ISO 10962

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ISO 10962 is the CFI (Classification of Financial Instruments) code maintained by the International Organization for Standardization (ISO). It is an alphabetical code consisting of 6 letters. The first letter is the category, the second is the group, and the remaining letters show special attributes of the group. The letter X always means Not Applicable/Undefined. Here are some of the possible codes:


Classification of Financial Instruments
Category Group Attribute 1 Attribute 2 Attribute 3 Attribute 4 Code
D = Debt Instruments (D-*-*-*-*-*)
B - Bonds (D-B-*-*-*-*)
C - Convertible Bonds (D-C-*-*-*-*)
M - Miscellaneous (D-M-*-*-*-*)
T - Medium-term notes (D-T-*-*-*-*)
W - Warrants attached to bonds (D-W-*-*-*-*)
Y - Money market instruments (D-Y-*-*-*-*)
E = Equities (E-*-*-*-*-*)
S - Shares Voting Right Ownership Payment Status Form (E-S-*-*-*-*)
E = Enhanced voting (E-S-E-*-*-*)
N = Non-voting (E-S-N-*-*-*)
R = Restricted voting (E-S-R-*-*-*)
V = Voting (E-S-V-*-*-*)
T = Restrictions (E-S-*-T-*-*)
U = Free (E-S-*-F-*-*)
F = Fully paid (E-S-*-*-F-*)
O = Nil paid (E-S-*-*-O-*)
P = Partly paid (E-S-*-*-P-*)
A = Registered depository receipt (E-S-*-*-*-A)
B = Bearer (E-S-*-*-*-B)
N = Bearer/Registered (E-S-*-*-*-N)
R = Registered (E-S-*-*-*-R)
Z = Bearer depository receipt (E-S-*-*-*-Z)


[edit] Classification of CFI codes

E Equities D Debt Instruments
ES Shares DB Bonds
EP Preferred shares DC Convertible bonds
ER Preference shares DW Bonds with warrants attached
EC Convertible shares BT Medium-term notes
EF Preferred convertible shares DY Money market instruments
EV Preference convertibles shares DM Others (Miscellaneous)
EU Unites, i.e. unit trusts/mutual funds/OPCVM/OICVM
R Entitlements (Rights) O Options
RA Allotment rights OC Call options
RS Subscription rights OP Put options
RP Purchase rights OM Others
RW Warrants
RM Others
F Futures M Others (Miscellaneous)
FF Financial futures MR
FC Commodities futures MM Other assets (Miscellaneous), e.g. Real Estate, Insurance Policies




  • E = Equities
    • S = Shares (common/ordinary)
      • 1: Voting Right
        • V = Voting
        • N = Non-voting
        • R = Restricted voting
        • E = Enhanced voting
      • 2: Ownership/transfer restrictions
        • T = Restrictions
        • U = Free
      • 3: Payment status
        • O = Nil paid
        • P = Partly paid
        • F = Fully paid
      • 4: Form:
        • B = Bearer
        • R = Registered
        • N = Bearer/Registered
        • Z = Bearer depository receipt
        • A = Registered depository receipt
        • P = Preferred Shares
        • C = Convertible preferred shares
        • U = Units (units trusts/mutual funds)
        • M = Others
  • D = Debt Instruments
    • B = Bonds
    • C = Convertible bonds
    • M = Others
    • T = Medium-term Notes
    • W = Bonds With Warrants Attached
    • Y = Money Market Instruments
  • R = Entitlements (Rights)
    • A = Allotment Rights
    • M = Others (Miscellaneous)
    • S = Subscription rights
    • W = Warrants
  • O = Options
    • C = Call Options
      • 1: Exercise Style
        • A = American
        • E = European
      • 2: Underlying Asset
        • S = Stock
        • I = Index
        • D = Debt
        • C = Currency
        • O = Option
        • F = Future
        • T = Commodity
        • W = Swap
        • B = Basket
        • M = Other
      • 3: Delivery
        • C = Cash
        • P = Physical
      • 4: Standard/Non-standard
        • S = Standard
        • N = Non-standard
    • P = Put Options
      • Same as Call
  • F = Futures
    • C = Commodities Futures
      • 1: Underlying Asset
        • A = Agricultural
        • E = Extraction
        • I = Industrial
        • S = Service
      • 2: Delivery
        • C = Cash
        • P = Physical
      • 3: Standard/Non-standard
        • S = Standard
        • N = Non-standard
      • 4: not used
        • X = not used
    • F = Financial Futures
      • 1: Underlying Asset
        • S = Stock
        • I = Index
        • D = Debt
        • C = Currency
        • O = Option
        • F = Future
        • T = Commodity
        • W = Swap
        • B = Basket
        • M = Other
      • 2: Delivery
        • C = Cash
        • P = Physical
      • 3: Standard/Non-standard
        • S = Standard
        • N = Non-standard
      • 4: not used
        • X = not used
  • M = Others (Miscellaneous)
    • M = Other Assets (Miscellaneous)
    • R = Referential Instruments
      • 1: Further grouping
        • C = Currencies
        • T = Commodities
        • R = Interest Rates
        • I = Indices

Example:

  • ESNTPB is Equities/Shares/Non-voting/Restrictions/Partly paid/Bearer
  • ESXXXX is Equities/Shares (no more details)
  • OPASPS is Options/Put/American/Stock/Physical/Standard
  • FFIXXX is Futures/Financial/Index
  • FXXXXX is Futures (no more details)
  • RWXXXX is Rights/Warrant (no more details)

[edit] See also

[edit] External links

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