Compliance (medicine)

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In medicine, compliance (also adherence, capacitance) describes the degree to which a patient correctly follows medical advice. Most commonly, it refers to medication or drug compliance, but it can also apply to other situations such as medical device use, self care, self-directed exercises, or therapy sessions. Both the patient and the health-care provider affect compliance, and a positive physician-patient relationship is the most important factor in improving compliance,[1] although the high cost of prescription medication also plays a major role.[2]

Compliance is commonly confused with concordance, which is the process by which a patient and clinician make decisions together about treatment.[3]

Worldwide, non-compliance is a major obstacle to the effective delivery of health care. Estimates from the World Health Organization (2003) indicate that only about 50% of patients with chronic diseases living in developed countries follow treatment recommendations.[1] In particular, low rates of adherence to therapies for asthma, diabetes, and hypertension are thought to contribute substantially to the human and economic burden of those conditions.[1] Compliance rates may be overestimated in the medical literature, as compliance is often high in the setting of a formal clinical trial but drops off in a "real-world" setting.[4]

Major barriers to compliance are thought to include the complexity of modern medication regimens, poor "health literacy" and lack of comprehension of treatment benefits, the occurrence of undiscussed side effects, the cost of prescription medicine, and poor communication or lack of trust between the patient and his or her health-care provider.[5][6][7] Efforts to improve compliance have been aimed at simplifying medication packaging, providing effective medication reminders, improving patient education, and limiting the number of medications prescribed simultaneously.

Terminology[edit]

An estimated half of those for whom treatment regimens are prescribed do not follow them as directed.[1] Until recently, this was termed "non-compliance", which was sometimes regarded as meaning that not following the directions for treatment was due to irrational behavior or willful ignoring of instructions. Today, health care professionals more commonly use the term "adherence" to a regimen rather than "compliance", because this term is thought to reflect better the diverse reasons for patients not following treatment directions in part or in full.[6][8] However, the preferred terminology remains a matter of debate.[9][10] In some cases, concordance is used to refer specifically to patient adherence to a treatment regimen that is designed collaboratively by the patient with the physician, to differentiate it from adherence to a physician-only prescribed treatment regimen.[11][12] Despite the ongoing debate, adherence is the preferred term for the World Health Organization,[1] The American Pharmacists Association,[5] and the U.S. National Institutes of Health Adherence Research Network.[13]

Concordance also refers to a current UK NHS initiative to involve the patient in the treatment process to improve compliance.[14] In this context, the patient is informed about their condition and treatment options. They are involved with the treatment team in the decision as to which course of action to take, and partially responsible for monitoring and reporting back to the team. Compliance with treatment can be improved by:

  • Selecting treatments in a way that minimizes side-effects, and discussing management of side effects
  • Prescribing the minimum number of different medications
  • Simplifying dosage regimen by selecting a drug or using a sustained release preparation that requires as few doses per day as possible[15]
  • Having open discussions around medication options, and alternatives if the first option is not tolerated

Societal impact[edit]

A WHO study estimates that only 50% of patients suffering from chronic diseases in developed countries follow treatment recommendations.[1] The figures are even lower in respect to adherence rates for preventative therapies, and can be as low as 28% in developed countries. citation neededThis may affect patient health, and affect the wider society when it causes complications from chronic diseases, formation of resistant infections, or untreated psychiatric illness.

Compliance rates during closely monitored studies are usually far higher than in later real-world situations. For example, one study reported a 97% compliance rate at the beginning of treatment with statins, but only about 50% of patients were still compliant after six months.[4]

The experience of Patient Connect Service Limited in the UK is that medicines prescribed for preventative purposes are especially likely not to be taken as prescribed;[16][not in citation given] perhaps because people do not feel immediately threatened or, in the case of symptomless conditions such as raised cholesterol levels (hypercholesterolaemia) and raised blood pressure (systemic hypertension), feel no obvious benefits at the time of taking the medicines[citation needed] As patients are asymptomatic, they may not see a need to take medication.

Some figures are available from the UK on non-compliance:

  • up to 90% of diabetes patients do not take their medication well enough to benefit from that medication.[citation needed]
  • 33-50% of some cancer patients take less of their anti-cancer medicine than required.[citation needed]
  • only 75% of coronary heart disease (CHD) patients take sufficient medicine for it to be effective.
  • Up to 75% of hypertensive patients do not adhere to their medicine.
  • 41-59% of mentally ill patients take their medication infrequently or not at all.[17]
  • 33% of patients with schizophrenia don’t take their medicine at all, and 33% are poorly adherent.[18]
  • Less than 27% depressed patients adhere to their medication.[19]

In the UK, it has been estimated that if CHD patients adhered to their medication, each year 40,000 – 50,000 fewer people would have a stroke and 25,000 would not have a heart attack .[citation needed]

The financial cost to the UK National Health Service (NHS), and thus to society, is also high:

  • CHD costs the NHS in excess of £2billion on medicines; 50% of which is wasted through poor understanding and poor adherence.[citation needed]
  • Economic studies consistently show that the costs incurred with poorly controlled asthma are higher than those for a well-controlled patient with the same severity of disease. For severe asthma, it has been estimated that the savings produced by optimal control would be around 45% of the total medical costs.[20]

Compliance issues[edit]

Health literacy[edit]

Cost and poor understanding of the directions for the treatment (referred to as 'health literacy') are major barriers to completing treatments.[21][22][23] There is robust evidence for a correlation between education and physical health. Poor educational attainment is a key factor in the cycle of health inequalities.[24][25][26]

Educational qualifications help to determine an individual’s position in the labour market, their level of income and therefore their access to resources.

Literacy and health in the UK[edit]

One in five adults has a long-standing illness or disability. In 2003, a national study for the UK Department of Health, more than one-third of people with poor or very poor health had literary skills of Entry Level 3 or below.[27]

Low levels of literacy and numeracy were found in 2003 to be associated with socio-economic deprivation. Adults in more deprived areas, such as the North East of England, performed at a lower level than those in less deprived areas such as the South East. Local authority tenants and those in poor health were particularly likely to lack basic skills.[28]

A 2000 analysis of over 100 UK local education authority areas found educational attainment at 15–16 years of age to be strongly associated with coronary heart disease and subsequent infant mortality.[29]

One fifth of UK adults in 1999 (nearly seven million people) had problems with basic skills, especially functional literacy and functional numeracy, making it impossible for them to effectively take medication, read labels, follow drug regimes, and find out more. This was described as:

The ability to read, write and speak in English, and to use mathematics at a level necessary to function at work and in society in general.

Moser Report (1999)

A study of the relationship of literacy to asthma knowledge revealed that 31% of asthma patients with a reading level of a ten-year-old knew they needed to see the doctors even when they were not having an asthma attack, compared to 93% with a high school graduate reading level.[citation needed]

The elderly[edit]

The elderly often have health conditions, and around half of all NHS medicines are prescribed for people over retirement age, although they represent only about 20% of the UK population.[30][31] The recent National Service Framework on the care of older people highlighted the importance of taking and effectively managing medicines in this population. However, elderly individuals may face challenges, including multiple medications with frequent dosing, and potentially decreased dexterity or cognitive functioning.

Cline et al. (1999) identified several gaps in knowledge about medication in elderly patients discharged from hospital.[32] Despite receiving written and verbal information, 27% of older people discharged from hospital after heart failure were classed as non-adherent within 30 days. Half the patients surveyed could not recall the dose of their medication and nearly two-thirds did not know what time of day to take them.[32]

Barat et al. (2001) found that 40% of elderly patients do not know the purpose of their medication, only 20% know of the consequences of non-adherence, and less than 6% know about possible side effects of the drugs prescribed for them.[33]

A conservative estimate says 10% of all hospital admissions are through patients not managing their medication .[citation needed]

The young[edit]

  • Young people who felt supported by their parents and doctor, and had good motivation, were ten times more likely to comply than those who did not.[citation needed]
  • Young adults may stop taking their medication in order to fit in with their friends, or because they deny their illness.[citation needed]
  • Those who did not feel their condition to be a threat to their social well-being were eight times more likely to comply than those who perceived it as such a threat.[34][35]
  • Non-adherence is often encountered among children and young adults; young males are relatively poor at adherence.

[36][37]

Ethnicity[edit]

People of different ethnic backgrounds have unique adherence issues through literacy, physiology, culture or poverty .[citation needed] There are few published studies on adherence in medicine taking in ethnic minority communities. Ethnicity and culture influence some health-determining behaviour, such as participation in screening programmes and attendance at follow-up appointments.[38][39]

Prieto et al [40] also emphasised the influence that ethnic and cultural factors can have on adherence. They pointed out that groups differ in their attitudes, values and beliefs about health and illness. This view could affect adherence, particularly with preventive treatments and medication for asymptomatic conditions. Additionally, some cultures fatalistically attribute their good or poor health to their god(s), and attach less importance to self-care than others.

Measures of adherence may need to be modified for different ethnic or cultural groups. In some cases, it may be advisable to assess patients from a cultural perspective before making decisions about their individual treatment.

Prescription fill rates[edit]

While a health care provider visit with a patient may result in the patient leaving with a prescription for medication, not all patients will fill the prescription at a pharmacy. In the U.S., 20-30% of prescriptions are never filled at the pharmacy.[41][42] There are many reasons patients do not fill prescriptions including the cost of the medication,[2][5] doubting the need for medication, or preference for self-care measures other than medication.[43][44] Cost may be a barrier to prescription drug adherence, but convenience, side effects and lack of demonstrated benefit are also significant factors to a complex situation. A US nationwide survey of 1,010 adults in 2001 found that 22% chose not to fill prescriptions because of the price, which is similar to the 20-30% overall rate of unfilled prescriptions.[2] However, analysis by health insurers suggest that patient co-payment requirements can be reduced to $0 with little or no improvement in long-term adherence rates.

Prescription medical claims records are commonly used to estimate medication adherence based on fill rate. Patients are routinely defined as being 'Adherent Patients' if the amount of medication furnished to the patient is at least 80% based on days supply of medication divided by the number of days patient should be consuming the medication. This quantity is defined as the medication possession ratio (MPR). However, recent work by several investigators has suggested that MPR of 90% or above may be a better threshold for deeming consumption as 'Adherent'.[45]

Course completion[edit]

Once started, patients seldom follow treatment regimens as directed, and seldom complete the course of treatment.[5][6] In respect of hypertension, 50% of patients completely drop out of care within a year of diagnosis.[46] Persistence with first-line single antihypertensive drugs is extremely low during the first year of treatment.[47] As far as lipid-lowering treatment is concerned, only one third of patients are compliant with at least 90% of their treatment.[48]

As mentioned previously, the World Health Organization (WHO) has estimates that only 50% of people complete long-term therapy for chronic illnesses as they were prescribed, which puts patient health at risk.[49] For example, statin compliance drops to between 25-40% after two years of treatment, with patients taking statins for what they perceive to be preventative reasons being unusually poor compliers.[50]

A wide variety of packaging approaches have been proposed to help patients complete prescribed treatments. These approaches include formats that increase the ease of remembering the dosage regimen as well as different labels for increasing patient understanding of directions.[51][52] For example, medications are sometimes packed with reminder systems for the day and/or time of the week to take the medicine.[51] With the objective to support patient adherence to medicinal therapy, a not-for-profit organization called the Healthcare Compliance Packaging Council of Europe (HCPC-Europe) was set up between the pharmaceutical industry, the packaging industry and representatives of European patients organizations. The mission of HCPC-Europe is to assist and to educate the healthcare sector in the improvement of patient compliance through the use of packaging solutions. A variety of packaging solutions have been developed by this collaboration to aid in patient compliance.

The failure to complete treatment regimens as prescribed has significant negative health impacts worldwide.[1] Examples of the rate and consequences of non-compliance for selected medical disorders is as follows:

Asthma[edit]

Asthma non-compliance (28-70% worldwide) increase the risk of severe asthma attacks requiring hospitalization.

Cancer[edit]

200,000 new cases of cancer are diagnosed each year in the UK. One in three adults in the UK will develop cancer that can be life-threatening, and 120,000 people will be killed by their cancer each year. This accounts for 25% of all deaths in the UK. However:[citation needed]

  • 90% of cancer pain can be effectively treated, yet only 40% of patients adhere to their medicines due to poor understanding.[citation needed]

The reasons for non-adherence have been given by patients as follows:

Partridge et al (2002) [53] identified evidence to show that adherence rates in cancer treatment are variable, and sometimes surprisingly poor. The following table is a summary of their findings:

Type of Cancer Measure of non-Adherence Definition of non-Adherence Rate of Non-Adherence
Haematological malignancies Serum levels of drug metabolites Serum levels below expected threshold 83%
Breast Cancer Self-report Taking less than 90% of prescribed medicine 47%
Leukemia or non Hodgkin's lymphoma Level of drug metabolite in urine Level lower than expected 33%
Leukemia, Hodgkin's disease, non Hodgkin's Self-report and parent report More than one missed dose per month 35%
Lymphoma, other malignancies Serum bioassay Not described
Hodgkin's disease, acute lymphocytic leukemia (ALL) Biological markers Level lower than expected 50%
ALL Level of drug metabolite in urine Level lower than expected 42%
ALL Level of drug metabolites in blood Level lower than expected 10%
ALL Level of drug metabolites in blood Level lower than expected 2%
  • Medication event monitoring system - a medication dispenser containing a microchip that records when the container is opened and from Partridge et al (2002)

Other trials evaluating Tamoxifen as a preventative agent have shown dropout rates of around one-third:

  • 36% in the Royal Marsden Tamoxifen Chemoprevention Study.[54]
  • 29% in the National Surgical Adjuvant Breast and Bowel Project.[55]

According to correspondence in the Lancet in March 1999,[56] the “Adherence in the International Breast Cancer Intervention Study” (evaluating the effect of a daily dose of Tamoxifen for five years in ‘at risk’ women aged 35–70 years) was:

  • 90% after one year
  • 83% after two years
  • 74% after four years

Coronary heart disease[edit]

In one study, patients who did not adhere to beta-blocker therapy were found to be 4.5 times more likely to have complications of coronary heart disease than those who do comply.[citation needed]

Diabetes[edit]

  • Diabetes non-compliance (98% in US) is the principal cause of complications related to diabetes including nerve damage and kidney failure.
  • Among patients with Type 2 Diabetes, adherence is found in less than one-third of those prescribed sulphonylureas and/or metformin. Patients taking both drugs achieve only 13% adherence.[57]

Hypertension[edit]

  • Hypertension non-compliance (93% in US, 70% in UK) is the main cause of uncontrolled hypertension-associated heart attack and stroke.
  • In respect of anti-hypertensive therapy, only about 50% take at least 80% of their prescribed medications.[58]

Health and disease management[edit]

Diabetes[edit]

Patients with diabetes are at high risk of developing coronary heart disease and usually have related conditions that make their treatment regimens even more complex. These related conditions, such as hypertension, obesity and depression are also characterised by poor rates of adherence, and therefore exacerbate treatment outcomes.[59][60]

Hypertension[edit]

As a result of poor compliance, 75% of patients with a diagnosis of hypertension do not achieve optimum blood-pressure control.

Schizophrenia[edit]

There is a clear correlation between adherence with medication regimens and factors such as: relapse rates; hospitalisation rates; re-hospitalisation rates; incidence of serious unwanted events, including suicides; assaults or severe violence.

Non-adherent schizophrenic patients are over three times more likely to relapse than patients who take their medication. [61]

Stroke[edit]

Survivors of stroke or heart attack frequently have disability and worse health:

  • 15-50% of stroke patients suffer with major depression.[citation needed]
  • 20% will go on to develop dementia as a result of the stroke.[citation needed]
  • Faecal incontinence is common after a severe stroke, bringing stress to both the individual and the family.[citation needed]
  • 5% will have untreatable severe pain, that dominates their life.[citation needed]

Improving compliance rates[edit]

Patients' adherence with their medication is poor across all chronic diseases, including coronary heart disease, mental health, diabetes and cancer. This poor adherence results in significant increase in illness, disability, symptoms and even death.

Care in choice of medicine by the prescribing physician, along with and the provision of greater information to the patient can improve compliance. For example, patients taking typical antipsychotics tend to experience more severe side-effects, and also receive less information about their illness, medicines and side-effects.[62] They were naturally more likely to be non-compliant than those receiving atypicals.

Technology[edit]

As more patient cohorts become adept at using technology in their daily lives, it will become easier to integrate technology into patient care and compliance. Already there are multiple opportunities to use technology to boost patient compliance rates, and make it easier for patients to become involved in their own care. As part of the push to encourage implementation of electronic health records in hospitals and private practices, the government has set "meaningful use" objectives and benchmarks. One such objective is the use of a patient portal, through which patients can securely view lab reports, request prescription refills, and ask questions of their providers - all of which can increase patient compliance with care plans.

Another medium to boost compliance is mobile technology. Both physicians and patients are using tablets, smartphones, and other devices in increasing numbers, all of which can be equipped with any number of medical apps to help with patient monitoring and compliance. Text-message reminders are increasingly being used to help with patient compliance; studies show that daily text messages sent to remind patients to take their medication have improved compliance rates and patient health - especially in younger patients with chronic illnesses such as diabetes, and young women who take contraceptives. [63] [64]

As telemedicine technology improves, physicians will have better capabilities to remotely monitor patients in real-time and to communicate recommendations and medication adjustments as the situation demands, rather than waiting until the next office visit. Telemedicine using personal mobile devices, such as smartphones, will become increasingly important for monitoring patients with chronic conditions such as cardiovascular disease and diabetes.[65]

Medication Event Monitoring Systems, in the form of smart medicine bottle tops (MEMS or eCAP), smart pharmacy vials (eCAP or GlowCap) or smart blister packages (Med-ic or Cerepak) are frequently used in clinical trial and other applications where exact compliance data are required. Such systems usually work without any patient input, and record the time and date the bottle or vial was accessed, or the medication removed from a blister package. The data can be read via proprietary readers, or NFC enabled devices, such as smartphones or tablets. There is evidence that the use of such devices can help improve e.g. control of hypertension.[66]

Patient information[edit]

In the UK millions of patients are given information at the point of dispensing to help them better understand their medicines, with measurable impact on patient compliance.

In the UK, a literature service and its pharmacy partners have together completed a 200,000 patient study into the effect of pharmacists providing to patients the information that patients want. The results of the survey show that where a pharmacist talks through the leaflet given to the patient, then there is an increase in adherence by between 16% and 33% within three months.[67]

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Since then, millions of patients have been supported, and had measurable impact across the following therapy areas:

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See also[edit]

References[edit]

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