United States presidential election, 1940
||This article includes a list of references, related reading or external links, but its sources remain unclear because it lacks inline citations. (July 2010)|
|Presidential election results map. Red denotes states won by Willkie/McNary, Blue denotes those won by Roosevelt/Wallace. Numbers indicate the number of electoral votes allotted to each state.|
The United States presidential election of 1940 was the 39th quadrennial presidential election, held on Tuesday, November 5, 1940. The election was fought in the shadow of World War II in Europe, as the United States was emerging from the Great Depression. Incumbent President Franklin D. Roosevelt, the Democratic candidate, broke with tradition and ran for a third term, which became a major issue. The surprise Republican candidate was maverick businessman Wendell Willkie, a dark horse who crusaded against Roosevelt's perceived failure to end the Depression and his supposed eagerness for war. Roosevelt, acutely aware of strong isolationist and non-interventionism sentiment, promised there would be no involvement in foreign wars if he were re-elected. Willkie conducted an energetic campaign and managed to revive Republican strength in areas of the Midwest and Northeast. However, Roosevelt won a comfortable victory by building strong support from labor unions, urban political machines, ethnic voters, and the traditionally Democratic Solid South, going on to become the first United States president in American history to be elected to a full third term.
This was the last presidential election where both candidates were born in the 19th century. It was the only time both members of a major party presidential ticket (Willkie and McNary) died during the term for which they sought election.
Republican Party nomination
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In the months leading up to the opening of the 1940 Republican National Convention in Philadelphia, Pennsylvania, the Republican Party was deeply divided between the party's isolationists, who wanted to stay out of the war at all costs, and the party's interventionists, who felt that the United Kingdom and her allies needed to be given all aid short of war to prevent the Germans from conquering all of Europe. The three leading candidates for the Republican nomination were all isolationists to varying degrees. The three frontrunners were Senator Robert Taft of Ohio, Senator Arthur H. Vandenberg of Michigan, and District Attorney Thomas E. Dewey of New York. Taft was the leader of the conservative, isolationist wing of the Republican Party, and his main strength was in his native Midwest and parts of the South. Dewey, the District Attorney for Manhattan, had risen to national fame as the "Gangbuster" prosecutor who had sent numerous infamous Mafia figures to prison, most notably Lucky Luciano, the organized-crime boss of New York City. Dewey had won most of the presidential primaries in the spring of 1940, and he came into the Republican Convention in June with the largest number of delegate votes, although he was still well below the number needed to win. Vandenberg, the senior Republican in the Senate, was the "favorite son" candidate of the Michigan delegation and was considered a possible compromise candidate if Taft or Dewey faltered. Former President Herbert Hoover was also spoken of as a compromise candidate. However, each of these candidates had weaknesses that could be exploited. Taft's outspoken isolationism and opposition to any American involvement in the European war convinced many Republican leaders that he could not win a general election, particularly as France fell to the Nazis in May 1940 and Germany threatened Britain. Dewey's relative youth—he was only 38 in 1940—and lack of any foreign-policy experience caused his candidacy to weaken as the Nazi military emerged as a fearsome threat. In 1940, Vandenberg was also an isolationist (he would change his foreign-policy stance during World War II) and his lackadaisical, lethargic campaign never caught the voters' attention. Hoover still bore the stigma of having presided over the stock market crash of 1929 and the subsequent Great Depression. This left an opening for a dark horse candidate to emerge.
A Wall Street-based industrialist named Wendell Willkie, who had never before run for public office, emerged as the unlikely nominee. Willkie, a native of Indiana and a former Democrat who had supported Franklin Roosevelt in the 1932 presidential election, was considered an improbable choice. Willkie had first come to public attention as an articulate critic of Roosevelt's attempt to break up electrical power monopolies. Willkie was the chief executive officer of the Commonwealth & Southern Corporation, which provided electrical power to customers in eleven states. In 1933, President Roosevelt had created the Tennessee Valley Authority (TVA), which promised to provide flood control and cheap electricity to the impoverished people of the Tennessee River Valley. However, the government-run TVA would compete with Willkie's Commonwealth & Southern, and this led Willkie to criticize and oppose the TVA's attempt to compete with private power companies. Willkie argued that the government had unfair advantages over private corporations, and should thus avoid competing directly against them. However, Willkie did not dismiss all of Roosevelt's social welfare programs, indeed supporting those he believed could not be managed any better by the free enterprise system. Furthermore, unlike the leading Republican candidates, Willkie was a forceful and outspoken advocate of aid to the Allies, especially Britain. His support of giving all aid to the British "short of declaring war" won him the support of many Republicans on the East Coast, who disagreed with their party's isolationist leaders in Congress. Willkie's persuasive arguments impressed these Republicans, who believed that he would be an attractive presidential candidate. Many of the leading press barons of the era, such as Ogden Reid of the New York Herald Tribune, Roy Howard of the Scripps-Howard newspaper chain and John and Gardner Cowles, publishers of the Minneapolis Star and the Minneapolis Tribune, as well as The Des Moines Register and Look magazine, supported Willkie in their newspapers and magazines. Even so, Willkie remained a long-shot candidate; the May 8 Gallup Poll showed Dewey at 67% support among Republicans, followed by Vandenberg and Taft, with Willkie at only 3%.
The German Army's rapid blitz into France in May 1940 shook American public opinion, even as Taft was telling a Kansas audience that America needed to concentrate on domestic issues to prevent Roosevelt from using the war crisis to extend socialism at home. Both Dewey and Vandenberg also continued to oppose any aid to Britain that might lead to war with Germany. Nevertheless, sympathy for the embattled British was mounting daily, and this aided Willkie's candidacy. By mid-June, little over one week before the Republican Convention opened, the Gallup poll reported that Willkie had moved into second place with 17%, and that Dewey was slipping. Fueled by his favorable media attention, Willkie's pro-British statements won over many of the delegates. As the delegates were arriving in Philadelphia, Gallup reported that Willkie had surged to 29%, Dewey had slipped five more points to 47%, and Taft, Vandenberg and Hoover trailed at 8%, 8%, and 6% respectively.
Hundreds of thousands, perhaps as many as one million, telegrams urging support for Willkie poured in, many from "Willkie Clubs" that had sprung up across the country. Millions more signed petitions circulating everywhere. At the 1940 Republican National Convention itself, keynote speaker Harold Stassen, the Governor of Minnesota, announced his support for Willkie and became his official floor manager. Hundreds of vocal Willkie supporters packed the upper galleries of the convention hall. Willkie's amateur status and fresh face appealed to delegates as well as voters. Most of the delegations were selected not by primaries, but by party leaders in each state, and they had a keen sense of the fast-changing pulse of public opinion. Gallup found the same thing in polling data not reported until after the convention: Willkie had moved ahead among Republican voters by 44% to only 29% for the collapsing Dewey. As the pro-Willkie galleries repeatedly yelled "We Want Willkie," the delegates on the convention floor began their vote. Dewey led on the first ballot, but steadily lost strength thereafter. Both Taft and Willkie gained in strength on each ballot, and by the fourth ballot it was obvious that either Willkie or Taft would be the nominee. The key moments came when the delegations of large states such as Michigan, Pennsylvania, and New York left Dewey and Vandenberg and switched to Willkie, giving him the victory on the sixth ballot. The voting went like this:
|Presidential Balloting, RNC 1940|
|ballot||1||2||3||4||5||6 before shifts||6 after shifts|
|Thomas E. Dewey||360||338||315||250||57||11||--|
|Arthur H. Vandenberg||76||73||72||61||42||--||--|
|Joseph W. Martin||44||26||--||--||--||--||--|
|Scattering / Blank||40||29||11||11||11||5||2|
[Table source: Richard C. Bain and Judith H. Parris, Convention Decisions and Voting Records (1973), pp. 254–256.]
Willkie's nomination is still considered by historians to have been one of the most dramatic moments in any political convention. Having given little thought to whom he would select as his vice-presidential nominee, Willkie left the decision to convention chairman and Massachusetts Congressman Joseph Martin, the House Minority Leader, who suggested Senate Minority Leader Charles L. McNary of Oregon. Despite the fact that McNary had spearheaded a "Stop Willkie" campaign late in the balloting, the candidate picked him to be his running mate.
|Charles L. McNary||848|
|Dewey Jackson Short||108|
Democratic Party nomination
Throughout the winter, spring, and summer of 1940, there was much speculation as to whether Roosevelt would break with longstanding tradition and run for an unprecedented third term. The two-term tradition, although not yet enshrined in the U.S. Constitution, had been established by President George Washington when he refused to run for a third term in 1796. Roosevelt refused to give a definitive statement as to his willingness to be a candidate again, and he even indicated to some ambitious Democrats, such as James Farley, that he would not run for a third term and that they could seek the Democratic nomination. However, as Nazi Germany swept through Western Europe and menaced the United Kingdom in the spring and summer of 1940, Roosevelt decided that only he had the necessary experience and skills to see the nation safely through the Nazi threat. He was aided by the party's political bosses, who feared that no Democrat except Roosevelt could defeat the popular Willkie.
At the July 1940 Democratic Convention in Chicago, Illinois, Roosevelt easily swept aside challenges from Farley and John Nance Garner, his Vice-President. Garner was a Texas conservative who had turned against Roosevelt in his second term because of his liberal economic and social policies. As a result, Roosevelt decided to pick a new running mate, Henry A. Wallace of Iowa, his Secretary of Agriculture and an outspoken liberal. That choice was strenuously opposed by many of the party's conservatives, who felt Wallace was too radical and "eccentric" in his private life to be an effective running mate (he practiced New Age spiritual beliefs, and often consulted with the controversial Russian spiritual guru Nicholas Roerich). But Roosevelt insisted that without Wallace on the ticket he would decline re-nomination, and when First Lady Eleanor Roosevelt came to Chicago to vouch for Wallace, he won the vice-presidential nomination with 626 votes to 329 for House Speaker William B. Bankhead of Alabama.
|Presidential Ballot||Vice Presidential Ballot|
|Franklin D. Roosevelt||946||Henry A. Wallace||626|
|James Farley||72||William B. Bankhead||329|
|John Nance Garner||61||Paul V. McNutt||68|
|Millard Tydings||9||Alva B. Adams||11|
|Cordell Hull||5||James Farley||7|
|Jesse H. Jones||5|
|Joseph C. O'Mahoney||3|
|Alben W. Barkley||2|
|Prentiss M. Brown||1|
|Louis A. Johnson||1|
|Scott W. Lucas||1|
|David I. Walsh||0.5|
The Gallup Poll accurately predicted the election outcome, but the American Institute of Public Opinion, responsible for the Gallup Poll, avoided predicting the outcome citing a four percent margin of error. Polls also indicated that, if there was no war in Europe, voters preferred Willkie over Roosevelt.
The fall campaign
Willkie crusaded against Roosevelt's attempt to break the two-term presidential tradition, arguing that "if one man is indispensable, then none of us is free." Even some Democrats who had supported Roosevelt in the past disapproved of his attempt to win a third term, and Willkie hoped to win their votes. Willkie also criticized what he claimed was the incompetence and waste in Roosevelt's New Deal welfare programs. He stated that as president he would keep most of Roosevelt's government programs, but would make them more efficient. However, many Americans still blamed business leaders for the Great Depression, and the fact that Willkie symbolized "Big Business" hurt him with many working-class voters. Willkie was a fearless campaigner; he often visited industrial areas where Republicans were still blamed for causing the Great Depression and where Roosevelt was highly popular. In these areas, Willkie frequently had rotten fruit and vegetables thrown at him and was heckled by crowds; still, he was unfazed.
Willkie also accused Roosevelt of leaving the nation unprepared for war, but Roosevelt's military buildup and transformation of the nation into the "arsenal of democracy" removed the "unpreparedness" charge as a major issue. Willkie then reversed his approach and charged Roosevelt with secretly planning to take the nation into World War II. This accusation did cut into Roosevelt's support. In response, Roosevelt, in a pledge that he would later regret, promised that he would "not send American boys into any foreign wars."
Roosevelt led in all pre-election opinion polls by various margins. On Election Day—November 5, 1940—Roosevelt received 27.3 million votes to Willkie's 22.3 million, and in the Electoral College, Roosevelt defeated Willkie by a margin of 449 to 82. Willkie did get over six million more votes than the Republican nominee in 1936, Alf Landon, and he ran strong in rural areas in the American Midwest, taking over 57% of the farm vote. Roosevelt, meanwhile, carried every American city with a population of more than 400,000 except Cincinnati, Ohio.
As a result of Willkie's gains, Roosevelt became the second of only three presidents in United States history to win re-election with a lower percentage of both the electoral vote and the popular vote than in the prior election, preceded by James Madison in 1812 and followed by Barack Obama in 2012. Andrew Jackson in 1832 and Grover Cleveland in 1892 received more electoral votes but fewer popular votes, while Woodrow Wilson in 1916 received more popular votes but fewer electoral votes.
|Presidential candidate||Party||Home state||Popular vote||Electoral
|Count||Pct||Vice-presidential candidate||Home state||Elect. vote|
|Franklin D. Roosevelt||Democratic||New York||27,313,945||54.74%||449||Henry A. Wallace||Iowa||449|
|Wendell Willkie||Republican||New York||22,347,744||44.78%||82||Charles L. McNary||Oregon||82|
|Norman Thomas||Socialist||New York||116,599||0.23%||0||Maynard C. Krueger||Illinois||0|
|Roger Babson||Prohibition||Massachusetts||57,903||0.12%||0||Edgar Moorman||Illinois||0|
|Earl Browder||Communist||Kansas||48,557||0.10%||0||James Ford||New York||0|
|John W. Aiken||Socialist Labor||Connecticut||14,883||0.03%||0||Aaron M. Orange||New York||0|
|Needed to win||266||266|
Source (Popular Vote): Leip, David. 1940 Presidential Election Results. Dave Leip's Atlas of U.S. Presidential Elections (July 31, 2005).Source (Electoral Vote): Electoral College Box Scores 1789–1996. Official website of the National Archives. (July 31, 2005).
Results by state
|States won by Roosevelt/Wallace|
|States won by Willkie/McNary|
|Franklin D. Roosevelt
Margin of victory less than 5% (211 electoral votes):
- Michigan, 0.33%
- Indiana, 1.42%
- Wisconsin, 1.82%
- Maine, 2.33%
- Illinois, 2.43%
- Colorado, 2.55%
- New York, 3.56%
- New Jersey, 3.62%
- Minnesota, 3.83%
- Iowa, 4.41%
- Ohio, 4.41%
- Missouri, 4.77%
Margin of victory between 5% and 10% (83 electoral votes):
- Wyoming, 5.93%
- New Hampshire, 6.44%
- Massachusetts, 6.75%
- Pennsylvania, 6.89%
- Connecticut, 7.14%
- Oregon, 8.07%
- Idaho, 9.05%
- Delaware, 9.65%
- Vermont, 9.86%
- United States Senate elections, 1940
- History of the United States (1918–45)
- Third inauguration of Franklin D. Roosevelt
- The Plot Against America, a 2004 alternative history by Philip Roth, premised on the 1940 defeat of Roosevelt by Charles Lindbergh
- Katz, Daniel (March 1941). "The Public Opinion Polls and the 1940 Election". The Public Opinion Quarterly. Vol. 5, No. 1, pp. 52–78
- "1940 Presidential General Election Data - National". Retrieved April 14, 2013.
- Burns, James MacGregor. Roosevelt: The Lion and the Fox (1956)
- Barnard, Ellsworth . Wendell Willkie: Fighter for Freedom (1966)
- Cole, Wayne S. Charles A. Lindbergh and the Battle against American Intervention in World War II (1974)
- Cole, Wayne S. Cole, Wayne S. America First: The Battle against Intervention, 1940–41 (1953)
- Doenecke, Justus D. The Battle Against Intervention, 1939–1941 (1997), includes short narrative and primary documents.
- Doenecke, Justus D. Storm on the Horizon: The Challenge to American Intervention, 1939–1941 (2000).
- Dunn, Susan. 1940: FDR, Willkie, Lindbergh, Hitler – the Election and the Storm (Yale University Press; 2013) 418 pages
- Evjen, Henry O. "The Willkie Campaign; An Unfortunate Chapter in Republican Leadership", Journal of Politics (1952) 14#2 pp. 241–56 in JSTOR
- Gleason, S. Everett and William L. Langer. The Undeclared War, 1940–1941 1953 Policy toward war in Europe; pro FDR
- Grant, Philip A., Jr. "The Presidential Election of 1940 in Missouri." Missouri Historical Review 1988 83(1): 1–16. ISSN 0026-6582 Abstract: Missouri serves as a good barometer of nationwide political sentiment; The two major political parties considered Missouri a key state in the 1940 presidential election. Wendell Willkie captured 64 of the state's 114 counties, but huge majorities in the urban counties carried the state for Franklin D. Roosevelt.
- Jonas, Manfred. Isolationism in America, 1935–1941 (1966).
- Neal, Steve. Dark Horse: A Biography of Wendell Willkie (1989)
- Parmet, Herbert S. and Marie B. Hecht. Never Again: A President Runs for a Third Term 1968. the major scholarly study
- Peters, Charles. Five Days in Philadelphia: 1940, Wendell Willkie, and the Political Convention That Freed FDR to Win World War II (2006)
- Ross, Hugh. "John L. Lewis and the Election of 1940." Labor History 1976 17(2): 160–189. ISSN 0023-656X Fulltext at Ebsco. Abstract: The breach between John L. Lewis and Franklin D. Roosevelt in 1940 stemmed from domestic and foreign policy concerns. The struggle to organize the steel industry, and after 1938, business attempts to erode Walsh-Healy and the Fair Labor Standards Act provided the backdrop for the feud. But activities of Nazi agents, working through William Rhodes Davis, increased Lewis' suspicions of Roosevelt's interventionist foreign policy and were important in the decision to support Wendell Willkie.
- Schneider, James C. Should America Go to War? The Debate over Foreign Policy in Chicago, 1939–1941 (1989)
- 1940 popular vote by counties
- How close was the 1940 election? – Michael Sheppard, Massachusetts Institute of Technology