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The Karluks (also Qarluqs, Qarluks, Karluqs, Old Turkic: , Qarluq, Persian: خَلُّخ (Khallokh), Arabic قارلوق "Qarluq") were a prominent nomadic Turkic tribe residing in the regions of Kara-Irtysh (Black Irtysh) and the Tarbagatai Mountains west of the Altay Mountains in Central Asia. They were also known as the Gelolu (simplified Chinese: 葛逻禄; traditional Chinese: 葛邏祿; pinyin: Géluólù, customary phonetic: Gelu, Khololo, Khorlo or Harluut). They were closely related to the Uyghurs. Karluks gave their name to the distinct Karluk group of the Turkic languages, which also includes the Uyghur, Uzbek, and Ili Turki languages.
Karluks were known as a coherent ethnic group with autonomous status within the Göktürk kaganate and the independent states of the Karluk Yabgu and Karakhanids, before being absorbed in the Chagatai Khanate of the Mongol empire.
The most ancient reference to the etymology of the Karluk name is recorded in the Chinese dynastic history Book of Tang, which names Karluks as "Ko-lo-lu" and traces the name to the word "Karlik" (Turkic "snow piles"). "Kar" means "snow", as in the name of the Kar Sea. N. Aristov noted the river Kerlyk, a tributary of the Charysh River, proposing that the tribal name originated from the toponym with a Turkic meaning of "wild millet".
The reverse is equally possible; the toponyms were named after an ethnonym of the native people. Another version cites the homonym of the Karluk valley in Altai. The derivation of Karluk from Kara (Turkic "Great", "Northern", "black") is considered to be philologically impossible, and incompatible with the well-documented Arabic form of the ethnonym "Halluh".
The Karluks were a branch of the Turgesh or aboriginal Altaians.
The first Chinese reference to the Karluks (644) labels them with a Manichaean attribute: Lion Karluks ("Shi-Gelolu", "shi" stands for Sogdian "lion"). The "lion" (Turkish: arslan) Karluks persisted up to the time of the Mongols.
In the Early Middle Age, organized as the Uch-Karluks (Three Karluks) union, composed of Karluks, Chigils, and Yagma tribes, they were members of the Göktürk Kaganate. After the split of the Kaganate around 600 into the Western and Eastern Kaganates, the Uch-Karluks remained in the Western Turkic Kaganate under a non-autonomous home rule, as the members of the five Tele (see: Tiele) tribes that did not receive autonomy: the Karluk, Yagma, Kipchak, Basmyl and Chuban.
In 630, the Aru-Kagan (Chinese Helu) of the Eastern Turkic Kaganate was captured by the Chinese. His heir apparent, the "lesser Khan" Khubo, escaped to Altai with a major part of the people and 30,000 soldiers. He conquered the Karluks in the west, the Kyrgyz in the north, and took the title Ichju Chebi Khan. The Karluks allied with the Tiele and their leaders the Uyghurs against the Turkic Kaganate, and participated in enthroning the victorious head of the Uyghur (Toquz Oghuz). After that, a smaller part of the Karluks joined the Uyghurs and settled in the Bogdo-Ola mountains in Mongolia, the larger part settled in the area between Altai and the eastern Tien Shan.
In 650, at the time of their submission to the Chinese, the Karluks had three tribes: Meulo, Chjisy (Popou), and Tashili. On paper, the Karluk divisions received Chinese names as Chinese provinces, and their leaders received Chinese state titles. Later, the Karluks spread from the valley of the river Kerlyk along the Irtysh River in the western part of the Altay to beyond the Black Irtysh, Tarbagatai, and towards the Tien Shan.
By the year 665 The Karluk union was led by a former Uch-Karluk bey with the title Kül-Erkin, now titled "Yabgu" (prince), who had a powerful army. The Karluk vanguard left the Altay region and at the beginning of the 8th century reached the banks of the Amu Darya.
Famed for their woven carpets in the pre-Muslim era, they were considered a vassal state by the Tang Dynasty after the final conquest of the Transoxania regions by the Chinese around 744. The Karluk rose in rebellion against the Göktürk, then the dominant tribal confederation in the region, in about 745, and established a new tribal confederation with the Uygur and Basmyl tribes. They remained in the Chinese sphere of influence and an active participant in fighting the Muslim expansion into the area, up until their split from the Tang in 751. Chinese intervention in the affairs of Western Turkestan ceased after their defeat at the Battle of Talas in 751 by the Arab general Ziyad ibn Salih. The Arabs dislodged the Karluks from Fergana.
In 766, after they overran the Turgesh in Zhetysu, the Karluk tribes formed a Khanate under the rule of a Yabgu, occupied Suyab and transferred their capital there. By that time the bulk of the tribe had left the Altai, and the supremacy in Zhetysu passed to the Karluks. Their ruler with the title Yabgu is often mentioned in the Orkhon inscriptions. In Pahlavi texts one of the Karluk rulers of Tocharistan was called Yabbu-Hakan (Yabgu-Kagan). The fall of the Western Turkic Kaganate left Zhetysu in the possession of Turkic peoples, independent of either Arabs or Chinese.
The Karluks were hunters, nomadic herdsmen, and agriculturists. They settled in the countryside and in the cities, which were centered around trading posts along the caravan roads. The Karluks inherited a vast multi-ethnic region, whose diverse population was not much different from its rulers. Zhetysu was populated by the Turgesh, who were divided into two tribes, the Tukhshi and the Azes mentioned in the Orkhon inscriptions, the remnants of the Oghuz Turks whose main body had moved to the west, becoming the Shato Turks (i.e. "Steppe Turks"), and interspersed with the Sogdian colonies. The southern part of Zhetysu was occupied by the Yagma people (a branch of the Toquz Oghuz, the later Uyghur) who also held Kashgar. In the north and west lived the Kankalis. A separate significant division of the Karluks were the Chigils, a tribe that had detached from the Karluk. They resided around Issyk Kul.
The diverse population adhered to a spectrum of religious beliefs. The Karluks and the majority of the Turkic population professed Tengrianism, considered as shamanism and heathen by the Christians and Muslims. Chigils were Christians of the Nestorian denomination. The majority of the Toquz Oghuz, with their khan, were Manicheans, but there were also Christians, Buddhists, and Muslims among them. The peaceful penetration of Muslim culture through commercial relations played a far more important role in their conversion than Muslim arms. The merchants were followed by missionaries of various creeds, including Nestorian Christians. Many Turkestan towns had Christian churches. The Turks held sacred the Qastek pass mountains, believing to be an abode of the deity. Each creed carried its script, resulting in a variety of used scripts, including Türkic runiform, Sogdian, Syriac, and later the Uygur. The Karluks had adopted and developed the Turkic literary language of Khoresm, established in Bukhara and Samarkand, which after Mongol conquest became known as the Chagatai language.
Of all Turkic peoples, the Karluk were most open to the influence of Muslim culture. Yaqubi reported the conversion of the Karluk-yabgu to Islam under Caliph Mahdi (775–785), and by the 10th century, several towns to the east of Talas had mosques. Muslim culture had affected the general way of life of the Karluks.
During the next three centuries, the Karluk Yabgu state occupied a key position on the choice international trade route, fighting off mostly Turkic competitors to retain their prime position. Their biggest adversaries were Kangars in the north-west and Toquz Oghuz in the south-east, with a period of Samanid raids to Zhetysu in 840–894. But even in the heyday of the Karluk Yabgu state, parts of its domains were in the hands of the Toquz Oghuz, and later under Kyrgyz and Khitan control, increasing the ethnical, religious, and political diversity.
Prior to the Kirghiz-Uyghur war of 829–840, the Kirghiz lived in the upper basin of the Yenisei River. Linguistically their language, together with the Altai language, belongs to a separate Kirghiz group of the Turkic language family. At that time they had an estimated population of 250,000 and an army of 50,000. Kirghiz victory in the war brought them to the Karluk door. They captured Tuva, Altai, a part of Dzungaria, and reached Kashgar. Allied with the Karluks against the Uygurs, in the 840s the Kirghiz started the occupation of that part of Zhetysu which is their present home. Karluk independence ended around 840. They fell from dominating the tribal association to a subordinate position. The Kirghiz remained a power in Zhetysu until their destruction by the Kara-Khitans in 1124, when most of them evacuated from their center in Tuva back to the Minusinsk Depression, leaving the Karluks to predominate again in Zhetysu.
The position of the Karluk state, based on the rich Zhetysu cities, remained strong, despite the failures in wars in the beginning of the 9th century. Yabgu was enriched by profitable trade in slaves on the Syr-Darya slave markets, selling guards for the Abbasid Caliphs, and control over the transit road to China in the sector from Taraz to Issyk Kul. The Karluk position in Fergana, despite Arab attempts to expel them, became stronger.
The fall of the last Kagan with its capital in Ötüken, which dominated for three centuries, created a completely new geopolitical situation in all Central Asia. For the first time in three hundred years, the powerful center of authority that created opportunities for expansion or even existence of any state in Turkestan had finally disappeared. Henceforth, the Turkic tribes recognized only the high status of the clan that inherited the Kagan title, but never again his unifying authority. Several Muslim historians state that after the loss by the Uygurs of their power (840), the supreme authority among the Turkic tribes passed to the Karluk leaders. Connection with the Ashina clan, the ruling clan of the Turkic Kaganate, allowed the Karluk dynasty to dress their authority with legitimate attire, and, abandoning the old title Yabgu, to take on the new title of Kagan.
Towards 940 the "heathen” Yagma from the southern border seized the Chu valley and the Karluk capital Balasagun. The Yagma ruler bore the title Bogra-khan (Camel Khan), very common among Karakhanids. The Yagma quickly proceeded to take control of all Karluk lands. In the 10th and 12th centuries, the lands on both sides of the principal chain of the Tian Shan were united under the rule of the Karakhanid Ilek-khans (Khans of the Land) or simply Karakhanids (Great Khans). The Karakhanid state was divided into fiefs which soon became independent.
The Kara-Khanid Khanate was founded in the 9th century from a confederation of Karluks, Chigils, Yagmas, and other tribes. Later in the 10th century a Karakhanid Sultan Satuq Bughra Khan converted to Islam. His son Musa made Islam a state religion in 960. The empire occupied modern northern Iran and parts of Central Asia. This region remained under Karakhanid (and for varying periods Seljuk and Kara-Khitan) control until 1206, when it became a Mongol vassal state. It remained an independent vassal until the Mongol invasion of 1221.
At the beginning of the 10th century, a Mongolic tribe, the Khitan (also spelled Khitay, Kidan, Kitan, Qidan, etc.), with an admixture of Mongols, founded a vast empire, stretching from the Pacific to Lake Baikal and the Tian Shan, displacing the Turkic population and replacing it with a Mongol population. The Khitan language is taken nowadays to be a strongly palatalized Mongolian dialect. Reportedly, the first Gurkhan professed the Manichaean religion.
In the year 1125 a Tungus people, the Jurchen, allied with Southern Chinese Sung Dynasty, ended the domination of the Khitan. The Khitan exiles, headed by Ye-lü Ta-shih, a member of the Khitan royal family, migrated to the West. The Khitan settled in the Tarbagatai area east of Zhetysu, and their number grew to 40,000 tents. Around 1130 the local Karakhanid ruler of Balasagun asked for their aid against the hostile Kangly and Karluks. The Khitan occupied Balasaghun, expelled the weak Karakhanid ruler, and founded their own state which stretched from the Yenisei to Talas. They then conquered Kangly and subdued Xinjiang. In 1137 near Khujand they defeated the Transoxanian Turkestan ruler Mahmud Khan, and in 1141 defeated the army of the Seljuk Sultan Sanjar.
The western Khitan state became known under its Turkic name Kara-Khitay (Black, Western, or Great Khitay), and their ruler bore the Turkic title of Gurkhan (Khan’s son-in law). The original Uch-Karluk confederation became split between the Karakhanid state in the west and the Karakhitay state in the east, which lasted until the Mongol time. Both in the west and east, Karluk principalities retained their autonomous status and indigenous rulers, though in Karakhitay the Karluk khan, like the ruler of Samarkand, was forced to accept the presence of a permanent representative of the Gurkhan.
Directly, the Gurkhans administered limited territories, populated in 1170 by 84,500 families under direct rule. The Gurkhan's headquarters was called Khosun-ordu (lit. "Strong Ordu"), or Khoto ("House"). The Karluk capital was Kayalik. The Karakhanids continued to rule over Transoxania and Xinjiang. Juvayni stresses the oppression of the Karakhitay in comparison with Karluk times. Islam was forced out of its dominant position to equal the other religions, which took advantage of the new freedom to increase the number of their adherents. The Nestorian Patriarch Elias III (1176–1190) founded a metropoly in Kashghar. The Karakhitay metropolitan bore the title of "Metropolitan of Kashghar and Navakat", showing that the see of Kashghar also controlled the southern part of Zhetysu. The oldest Nestorian tombs in the Tokmak and Pishpek cemeteries go back to the epoch of Karakhitay domination.
The Karakhitay Muslim vassals rebelled, initially successfully quashed by the government. The situation changed when the most powerful Western Mongolian Nayman tribe, headed by Küchlük (lit. “Little”), a son of the last Nayman khan east of the Karakhitay empire, were ousted (towards 1209) from Mongolia by Genghis Khan. The Nayman Nestorian Christian Küchlük seized the power in the name of Gurkhan, but soon, in the 1211, a Mongol detachment under the command of Khubilai noyon, one of Genghis Khan's generals, appeared in the northern part of Zhetysu. Arslan-khan Karluk killed the Karakhitay governor of Kayalik and proclaimed his loyalty to Genghis Khan. The Zhetysu, together with Eastern Turkestan, voluntarily surrendered to the Mongols.
In the 1211 a Mongol detachment under command of Khubilai noyon, one of Genghis Khan's generals, appeared in the northern part of Zhetysu. Arslan (Tr. "lion") Khan Karluk (probably the son of Arslan-khan and brother of Mamdu-khan) killed the Khitan governor of Kayalik and proclaimed his loyalty to Genghis Khan. The "Collection of Annals" records that Genghis Khan removed his title from Karluk Arslan Khan: "Let your name be Sartaktai", i.e. Sart, said the sovereign.
After the absorption of the Karakhanid state by the Chagatai Khanate, the ethnonym Karluk became rarely used. The Karluk language was the primary basis for the later lingua-franca of the Chagatai Khanate and Central Asia under the Timurid Khanate. It is therefore designated by linguists and historians as the Chagatai language, but its contemporaries such as Timur-Lenk or Babur, simply called it Turki.
The state of Karluk Yabgu was an association of semi-independent districts and cities, each equipped with its own militia. The biggest was the capital Suyab, which could turn out 20,000 warriors, and among other districts, the town of Begliligh had 10,000 warriors, Panjikat could turn out 8,000 warriors, Barskhan 6,000 warriors, and Yar 3,000 warriors. The titles of the petty rulers were Qutegin of the Karluk Laban clan in Karminkat, Taksin in Jil, Tabin-Barskhan in Barskhan, Turkic Yindl-Tegin and Sogdian Badan-Sangu in Beglilig. The prince of the capital Suyab, situated north of the Chu river in the Turgesh land, was a brother of one of the Göktürk khans, but bore the Persian title Yalan-shah, i.e. "King of Heroes".
Muslim authors describe in detail the trade route from Western Asia to China across Zhetysu, mentioning many cities. Some bore double names, both Turkic and Sogdian. They wrote about the capital cities of Balasagun, Suyab, and Kayalik, in which William of Rubruck for the first time saw three Buddhist temples in the Muslim town. The geographers also mentioned Taraz (Talas, Auliya-ata), Navakat (now Kara-bulak), Atbash (now Koshoy-Kurgan ruins), Issyk-kul, Barskhan, Panjikat, Akhsikat, Beglilig, Almalik, Jul, Yar, Ton, Panchul, and others.
- See also: Karlugh Turks of Pakistan
In the 20th century, the geopolitical Great Game among great powers demanded the creation of modern nationalities among Central Asian Turks. The ethnonym "Karluk" was not revived. Instead, Uzbek and Uyghur became the two major divisions among speakers of modern variants of the Chagatai language. Under these two modern nationalities, there are subgroups like the Uyghur Dolan, Aynur and several regional populations of Uzbeks. Some of the Uzbeks share more similarities with Kipchak groups like the Karakalpak and Kazakhs, or with the Iranian Tajiks, than with fellow Uzbeks who speak a descendant of the Karluk language.
Notes and references
- Ethno Cultureerral Dictionary, TÜRIK BITIG
- N. Aristov, "Usuns and Kyryzes, or Kara-Kyryzes", Bishkek, 2001, pp. 142, 245.
- Yu.Zuev, "Early Türks: sketches of history and ideology", Almaty, Dayk-Press, 2002, p. 215, ISBN 9985-4-4152-9
- N.Aristov, "Usuns and Kyrgyzes, or Kara-Kyrgyzes", Bishkek, 2001, pp. 246-247
- N.Aristov, "Usuns and Kyryzes, or Kara-Kyryzes", Bishkek, 2001, p. 246
- W. Barthold, "Four Studies In History Of Central Asia", Leiden, E. J. Brill, 1962, pp.87-92
- Encyclopædia Britannica
- Marquart J., "Provincial Capitals", Rome, 1931, p. 10
- Edward H. Schafer (1963). The golden peaches of Samarkand: a study of Tʻang exotics. University of California Press. p. 50. ISBN 0-520-05462-8. Retrieved 2011-01-09.
- W. Barthold, "Four Studies In History Of Central Asia", Leiden, E. J. Brill, 1962, p.91
- W. Barthold, "Four Studies In History Of Central Asia", Leiden, E. J. Brill, 1962, pp.92-102
- S. G. Klyashtorny, T. I. Sultanov, “States And Peoples Of The Eurasian Steppe”, St. Petersburg , 2004, p.116, ISBN 5-85803-255-9
- S. G. Klyashtorny, T. I. Sultanov, “States And Peoples Of The Eurasian Steppe”, St. Petersburg , 2004, p.117, ISBN 5-85803-255-9
- W. Barthold, "Four Studies In History Of Central Asia", Leiden, E. J. Brill, 1962, pp.22, 93-102
- Golden, Peter. B. (1990), "The Karakhanids and Early Islam", in Sinor, Denis, The Cambridge History of Early Inner Asia, Cambridge University Press, pp. 354–358, ISBN 0 521 2,4304 1
- Four Studies in History of Central Asia. Leiden: E. J. Brill. 1962. pp. 22, 99.
- Four Studies in History of Central Asia. Leiden: E. J. Brill. 1962. pp. 28, 102.
- Four Studies in History of Central Asia. Leiden: E. J. Brill. 1962. p. 104.
- Four Studies in History of Central Asia. Leiden: E. J. Brill. 1962. pp. 103–104.
- Four Studies in History of Central Asia. Leiden: E. J. Brill. 1962. p. 108.
- Four Studies in History of Central Asia. Leiden: E. J. Brill. 1962. pp. 50, 88.
- Z. V. Togan: The Origins of the Kazaks and the ôzbeks, H.B. Paksoy, IUE.it, webpage: IUE-5.