The Shanghai ghetto (上海隔都 Shànghǎi gédōu), formally known as the Restricted Sector for Stateless Refugees (無国籍難民限定地区 Wú guójí nànmín xiàndìng dìqū ), was an area of approximately one square mile in the Hongkou District of Japanese-occupied Shanghai, to which about 23,000 Jewish refugees were relocated by the Japanese-issued Proclamation Concerning Restriction of Residence and Business of Stateless Refugees after having fled from German-occupied Europe before and during World War II.
The refugees were settled in the poorest and most crowded area of the city. Local Jewish families and American Jewish charities aided them with shelter, food and clothing. The Japanese authorities increasingly stepped up restrictions, but the ghetto was not walled, and the local Chinese residents, whose living conditions were often as bad, did not leave.
- 1 Background
- 2 Arrival of Ashkenazi Jews
- 3 Life in the Restricted Sector for Stateless Refugees
- 4 After liberation
- 5 Partial list of notable refugees in the Restricted Sector for Stateless Refugees
- 6 See also
- 7 References
- 8 Films
- 9 Further reading
- 10 External links
Jews in 1930s Germany
At the end of the 1920s, most German Jews were loyal to Germany, assimilated and relatively prosperous. They served in the German army and contributed to every field of German science, business and culture. After the Nazis were elected to power in 1933, the state-sponsored anti-Semitic persecution such as the Nuremberg Laws (1935) and the Kristallnacht (1938) drove masses of German Jews to seek asylum abroad, but as Chaim Weizmann wrote in 1936, "The world seemed to be divided into two parts—those places where the Jews could not live and those where they could not enter."
The Evian Conference demonstrated that by the end of the 1930s it was almost impossible to find a destination open for Jewish immigration.
According to Dana Janklowicz-Mann:
Jewish men were being picked up and put into concentration camps. They were told you have X amount of time to leave — two weeks, a month — if you can find a country that will take you. Outside, their wives and friends were struggling to get a passport, a visa, anything to help them get out. But embassies were closing their doors all over, and countries, including the United States, were closing their borders. … It started as a rumor in Vienna… ‘There’s a place you can go where you don’t need a visa. They have free entry.’ It just spread like fire and whoever could, went for it.
Shanghai after 1937
The International Settlement of Shanghai was established by the Treaty of Nanking. Police, jurisdiction and passport control were implemented by the foreign autonomous board. Under the Unequal Treaties between China and European countries, visas were only required to book tickets departing from Europe.
Following the Battle of Shanghai in 1937, the city was occupied by the army of Imperial Japan, and the port began to allow entry without visa or passport. By the time when most German Jews arrived, two other Jewish communities had already settled in the city: the wealthy Baghdadi Jews, including the Kadoorie and Sassoon families, and the Russian Jews. The last ones fled the Russian Empire because of anti-Semitic pogroms pushed by the tsarist regime and counter-revolutionary armies as well as the class struggle manifested by the Bolsheviks. They had formed the Russian community in Harbin, then the Russian community in Shanghai.
Chiune Sugihara, Tadeusz Romer, and Ho Feng Shan
Many in the Polish-Lithuanian Jewish community were saved by Chiune Sugihara, the Japanese consul in Kaunas, Lithuania. Sugihara is said to have cooperated with Polish intelligence, as part a of bigger Japanese-Polish cooperative plan. They managed to flee across the vast territory of Russia by train to Vladivostok and then by boat to Kobe in Japan. The refugees in number of 2,185 arrived in Japan from August 1940 to June 1941. Tadeusz Romer, the Polish ambassador in Tokyo, had managed to get transit visas in Japan, asylum visas to Canada, Australia, New Zealand, Burma, immigration certificates to Palestine, and immigrant visas to the United States and some Latin American countries. Finally, Tadeusz Romer arrived in Shanghai on November 1, 1941, to continue the action for Jewish refugees. Among those saved in the Shanghai Ghetto were leaders and students of Mir yeshiva, the only yeshiva in occupied Europe to survive the Holocaust.
Similarly, thousands of Austrian Jews were saved by the Chinese consul-general in Vienna Ho Feng Shan, who issued visas during 1938-1940 against the orders of his superior the Chinese ambassador in Berlin, Chen Jie.
Arrival of Ashkenazi Jews
The refugees who managed to purchase tickets for luxurious Italian and Japanese cruise steamships departing from Genoa later described their three-week journey with plenty of food and entertainment — between persecution in Germany and squalid ghetto in Shanghai — as surreal. Some passengers attempted to make unscheduled departures in Egypt, hoping to smuggle themselves into the British Mandate of Palestine.
The first German Jewish refugees — twenty-six families, among them five well-known physicians — had arrived in Shanghai already by November 1933. By the spring of 1934, there were reportedly eighty refugee physicians, surgeons, and dentists in China. On August 15, 1938, the first Jewish refugees from Anschluss Austria arrived by Italian ship. Most of the refugees arrived after Kristallnacht. During the refugee flight to Shanghai between November 1938 and June 1941, the total number of arrivals by sea and land has been estimated at 1,374 in 1938; 12,089 in 1939; 1,988 in 1940; and 4,000 in 1941. In 1939-1940, Lloyd Triestino ran a sort of "ferry service" between Italy and Shanghai, bringing in thousands of refugees a month - Germans, Austrians, a few Czechs. Added to this mix were approximately 1,000 Polish Jews in 1941. Among these, all the faculty of the Mir Yeshiva, some 400 in number, who with the outbreak of World War II in 1939, fled from Mir to Vilna and then to Keidan, Lithuania. In late 1940, they obtained visas from Chiune Sugihara, the Japanese consul in Kaunas, to travel from Keidan, then Lithuanian SSR, via Siberia and Vladivostok to Kobe, Japan. By November 1941 the Japanese moved this group and most of others on to the Shanghai Ghetto in order to consolidate the Jews under their control. Finally, a wave of more than 18,000 Ashkenazi Jews from Germany, Austria, and Poland immigrated to Shanghai until the Attack on Pearl Harbor by Japan in December 1941.
Much needed aid was provided by International Committee for European Immigrants (IC), established by Victor Sassoon and Paul Komor, a Hungarian businessman, and Committee for the Assistance of European Jewish Refugees (CFA), founded by Horace Kadoorie, under the direction of Michael Speelman. These organizations prepared the housing in Hongkew (today known as Hongkou District), a relatively cheap district compared with the Shanghai International Settlement or the Shanghai French Concession. They were accommodated in shabby apartments and six camps in a former school. The Japanese occupiers of Shanghai regarded German Jews as "stateless persons".
In 1943, the occupying Japanese army required these 18,000 Jews to relocate to a 3/4 square mile area of Shanghai's Hongkew district where many lived in group homes called "Heime" or "Little Vienna".
Life in the Restricted Sector for Stateless Refugees
The authorities were unprepared for massive immigration and the arriving refugees faced harsh conditions in the impoverished Hongkou District: 10 per room, near-starvation, disastrous sanitation and scant employment.
The Baghdadis and later the American Jewish Joint Distribution Committee (JDC) provided some assistance with the housing and food problems. Faced with language barriers, extreme poverty, rampant disease and isolation, the refugees were able to make the transition from being supported by welfare agencies to establishing a functioning community. Jewish cultural life flourished: schools were established, newspapers were published, theaters produced plays, sports teams participated in training and competitions, and even cabarets thrived.
The Ohel Moshe Synagogue served as a religious center for the Russian Jewish community since 1907 (currently the Shanghai Jewish Refugees Museum, located at 62 Changyang Road, Hongkou District). In April 1941, a modern Ashkenazic Jewish synagogue was built (called the New Synagogue).
After Pearl Harbor (1941–1943)
After Japanese forces attacked Pearl Harbor, the wealthy Baghdadi Jews (many of whom were British subjects) were interned, and American charitable funds ceased. As communication with the US was broken, unemployment and inflation intensified and times got harder for the refugees.
The JDC liaison Laura Margolis, who came to Shanghai, attempted to stabilize the situation by getting permission from the Japanese authorities to continue her fundraising effort, turning for assistance to the Russian Jews who arrived before 1937 and were exempt from the new restrictions.
Further restrictions (1943–1945)
As World War II intensified, the Nazis stepped up pressure on Japan to hand over the Shanghai Jews. Warren Kozak describes the episode when the Japanese military governor of the city sent for the Jewish community leaders. The delegation included Amshinover rabbi Shimon Sholom Kalish. The Japanese governor was curious and asked "Why do the Germans hate you so much?"
"Without hesitation and knowing the fate of his community hung on his answer, Reb Kalish told the translator (in Yiddish): "Zugim weil mir senen orientalim — Tell him [the Germans hate us] because we are Orientals." The governor, whose face had been stern throughout the confrontation, broke into a slight smile. In spite of the military alliance, he did not accede to the German demand and the Shanghai Jews were never handed over." 
According to another rabbi who was present there, Reb Kalish' answer was "They hate us because we are short and dark-haired." Orientalim was not likely to have been said because the word is an Israeli academic term in modern Hebrew, not a word in classical Yiddish or Hebrew.
On November 15, 1942, the idea of a restricted ghetto was approved. On February 18, 1943, the Japanese authorities declared a "Designated Area for Stateless Refugees", ordering those who arrived after 1937 to move their residences and businesses into the one-square-mile area within three months, by May 15. The stateless refugees needed permission from the Japanese to dispose of their property; others needed permission to move into the ghetto. While the ghetto had no barbed wire or walls, a curfew was enforced, the area was patrolled, food was rationed, and everyone needed passes to enter or leave the ghetto.
According to Dr. David Kranzler,
"Thus, about half of the approximately 16,000 refugees, who had overcome great obstacles and had found a means of livelihood and residence outside the 'designated area' were forced to leave their homes and businesses for a second time and to relocate into a crowded, squalid area of less than one square mile with its own population of an estimated 100,000 Chinese and 8,000 refugees."
Although a few temporary passes were issued to work and to 16 students of St. Francis Xavier College outside the ghetto, these were granted arbitrarily and were severely curtailed after the first year. But the fact that the Chinese did not leave the Hongkou ghetto meant the Jews were not isolated. Nevertheless economic conditions worsened; psychological adjustment to ghettoization was difficult; the winter of 1943 was severe and hunger was widespread.
The US air raids on Shanghai began in 1944. There were no bomb shelters in Hongkua as the water table was close to the surface. The most devastating raid started on July 17, 1945 and was the first attack on Hongkua. According to Milan J. Voticky, who survived this air raid with his family, under a bed with a second mattress on top, mounted on two desks (an artificial bomb shelter to prevent the family being buried alive),in this air raid 33 refugees were killed (Chinese death were never confirmed but far more than refugees),To Mr. Voticky's knowledge approximately 500 Chinese and Jewish refugees were wounded (mostly Chinese), and 700 left homeless (again mostly Chinese) by an attack on a Japanese radio transmitter in the Hongkou district. The bombings by the US 7th Air Force continued daily until the Atomic Bomb was dropped on Hiroshima, which ended the air raids.
Some Jews of the Shanghai ghetto took part in the resistance movement. They participated in an underground network to obtain and circulate information and were involved in some minor sabotage and in providing assistance to downed Allied aircrews. In addition, over 90% of the residents were unable to leave the Ghetto until after the liberation in August 1945.
The ghetto was officially liberated on September 3, 1945, after some delay to allow Chiang Kai-shek's army to take political credit for the liberation of Shanghai. With the establishment of the State of Israel in 1948 and the fall of Chiang Kai-shek in 1949, almost all the Shanghai ghetto Jews left. By 1957, only 100 remained, and today only a few may still live there.
Since the establishment of diplomatic relations between Israel and China in 1992, the connection between the Jewish people and Shanghai has been recognised in various ways. In 2007, the Israeli consulate-general in Shanghai donated 660,000 Yuan, provided by 26 Israeli companies, to community projects in Hongkou District, in recognition of the safe harbour provided by the ghetto. The only Jewish monument in Shanghai is located at Houshan Park (former Rabin Park) in Hongkou District.
Partial list of notable refugees in the Restricted Sector for Stateless Refugees
- Aaron Avshalomov, Russian composer.
- Abba Berman, Haredi rabbi, Rosh yeshiva.
- Charles K. Bliss, whose Chinese experience inspired him to create Blissymbols.
- W. Michael Blumenthal, served as the U.S. Treasury Secretary.
- Morris Cohen, known by his nickname Two-Gun Cohen, he served as bodyguard and aide-de-camp to Sun Yat-sen, eventually becoming a Chinese general.
- Shaul Eisenberg, who founded and ran the Eisenberg Group of Companies in Israel.
- Gunther Gassenheimer, rabbi, Temple Israel, Alameda, CA.
- Eduard Glass, Austrian chess master.
- Eric Halpern, a cofounder of the Far Eastern Economic Review and its first editor.
- Zev "Velvel" Gordon, served as Rabbi and Dayan in Toronto for 50 years.
- Leo Hanin, leader of Shanghai Betar.
- Otto Joachim, German composer.
- Shimon Sholom Kalish, Hasidic rebbe of Amshinov–Otvotsk.
- Vivian Jeanette Kaplan, Author of Ten Green Bottles (book).
- Yisrael Mendel Kaplan, Haredi rabbi, served as Reb Mendel.
- Yechezkel Levenstein, Haredi rabbi, served as Mashgiach Ruchani.
- Francis Mankiewicz, Canadian film director, screenwriter and producer.
- Peter Max, American pop artist.
- Michael Medavoy, a Hollywood executive at Columbia, Orion and TriStar Pictures.
- Rene Rivkin, Australian financier.
- Jakob Rosenfeld, more commonly known as General Luo, who spent nine years overseeing health care and who served as the Minister of Health in the 1947 Provisional Communist Military Government of China under Mao Zedong.
- Otto Schnepp, professor at University of Southern California
- Chaim Leib Shmuelevitz, Haredi rabbi, served as Rosh yeshiva of the Mirrer Yeshiva in Shanghai (1941–1947), and in Jerusalem (1965–1979).
- John G. Stoessinger, Distinguished Professor of Global Diplomacy at the University of San Diego
- Laurence Tribe, professor, Harvard Law School, Carl M. Loeb University Professor 
- George Zames, a control theorist and professor at McGill University, Montreal, Quebec.
- Abraham Kaufman, a prominent Zionist in China
- An Investigation of Global Policy with the Yamato Race as Nucleus (1943)
- History of the Jews in China
- History of the Jews in Austria
- History of the Jews in Germany
- History of the Jews in Iraq
- History of the Jews in Japan
- History of the Jews in Russia and the Soviet Union
- International response to the Holocaust
- Jewish settlement in Imperial Japan, a controversial view on the reasoning for Japan's assistance to European Jewry.
- MS St. Louis (1939)
- Proposals for a Jewish state
- Haavara Agreement, worked out between the Zionist Federation of Germany, the Anglo-Palestine Bank, and the economic authorities Nazi Germany, to help facilitate the emigration of German Jews to Palestine (1933–1939).
- British Uganda Programme, a British plan to give a portion of British East Africa to the Jewish people as a homeland (1903).
- Jewish Autonomous Oblast, a Soviet territory intended as a Yiddish-speaking Jewish homeland in Siberia, established in 1934.
- Fugu Plan, a Japanese plan to bring Jewish refugees to Manchukuo (1934, 1938).
- Madagascar Plan, a Nazi proposal to deport European Jews to Madagascar (1938).
- Kimberley Plan, an Australian proposal to bring Jewish refugees to Kimberley (1939/1940).
- Slattery Report, an American proposal to bring Jewish refugees to Alaska (1939–1940).
- British Guiana, a British proposal of an alternative Jewish homeland in British Guiana was raised (1940).
- Racial policy of Nazi Germany (1933–1945)
- White Paper of 1939 (Malcolm MacDonald White Paper)
- Shanghai Ghetto (film)
- A Jewish Girl in Shanghai
Survivor Milan J. Voticky, Shanghai 1940-6, incl. Hongkua 1943-6
- Shanghai Jewish History (Shanghai Jewish Center)
- Shanghai Ghetto Shows a Hidden Piece of WWII History By Kimberly Chun (AsianWeek)
- The Jews of Shanghai: The War Years, Murray Frost.
- Manchester Guardian, May 23, 1936, cited in A.J. Sherman, Island Refuge, Britain and the Refugees from the Third Reich, 1933–1939, (London, Elek Books Ltd, 1973), p.112, also in The Evian Conference — Hitler's Green Light for Genocide by Annette Shaw
- Europe’s Harms to China’s Arms by Sally Ogle Davis and Ivor Davis (Jewish Journal) October 4, 2002
- Palasz-Rutkowska, Ewa. 1995 lecture at Asiatic Society of Japan, Tokyo; "Polish-Japanese Secret Cooperation During World War II: Sugihara Chiune and Polish Intelligence," The Asiatic Society of Japan Bulletin, March–April 1995.
- [Krzysztof Kacperek]. "Kanadyjska Fundacja Dziedzictwa Polsko-Żydowskiego - Tadeusza Romera Pomoc Żydom Polskim na Dalekim Wschodzie". Polish-jewish-heritage.org. Retrieved 2011-07-08.
- "Avraham Altman and Irene Eber. Flight to Shanghai, 1938-1940: The Larger Setting. p.2/32" (PDF). Retrieved 2011-07-08.
- "Anthony Hughes. Sport and Jewish identity in the Shanghai Jewish Community 1938-1949" (PDF). Retrieved 2011-07-08.
- Shanghai Jewish History[dead link]
- "Pamela Shatzkes. Kobe: A Japanese haven for Jewish refugees, 1940–1941. Japan Forum, 1469-932X, Volume 3, Issue 2, 1991, pp. 257–273". Informaworld.com. 1970-01-01. Retrieved 2011-07-08.
- "Return of a Shanghai Jew". Latimes.com. 2006-01-15. Retrieved 2011-07-08.
- "Péter Vámos. The Life of Central European Jewish Refugees in Shanghai During World War II. University of San Francisco. Pacific Rim Report No. 23, November 2001". Pacificrim.usfca.edu. Retrieved 2011-07-08.
- "Feature: Former Jewish refugees revisit Shanghai Ark". English.people.com.cn. 2005-11-11. Retrieved 2011-07-08.
- The Ghosts of Shanghai by Ron Gluckman
- Encyclopedia of Diasporas. Immigrant and Refugee Cultures Around the World. Vol. I, Jewish Diaspora in China by Xu Xin, p.157, Ember, Melvin; Ember, Carol R.; Skoggard, Ian (Eds.), Springer 2004, ISBN 0-306-48321-1. Books.google.pl. Retrieved 2011-07-08.
- Special Tributes. Laura Margolis, Rescuer of Jews A Testimonial by Ernest G. Heppner, Author of Shanghai Refuge: A Memoir of the World War II Jewish Ghetto
- "Forgotten Heroes of the Holocaust". Kimel.net. Retrieved 2011-07-08.
- The Rabbi of 84th Street: The Extraordinary Life of Haskel Besser by Warren Kozak (HarperCollins, 2004) ISBN 0-06-051101-X p.177
- Japanese, Nazis and Jews: The Jewish Refugee Community in Shanghai, 1938–1945 by David Kranzler, p.491.
- China News Agency. 2006-06-07 以色列企业捐款上海 感谢二战时接纳犹太难民 (Israeli companies donate to Shanghai - gratitute for accepting Jewish refugees in World War II). People's Daily. Accessed 2006-06-07
- "One Day Private Shanghai Jewish Culture Tour" (PDF). Retrieved 2011-07-08.
- Lattman, Peter (2006-12-12). "Law Blog - WSJ.com : Law Blog Flashback: Larry Tribe and Pennzoil v. Texaco". Blogs.wsj.com. Retrieved 2011-07-08.
- Ye Shanghai. 62 min. Film and live audio-visual performance by Roberto Paci Dalò created in Shanghai in 2012. Commissioned by Massimo Torrigiani for SH Contemporary - Shanghai Contemporary Art Fair and produced by Davide Quadrio and Francesca Girelli ].
- Shanghai Ghetto Documentary by Dana Janklowicz-Mann and Amir Mann. (Shanghai Ghetto (2002) at the Internet Movie Database)
- The Port of Last Resort: Zuflucht in Shanghai Documentary directed by Joan Grossman and Paul Rosdy. (The Port of Last Resort (1998) at the Internet Movie Database, Cinematography of the Holocaust at Fritz Bauer Institut, National Center For Jewish Film at Brandeis University, New York Times Review by Anita Gates)
- Another Time … Another Moses. 25 min. n.d. Oakton Community College, 1600 Golf
Rd., Des Plaines, IL 60016.
- Empire of the Sun. 154 min. 1987. Available at video stores.
- Escape to the Rising Sun. 95 min. 1990. National Jewish Center for Jewish Film, www.
- Exil Shanghai. 4 hrs., 35 min. 1996. Ulrike Ottinger Filmproduktion, Fichtestrasse
34, 10967 Berlin, Germany.
- The Last Refuge: The Story of Jewish Refugees in Shanghai. 50 min. 2004. Ergo: Jewish
- Legendary Sin Cities: Shanghai. 2005. 90 min. Toronto: Paradigm Pictures Corporation
- A Place to Save Your Life. 52 min. Filmmakers Library
- Round Eyes in the Middle Kingdom. 52 min. 1996–97. First Run Features/Icarus Films,
New York, N.Y., www. frif.com/new79/round_eye.html.
- An Uncommon Journey: From Vienna to Shanghai to America—A Brother and Sister Escape to Freedom During World War II by Deborah Strobin and Ilie Wacs (Barricade Books, 2011) ISBN 1-56980-452-4
- Strange Haven: A Jewish Childhood in Wartime Shanghai by Sigmund Tobias (University of Illinois Press, 1999) ISBN 0-252-02453-2
- Ten Green Bottles (book): The True Story of One Family's Journey from War-torn Austria to the Ghettos of Shanghai by Vivian Jeanette Kaplan (St. Martin's Press, 2004) ISBN 0-312-33054-5
- To Wear the Dust of War : From Bialystok to Shanghai to the Promised Land, an Oral History by Samuel Iwry, Leslie J.H. Kelley (Editor) (Palgrave Studies in Oral History. Palgrave Macmillan, 2004) ISBN 1-4039-6576-5
- Tokayer, Rabbi Marvin (1979). "The Fugu Plan." New York: Weatherhill, Inc.
- Maruyama, Naoki (2005). "Pacific War and Jewish Refugees in Shanghai."(Japanese) Tokyo: Hosei Univ. Press.
- Shanghai Remembered...Stories of Jews Who Escaped to Shanghai from Nazi Europe Compiled and Edited by Berl Falbaum (Momentum Books, 2005) ISBN 1-879094-73-8, ISBN 978-1-879094-73-4
- Escape to Shanghai: A Jewish Community in China Written by James R. Ross (The Free Press, 1994) ISBN 0-02-927375-7
- Survival in Shanghai: The Journals of Fred Marcus 1939-49 by Audrey Friedman Marcus and Rena Krasno (Pacific View Press, 2008) ISBN 978-1-881896-29-6
- Port of Last Resort: The Diaspora Communities of Shanghai by Marcia Reynders Ristaino (Stanford University Press, 2001) ISBN 978-0-8047-5023-3
- Far from Where? Jewish Journeys from Shanghai to Australia by Antonia Finnane (Melbourne University Press, 1999) ISBN 0-522-84846-X
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- Ghetto Comedy
- References on Shanghai and the Jews of China
- Shanghai & the Jews of China exhibition. The Menorah of Fang Bang Lu (University of Technology, Sydney. Humanities and Social Sciences)
- Shanghai Jews
- Shanghai to Honor Its Jewish Legacy. City to Save Part of Refugees' Ghetto by Edward Cody (Washington Post Foreign Service. Page A23) September 5, 2004
- Restoring Jewish Legacy (China Internet Information Center) March 3, 2004
- The Jews of Shanghai - Stamps by Dr. Murray Frost. March 2002
- The Ghosts of Shanghai (includes a list of famous Shanghai Jews) by Ron Gluckman
- Colorful Jewish community contributed much to Shanghai by Robert Cairns (The Scribe - the Journal of Babylonian Jewry) Issue 76, Spring 2003
- (German) Maps of Shanghai ghetto
- (Russian) Cultural life of Russian Jewish community in Shanghai by L.P. Chernikova (Oleg Lundstrem Jazz Orchestra)
- Rickshaw.org Website for the survivors and families of The Shanghai Ghetto
- United States Holocaust Memorial Museum - Shanghai ghetto online exhibition
- Clinging to Life - Memoirs of Anka Voticky, by Teresa Ho and Cameron Moser
- "Refuge in Shanghai (1938-1953)" American Jewish Joint Distribution Committee Archives