In mathematical analysis, smoothness has to do with how many derivatives of a function exist and are continuous. The term smooth function is often used technically to mean a function that has derivatives of all orders everywhere in its domain.
- 1 Differentiability classes
- 2 Parametric continuity
- 3 Geometric continuity
- 4 Smoothness
- 5 See also
- 6 References
Differentiability class is a classification of functions according to the properties of their derivatives. Higher order differentiability classes correspond to the existence of more derivatives.
Consider an open set on the real line and a function f defined on that set with real values. Let k be a non-negative integer. The function f is said to be of (differentiability) class Ck if the derivatives f′, f′′, ..., f(k) exist and are continuous (the continuity is implied by differentiability for all the derivatives except for f(k)). The function f is said to be of class C∞, or smooth, if it has derivatives of all orders. The function f is said to be of class Cω, or analytic, if f is smooth and if it equals its Taylor series expansion around any point in its domain. Cω is thus strictly contained in C∞. Bump functions are examples of functions in C∞ but not in Cω.
To put it differently, the class C0 consists of all continuous functions. The class C1 consists of all differentiable functions whose derivative is continuous; such functions are called continuously differentiable. Thus, a C1 function is exactly a function whose derivative exists and is of class C0. In general, the classes Ck can be defined recursively by declaring C0 to be the set of all continuous functions and declaring Ck for any positive integer k to be the set of all differentiable functions whose derivative is in Ck−1. In particular, Ck is contained in Ck−1 for every k, and there are examples to show that this containment is strict. C∞ is the intersection of the sets Ck as k varies over the non-negative integers.
is continuous, but not differentiable at x = 0, so it is of class C0 but not of class C1.
is differentiable, with derivative
Because cos(1/x) oscillates as x → 0, f ’(x) is not continuous at zero. Therefore, this function is differentiable but not of class C1. Moreover, if one takes f(x) = x4/3sin(1/x) (x ≠ 0) in this example, it can be used to show that the derivative function of a differentiable function can be unbounded on a compact set and, therefore, that a differentiable function on a compact set may not be locally Lipschitz continuous.
where k is even, are continuous and k times differentiable at all x. But at x = 0 they are not (k+1) times differentiable, so they are of class Ck but not of class Cj where j > k.
is smooth, so of class C∞, but it is not analytic at x = ±1, so it is not of class Cω. The function f is an example of a smooth function with compact support.
Multivariate differentiability classes
Let n and m be some positive integers. If f is a function from an open subset of Rn with values in Rm, then f has component functions f1, ..., fm. Each of these may or may not have partial derivatives. For a non-negative integer l, we say that f is of class Cl if all of the partial derivatives exist and are continuous, where is a non-negative integer, is an integer between 1 and m, each of is an integer between 1 and n, each of is an integer between 0 and l, and . The classes C∞ and Cω are defined as before.
If one wishes to start with a coordinate-independent definition of the class Ck, one may start by considering maps between Banach spaces. A map from one Banach space to another is differentiable at a point if there is an affine map which approximates it at that point. The derivative of the map assigns to the point x the linear part of the affine approximation to the map at x. Since the space of linear maps from one Banach space to another is again a Banach space, we may continue this procedure to define higher order derivatives. A map f is of class Ck if it has continuous derivatives up to order k, as before.
Note that Rn is a Banach space for any value of n, so the coordinate-free approach is applicable in this instance. It can be shown that the definition in terms of partial derivatives and the coordinate-free approach are equivalent; that is, a function f is of class Ck by one definition iff it is so by the other definition.
The space of Ck functions
The set of C∞ functions over D also forms a Fréchet space. One uses the same seminorms as above, except that m is allowed to range over all non-negative integer values.
The above spaces occur naturally in applications where functions having derivatives of certain orders are necessary; however, particularly in the study of partial differential equations, it can sometimes be more fruitful to work instead with the Sobolev spaces.
Parametric continuity is a concept applied to parametric curves describing the smoothness of the parameter's value with distance along the curve.
A curve can be said to have Cn continuity if is continuous of value throughout the curve.
As an example of a practical application of this concept, a curve describing the motion of an object with a parameter of time, must have C1 continuity for the object to have finite acceleration. For smoother motion, such as that of a camera's path while making a film, higher orders of parametric continuity are required.
Order of continuity
The various order of parametric continuity can be described as follows:
- C−1: curves include discontinuities
- C0: curves are joined
- C1: first derivatives are continuous
- C2: first and second derivatives are continuous
- Cn: first through nth derivatives are continuous
The concept of geometrical or geometric continuity was primarily applied to the conic sections and related shapes by mathematicians such as Leibniz, Kepler, and Poncelet. The concept was an early attempt at describing, through geometry rather than algebra, the concept of continuity as expressed through a parametric function.
The basic idea behind geometric continuity was that the five conic sections were really five different versions of the same shape. An ellipse tends to a circle as the eccentricity approaches zero, or to a parabola as it approaches one; and a hyperbola tends to a parabola as the eccentricity drops toward one; it can also tend to intersecting lines. Thus, there was continuity between the conic sections. These ideas led to other concepts of continuity. For instance, if a circle and a straight line were two expressions of the same shape, perhaps a line could be thought of as a circle of infinite radius. For such to be the case, one would have to make the line closed by allowing the point x = ∞ to be a point on the circle, and for x = +∞ and x = −∞ to be identical. Such ideas were useful in crafting the modern, algebraically defined, idea of the continuity of a function and of ∞.
Smoothness of curves and surfaces
- G0: The curves touch at the join point.
- G1: The curves also share a common tangent direction at the join point.
- G2: The curves also share a common center of curvature at the join point.
In general, Gn continuity exists if the curves can be reparameterized to have Cn (parametric) continuity. A reparametrization of the curve is geometrically identical to the original; only the parameter is affected.
Equivalently, two vector functions f(t) and g(t) have Gn continuity if f(n)(t) ≠ 0 and f(n)(t) ≡ kg(n)(t), for a scalar k > 0 (i.e., if the direction, but not necessarily the magnitude, of the two vectors is equal).
While it may be obvious that a curve would require G1 continuity to appear smooth, for good aesthetics, such as those aspired to in architecture and sports car design, higher levels of geometric continuity are required. For example, reflections in a car body will not appear smooth unless the body has G2 continuity.
A rounded rectangle (with ninety degree circular arcs at the four corners) has G1 continuity, but does not have G2 continuity. The same is true for a rounded cube, with octants of a sphere at its corners and quarter-cylinders along its edges. If an editable curve with G2 continuity is required, then cubic splines are typically chosen; these curves are frequently used in industrial design.
Smoothness of piecewise defined curves and surfaces
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Relation to analyticity
While all analytic functions are "smooth" (i.e. have all derivatives continuous) on the set on which they are analytic, examples such as bump functions (mentioned above) show that the converse is not true for functions on the reals: there exist smooth real functions which are not analytic. Simple examples of functions which are smooth but not analytic at any point can be made by means of Fourier series; another example is the Fabius function. Although it might seem that such functions are the exception rather than the rule, it turns out that the analytic functions are scattered very thinly among the smooth ones; more rigorously, the analytic functions form a meagre subset of the smooth functions. Furthermore, for every open subset A of the real line, there exist smooth functions which are analytic on A and nowhere else.
It is useful to compare the situation to that of the ubiquity of transcendental numbers on the real line. Both on the real line and the set of smooth functions, the examples we come up with at first thought (algebraic/rational numbers and analytic functions) are far better behaved than the majority of cases: the transcendental numbers and nowhere analytic functions have full measure (their complements are meagre).
The situation thus described is in marked contrast to complex differentiable functions. If a complex function is differentiable just once on an open set it is both infinitely differentiable and analytic on that set.
Smooth partitions of unity
Smooth functions with given closed support are used in the construction of smooth partitions of unity (see partition of unity and topology glossary); these are essential in the study of smooth manifolds, for example to show that Riemannian metrics can be defined globally starting from their local existence. A simple case is that of a bump function on the real line, that is, a smooth function f that takes the value 0 outside an interval [a,b] and such that
Given a number of overlapping intervals on the line, bump functions can be constructed on each of them, and on semi-infinite intervals (-∞, c] and [d,+∞) to cover the whole line, such that the sum of the functions is always 1.
From what has just been said, partitions of unity don't apply to holomorphic functions; their different behavior relative to existence and analytic continuation is one of the roots of sheaf theory. In contrast, sheaves of smooth functions tend not to carry much topological information.
Smooth functions between manifolds
Smooth maps between smooth manifolds may be defined by means of charts, since the idea of smoothness of function is independent of the particular chart used. If F is a map from an m-manifold M to an n-manifold N, then F is smooth if, for every p ∈ M, there is a chart (U, φ) in M containing p and a chart (V, ψ) in N containing F(p) with F(U) ⊂ V, such that is smooth from φ(U) to ψ(V) as a function from Rm to Rn.
Smooth functions between subsets of manifolds
There is a corresponding notion of smooth map for arbitrary subsets of manifolds. If f : X → Y is a function whose domain and range are subsets of manifolds X ⊂ M and Y ⊂ N respectively. f is said to be smooth if for all x ∈ X there is an open set U ⊂ M with x ∈ U and a smooth function F : U → N such that F(p) = f(p) for all p ∈ U ∩ X.
||This article includes a list of references, but its sources remain unclear because it has insufficient inline citations. (May 2009)|
- Warner (1983), .
- Parametric Curves
- Richard H. Bartels; John C. Beatty; Brian A. Barsky (1987). An Introduction to Splines for Use in Computer Graphics and Geometric Modeling. Morgan Kaufmann. Chapter 13. Parametric vs. Geometric Continuity. ISBN 978-1-55860-400-1.
- Brian A. Barsky and Tony D. DeRose, "Geometric Continuity of Parametric Curves: Three Equivalent Characterizations," IEEE Computer Graphics and Applications, 9(6), Nov. 1989, pp. 60–68.
- Erich Hartmann:Geometry and Algorithms for COMPUTER AIDED DESIGN, page 55
- This article incorporates text from a publication now in the public domain: Chisholm, Hugh, ed. (1911). Encyclopædia Britannica (11th ed.). Cambridge University Press.
- Guillemin, Victor; Pollack, Alan (1974). Differential Topology. Englewood Cliffs: Prentice-Hall. ISBN 0-13-212605-2.
- Warner, Frank Wilson (1983). Foundations of differentiable manifolds and Lie groups. Springer. ISBN 978-0-387-90894-6.