| Form Name |
Description |
| 1 |
|
| 1-A |
1-A Filing |
| 1-A-W |
|
| 1-A/A |
1-A/A Filing |
| 1-E |
Notification under Regulation E |
| 1-E/A |
Notification under Regulation E (Amendment) |
| 10-12B |
Registration of a class of securities |
| 10-12B/A |
Registration of a class of securities (Amendment) |
| 10-12G |
Registration of a class of securities |
| 10-12G/A |
Registration of a class of securities (Amendment) |
| 10-D |
Distribution reports by Asset-Backed issuers |
| 10-D/A |
Distribution reports by Asset-Backed issuers (Amendment) |
| 10-K |
Annual Reports |
| 10-K/A |
Annual Report (Amendment) |
| 10-KT |
Transition report |
| 10-KT/A |
Transition report (Amendment) |
| 10-Q |
Quarterly Reports |
| 10-Q/A |
Quarterly Report (Amendment) |
| 10-QT |
Transition report |
| 10-QT/A |
Transition report (Amendment) |
| 10KSB |
Annual Report - Small Business |
| 10KSB/A |
Annual Report - Small Business (Amendment) |
| 10QSB |
Quarterly Report - Small Business |
| 10QSB/A |
Quarterly Report - Small Business (Amendment) |
| 10SB12B |
|
| 10SB12B/A |
|
| 10SB12G |
|
| 10SB12G/A |
|
| 11-K |
Annual Report of Employee Stock Purchase |
| 11-K/A |
Annual Report of Employee Stock Purchase (Amendment) |
| 11-KT |
Transition report |
| 12G3-2B |
12G3-2B Filing |
| 12G32BR |
12G32BR Filing |
| 13F-HR |
Initial Quarterly Form 13F Holdings report filed by institutional managers |
| 13F-HR/A |
Initial Quarterly Form 13F Holdings report filed by institutional managers (Amendment) |
| 13F-NT |
Initial Quarterly Form 13F Notice Report filed by institutional managers |
| 13F-NT/A |
Initial Quarterly Form 13F Notice Report filed by institutional managers (Amendment) |
| 13FCONP |
13FCONP Filing |
| 144 |
Proposed Sale of Securities |
| 144/A |
Proposed Sale of Securities (Amendment) |
| 15-12B |
Termination of registration of a class of securities |
| 15-12B/A |
Termination of registration of a class of securities (Amendment) |
| 15-12G |
Termination of registration of a class of securities |
| 15-12G/A |
Termination of registration of a class of securities (Amendment) |
| 15-15D |
Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act |
| 15-15D/A |
Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act (Amendment) |
| 15F-12B |
Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(b) |
| 15F-12B/A |
Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(b) (Amendment) |
| 15F-12G |
Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(g) |
| 15F-12G/A |
|
| 15F-15D |
Notice of a foreign private issuers suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act |
| 18-K |
Annual report for foreign governments |
| 18-K/A |
Annual report for foreign governments (Amendment) |
| 19B-4 |
|
| 19B-4E |
19B-4E Filing |
| 2-A |
|
| 2-A/A |
2-A/A Filing |
| 2-AF |
2-AF Filing |
| 2-E |
2-E Filing |
| 2-E/A |
2-E/A Filing |
| 20-F |
Annual and transition report of foreign private issuers |
| 20-F/A |
Annual and transition report of foreign private issuers (Amendment) |
| 20FR12B |
Initial registration of a class of securities of foreign private issuers |
| 20FR12B/A |
Initial registration of a class of securities of foreign private issuers (Amendment) |
| 20FR12G |
Initial registration of a class of securities of foreign private issuers |
| 20FR12G/A |
Initial registration of a class of securities of foreign private issuers (Amendment) |
| 24F-2NT |
Filing 24F-2NT |
| 24F-2NT/A |
Filing 24F-2NT (Amendment) |
| 25 |
Voluntarily withdraw securities from national security exchange (filed by issuer) |
| 25-NSE |
National security exchange removing securities |
| 25-NSE/A |
National security exchange removing securities (Amendment) |
| 25/A |
Voluntarily withdraw securities from national security exchange (filed by issuer) Amendment |
| 3 |
Insider Trading (Form 3) |
| 3/A |
Insider Trading (Form 3) Amendment |
| 305B2 |
Application for designation of a new trustee under the Trust Indenture Act |
| 39-304D |
|
| 4 |
Insider Trading |
| 4/A |
Insider Trading (Form 4) Amendment |
| 40-17F1 |
Initial certificate of accounting of securities and similar investments in the custody of management investment companies |
| 40-17F2 |
Initial certificate of accounting of securities and similar investments in the custody of management investment companies |
| 40-17F2/A |
|
| 40-17G |
Fidelity bond |
| 40-17G/A |
Fidelity bond (Amendment) |
| 40-202A/A |
Filing 40-202A/A |
| 40-206A/A |
|
| 40-24B2 |
Filing of sales literature |
| 40-24B2/A |
Filing of sales literature (Amendment) |
| 40-33 |
All stockholder derivative actions filed with a court against an investment company or an affiliate |
| 40-6B |
Filing 40-6B |
| 40-6B/A |
Filing 40-6B (Amendment) |
| 40-6C |
|
| 40-6C/A |
|
| 40-8B25 |
|
| 40-8F-2 |
|
| 40-APP |
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products |
| 40-APP/A |
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment) |
| 40-F |
Annual reports filed by certain Canadian issuers |
| 40-F/A |
Annual reports filed by certain Canadian issuers (Amendment) |
| 40-OIP |
|
| 40-OIP/A |
|
| 40FR12B |
Registration of a class of securities of certain Canadian issuers |
| 40FR12B/A |
Registration of a class of securities of certain Canadian issuers (Amendment) |
| 40FR12G |
|
| 40FR12G/A |
|
| 424A |
Prospectus |
| 424B1 |
Prospectus |
| 424B2 |
Prospectus |
| 424B3 |
Prospectus |
| 424B4 |
Prospectus |
| 424B5 |
Prospectus |
| 424B7 |
Prospectus |
| 424B8 |
Prospectus |
| 425 |
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions |
| 485APOS |
Post-effective amendment |
| 485BPOS |
Post-effective amendment |
| 485BXT |
Post-effective amendment |
| 486APOS |
Post-effective amendment |
| 486BPOS |
Post-effective amendment |
| 487 |
Pre-effective pricing amendment |
| 497 |
Definitive materials |
| 497AD |
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 |
| 497H2 |
|
| 497J |
Certification of no change in definitive materials |
| 497K1 |
Profiles for certain open-end management investment companies |
| 497K2 |
Profiles for certain open-end management investment companies |
| 497K3A |
Profiles for certain open-end management investment companies |
| 497K3B |
Profiles for certain open-end management investment companies |
| 5 |
Insider Trading (Form 5) |
| 5/A |
Insider Trading (Form 5) Amendment |
| 6-K |
Current report of foreign issuer |
| 6-K/A |
Current report of foreign issuer (Amendment) |
| 8-A12B |
Registration of a class of securities on a national securities exchange |
| 8-A12B/A |
Registration of a class of securities on a national securities exchange (Amendment) |
| 8-A12G |
Notification that a class of securities of successor issuer is deemed to be registered |
| 8-A12G/A |
Notification that a class of securities of successor issuer is deemed to be registered (Amendment) |
| 8-K |
Events or Changes Between Quarterly Reports |
| 8-K/A |
|
| 8-K12B |
|
| 8-K12B/A |
Registration of a class of securities on a national securities exchange (Amendment) |
| 8-K12G3 |
Notification that a class of securities of successor issuer is deemed to be registered |
| 8-K12G3/A |
|
| 8-K15D5 |
Notification of assumption of duty to report by successor |
| 8-M |
8-M Filing |
| 9-M |
9-M Filing |
| ADN-MTL |
ADN-MTL Filing |
| ADV-E |
ADV-E Filing |
| ADV-H-C |
|
| ADV-H-T |
|
| ADV-NR |
ADV-NR Filing |
| ANNLRPT |
Periodic Development Bank filing, submitted annually |
| APP WD |
APP WD Filing |
| ARS |
Annual Report to Security Holders |
| ARS/A |
Annual Report to Security Holders (Amendment) |
| AW |
Withdrawal of amendment to a registration statement filed under the Securities Act |
| AW WD |
Withdrawal of a request for withdrawal of an amendment to a registration statement |
| CB |
Certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons |
| CB/A |
Certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons (Amendment) |
| CERTAMX |
Filing CERTAMX |
| CERTNAS |
Filing CERTNAS |
| CERTNYS |
Filing CERTNYS |
| CERTPAC |
Filing CERTPAC |
| CORRESP |
Correspondence |
| CT ORDER |
Confidential Treatment Order. |
| D |
Filing D |
| D/A |
Filing D (Amendment) |
| DEF 14A |
Definitive proxy statements |
| DEF 14C |
Definitive information statements |
| DEFA14C |
Definitive additional information statement materials including Rule 14(a)(12) material |
| DEFC14A |
Definitive proxy statement in connection with contested solicitations |
| DEFC14C |
Definitive information statement - contested solicitations |
| DEFM14A |
Definitive proxy statement relating to merger or acquisition |
| DEFM14C |
Definitive information statement relating to merger or acquisition |
| DEFN14A |
Definitive proxy statement filed by non management |
| DEFR14A |
Definitive revised proxy soliciting materials |
| DEFR14C |
Definitive revised information statement materials |
| DEL AM |
Separately filed delaying amendment |
| DFAN14A |
Definitive additional proxy soliciting materials filed by non-management |
| DFRN14A |
Revised definitive proxy statement filed by non-management |
| DSTRBRPT |
Distribution of primary obligations Development Bank report |
| EFFECT |
Filing EFFECT |
| F-1 |
Registration statement for securities of certain foreign private issuers |
| F-1/A |
Registration statement for securities of certain foreign private issuers (Amendment) |
| F-10 |
Registration statement for securities of certain Canadian issuers |
| F-10/A |
Registration statement for securities of certain Canadian issuers (Amendment) |
| F-10EF |
|
| F-10POS |
|
| F-1MEF |
|
| F-3 |
Registration statement for specified transactions by certain foreign private issuers |
| F-3/A |
Registration statement for specified transactions by certain foreign private issuers (Amendment) |
| F-3ASR |
Automatic shelf registration statement of securities of well-known seasoned issuers |
| F-3D |
Registration statement for dividend or interest reinvestment plan securities of foreign private issuers |
| F-3DPOS |
|
| F-4 |
Registration statement for securities issued by foreign private issuers in certain business combination transactions |
| F-4 POS |
|
| F-4/A |
Registration statement for securities issued by foreign private issuers in certain business combination transactions (Amendment) |
| F-6 |
Registration statement for American Depositary Receipts representing securities of certain foreign private issuers |
| F-6 POS |
Post-effective amendment to a F-6EF registration |
| F-6/A |
Registration statement for American Depositary Receipts representing securities of certain foreign private issuers (Amendment) |
| F-6EF |
Auto effective registration statement for American Depositary Receipts representing securities of certain foreign private issuers |
| F-7 |
Registration statement for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders |
| F-7 POS |
|
| F-7/A |
|
| F-8 |
Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination |
| F-8/A |
Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination (Amendment) |
| F-80 |
|
| F-9 |
Registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers |
| F-9/A |
Registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers (Amendment) |
| F-N |
Notification of the appointment of an agent for service by certain foreign institutions |
| F-X |
For appointment of agent for service of process by issuers registering securities |
| F-X/A |
For appointment of agent for service of process by issuers registering securities (Amendment) |
| FOCUSN |
FOCUSN Filing |
| FOCUSN/A |
FOCUSN Filing (Amendment) |
| FWP |
Filing under Securities Act Rules 163/433 of free writing prospectuses |
| G-405 |
G-405 Filing |
| G-405N |
|
| G-FIN |
G-FIN Filing |
| G-FIN/A |
G-FIN/A Filing (Amendment) |
| MSD |
|
| MSD/A |
MSD/A Filing (Amendment) |
| MSDW |
MSDW Filing |
| N-14 |
Initial registration statement for open-end investment company |
| N-14 8C |
Initial registration statement filed on Form N14 by closed-end investment company (business combinations) |
| N-14 8C/A |
Initial registration statement filed on Form N14 by closed-end investment company (business combinations) Amendment |
| N-14/A |
Initial registration statement for open-end investment company (Amendment) |
| N-14AE |
Filing N-14AE |
| N-14AE/A |
N-14AE (Amendment) |
| N-18F1 |
Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1 |
| N-18F1/A |
Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1 (Amendment) |
| N-1A |
Initial registration statement for open-end management investment companies |
| N-1A/A |
Initial registration statement for open-end management investment companies |
| N-2 |
Initial filing of a registration statement on Form N-2 for closed-end investment companies |
| N-2/A |
Initial filing of a registration statement on Form N-2 for closed-end investment companies (Amendment) |
| N-23C-2 |
Notice by closed-end investment companies of intention to call or redeem their own securities |
| N-23C-2/A |
Notice by closed-end investment companies of intention to call or redeem their own securities (Amendment) |
| N-23C3A |
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only |
| N-23C3A/A |
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only (Amendment) |
| N-23C3B |
Filing N-23C3B |
| N-23C3C |
|
| N-23C3C/A |
Filing N-23C3C/A |
| N-2MEF |
|
| N-3 |
|
| N-30B-2 |
Periodic and interim reports mailed to investment company shareholders |
| N-30D |
Initial annual and semi-annual reports mailed to investment company shareholders |
| N-30D/A |
|
| N-4 |
Initial registration statement on Form N-4 for separate accounts (unit investment trusts) |
| N-4/A |
Initial registration statement on Form N-4 for separate accounts (unit investment trusts) Amendment |
| N-54A |
Notification of election by business development companies |
| N-54C |
Notification of election by business development companies |
| N-54C/A |
Notification of election by business development companies (Amendment) |
| N-6 |
Registration statement for separate accounts |
| N-6/A |
Registration statement for separate accounts (Amendment) |
| N-6F |
Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F |
| N-8A |
Initial notification of registration under section 8(a) filed on Form N-8A |
| N-8A/A |
Initial notification of registration under section 8(a) filed on Form N-8A (Amendment) |
| N-8B-2 |
Initial registration statement for unit investment trusts |
| N-8B-2/A |
Initial registration statement for unit investment trusts |
| N-8F |
Application for deregistration made on Form N-8F |
| N-8F/A |
Application for deregistration made on Form N-8F (Amendment) |
| N-CSR |
Certified annual shareholder report of registered management investment companies |
| N-CSR/A |
Certified annual shareholder report of registered management investment companies (Amendment) |
| N-CSRS |
Certified semi-annual shareholder report of registered management investment companies |
| N-CSRS/A |
Certified semi-annual shareholder report of registered management investment companies (Amendment) |
| N-PX |
Annual Report of Proxy Voting Record of Registered Management Investment Companies |
| N-PX/A |
Annual Report of Proxy Voting Record of Registered Management Investment Companies |
| N-Q |
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company |
| N-Q/A |
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company |
| NO ACT |
NO ACT Filing |
| NSAR-A |
Semi-annual report for management companies |
| NSAR-A/A |
Semi-annual report for management companies (Amendment) |
| NSAR-AT |
|
| NSAR-B |
Annual report for management companies |
| NSAR-B/A |
Annual report for management companies (Amendment) |
| NSAR-BT |
Transitional annual report filed on Form NSAR |
| NSAR-BT/A |
|
| NSAR-U |
Annual report for unit investment trusts |
| NSAR-U/A |
Annual report for unit investment trusts (Amendment) |
| NT 10-K |
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT |
| NT 10-K/A |
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT (Amendment) |
| NT 10-Q |
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB |
| NT 10-Q/A |
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB (Amendment) |
| NT 11-K |
Notice under Rule 12b25 of inability to timely file all or part of a form 11-K |
| NT 15D2 |
|
| NT 20-F |
Notice under Rule 12b25 of inability to timely file all or part of an annual report of form 20-F |
| NT 20-F/A |
|
| NT-NCSR |
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) |
| NT-NCSR/A |
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) Amendment |
| NT-NSAR |
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR |
| NT-NSAR/A |
|
| NTFNCSR |
|
| NTFNSAR |
|
| NTN 10K |
Filing NTN 10K |
| NTN 10Q |
Filing NTN 10Q |
| NTN 20F |
Filing NTN 20F |
| POS 8C |
Post-effective amendment by closed-end investment companies |
| POS AM |
Post-effective amendment to a registration statement that is not immediately effective upon filing |
| POS AMI |
Post-effective amendment |
| POS EX |
Post-effective amendment filed solely to add exhibits to a registration statement |
| POS462B |
Post-effective amendment to Securities Act Rule 462(b) registration statement |
| POS462C |
Post-effective amendment to a registration statement filed under Rule 462(c) |
| POSASR |
Post-effective amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR |
| PRE 14A |
Preliminary proxy statement not related to a contested matter or merger/acquisition |
| PRE 14C |
Preliminary information statement not related to a contested matter or merger/acquisition |
| PREC14A |
Preliminary proxy statement in connection with contested solicitations |
| PREC14C |
Preliminary information statements - contested solicitations |
| PREM14A |
Preliminary proxy statements relating to merger or acquisition |
| PREM14C |
Preliminary information statements relating to merger or acquisition |
| PREN14A |
Preliminary proxy statement filed by non-management |
| PRER14A |
Preliminary revised proxy soliciting materials |
| PRER14C |
Preliminary revised information statements |
| PRRN14A |
Revised preliminary proxy statement filed by non-management |
| PX14A6G |
Notice of exempt solicitation |
| PX14A6N |
|
| QRTLYRPT |
Periodic Development Bank filing, submitted quarterly |
| REG-NR |
REG-NR Filing |
| REGDEX |
Regulation D Exemption Filing |
| REGDEX/A |
REGDEX Filing (Amendment) |
| RW |
Registration Withdrawal Request |
| RW WD |
Withdrawal of a Registration Withdrawal Request |
| S-1 |
IPO Registration |
| S-1/A |
IPO Registration (Amendment) |
| S-11 |
Registration statement for securities to be issued by real estate companies |
| S-11/A |
Registration statement for securities to be issued by real estate companies (Amendment) |
| S-11MEF |
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 11 |
| S-1MEF |
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 1 |
| S-3 |
Registration statement for specified transactions by certain issuers |
| S-3/A |
Registration statement for specified transactions by certain issuers (Amendment) |
| S-3ASR |
Automatic shelf registration statement of securities of well-known seasoned issuers |
| S-3D |
Automatically effective registration statement for securities issued pursuant to dividend or interest reinvestment plans |
| S-3DPOS |
Post-effective amendment to a S-3D registration statement |
| S-3MEF |
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 3 |
| S-4 |
Registration of securities issued in business combination transactions |
| S-4 POS |
Post-effective amendment to a S-4EF registration statement |
| S-4/A |
Registration of securities issued in business combination transactions (Amendment) |
| S-4EF |
|
| S-4EF/A |
|
| S-4MEF |
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4 |
| S-6 |
Initial registration statement filed on Form S-6 for unit investment trusts |
| S-6/A |
Initial registration statement filed on Form S-6 for unit investment trusts (Amendment) |
| S-8 |
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans |
| S-8 POS |
Post-effective amendment to a S-8 registration statement |
| S-B |
Registration statement for securities of foreign governments and subdivisions |
| S-B/A |
Registration statement for securities of foreign governments and subdivisions (Amendment) |
| S-BMEF |
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form SB-1 |
| SB-1 |
|
| SB-1/A |
|
| SB-2 |
|
| SB-2/A |
|
| SB-2MEF |
|
| SC 13D |
Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities |
| SC 13D/A |
Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities (Amendment) |
| SC 13E3 |
Schedule filed to report going private transactions |
| SC 13E3/A |
Schedule filed to report going private transactions (Amendment) |
| SC 13G |
Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities by passive investors and certain institutions |
| SC 13G/A |
Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities by passive investors and certain institutions (Amendment) |
| SC 14D9 |
Tender offer solicitation/recommendation statements filed under Rule 14d-9 |
| SC 14D9/A |
Tender offer solicitation/recommendation statements filed under Rule 14d-9 (Amendment) |
| SC 14F1 |
Statement regarding change in majority of directors pursuant to Rule 14f-1 |
| SC 14F1/A |
Statement regarding change in majority of directors pursuant to Rule 14f-1 (Amendment) |
| SC TO-C |
Written communication relating to an issuer or third party tender offer |
| SC TO-I |
Issuer tender offer statement |
| SC TO-I/A |
Issuer tender offer statement (Amendment) |
| SC TO-T |
Third party tender offer statement |
| SC TO-T/A |
Third party tender offer statement (Amendment) |
| SC13E4F |
Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers |
| SC13E4F/A |
Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers (Amendment) |
| SC14D1F |
Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers |
| SC14D1F/A |
Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers (Amendment) |
| SC14D9C |
Written communication by the subject company relating to a third party tender offer |
| SC14D9F |
|
| SC14D9F/A |
|
| SE |
SE Filing |
| SP 15D2 |
|
| SUPPL |
Voluntary supplemental material filed pursuant to Section 11(a) of the Securities Act of 1933 by foreign issuers |
| T-3 |
Initial application for qualification of trust indentures |
| T-3/A |
Initial application for qualification of trust indentures (Amendment) |
| TA-1 |
Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 |
| TA-1/A |
Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 (Amendment) |
| TA-2 |
Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934 |
| TA-2/A |
Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934 (Amendment) |
| TA-W |
Notice of withdrawal from registration as transfer agent filed pursuant to the Securities Exchange Act of 1934 |
| TTW |
TTW Filing |
| UNDER |
|
| UPLOAD |
UPLOAD Filing |
| WDL-REQ |
WDL-REQ Filing |
| X-17A-5 |
X-17A-5 Filing |
| X-17A-5/A |
X-17A-5/A Filing |
