Resonance Raman spectroscopy

From Wikipedia, the free encyclopedia
Jump to: navigation, search

Resonance Raman (RR) spectroscopy is a name given to Raman spectroscopy when the incident laser frequency is close in energy to an electronic transition of a compound or crystal under examination. The frequency coincidence (or resonance) can lead to greatly enhanced intensity of the Raman scattering, which facilitates the study of compounds present at low concentrations.[1]

Raman scattering is usually extremely weak, of the order of 1 in 10 million photons that hit a sample are scattered with the loss (Stokes) or gain (anti-Stokes) of energy because of changes in vibrational energy of the molecules in the sample. Resonance enhancement of Raman scattering requires that the wavelength of the laser used is close to that of an electronic transition. In larger molecules the change in electron density can be largely confined to one part of the molecule, a chromophore, then the Raman bands that are enhanced are primarily from those parts of the molecule in which the electronic transition leads to a change in bond length in the excited state of the chromophore. For large molecules such as proteins, this selectivity helps to identify the observed bands as originating from vibrational modes of specific parts of the molecule or protein, such as the heme unit within myoglobin.[2]


Raman spectroscopy and RR spectroscopy provide information about the vibrations of molecules, and can also be used for identifying unknown substances. RR spectroscopy has found wide application to the analysis of bioinorganic molecules. Although the technique measures the energy required to change the vibrational state of a molecule as does infrared (IR) spectroscopy, the two methods are actually complementary.

Infrared spectroscopy involves measuring the direct absorption of photons with the appropriate energy to excite molecular bond vibrations. The wavelengths of these photons lie in the infrared region of the spectrum, hence the name of the technique. Raman spectroscopy measures the excitation of bond vibrations by an inelastic scattering process, in which the incident photons are more energetic (usually in the visible, ultraviolet or even X-ray region) and lose (or gain in the case of anti-Stokes Raman scattering) only part of their energy to the sample. The two methods are complementary because some vibrational transitions that are observed in IR spectroscopy are not observed in Raman spectroscopy, and vice versa. RR spectroscopy is an extension of conventional Raman spectroscopy that can provide increased sensitivity to specific (colored) compounds that are present at low (micro to millimolar) in an otherwise complex mixture of compounds.

X-Ray Raman scattering[edit]

In the x-ray region, enough energy is available for making electronic transitions possible. At core level resonances, X-Ray Raman Scattering can become the dominating part of the x-ray fluorescence spectrum. This is due to the resonant behavior of the Kramers-Heisenberg formula in which the denominator is minimized for incident energies that equal a core level. This type of scattering is also known as Resonant inelastic X-ray scattering (RIXS). In the soft x-ray range, RIXS has been shown to reflect crystal field excitations, which are often hard to observe with any other technique. Application of RIXS to strongly correlated materials is of particular value for gaining knowledge about their electronic structure. For certain wide band materials such as graphite, RIXS has been shown to (nearly) conserve crystal momentum and thus has found use as a complementary bandmapping technique.

Basic theory of Raman Scattering[edit]

Main article: Raman scattering

The frequencies of molecular vibrations range from less than 1012 to approximately 1014 Hz. These frequencies correspond to radiation in the infrared (IR) region of the electromagnetic spectrum. At any given instant, each molecule in a sample has a certain amount of vibrational energy. However, the amount of vibrational energy that a molecule has continually changes due to collisions and other interactions with other molecules in the sample.

At room temperature, most molecules are in the lowest energy state—known as the ground state. A few molecules are in higher energy states—known as excited states. The fraction of molecules occupying a given vibrational mode at a given temperature can be calculated using the Boltzmann distribution. Performing such a calculation shows that, for relatively low temperatures (such as those used for most routine spectroscopy), most of the molecules occupy the ground vibrational state. Such a molecule can be excited to a higher vibrational mode through the direct absorption of a photon of the appropriate energy. This is the mechanism by which IR spectroscopy operates: infrared radiation is passed through the sample, and the intensity of the transmitted light is compared with that of the incident light. A reduction in intensity at a given wavelength of light indicates the absorption of energy by a vibrational transition. The energy, E, of a photon is

E=h \nu

where h is Planck’s constant and \nu is the frequency of the radiation. Thus, the energy required for such transition may be calculated if the frequency of the incident radiation is known.

It is also possible to observe molecular vibrations by an inelastic scattering process. In inelastic scattering, an absorbed photon is re-emitted with lower energy. In Raman scattering, the difference in energy between the absorbed and re-emitted photons corresponds to the energy required to excite a molecule to a higher vibrational mode.

Typically, in Raman spectroscopy high intensity laser radiation with wavelengths in either the visible or near-infrared regions of the spectrum is passed through a sample. Photons from the laser beam are absorbed by the molecules, exciting them to a virtual energy state. If the molecules relax back to the vibrational state that they started in, the reemitted photon has the same energy as the original photon. This leads to scattering of the laser light, but with no change in energy between the incoming photons and the reemitted/scattered photons. This type of scattering is known as Rayleigh scattering.

However, it is possible for the molecules to relax back to a vibrational state that is higher in energy than the state they started in. In this case, the original photon and the reemitted photon differ in energy by the amount required to vibrationally excite the molecule. Generally, the difference in energy is recorded as the difference in wavenumber (\Delta \bar \nu) between the laser light and the scattered light. A Raman spectrum is generated by plotting the intensity of the reemitted light versus \Delta \bar \nu. In this example the reemitted radiation is lower in energy than the incident laser light. Consequently, the change in wavenumber is positive and results in a series of peaks in the Raman spectrum known as Stokes lines.

A Raman spectrum also exhibits peaks that correspond to negative values of \Delta \bar \nu. These peaks are due to re-emitted photons that are higher in energy than the incident photons. This occurs when molecules that initially are in an excited vibrational state absorb the laser light and relax back to the lower vibrational state when they reemit the photon. These lines in the Raman spectrum are known as anti-Stokes lines. Since the Stokes lines and anti-Stokes lines gain and lose the same amount of energy, they are symmetric with respect to the peak due to elastic (Rayleigh) scattering (\Delta \bar \nu=0). The anti-Stokes lines are appreciably less intense than the corresponding Stokes lines. This is because initially very few molecules are in excited vibrational states compared to the number in the ground state. Since anti-Stokes lines arise from the former and Stokes lines arise from the latter, the Stokes lines are much more intense. However, in molecules that exhibit fluorescence, the Stokes lines may be obscured while the anti-Stokes lines remain unaffected. In such cases, it is necessary to use the anti-Stokes lines despite their lower intensity.

Raman spectroscopy can be used to identify chemical compounds because the values of \Delta \bar \nu are indicative of different chemical species. This is because the frequencies of vibrational transitions depend on the atomic masses and the bond strengths. (Heavier atoms correspond to lower vibrational frequencies, while stronger bonds correspond to higher vibrational frequencies.) Thus, armed with a database of spectra from known compounds, one can unambiguously identify many different known chemical compounds based on a Raman spectrum. The number of vibrational modes scales with the number of atoms in a molecule, which means that the Raman spectra from large molecules is complicated. For example, proteins typically contain thousands of atoms and therefore have thousands of vibrational modes. If these modes have similar energies (\Delta \bar \nu), then the spectrum may be incredibly cluttered and complicated.

Not all vibrational transitions are Raman active, i.e., some vibrational transitions do not appear in the Raman spectrum. This is because of the spectroscopic selection rules for Raman spectra. As opposed to IR spectroscopy, where a transition can only be seen when that particular vibration causes a net change in dipole moment of the molecule, in Raman spectroscopy only transitions where the polarizability of the molecule changes can be observed. This is due to the fundamental difference in how IR and Raman spectroscopy access the vibrational transitions. In Raman spectroscopy, the incoming photon causes a momentary distortion of the electron distribution around a bond in a molecule, followed by reemission of the radiation as the bond returns to its normal state. This causes temporary polarization of the bond, and an induced dipole that disappears upon relaxation. In a molecule with a center of symmetry, a change in dipole is accomplished by loss of the center of symmetry, while a change in polarizability is compatible with preservation of the center of symmetry. Thus, in a centrosymmetric molecule, asymmetrical stretching and bending are IR active and Raman inactive, while symmetrical stretching and bending is Raman active and IR inactive. Hence, in a centrosymmetric molecule, IR and Raman spectroscopy are mutually exclusive. For molecules without a center of symmetry, each vibrational mode may be IR active, Raman active, both, or neither. Symmetrical stretches and bends, however, tend to be Raman active.

In resonance Raman spectroscopy, the energy of the incoming laser is adjusted such that it or the scattered light coincide with an electronic transition of the molecule or crystal. In most materials the incoming and outgoing electronic resonances are sufficiently broad that they can not be distinguished. So, rather than exciting the molecule to a virtual energy state, it is excited to near one of its excited electronic transitions. Since the energy of these transitions differ from one chemical species to the next, this technique did not become applicable until the advent of tunable lasers in the early 1970s. (Tunable lasers are those where the wavelength can be altered within a specific range.) When the frequency of the laser beam is tuned to be near an electronic transition (resonance), the vibrational modes associated with that particular transition exhibit a greatly increased Raman scattering intensity. This usually overwhelms Raman signals from all of the other transitions. For instance, resonance with a π-π* transition enhances stretching modes of the π-bonds involved with the transition, while the other modes remain unaffected.

This aspect of Raman spectroscopy becomes especially useful for large biomolecules with chromophores embedded in their structure. In such chromophores, the charge-transfer (CT) transitions of the metal complex generally enhance metal-ligand stretching modes, as well as some of modes associated with the ligands alone. Hence, in a biomolecule such as haemoglobin, tuning the laser to near the charge-transfer electronic transition of the iron center results in a spectrum reflecting only the stretching and bending modes associated with the tetrapyrrole-iron group. Consequently, in a molecule with thousands of vibrational modes, RR spectroscopy allows us to look at relatively few vibrational modes at a time. This reduces the complexity of the spectrum and allows for easier identification of an unknown protein. Also, if a protein has more than one chromophore, different chromophores can be studied individually if their CT bands differ in energy. In addition to identifying compounds, RR spectroscopy can also supply structural identification about chromophores in some cases.

The main advantage of RR spectroscopy over traditional Raman spectroscopy is the large increase in intensity of the peaks in question (by as much as a factor of 106). This allows RR spectra to be generated with sample concentrations as low as 10−8 M. This is in stark contrast to conventional Raman spectra, which usually requires concentrations greater than 0.01 M. Also, as previously mentioned, RR spectra usually exhibit only a few peaks, and different peaks can be selected for by targeting specific electronic transitions. The main disadvantage of RR spectroscopy is the increased risk of fluorescence and photodegradation of the sample due to the increased energy of the incoming laser light. Both of these factors can be minimized by using an infrared laser instead of visible light for non resonant Raman scattering, but not in RR where the laser must be tuned to the specific resonance, unless electronic levels of lower energy are available for the system under investigation.

Resonance hyper Raman spectroscopy[edit]

Resonance hyper Raman spectroscopy is a variation on resonance Raman spectroscopy in which the aim is to achieve an excitation to a particular energy level in the target molecule of the sample by a phenomenon known as two photon absorption. In two-photon absorption, two photons are simultaneously absorbed into a molecule. When that molecule relaxes from this excited state to its ground state, only one photon is emitted. This is a type of fluorescence.

Why Use Resonance Hyper Raman Over Resonance Raman Spectroscopy?[edit]

In resonance Raman spectroscopy, certain parts of molecules can be targeted by adjusting the wavelength of the incident laser beam to the “color” (energy between two desired electron quantum levels) of the part of the molecule that is being studied. This is known as resonance fluorescence, hence the addition of the term “resonance” to the name “Raman spectroscopy”. Some excited states can be achieved via single or double photon absorption. In these cases however, the use of double photon excitation can be used to attain more information about these excited states than would a single photon absorption. There are some limitations and consequences to both resonance Raman and resonance hyper Raman spectroscopy.[3]

Resonance Raman Spectroscopy vs. Resonance Hyper Raman[edit]

Both resonance Raman and resonance hyper Raman spectroscopy employ a tunable laser. The wavelength of a tunable laser can be adjusted by the operator to wavelengths within a particular range. This frequency range however is dependent on the laser’s design. Regular resonance Raman spectroscopy therefore is only sensitive to the electron energy transitions that match that of the laser used in the experiment. The molecular parts that can be studied by normal resonance Raman spectroscopy is therefore limited to those bonds that happen to have a “color” that fits somewhere into the spectrum of “colors” to which the laser used in that particular device can be tuned. Resonance hyper Raman spectroscopy on the other hand can excite atoms to emit light at wavelengths outside the laser’s tunable range, thus expanding the range of possible components of a molecule that can be excited and therefore studied.

Resonance hyper Raman spectroscopy generally involves a more intense light beam than resonance Raman spectroscopy, however the frequency of each photon can be dropped to achieve what would otherwise require higher frequency light. Having more photons of lower energy (longer wavelength) can reduce error. (citation needed) Additionally, resonance hyper Raman spectroscopy uses brighter lasers to compensate for using lower frequency. Using a larger number of photons carries with it certain advantages, such as the detection and analysis of more dilute concentrations of molecular components with which the laser has been tuned to interact.

Resonance hyper Raman spectroscopy is one of the types of “non-linear” Raman spectroscopy. In linear Raman spectroscopy, the amount of energy that goes into the excitation of an atom is the same amount that leaves the electron cloud of that atom when a photon is emitted and the electron cloud relaxes back down to its ground state. The term non-linear signifies reduced emission energy compared to input energy. In other words, the energy into the system no longer matches the energy out of the system. This is due to the fact that the energy input in hyper-Raman spectroscopy is much larger than that of typical Raman spectroscopy. Non-linear Raman spectroscopy tends to be more sensitive than conventional Raman spectroscopy. Additionally, it can significantly reduce, or even eliminate the effects of florescence.[4]

Other Variations of Raman spectroscopy[edit]

Polarized Raman spectroscopy[edit]

Polarized Raman spectroscopy is a specialized type of Raman spectroscopy. While conventional Raman spectroscopy identifies chemical composition, polarized Raman spectroscopy can uncover information on the orientation and shape of the chemical bonds within the sample, as well as various bond vibration symmetries.

In polarized Raman spectroscopy the light incoming on the sample, (via the excitation laser), is polarized. The polarized light from the laser interacts with the sample and Rayleigh scattering, Stokes scattering, and anti-Stokes scattering occur before the light makes its way to the detector. On its way to the detector, the light passes through a second polarized filter. This second filter is oriented either parallel or perpendicular to the polarization of the original light beam. The first polarizer can be placed in the laser’s path between the incoming light and the sample, and the second polarizer between the light coming off of the sample and the detector. This setup allows the polarization to be adjusted by those running the experiment.

How it works[edit]

The interaction between the molecules in the sample and the incident polarized light beam alters the polarization of the light. The nature of this alteration in turn reveals information about the geometry of the chemical bonds through which it is passed. Polarized Raman spectroscopy is only useful on crystals or liquid crystals. This is because the purpose of these measurements is to provide information on the orientation and shape of ordered substances.

Characterization of bond vibration symmetry[edit]

Bond orientation is resolved by determining the depolarization ratio; the ratio of rotated light to unrotated light:


Where I_r is light rotated 90 degrees with respect to incident light, and I_u retains the polarization of the incident light. When polarized light interacts with a molecule it distorts it as the molecule induces an equal and opposite effect in the plane-wave causing it to be rotated by the difference between the orientation of the molecule and the angle of polarization of the light wave. If ≥ \frac{3}{4}, then the vibrations at that frequency are “depolarized;” meaning that they do not share a common orientation.[5]

Tip-Enhanced Raman Spectroscopy[edit]

The Problem with Surface-Enhanced Raman Spectroscopy[edit]

In surface-enhanced Raman spectroscopy, the material being studied is annealed onto a surface, (typically gold or silver) which will enhance the sample material’s electromagnetic field when excited by a laser. The spread of those annealed molecules is often heterogeneous (the molecules of the material are scattered unevenly across the surface). Due to this lack of homogeneity, there are different intensities in the enhancement of the electromagnetic field at different parts of the sample surface. This can make it difficult to take proper measurements. Tip-enhanced Raman spectroscopy is designed as a way around this particular problem.

How It Works[edit]

In tip-enhanced Raman spectroscopy, instead of annealing the sample to the electromagnetic field enhancing substrate, the sample is instead annealed to a material that does not enhance the electromagnetic field. Then, using a scanning probe microscope (other types of microscope may also be used), the surface upon which the sample has been annealed is searched for a localized ideal spot with the desired sample concentration and homogeneity. This is where the tip comes in. Now a very sharp tip that is coated in whatever electromagnetic field enhancing substrate is required for the experiment (gold, silver, etc.) is lowered to the surface, guided by microscope, onto the exact spot where the ideal sample conditions have been located. Now, when the sample is finally excited by a laser, the only place on the sample annealed surface that will experience electromagnetic field enhancement is the spot that is touched by the tip with the electronic field enhancing material on it, not the whole surface. This process allows for a system with fewer variables upon which to base your measurements.

Equipment and Setup[edit]

As with conventional surface-enhanced Raman spectroscopy, tip-enhanced Raman spectroscopy requires a confocal laser scanning microscope, and a scanning probe microscope. The confocal laser scanning microscope is helps to align both the scanning probe microscope and the tip with the electromagnetic field enhancing material onto the desired places on the sample surface. The microscopes are fixed, and the stage is moveable to allow for all of this. Due to the physical presence of the tip and the arm that it is attached to above the sample surface, the Raman microscope must be built on the side of the surface opposite the arm upon which the tip is attached.[6]

The setup can be either upright, with the tip above and the microscope below, or inverted, with the tip below and the microscope above. The figure above displays an upright setup, with the sample on the top of the surface shown here. Note that in tip-enhanced Raman spectroscopy, there is no electromagnetic field-enhancing material on the surface to which the sample is annealed as there is in conventional surface-enhanced Raman spectroscopy, Raman scattering will not take place unless the tip is touching the sample surface.

Advantages and Applications[edit]

1. Tip-enhanced Raman spectroscopy allows for the spectroscopic imaging of the sample at the end of the tip to a greater detail than conventional surface-enhanced Raman spectroscopy. 2. Though the tip can be used to find a homogeneous spot on a heterogeneous sample surface, having the ability to isolate and analyze different spots on the sample surface has other advantages. For example let us say you had a sample which you know to be heterogeneous and you want learn more about the nature of that heterogeneity. Tip-enhanced Raman spectroscopy allows you to pinpoint, image, chemically identify, and otherwise analyze different points on the surface to see how they compare, to establish a range on that heterogeneity, and even to establish an overall pattern. 3. Spectroscopic imaging can be accomplished to a resolution of 15 nm using tip-enhanced Raman spectroscopy.[6]


Tip-enhanced Raman spectroscopy was first fully developed by the Zanobi Group and ready for use by the year 2000. This group, named after its founder and current head, Professor Doctor Renato Zenobi, is based out of the Eidgenössische Technische Hocchschule Zürich, (also known as the “Swiss Federal Institute of Technology Zurich” or most commonly and most simply “ETH Zurich”) located in Zurich, Switzerland. Since its invention, it has been applied to the fields of physics, astronomy, chemistry, materials science, engineering, biochemistry, genetics, and molecular biology at least. It allowed for the first time the possibility of single molecule spectroscopy, and this in turn has opened the door to many new discoveries.


In RR spectroscopy, the light source consists of a tunable laser, whose radiation lies in either the near-infrared, visible, or near-ultraviolet regions of the spectrum. In creating a sample handling system, RR spectroscopy offers an advantage over IR spectroscopy in that glass can be used for windows, lenses, and other optical components. Another advantage over IR spectroscopy is that whereas water absorbs strongly in the IR spectrum and may mask other signals, it only gives a weak signal in Raman spectroscopy. Therefore, water can easily be used as a solvent. Since lasers can be easily focused on small surface areas, the risk of sample heating and photodegradation is diminished, and the emitted radiation can be focused more efficiently. Typically, the sample is placed into a tube, which can then be spun to further decrease the sample’s exposure to the laser light, further diminishing the threat of photodegradation. Gaseous, liquid, and solid samples can all be analyzed using RR spectroscopy. Gas and liquid samples can be put directly into the sample chamber whereas solid samples must first be ground into a powder. With gaseous and solid samples, Raman scattering may still be too weak to easily detect. For these samples, the sample holder is placed between two mirrors that reflect the laser beam multiple times through the sample.

Since scattered light leaves the sample in all directions the probes that carry the scattered light back to the detector in Raman spectroscopy may be placed at any angle. Usually, the detector probes are most placed at an angle of 135° to the path of the exiting laser light beam. Two other common arrangements position the detector probe at 90° or 180° with respect to the incident light. Detection angles greater than 90° are generally called back-scattering detectors because they are oriented in the same direction as the incident laser light so the radiation must scatter back to the probes. In transmitting the incident laser light to the sample and the scattered light back to the detector, fiber-optic cables may be used. Such cables can transmit light 100 m or more, thereby allowing the analysis of samples under relatively rough experimental/environmental conditions.

After the scattered radiation exits the sample, it passes through a monochromator. Typical monochromators consist of a diffraction grating mounted on a rotating platform. A diffraction grating causes light dispersion. Rotating the grating controls which scattered radiation wavelengths reach the exit slit that leads to the detector. The detector itself is usually a charge-coupled device (CCD), which allows the entire spectrum to be recorded simultaneously. Consequently, multiple scans can be acquired in a short period of time, which can drastically increase the signal-to-noise ratio of the spectrum. Currently, Raman spectrometers are more expensive than more traditional dispersive instruments. As the cost of tunable lasers decrease, RR spectroscopy should see increased use, especially in the studies of metal-ligand vibrations, which reside in a region that is typically very difficult to study by other instrumental techniques. With the advent of near-infrared tunable lasers, particularly the Ti-sapphire laser (which has a range of ~700-1100 nm), Fourier Transform Resonance Raman Spectrometers may soon be commercially available. These would offer the multiplex and Jaquinot advantages of Fourier Transform (FT) techniques.

See also[edit]


  1. ^ Drago R.S. Physical Methods in Chemistry (Saunders 1977) p.152
  2. ^ Hu, Songzhou; Smith, Kevin M.; Spiro, Thomas G. (January 1996). "Assignment of Protoheme Resonance Raman Spectrum by Heme Labeling in Myoglobin". Journal of the American Chemical Society 118 (50): 12638–12646. doi:10.1021/ja962239e. 
  3. ^ Hyper-Raman
  4. ^ Raman: Application - Chemwiki
  5. ^ What is polarised Raman spectroscopy? - HORIBA Scientific
  6. ^ a b [1][dead link]

Further reading[edit]

  • Long, Derek A (2002). The Raman Effect: A Unified Treatment of the Theory of Raman Scattering by Molecules. West Sussex, England: John Wiley & Sons.  Online.
  • Que, Lawrence Jr., ed. (2000). Physical Methods in Bioinorganic Chemistry: Spectroscopy and Magnetism. Sausalito, CA: University Science Books. pp. 59–120. ISBN 1-891389-02-5. 
  • Raman, C.V.; Krishnan, K.S. “A Change of Wave-Length in Light Scattering” Nature (London) 1928, 121, 619.
  • Raman, C.V.; Krishnan, K.S. “A New Type of Secondary Radiation” Nature (London) 1928, 121, 501.
  • Skoog, Douglas A.; Holler, James F.; Nieman, Timothy A. (1998). Principles of Instrumental Analysis (5th ed.). Philadelphia: Saunders College Pub. pp. 429–443. ISBN 0-03-002078-6. 
  • Landsberg, G.S; Mandelshtam, L.I. "Novoye yavlenie pri rasseyanii sveta. (New phenomenon in light scattering)" Zhurnal Russkogo fiziko-khimicheskogo obschestva, chast fizicheskaya (Journal of Russian Physico-Chemical Society, Physics division, 1928, 60-4
  • R. S. Chao; R. K. Khanna; E. R. Lippincott (1974). Theoretical and experimental resonance Raman intensities for the manganate ion. Dept. of Chemistry and Center of Materials Research University of Maryland College Park, Md. 20742, U.S.A.: John Wiley & Sons, Ltd. doi:10.1002/jrs.1250030203. 

External links[edit]