Ortega hypothesis

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The Ortega hypothesis holds that average or mediocre scientists contribute substantially to the advancement of science.[1] According to this hypothesis, scientific progress occurs mainly by the accumulation of a mass of modest, narrowly specialized intellectual contributions. On this view, major breakthroughs draw heavily upon a large body of minor and little-known work, without which the major advances could not happen.[2]

Citation research[edit]

The Ortega hypothesis is widely held,[2] but a number of systematic studies of scientific citations have favored the opposing "Newton hypothesis", which says that scientific progress is mostly the work of a relatively small number of great scientists (after Isaac Newton's statement that he "stood on the shoulders of giants").[1] The most important papers mostly cite other important papers by a small number of outstanding scientists, suggesting that the breakthroughs do not actually draw heavily on a large body of minor work.[2] Rather, the pattern of citations suggests that most minor work draws heavily on a small number of outstanding papers and outstanding scientists. Even minor papers by the most eminent scientists are cited much more than papers by relatively unknown scientists; and these elite scientists are clustered mostly in a small group of elite departments and universities.[2] The same pattern of disproportionate citation of a small number of scholars appears in fields as diverse as physics and criminology.[3]

The matter is not settled. No research has established that citation counts reflect the real influence or worth of all forms of scientific work. So, the apparent disproof of the Ortega hypothesis may be an artifact of inappropriately chosen data.[4] Stratification within the social networks of scientists may skew the citation statistics.[5] Many authors cite research papers without actually reading them or being influenced by them.[6] Experimental results in physics make heavy use of techniques and devices that have been honed by many previous inventors and researchers, but these are seldom cited in reports on those results.[7][8] Theoretical papers have the broadest relevance to future research, while reports of experimental results have a narrower relevance but form the basis of the theories. This suggests that citation counts merely favor theoretical results.[7]

The name[edit]

The name of the hypothesis refers to José Ortega y Gasset, who wrote in The Revolt of the Masses that "astoundingly mediocre" men of narrow specialties do most of the work of experimental science.[9] He thought that scientific research involves much "mechanical work of the mind" that does not require special talent or even much understanding of the results, performed by people who specialize in one narrow corner of one science and hold no curiosity beyond it. Ortega's view of scientific progress runs partly in opposition to his general view that culture and civilization are advanced mainly by intellectual elites. Ortega most likely would have disagreed with the hypothesis that has been named after him, as he held not that scientific progress is driven mainly by the accumulation of small works by mediocrities, but that scientific geniuses create a framework within which intellectually commonplace people can work successfully.[10]


  1. ^ a b David J. Hess. Science Studies: An Advanced Introduction, p. 71. NYU Press, 1997.
  2. ^ a b c d Jonathan R. Cole and Cole, Stephen. "The Ortega hypothesis." Science, New Series, Vol. 178, No. 4059 (Oct. 27, 1972), pp. 368-375.
  3. ^ M. Oromaner. "The Ortega hypothesis and influential articles in American sociology." Scientometrics, Vol. 7, No. 1 (Jan. 26, 1985), pp. 3–10. doi:10.1007/BF02020136
  4. ^ M.H. MacRoberts and Barbara R. MacRoberts. "Testing the Ortega Hypothesis: Facts and Artifacts." Scientometrics, Vol. 12, Nos. 5–6 (1987) pp. 293–295.
  5. ^ Hildrun Kretschmer. "Measurement of social stratification. A contribution to the dispute on the ORTEGA hypothesis." Scientometrics, Vol. 26 No. 1 (1993), pp. 97–113. doi:10.1007/BF02016795
  6. ^ Heidi Lee Hoerman and Nowicke, Carole Elizabeth. "Secondary and Tertiary Citing: A Study of Referencing Behavior in the Literature of Citation Analysis Deriving from the Ortega Hypothesis of Cole and Cole." The Library Quarterly, Vol. 65, No. 4 (Oct., 1995), pp. 415-434.
  7. ^ a b S. A. Goudsmit, John D. McGervey, Robert J. Yaes, Jonathan R. Cole and Stephen Cole "Citation Analysis." Science, New Series, Vol. 183, No. 4120 (Jan. 11, 1974), pp. 28+30-33.
  8. ^ Endre Száva-Kováts. "Non-indexed eponymal citedness (NIEC): first fact-finding examination of a phenomenon of scientific literature." Journal of Information Science, 1994 20:55 doi:10.1177/016555159402000107
  9. ^ José Ortega y Gasset. The Revolt of the Masses, pp. 84–85. Norton, 1932.
  10. ^ Endre Száva-Kováts. "The false 'Ortega Hypothesis': a literature science case study." Journal of Information Science 2004 30: 496. doi:10.1177/0165551504047823