Indo-European ablaut

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In linguistics, the Indo-European ablaut is a system of apophony (regular vowel variations) in the Proto-Indo-European language that has significantly influenced the modern Indo-European languages. An example of ablaut in English is the strong verb sing, sang, sung and its related noun song.

History[edit]

The term ablaut (German for "off-sound") was coined in the early nineteenth century by linguist Jacob Grimm. However, the phenomenon itself was first observed more than 2,000 years earlier by the Sanskrit grammarians and codified by Pāṇini in his Ashtadhyayi, where the terms guṇa and vṛddhi were used to describe the phenomena now known as the full grade and lengthened grade, respectively. In the context of European languages, the phenomenon was first described in the early 18th century by the Dutch linguist Lambert ten Kate in his book Gemeenschap tussen de Gottische spraeke en de Nederduytsche ("Commonality between the Gothic language and Lower German (Dutch)", 1710).

Preliminary considerations[edit]

Vowel gradation is any vowel difference between two related words (e.g. photograph [ˈfəʊtəgrɑːf] and photography [fəˈtɒgrəfi]) or two forms of the same word (e.g. man and men). The difference need not be indicated in the spelling. There are many kinds of vowel gradation in English and other languages, and these are discussed generally in the article apophony. Some involve a variation in vowel length (quantitative gradation: photograph and photography), others in vowel colouring (qualitative gradation: man/men), and others the complete disappearance of a vowel (reduction to zero: could notcouldn't).

For the study of European languages, one of the most important instances of vowel gradation is the historical Indo-European phenomenon called ablaut, remnants of which can be seen in the English verbs ride, rode, ridden, or fly, flew, flown. For many purposes, it is enough to note that these verbs are irregular, but understanding why they are irregular (and indeed why they are actually perfectly regular within their own terms) requires digging back into the grammar of the reconstructed proto-language.

Ablaut is the oldest and most extensive single source of vowel gradation in the Indo-European languages, and must be distinguished clearly from other forms of gradation, which developed later, such as Germanic umlaut (man/men, goose/geese, long/length) or the results of English word-stress patterns (man/woman, photograph/photography). Confusingly, in some contexts, the terms 'ablaut', 'vowel gradation', 'apophony' and 'vowel alternation' may be used synonymously, especially in synchronic comparisons, but historical linguists prefer to keep 'ablaut' for the specific Indo-European phenomenon, which is the meaning intended by the linguists who first coined the word.

Since ablaut was a regular system in Proto-Indo-European but survives only as irregular or partially regular variations in the recorded languages, any explanation of the topic has to begin with the prehistoric origins. Proto-Indo-European (PIE) is the hypothetical parent language from which most of the modern and ancient European languages evolved. By comparing the recorded forms from the daughter languages, linguists can infer the forms of the parent language. However, it is not certain how PIE was realised phonetically, and the reconstructions are to be understood as an encoding of the deduced phonemes; there is no correct way to pronounce them. All PIE forms are marked with an asterisk to indicate that they are hypothetical. For more details on these reconstructions, see Proto-Indo-European, Laryngeal theory and Comparative method.

Ablaut grades[edit]

In Proto-Indo-European (PIE), ablaut caused alternations between short e, short o, long ē, long ō and no vowel. Of these, short e was the basic inherent vowel of most syllables. In different forms of the same word, or in different but related words, this basic short e, could be replaced by any of the other three vowels or it could be omitted entirely.

zero short long
Ø e ē
o ō

When a syllable had a short e, it is said to be in the "e-grade" or "full grade". When it had no vowel, it is said to be in the "zero grade". Syllables with long vowels are said to be in "lengthened grade". Note that when we refer simply to the e-grade or o-grade, the short vowel forms are meant, unless the lengthened grades are specified.

A classic example of the five grades of ablaut in a single root is provided by the different case forms of two closely related Greek words:

Ablaut grade PIE (reconstruction) Greek (Greek transliterated) Translation
e-grade or full grade *ph2-tér-m̥ πα-τέρ pa-tér-a "father" (noun, accusative)
lengthened e-grade *ph2-tḗr πα-τήρ pa-tḗr "father" (noun, nominative)
zero-grade *ph2-tr-és πα-τρ-ός pa-tr-ós "father's" (noun, genitive)
o-grade *n̥-péh2-tor-m̥ ἀ-πά-τορ a-pá-tor-a "fatherless" (adjective, accusative)
lengthened o-grade *n̥-péh2-tōr ἀ-πά-τωρ a-pá-tōr "fatherless" (adjective, nominative)

The syllable in bold is the one being considered. It is crucial to notice also that the syllable with the accent mark carries the word stress. In this unusually neat example, a switch to the zero-grade can be seen when the word stress moves to the following syllable, a switch to the o-grade when the word stress moves to the preceding syllable, and a lengthening of the vowel when the syllable is in word-final position. However, as with most PIE reconstructions, scholars differ about the details of this example.

One way to think of this system is that Proto-Indo-European originally had only one vowel, short e, and that over time this vowel changed according to phonetic context, so that the language started to develop a more complex vowel-system. Thus it has often been speculated that an original e-grade in pre-Indo-European underwent two changes in some phonetic environments: under certain circumstances it changed to o (the o-grade), and in others it disappeared entirely (the zero-grade). However, this is not certain: the phonetic conditions that controlled ablaut have never been determined, and the position of the word stress may not have been a key factor at all.[citation needed] There are many counterexamples to the proposed rules: *deywós and its nominative plural *deywóes show pretonic and posttonic e-grade, respectively, while *wĺ̥kʷos has an accented zero grade.

Lengthened grades[edit]

Many examples of lengthened grades, including those listed above, are not directly conditioned by ablaut. Instead, they are a result of sound changes like Szemerényi's law and Stang's law, which caused compensatory lengthening of originally-short vowels. In the examples above, Szemerényi's law affected the older sequences *ph2-tér-s and *n̥-péh2-tor-s, changing them to *ph2-tḗr and *n̥-péh2-tōr. Thus, these forms were originally in the regular, unlengthened e- and o-grade. Such lengthened vowels were, however, later grammaticalised and spread to other words in which the change did not occur.

Nevertheless, there are examples of true lengthened grades, in which short e alternates with long ē. Examples are the verbs with "Narten" inflection, and nouns like *mḗh₁-n̥s "moon", genitive *méh₁-n̥s-os. Alternations of this type were rare, however, and the e ~ o ~ Ø alternation was the most common by far. The long ō grade was rarer still, and may not have actually been a part of the ablaut system at all.

Zero grade[edit]

The zero grade of ablaut may appear difficult. In the case of *ph2trés, which may already in PIE have been pronounced something like [pɐtrés], it is not difficult to imagine this as a contraction of an older *ph2terés, pronounced perhaps [pɐterés], as this combination of consonants and vowels would be possible in English too. In other cases, however, the absence of a vowel strikes the speaker of a modern western European language as unpronounceable.

To understand this, one must be aware that PIE had a number of sounds, which, in principle, were consonants, yet could operate in ways analogous to vowels. These are the four syllabic sonorants, the three laryngeals and the two semi-vowels:

  • The syllabic sonorants are m, n, r and l, which could be consonants much as they are in English, but could also be held on as continuants and carry a full syllable stress; when this happens, they are transcribed with a small circle beneath them.
  • The laryngeals could be pronounced as consonants, in which case they were probably variations on the h sound, hence they are normally transcribed as h1, h2 and h3. However, they could also carry a syllable stress, in which case they were more like vowels, hence some linguists prefer to transcribe them ə1, ə2 and ə3. The vocalic pronunciation may have originally involved the consonantal sounds with a very slight schwa before and/or after the consonant.
  • In pre-vocalic positions, the phonemes u and i were semi-vowels, probably pronounced like English w and y, but they could also become pure vowels when the following ablaut vowel reduced to zero. When u and i came in postvocalic positions, the result was a diphthong.

Ablaut is nevertheless regular, and looks like this:

e-grade o-grade zero-grade
ey oy i
ew ow u
er or
el ol
em om
en on
eh1 oh1 h1 or ə1
eh2 (/ah2/) oh2 h2 or ə2
eh3 (/oh3/) oh3 h3 or ə3

Thus, any of these could replace the ablaut vowel when it was reduced to the zero-grade: the pattern CVrC (for example, *bʰergʰ-) could become CrC (*bʰr̥gʰ-).

However, not every PIE syllable was capable of forming a zero grade; some consonant structures inhibited it in particular cases, or completely. Thus, for example, although the preterite plural of a Germanic strong verb (see below) is derived from the zero grade, classes 4 and 5 have instead vowels representing the lengthened e-grade, as the stems of these verbs could not have sustained a zero grade in this position.

Zero grade is said to be from pre-PIE syncope in unaccented syllables,[citation needed] but in some cases the lack of accent does not cause zero grade: *deywó-, nominative plural *-es "god". There does not seem to be a rule governing the unaccented syllables that take zero grade and the ones that take stronger grades.[citation needed]

a-grade[edit]

It is still a matter of debate whether PIE had an original a-vowel at all. In later PIE, the disappearance of the laryngeal h2 could leave an a-colouring and this may explain all occurrences of a in later PIE. However some argue that the e-grade could sometimes be replaced by an a-grade without the influence of a laryngeal. This is controversial but might help to explain the vowels in class 6 Germanic verbs, for example.

Subsequent development[edit]

Although PIE had only this one, basically regular, ablaut sequence, the development in the daughter languages is frequently far more complicated, and few reflect the original system as neatly as Greek. Various factors, such as vowel harmony, assimilation with nasals, or the effect of the presence of laryngeals in the Indo-European (IE) roots and their subsequent loss in most daughter languages, mean that a language may have several different vowels representing a single vowel in the parent language. In particular the zero grade was often subject to modification because of changes in the pronunciation of syllabic sonorants. For example, in Germanic, syllabic sonorants acquired an epenthetic -u-, thus converting the original zero grade to a new "u-grade" in many words. Thus while ablaut survives in some form in all Indo-European languages, it becomes progressively less systematic over time.

Ablaut explains vowel differences between related words of the same language. For example:

  • English strike and stroke both come from the same IE root *streyg-. The former comes from the e-grade, the latter from the o-grade.
  • German Berg (hill) and Burg (castle) both come from the root *bʰergʰ-, which presumably meant "high". The former comes from the e-grade, the latter from the zero-grade. (Zero-grade followed by r becomes ur in Germanic.)

Ablaut also explains vowel differences between cognates in different languages.

  • English tooth comes from Germanic *tanþ-s (e.g. Old English tōþ, Old High German zand), genitive *tund-iz (Gothic tunþus, but also aiƕa-tundi "thornbush", literally "horse-tooth"). This form is related to Latin dens, dentis and Greek ὀδούς, ὀδόντος (same meaning), reflected in the English words dentist and orthodontic. One reconstructed IE form is *dónts, genitive *dn̥tés. The consonant differences can be explained by regular sound shifts in primitive Germanic, but not the vowel differences: by the regular laws of sound changes, Germanic a can originate from PIE o, but un usually goes back to a syllabic . The explanation is that the Germanic and Greek nominative forms developed from the o-grade, the Latin word and the Germanic genitive from the zero-grade (where syllabic developed into en much in the same way as it became un in Germanic). Going a step further back, some scholars reconstruct *h1dónts, from the zero grade of the root *h1ed- 'to eat' and the participal -ont-, so explaining it as 'the eating one'.
  • English foot comes from the lengthened o-grade of *ped-. Greek πούς, ποδός and Latin pes, pedis (cf. English octopus and pedestrian), come from the (short) o-grade and the e-grade respectively.

For the English-speaking non-specialist, a good reference work for quick information on IE roots, including the difference of ablaut grade behind related lexemes, is Calvert Watkins, The American Heritage Dictionary of Indo-European Roots, 2nd edition, Boston & New York 2000.

(Note that in discussions of lexis, IE roots are normally cited in the e-grade and without any inflections.)

Grammatical function[edit]

In PIE, there were already ablaut differences within the paradigms of verbs and nouns. These were not the main markers of grammatical form, since the inflection system served this purpose, but they must have been significant secondary markers.

An example of ablaut in the paradigm of the noun in PIE can be found in *pértus, from which the English words ford and (via Latin) port are derived (both via the zero-grade stem *pr̥t-).

root (p-r) suffix (t-u)
Nominative *pér-tu-s e-grade zero-grade
Accusative *pér-tu-m e-grade zero-grade
Genitive *pr̥-téw-s zero-grade e-grade
Dative *pr̥-téw-ey zero-grade e-grade

An example in a verb: *bʰeydʰ- "to wait" (cf. "bide").

e-grade
Perfect (3rd singular) *bʰe-bʰóydʰ-e o-grade (note reduplicating prefix)
Perfect (3rd plural) *bʰe-bʰidʰ-ḗr zero-grade (note reduplicating prefix)

In the daughter languages, these came to be important markers of grammatical distinctions. The vowel change in the Germanic strong verb, for example, is the direct descendant of that seen in the Indo-European verb paradigm. Examples in modern English are the following:

Infinitive Preterite Past participle
sing sang sung
give gave given
strive strove striven
break broke broken

It was in this context of Germanic verbs that ablaut was first described, and this is still what most people primarily associate with the phenomenon. A fuller description of ablaut operating in English, German and Dutch verbs and of the historical factors governing these can be found at the article Germanic strong verb.

The same phenomenon is displayed in the verb tables of Latin, Ancient Greek and Sanskrit. Examples of ablaut as a grammatical marker in Latin are the vowel changes in the perfect stem of verbs.

Present tense Perfect
agō ēgī "to do"
videō vīdī "to see" (vowel lengthening)
sedeō sēdī "to sit" (vowel lengthening)
cadō cecidī "to fall" (note reduplicating prefix)

Ablaut can often explain apparently random irregularities. For example, the verb "to be" in Latin has the forms est (he is) and sunt (they are). The equivalent forms in German are very similar: ist and sind. The same forms are present in Slavic languages – est and sut' . The difference between singular and plural in these languages is easily explained: the PIE root is *h1es-. In the singular, the stem is stressed, so it remains in the e-grade, and it takes the inflection -ti. In the plural, however, the inflection -énti was stressed, causing the stem to reduce to the zero grade: *h1es-énti*h1s-énti. See main article: Indo-European copula.

Some of the morphological functions of the various grades are as follows:

e-grade:

  • Present tense of thematic verbs; root stress.
  • Present singular of athematic verbs; root stress.
  • Accusative and vocative singular, nominative/accusative/vocative dual, nominative plural of nouns.

o-grade:

  • Verbal nouns — (1) stem-stressed masculine action nouns (Greek gónos "offspring", Sanskrit jánas "creature, person"; Greek trókhos "circular course" < "*act of running"); (2) ending-stressed feminine, originally collective, action nouns (Greek gonḗ "offspring", Sanskrit janā́ "birth"); (3) ending-stressed masculine agent nouns (Greek trokhós "wheel" < "*runner").
  • Nominative/vocative/accusative singular of certain nouns (acrostatic root nouns such dṓm, plural dómes "house"; proterokinetic neuter nouns such as *wódr̥ "water" or dóru "tree").
  • Present tense of causative verbs; stem (not root) stress.
  • Perfect singular tense.

zero-grade:

  • Present dual and plural tense of athematic verbs; ending stress.
  • Perfect dual and plural tense; ending stress.
  • Past participles; ending stress.
  • Some verbs in the aorist (the Greek thematic "second aorist").
  • Oblique singular/dual/plural, accusative plural of nouns.

lengthened grade:

  • Nominative singular of many nouns.
  • Present singular of certain athematic verbs (so-called Narten-stem verbs).
  • Some verbs in the aorist.
  • Some derived verbal nouns (so-called proto-vrddhi).

Note that many examples of lengthened-grade roots in daughter languages are actually caused by the effect of laryngeals and of Szemerényi's law and Stang's law, which operated within Indo-European times.

See also[edit]

References[edit]