some 500 years into Mycenaean times. The case is set out in The Singer of Tales by Albert B. Lord, citing earlier work by folklorist and mythographer Milman Parry. In this view, the poem's core could represent an historical campaign that took place at the eve of the decline of the Mycenaean civilization. Much legendary material would have been added during this time, but in this view it is meaningful to ask for archaeological and textual evidence corresponding to events referred to in the Iliad. Such an historical background gives a credible explanation for the geographical knowledge of Troy (which could, however, also have been obtained in Homer's time by visiting the traditional site of the city, which was in fact New Ilium, built at the base of the hill at Hisarlık) and otherwise unmotivated elements in the poem (in particular the detailed Catalogue of Ships). Linguistically, a few verses of the Iliad suggest great antiquity, because they only fit the meter if projected back into Mycenaean Greek, in part due to the classical loss of the digamma; this trace of archaic language suggests a poetic tradition spanning the Greek Dark Ages. On the other hand, there are well-known interpolations in the text we have. Even though Homer was Ionian, the Iliad reflects the geography known to the Mycenaean Greeks, showing detailed knowledge of the mainland but not extending to the Ionian Islands or Anatolia, which suggests that the Iliad reproduces an account of events handed down by tradition, to which the author did not add his own geographical knowledge.
The Iliad as partly historical
As mentioned above, though, it is most likely that the Homeric tradition contains elements of historical fact and elements of fiction interwoven. Homer describes a location, presumably in the Bronze Age, with a city. This city was near Mount Ida in northwest Turkey. Such a city did exist, at the mound of Hisarlık. Homer describes that the location was very windy, which Hisarlık almost always is, and several other geographical features also match; so it appears, therefore, that Homer describes an actual place, although this fact does not in itself prove that his story is true.
Also, the Catalogue of Ships mentions a great variety of cities, some of which, including Athens, were inhabited both in the Bronze Age and in Homer's time, and some of which, such as Pylos, were not rebuilt after the Bronze Age. This suggests that the names of no-longer-existing towns were remembered from an older time, because it is unlikely that Homer would have managed to name successfully a diverse list of important Bronze Age cities that were, in his time, only a few blocks of rubble on the surface, often without even names. Furthermore, the cities enumerated in the Catalogue are given in geographical clusters, this revealing a sound knowledge of Aegean topography. Some evidence is mixed, though: locating the Bronze Age palace of Sparta, the traditional home of Menelaus, under the modern city has been challenging.
Likewise, in the Mycenaean Greek Linear B tablets, some Homeric names appear, including Achilles (Linear B: 𐀀𐀑𐀩𐀄, a-ki-re-u),[note 3] a name which was also common in the classical period, noted on tablets from both Knossos and Pylos. The Achilles of the Linear B tablet is a shepherd, not a king or warrior, but the very fact that the name is an authentic Bronze Age name is significant. These names in the Homeric poems presumably remember, if not necessarily specific people, at least an older time when people's names were not the same as they were when the Homeric epics were written down. Some story elements from the tablets appear in the Iliad.
The first person to point to the Hittite texts as a possible primary source was the Swiss scholar Emil Forrer in the 1920s and 1930s. In discussing an ethnic group called the Ahhiyawa in these texts, Forrer drew attention to the place names Wilusa and Taruisa, which he argued were the Hittite way of writing (W)ilios (Ilios) and Troia (Troy). He also noted the mention of a Wilusan king Alaksandu, who had concluded a treaty with the Hittite king Muwatalli; the name of this king closely resembled Alexandros/Alexander, the alternative name of Paris, the son of king Priam. Other identifications Forrer offered included Priam with Piyama-Radu, and Eteocles, king of Orchomenos, with one Tawagalawa. However despite his arguments, many scholars dismissed Forrer's identification of Wilusa-(W)ilios/Troia-Taruisa as either improbable or at least unprovable, since until recently the known Hittite texts provided no clear indication where the kingdom of Wilusa was located beyond somewhere in Western Anatolia.:394ff.
General scholarly opinion about this identification changed with the discovery of a text join to the Manapa-Tarhunda letter, which located Wilusa beyond the Seha River near the Lazpa land. Modern scholars identify the Seha with the Classical Caicus River, which is the modern Bakırçay, and the Lazpa land is the more familiar isle of Lesbos. As Trevor Bryce observes, "This must considerably strengthen the possibility that the two were directly related, if not identical.":395
Despite this evidence, the surviving Hittite texts do not provide an independent account of the Trojan War. The Manapa-Tarhunda letter is about a member of the Hittite ruling family, Piyama-Radu, who gained control of the kingdom of Wilusa, and whose only serious opposition came from the author of this letter, Manapa-Tarhunda. King Muwatalli of the Hittites was the opponent of this king of Troy, and the result of Muwatalli's campaign is not recorded in the surviving texts.:245–247 The Ahhiyawa, generally identified with the Achaean Greeks,:59–63 are mentioned in the Tawagalawa letter as the neighbors of the kingdom of Wilusa, and who provided a refuge for the troublesome renegade Piyama-Radu.:321–324
In November 2001, geologists John C. Kraft from the University of Delaware and John V. Luce from Trinity College, Dublin presented the results of investigations into the geology of the region that had started in 1977. The geologists compared the present geology with the landscapes and coastal features described in the Iliad and other classical sources, notably Strabo's Geographia. Their conclusion was that there is regularly a consistency between the location of Troy as Hisarlik (and other locations such as the Greek camp), the geological evidence, and descriptions of the topography and accounts of the battle in the Iliad.
- Finley vigorously attacked Michael Wood's In Search of the Trojan War when it first appeared in 1984, four years before modern archaeology was undertaken at the Hisarlik site.
- "Although the poverty of the finds in Odysseus's Ithaca is one of the notable exceptions".:44
- The word a-ki-re-u which is found on the KN Vc 106 tablet, has been identified as Akhilleus.
- Eusebius' chronological tables are re-analysed in depth by Richard W. Burgess, Witold Witakowski, eds.Studies in Eusebian and Post-Eusebian Chronography vol. 1. (Stuttgart) 1999; see Introduction and Overview
- Analysed in Francis Ingledew, "The Book of Troy and the Genealogical Construction of History: The Case of Geoffrey of Monmouth's Historia regum Britanniae" Speculum 69,.3 (July 1994:665-704).
- Peter G. Bietenholz, Historia and Fabula: Myths and Legends in Historical Thought 1994:190.
- Pascal, Pensées (published 1660), part ix, §628.
- In Grote, A History of Greece, vol. I (1846), "Legendary Greece" prefaces "Historical Greece to the reign of Peisistratus", and begins the "historical" section with the traditional date of the first Olympiad, 776 BC: "To confound together these disparate matters is, in my judgement, essentially unphilosophical. I describe the earlier times by themselves, as conceived by the faith and feeling of the first Greeks, and known only through their legends,—without presuming to measure how much or how little of historical matter these legends may contain" (Preface). The "Legend of Troy"—"this interesting fable"—fills his chapter xv.
- Manfred Korfmann, the modern excavator of the site, writes "Was there a Trojan War?" in Archaeology 57.3 (May/June 2004:36-38); he concludes “Troy appears to have been destroyed around 1180 BC …probably by a war the city lost”.
- Finley, Moses I. (1978). The World of Odysseus.
- Martin West, The East Face of Helicon (Oxford 1999), pp. 336-338; T.B.L. Webster, From Mycenae to Homer (London 1958) pp. 82, 119ff.
- Conant, Craig; Thomas, Carol G. (2005). The Trojan War. Westport, Conn: Greenwood Press. p. 105. ISBN 0-313-32526-X.
- Castleden, Rodney (2005). "The Trojan War". Mycenaeans. New York: Routledge. p. 199. ISBN 0-415-24923-6.
- The Kingdom of the Hittites. Oxford: Clarendon Press. 1998.
- Thomas, Neil (3 March 2003). "Geology corresponds with Homer’s description of ancient Troy". U Daily (University of Delaware). Retrieved 6 August 2011.
- (Dartmouth College) Prehistoric Archaeology of the Aegean: 27. Troy VII and the Historicity of the Trojan War
- The Greek Age of Bronze "Trojan War"