|Designers||Ron Rivest (RSA Security)|
|First published||Leaked in 1994
(designed in 1987)
|Key sizes||40–2,048 bits|
|State size||2,064 bits (1,684 effective)|
|Speed||7 cycles per byte on original Pentium|
In cryptography, RC4 (also known as ARC4 or ARCFOUR meaning Alleged RC4, see below) is the most widely used software stream cipher and is used in popular protocols such as Secure Sockets Layer (SSL) (to protect Internet traffic) and WEP (to secure wireless networks). While remarkable for its simplicity and speed in software, RC4 has weaknesses that argue against its use in new systems. It is especially vulnerable when the beginning of the output keystream is not discarded, or when nonrandom or related keys are used; some ways of using RC4 can lead to very insecure cryptosystems such as WEP.
RC4 was designed by Ron Rivest of RSA Security in 1987. While it is officially termed "Rivest Cipher 4", the RC acronym is alternatively understood to stand for "Ron's Code" (see also RC2, RC5 and RC6).
RC4 was initially a trade secret, but in September 1994 a description of it was anonymously posted to the Cypherpunks mailing list. It was soon posted on the sci.crypt newsgroup, and from there to many sites on the Internet. The leaked code was confirmed to be genuine as its output was found to match that of proprietary software using licensed RC4. Because the algorithm is known, it is no longer a trade secret. The name RC4 is trademarked, so RC4 is often referred to as ARCFOUR or ARC4 (meaning alleged RC4) to avoid trademark problems. RSA Security has never officially released the algorithm; Rivest has, however, linked to the English Wikipedia article on RC4 in his own course notes. RC4 has become part of some commonly used encryption protocols and standards, including WEP and WPA for wireless cards and TLS.
The main factors in RC4's success over such a wide range of applications are its speed and simplicity: efficient implementations in both software and hardware are very easy to develop.
RC4 generates a pseudorandom stream of bits (a keystream). As with any stream cipher, these can be used for encryption by combining it with the plaintext using bit-wise exclusive-or; decryption is performed the same way (since exclusive-or with given data is an involution). (This is similar to the Vernam cipher except that generated pseudorandom bits, rather than a prepared stream, are used.) To generate the keystream, the cipher makes use of a secret internal state which consists of two parts:
- A permutation of all 256 possible bytes (denoted "S" below).
- Two 8-bit index-pointers (denoted "i" and "j").
The permutation is initialized with a variable length key, typically between 40 and 256 bits, using the key-scheduling algorithm (KSA). Once this has been completed, the stream of bits is generated using the pseudo-random generation algorithm (PRGA).
The key-scheduling algorithm (KSA) 
The key-scheduling algorithm is used to initialize the permutation in the array "S". "keylength" is defined as the number of bytes in the key and can be in the range 1 ≤ keylength ≤ 256, typically between 5 and 16, corresponding to a key length of 40 – 128 bits. First, the array "S" is initialized to the identity permutation. S is then processed for 256 iterations in a similar way to the main PRGA, but also mixes in bytes of the key at the same time.
for i from 0 to 255 S[i] := i endfor j := 0 for i from 0 to 255 j := (j + S[i] + key[i mod keylength]) mod 256 swap values of S[i] and S[j] endfor
The pseudo-random generation algorithm (PRGA) 
For as many iterations as are needed, the PRGA modifies the state and outputs a byte of the keystream. In each iteration, the PRGA increments i, looks up the ith element of S, S[i], and adds that to j, exchanges the values of S[i] and S[j], and then uses the sum S[i] + S[j] (modulo 256) as an index to fetch a third element of S, (the keystream value K below) which is XORed with the next byte of the message to produce the next byte of either ciphertext or plaintext. Each element of S is swapped with another element at least once every 256 iterations.
i := 0 j := 0 while GeneratingOutput: i := (i + 1) mod 256 j := (j + S[i]) mod 256 swap values of S[i] and S[j] K := S[(S[i] + S[j]) mod 256] output K endwhile
Many stream ciphers are based on linear feedback shift registers (LFSRs), which, while efficient in hardware, are less so in software. The design of RC4 avoids the use of LFSRs, and is ideal for software implementation, as it requires only byte manipulations. It uses 256 bytes of memory for the state array, S through S, k bytes of memory for the key, key through key[k-1], and integer variables, i, j, and K. Performing a modular reduction of some value modulo 256 can be done with a bitwise AND with 255 (which is equivalent to taking the low-order byte of the value in question).
Test vectors 
Attack at dawn
Unlike a modern stream cipher (such as those in eSTREAM), RC4 does not take a separate nonce alongside the key. This means that if a single long-term key is to be used to securely encrypt multiple streams, the cryptosystem must specify how to combine the nonce and the long-term key to generate the stream key for RC4. One approach to addressing this is to generate a "fresh" RC4 key by hashing a long-term key with a nonce. However, many applications that use RC4 simply concatenate key and nonce; RC4's weak key schedule then gives rise to a variety of serious problems.
Because RC4 is a stream cipher, it is more malleable than common block ciphers. If not used together with a strong message authentication code (MAC), then encryption is vulnerable to a bit-flipping attack. It is noteworthy, however, that RC4, being a stream cipher, is the only common cipher which is immune to the 2011 BEAST attack on TLS 1.0, which exploits a known weakness in the way cipher block chaining mode is used with all of the other ciphers supported by TLS 1.0, which are all block ciphers.
In 2013 there was a new attack scenario proposed by AlFardan, Bernstein, Paterson, Poettering and Schuldt that uses new statistical biases in RC4 key table to recover plaintext with large number of TLS encryptions
Roos' biases and key reconstruction from permutation 
In 1995, Andrew Roos experimentally observed that the first byte of the keystream is correlated to the first three bytes of the key and the first few bytes of the permutation after the KSA are correlated to some linear combination of the key bytes. These biases remained unproven until 2007, when Goutam Paul, Siddheshwar Rathi and Subhamoy Maitra proved the keystream-key correlation and in another work Goutam Paul and Subhamoy Maitra proved the permutation-key correlations. The latter work also used the permutation-key correlations to design the first algorithm for complete key reconstruction from the final permutation after the KSA, without any assumption on the key or IV. This algorithm has a constant probability of success in a time which is the square root of the exhaustive key search complexity. Subsequently, many other works have been performed on key reconstruction from RC4 internal states. Subhamoy Maitra and Goutam Paul also showed that the Roos type biases still persist even when one considers nested permutation indices, like
S[S[S[i]]]. These types of biases are used in some of the later key reconstruction methods for increasing the success probability.
Biased outputs of the RC4 
The keystream generated by the RC4 is biased in varying degrees towards certain sequences making it vulnerable to distinguishing attacks. The best such attack is due to Itsik Mantin and Adi Shamir who showed that the second output byte of the cipher was biased toward zero with probability 1/128 (instead of 1/256). This is due to the fact that if the third byte of the original state is zero, and the second byte is not equal to 2, then the second output byte is always zero. Such bias can be detected by observing only 256 bytes.
The complete characterization of a single step of RC4 PRGA was performed by Riddhipratim Basu, Shirshendu Ganguly, Subhamoy Maitra, and Goutam Paul. Considering all the permutations, they prove that the distribution of the output is not uniform given i and j, and as a consequence, information about j is always leaked into the output.
Fluhrer, Mantin and Shamir attack 
In 2001, a new and surprising discovery was made by Fluhrer, Mantin and Shamir: over all possible RC4 keys, the statistics for the first few bytes of output keystream are strongly non-random, leaking information about the key. If the long-term key and nonce are simply concatenated to generate the RC4 key, this long-term key can be discovered by analysing a large number of messages encrypted with this key. This and related effects were then used to break the WEP ("wired equivalent privacy") encryption used with 802.11 wireless networks. This caused a scramble for a standards-based replacement for WEP in the 802.11 market, and led to the IEEE 802.11i effort and WPA.
Cryptosystems can defend against this attack by discarding the initial portion of the keystream. Such a modified algorithm is traditionally called "RC4-drop[n]", where n is the number of initial keystream bytes that are dropped. The SCAN default is n = 768 bytes, but a conservative value would be n = 3072 bytes.
The Fluhrer, Mantin and Shamir attack does not apply to RC4-based SSL, since SSL generates the encryption keys it uses for RC4 by hashing, meaning that different SSL sessions have unrelated keys.
Klein's attack 
In 2005, Andreas Klein presented an analysis of the RC4 stream cipher showing more correlations between the RC4 keystream and the key. Erik Tews, Ralf-Philipp Weinmann, and Andrei Pychkine used this analysis to create aircrack-ptw, a tool which cracks 104-bit RC4 used in 128-bit WEP in under a minute. Whereas the Fluhrer, Mantin, and Shamir attack used around 10 million messages, aircrack-ptw can break 104-bit keys in 40,000 frames with 50% probability, or in 85,000 frames with 95% probability.
Combinatorial problem 
A combinatorial problem related to the number of inputs and outputs of the RC4 cipher was first posed by Itsik Mantin and Adi Shamir in 2001, whereby, of the total 256 elements in the typical state of RC4, if x number of elements (x ≤ 256) are only known (all other elements can be assumed empty), then the maximum number of elements that can be produced deterministically is also x in the next 256 rounds. This conjecture was put to rest in 2004 with a formal proof given by Souradyuti Paul and Bart Preneel.
RC4 variants 
As mentioned above, the most important weakness of RC4 comes from the insufficient key schedule; the first bytes of output reveal information about the key. This can be corrected by simply discarding some initial portion of the output stream. This is known as RC4-dropN, where N is typically a multiple of 256, such as 768 or 1024.
A number of attempts have been made to strengthen RC4, notably RC4A, VMPC, and RC4+.
RC4A uses two state arrays S1 and S2, and two indexes j1 and j2. Each time i is incremented, two bytes are generated:
- First, the basic RC4 algorithm is performed using S1 and j1, but in the last step, S1[i] + S1[j1] is looked up in S2.
- Second, the operation is repeated (without incrementing i again) on S2 and j2, and S1[S2[i]+S2[j2]] is output.
Thus, the algorithm is:
All arithmetic is performed modulo 256 i := 0 j1 := 0 j2 := 0 while GeneratingOutput: i := i + 1 j1 := j1 + S1[i] swap values of S1[i] and S1[j1] output S2[S1[i] + S1[j1]] j2 := j2 + S2[i] swap values of S2[i] and S2[j2] output S1[S2[i] + S2[j2]] endwhile
Although the algorithm required the same number of operations per output byte, there is greater parallelism than RC4, providing a possible speed improvement.
"Variably Modified Permutation Composition" is another RC4 variant. It uses the same key schedule as RC4, but iterating 768 times rather than 256 (it is not the same as RC4-drop512 because all iterations incorporate key material), and with an optional additional 768 iterations to incorporate an initial vector. Written to highlight the similarity to RC4 as much as possible, the output generation function operates as follows:
All arithmetic is performed modulo 256. i := 0 while GeneratingOutput: a := S[i] j := S[j + a] b := S[j] output S[S[b] + 1] S[i] := b (Swap S[i] and S[j]) S[j] := a i := i + 1 endwhile
RC4+ is a modified version of RC4 with a more complex three-phase key schedule (taking about 3× as long as RC4, or the same as RC4-drop512), and a more complex output function which performs four additional lookups in the S array for each byte output, taking approximately 1.7× as long as basic RC4.
All arithmetic modulo 256. << and >> are left and right shift, ⊕ is exclusive OR while GeneratingOutput: i := i + 1 a := S[i] j := j + a b := S[j] S[i] := b (Swap S[i] and S[j]) S[j] := a c := S[i<<5 ⊕ j>>3] + S[j<<5 ⊕ i>>3] output (S[a+b] + S[c⊕0xAA]) ⊕ S[j+b] endwhile
This algorithm has not been analyzed significantly.
RC4-based cryptosystems 
- WPA (default algorithm, but can be configured to use AES-CCMP instead of RC4)
- BitTorrent protocol encryption
- Microsoft Point-to-Point Encryption
- Secure Sockets Layer (optionally)
- Secure Shell (optionally)
- Remote Desktop Protocol
- Kerberos (optionally)
- SASL Mechanism Digest-MD5 (optionally, historic, obsoleted in RFC 6331)
- Gpcode.AK, an early June 2008 computer virus for Microsoft Windows, which takes documents hostage for ransom by obscuring them with RC4 and RSA-1024 encryption
- Skype (in modified form)
Where a cryptosystem is marked with "(optionally)", RC4 is one of several ciphers the system can be configured to use.
See also 
- eSTREAM - An evaluation of new stream ciphers being conducted by the EU.
- TEA, Block TEA also known as eXtended TEA and Corrected Block TEA - A family of block ciphers that, like RC4, are designed to be very simple to implement.
- Advanced Encryption Standard
- P. Prasithsangaree and P. Krishnamurthy (2003). Analysis of Energy Consumption of RC4 and AES Algorithms in Wireless LANs.
- "RC4 Page" lists some of the biases
- Rivest FAQ
- "Thank you Bob Anderson". Cypherpunks mailing list. 1994-09-09. http://web.archive.org/web/20080404222417/http://cypherpunks.venona.com/date/1994/09/msg00304.html. Retrieved 2007-05-28.
- 6.857 Computer and Network Security Spring 2008: Lectures and Handouts
- Pouyan Sepehrdad, Serge Vaudenay, Martin Vuagnoux (2011). "Discovery and Exploitation of New Biases in RC4". Lecture Notes in Computer Science 6544: 74–91. doi:10.1007/978-3-642-19574-7_5.
- Green, Matthew. "Attack of the week: RC4 is kind of broken in TLS". Cryptography Engineering. Retrieved March 12, 2013.
- Nadhem AlFardan, Dan Bernstein, Kenny Paterson, Bertram Poettering and Jacob Schuldt. "On the Security of RC4 in TLS". Royal Holloway University of London. Retrieved March 13, 2013.
- Andrew Roos. A Class of Weak Keys in the RC4 Stream Cipher. Two posts in sci.crypt, message-id firstname.lastname@example.org and email@example.com, 1995.
- Goutam Paul, Siddheshwar Rathi and Subhamoy Maitra. On Non-negligible Bias of the First Output Byte of RC4 towards the First Three Bytes of the Secret Key. Proceedings of the International Workshop on Coding and Cryptography (WCC) 2007, pages 285-294 and Designs, Codes and Cryptography Journal, pages 123-134, vol. 49, no. 1-3, December 2008.
- Goutam Paul and Subhamoy Maitra. Permutation after RC4 Key Scheduling Reveals the Secret Key. SAC 2007, pages 360-377, vol. 4876, Lecture Notes in Computer Science, Springer.
- Eli Biham and Yaniv Carmeli. Efficient Reconstruction of RC4 Keys from Internal States. FSE 2008, pages 270-288, vol. 5086, Lecture Notes in Computer Science, Springer.
- Mete Akgun, Pinar Kavak, Huseyin Demirci. New Results on the Key Scheduling Algorithm of RC4. INDOCRYPT 2008, pages 40-52, vol. 5365, Lecture Notes in Computer Science, Springer.
- Riddhipratim Basu, Subhamoy Maitra, Goutam Paul and Tanmoy Talukdar. On Some Sequences of the Secret Pseudo-random Index j in RC4 Key Scheduling. Proceedings of the 18th International Symposium on Applied Algebra, Algebraic Algorithms and Error Correcting Codes (AAECC), June 8–12, 2009, Tarragona, Spain, pages 137-148, vol. 5527, Lecture Notes in Computer Science, Springer.
- Subhamoy Maitra and Goutam Paul. New Form of Permutation Bias and Secret Key Leakage in Keystream Bytes of RC4. Proceedings of the 15th Fast Software Encryption (FSE) Workshop, February 10–13, 2008, Lausanne, Switzerland, pages 253-269, vol. 5086, Lecture Notes in Computer Science, Springer.
- Itsik Mantin and Adi Shamir, A Practical Attack on Broadcast RC4. FSE 2001, pp152 – 164 (PS).
- Souradyuti Paul and Bart Preneel, Analysis of Non-fortuitous Predictive States of the RC4 Keystream Generator. INDOCRYPT 2003, pp52 – 67 (PDF).
- Scott R. Fluhrer and David A. McGrew, Statistical Analysis of the Alleged RC4 Keystream Generator. FSE 2000, pp19 – 30 (PDF)
- Riddhipratim Basu, Shirshendu Ganguly, Subhamoy Maitra, and Goutam Paul. A Complete Characterization of the Evolution of RC4 Pseudo Random Generation Algorithm. Journal of Mathematical Cryptology, pages 257-289, vol. 2, no. 3, October, 2008.
- Scott R. Fluhrer, Itsik Mantin and Adi Shamir, Weaknesses in the Key Scheduling Algorithm of RC4. Selected Areas in Cryptography 2001, pp1 – 24 (PS).
- Interim technology for wireless LAN security: WPA to replace WEP while industry develops new security standard
- "RC4-drop(nbytes)" in the "Standard Cryptographic Algorithm Naming" database
- Ron Rivest. RSA Security Response to Weaknesses in Key Scheduling Algorithm of RC4.
- A. Klein, Attacks on the RC4 stream cipher, Designs, Codes and Cryptography (2008) 48:269-286
- Erik Tews, Ralf-Philipp Weinmann, Andrei Pyshkin. Breaking 104-bit WEP in under a minute.
- Souradyuti Paul and Bart Preneel, A New Weakness in the RC4 Keystream Generator and an Approach to Improve the Security of the Cipher. Fast Software Encryption - FSE 2004, pp245 – 259 (PDF).
- Ilya Mironov (2002-06-01), "(Not So) Random Shuffles of RC4", Advances in Cryptology – CRYPTO 2002, Lecture Notes in Computer Science 2442, Springer-Verlag, pp. 304–319, doi:10.1007/3-540-45708-9_20, ISBN 3-540-44050-X, Cryptology ePrint Archive: Report 2002/067, retrieved 2011-11-04
- Souradyuti Paul; Bart Preneel (2004), "A New Weakness in the RC4 Keystream Generator and an Approach to Improve the Security of the Cipher", Fast Software Encryption, FSE 2004, Lecture Notes in Computer Science 3017, Springer-Verlag, pp. 245–259, doi:10.1007/978-3-540-25937-4_16, ISBN 3-540-22171-9, retrieved 2011-11-04
- CryptoLounge: RC4A
- Alexander Maximov (2007-02-22), Two Linear Distinguishing Attacks on VMPC and RC4A and Weakness of RC4 Family of Stream Ciphers, Cryptology ePrint Archive: Report 2007/070, retrieved 2011-11-04
- Yukiyasu Tsunoo; Teruo Saito; Hiroyasu Kubo; Maki Shigeri; Tomoyasu Suzaki; Takeshi Kawabata (2005), The Most Efficient Distinguishing Attack on VMPC and RC4A
- Bartosz Zoltak (2004), "VMPC One-Way Function and Stream Cipher", Fast Software Encryption, FSE 2004, Lecture Notes in Computer Science 3017, Springer-Verlag, pp. 210–225, doi:10.1007/978-3-540-25937-4_14, ISBN 3-540-22171-9, retrieved 2011-11-04
- Subhamoy Maitra; Goutam Paul (2008-09-19), "Analysis of RC4 and Proposal of Additional Layers for Better Security Margin", Progress in Cryptology – INDOCRYPT 2008, Lecture Notes in Computer Science 5365, Springer-Verlag, pp. 27–39, doi:10.1007/978-3-540-89754-5_3, ISBN 3-540-89753-4, Cryptology ePrint Archive: Report 2008/396, retrieved 2011-11-04
- "Skype's encryption procedure partly exposed". www.h-online.com. Retrieved 2010-07-08.
Further reading 
- Paul, Goutam; Subhamoy Maitra (2011). RC4 Stream Cipher and Its Variants. CRC Press. ISBN 9781439831359.
- Schneier, Bruce (1995). "Chapter 17 - Other Stream Ciphers and Real Random-Sequence Generators". Applied Cryptography: Protocols, Algorithms, and Source Code in C (2nd ed.). Wiley. ISBN 978-0471117094.
- Original posting of RC4 algorithm to Cypherpunks mailing list, Archived version
- RFC 4345 - Improved Arcfour Modes for the Secure Shell (SSH) Transport Layer Protocol
- RFC 6229 - Test Vectors for the Stream Cipher RC4
- IETF Draft - A Stream Cipher Encryption Algorithm "Arcfour"
- RC4 Implementation in Delphi
- SCAN's entry for RC4
- Attacks on RC4
- RC4 - Cryptology Pointers by Helger Lipmaa
- RSA Security Response to Weaknesses in Key Scheduling Algorithm of RC4
- T-SQL implementation
RC4 in WEP