An umbrella or parasol is a canopy designed to protect against rain or sunlight. The word parasol usually refers to an item designed to protect from the sun; umbrella refers to a device more suited to protect from rain. Often the difference is the material; some parasols are not waterproof.
Umbrellas and parasols are primarily hand-held portable devices designed to shield an individual from sun or rain, and are sized for personal use. Today, larger parasols are often used as fixed or semi-fixed devices, used with patio tables or other outdoor furniture, or as points of shade on a sunny beach. The collapsible (or folding) umbrella may have first been used in China  and had sliding levers similar to those in use today.
Parasols are sometimes called sunshades. An umbrella may also be called a brolly (UK slang), parapluie (nineteenth century, French origin), rainshade, gamp (British, informal, dated), bumbershoot (American slang).
- 1 Etymology
- 2 History
- 3 Modern use
- 4 In architecture
- 5 Uses other than weather protection
- 6 See also
- 7 References
The word "parasol" (Spanish or French) is a combination of para, meaning to stop or to shield, and sol, meaning sun. "Parapluie" (French) similarly consists of para combined with pluie, which means rain (which in turn derives frompluvia, the Latin word for rain). Hence, a parasol shields from sunlight while a parapluie shields from rain. (Parachute means shield from falls.)
The word "umbrella" evolved from the Latin umbella (an umbel is a flat-topped rounded flower) or umbra, meaning shaded or shadow (the Latin word, in turn, derives from the Ancient Greek ómbros [όμβρος]). The suffix -elle is used in French to denote "little", thus an umbrelle (umbrella) is a "little shadow".
In Britain, umbrellas are sometimes referred to as "gamps" after the character Mrs. Gamp in the Charles Dickens novel Martin Chuzzlewit, although this usage is now obscure. Mrs. Gamp's character was well known for carrying an umbrella.
Brolly is a slang word for umbrella, used often in Britain, Ireland, New Zealand, Australia, South Africa, and Kenya.
In the sculptures at Nineveh the parasol appears frequently. Austen Henry Layard gives a picture of a bas-relief representing a king in his chariot, with an attendant holding a parasol over his head. It has a curtain hanging down behind, but is otherwise exactly like those in use today. It is reserved exclusively for the monarch (who was bald), and is never carried over any other person.
In Persia the parasol is repeatedly found in the carved work of Persepolis, and Sir John Malcolm has an article on the subject in his 1815 "History of Persia." In some sculptures, the figure of a king appears attended by a servant, who carries over his head an umbrella, with stretchers and runner complete. In other sculptures on the rock at Taghe-Bostan, supposed to be not less than twelve centuries old, a deer-hunt is represented, at which a king looks on, seated on a horse, and having an umbrella borne over his head by an attendant.
In all written records, the oldest reference to a collapsible umbrella dates to the year 21 AD, when Wang Mang (r. 9–23) had one designed for a ceremonial four-wheeled carriage. The 2nd century commentator Fu Qian added that this collapsible umbrella of Wang Mang's carriage had bendable joints which enabled them to be extended or retracted. A 1st century collapsible umbrella has since been recovered from the tomb of Wang Guang at Lelang Commandery in the Korean Peninsula, illustrated in a work by Harada and Komai. However, the Chinese collapsible umbrella is perhaps a concept that is yet centuries older than Wang's tomb. Zhou Dynasty bronze castings of complex bronze socketed hinges with locking slides and bolts—which could have been used for parasols and umbrellas—were found in an archeological site of Luoyang, dated to the 6th century BC.
An even older source on the umbrella is perhaps the ancient book of Chinese ceremonies, called Zhou Li (The Rites of Zhou), dating 2400 years ago, which directs that upon the imperial cars the dais should be placed. The figure of this dais contained in Zhou-Li, and the description of it given in the explanatory commentary of Lin-hi-ye, both identify it with an umbrella. The latter describes the dais to be composed of 28 arcs, which are equivalent to the ribs of the modern instrument, and the staff supporting the covering to consist of two parts, the upper being a rod 3/18 of a Chinese foot in circumference, and the lower a tube 6/10 in circumference, into which the upper half is capable of sliding and closing.
The Chinese character for umbrella is 傘 (sǎn) and is a pictograph resembling the modern umbrella in design. Some investigators have supposed that its invention was first created by tying large leaves to bough-like ribs (the branching out parts of an umbrella). Others assert that the idea was probably derived from the tent, which remains in form unaltered to the present day. However, the tradition existing in China is that it originated in standards and banners waving in the air, hence the use of the umbrella was often linked to high-ranking (though not necessarily royalty in China). On one occasion at least, twenty-four umbrellas were carried before the Emperor when he went out hunting. In this case the umbrella served as a defense against rain rather than sun. The Chinese design was later brought to Japan via Korea and also introduced to Persia and the Western world via the Silk Road. The Chinese and Japanese traditional parasol, often used near temples, to this day remains similar to the original ancient Chinese design.
In Egypt, the parasol is found in various shapes. In some instances it is depicted as a flagellum, a fan of palm-leaves or coloured feathers fixed on a long handle, resembling those now carried behind the Pope in processions. Gardiner Wilkinson, in his work on Egypt, has an engraving of an Ethiopian princess travelling through Upper Egypt in a chariot; a kind of umbrella fastened to a stout pole rises in the centre, bearing a close affinity to what are now termed chaise umbrellas. According to Wilkinson's account, the umbrella was generally used throughout Egypt, partly as a mark of distinction, but more on account of its useful than its ornamental qualities. In some paintings on a temple wall, a parasol is held over the figure of a god carried in procession.
In Greece, the parasol (skiadeion), was an indispensable adjunct to a lady of fashion in the late 5th century BC. Aristophanes mentions it among the common articles of female use; they could apparently open and close. Pausanias describes a tomb near Triteia in Achaia decorated with a 4th-century BC painting ascribed to Nikias; it depicted the figure of a woman, "and by her stood a female slave, bearing a parasol". For a man to carry one was considered a mark of effeminacy. In Aristophanes' Birds, Prometheus uses one as a comical disguise.
It had also its religious signification. In the Scirophoria, the feast of Athene Sciras, a white parasol was borne by the priestesses of the goddess from the Acropolis to the Phalerus. In the feasts of Dionysos the umbrella was used, and in an old bas-relief the same god is represented as descending ad inferos with a small umbrella in his hand. In the Panathenæa, the daughters of the Metics, or foreign residents, carried parasols over the heads of Athenian women as a mark of inferiority.
From Greece it is probable that the use of the parasol passed to Rome, where it seems to have been usually used by women, while it was the custom even for effeminate men to defend themselves from the heat by means of the Umbraculum, formed of skin or leather, and capable of being lowered at will. There are frequent references to the umbrella in the Roman Classics, and it appears that it was, not unlikely, a post of honour among maid-servants to bear it over their mistresses. Allusions to it are tolerably frequent in the poets. (Ovid Fast. lib. ii., 1. 31 I.; Martial, lib. xi., ch. 73.; lib. xiv, ch. 28, 130; Juvenal, ix., 50.; Ovid Ars. Am., ii., 209). From such mentions the umbrella does not appear to have been used as a defence from rain; this is curious enough, for it is known that the theatres were protected by the velarium or awning, which was drawn across the arena whenever a sudden shower came on. Possibly the expense bestowed in the decoration of the umbraculum was a reason for its not being applied to such use.
According to Gorius, the umbrella came to Rome from the Etruscans who came to Rome for protection, and certainly it appears not infrequently on Etruscan vases and pottery, as also on later gems and rubies. One gem, figured by Pacudius, shows an umbrella with a bent handle, sloping backwards. Strabo describes a sort of screen or umbrella worn by Spanish women, but this is not like a modern umbrella.
The Sanskrit epic Mahabharata (about 4th century) relates the following legend: Jamadagni was a skilled bow shooter, and his devoted wife Renuka would always recover each of his arrows immediately. One time however, it took her a whole day to fetch the arrow, and she later blamed the heat of the sun for the delay. The angry Jamadagni shot an arrow at the sun. The sun begged for mercy and offered Renuka an umbrella.
Jean Baptiste Tavernier, in his 17th century book "Voyage to the East", says that on each side of the Mogul's throne were two umbrellas, and also describes the hall of the King of Ava was decorated with an umbrella. The chháta of the Indian and Burmese princes is large and heavy, and requires a special attendant, who has a regular position in the royal household. In Ava it seems to have been part of the king's title, that he was "King of the white elephant, and Lord of the twenty-four umbrellas." In 1855 the King of Burma directed a letter to the Marquis of Dalhousie in which he styles himself "His great, glorious, and most excellent Majesty, who reigns over the kingdoms of Thunaparanta, Tampadipa, and all the great umbrella-wearing chiefs of the Eastern countries".
Simon de la Loubère, who was Envoy Extraordinary from the French King to the King of Siam in 1687 and 1688, wrote an account entitled a "New Historical Relation of the Kingdom of Siam", which was translated in 1693 into English. According to his account the use of the umbrella was granted to only some of the subjects by the king. An umbrella with several circles, as if two or three umbrellas were fastened on the same stick, was permitted to the king alone; the nobles carried a single umbrella with painted cloths hanging from it. The Talapoins (who seem to have been a sort of Siamese monks) had umbrellas made of a palm-leaf cut and folded, so that the stem formed a handle.
The At district of Tenochtitlan was reported to have used an umbrella made from feathers and gold as its pantli, an identifying marker that is the equivalent of a modern flag. The pantli was carried by the army general.
The extreme paucity of allusions to umbrellas throughout the Middle Ages shows that they were not in common use. In an old romance, "The Blonde of Oxford", a jester makes fun of a nobleman for being out in the rain without his cloak. "Were I a rich man", says he, "I would bear my house about with me". It appears that people depended on cloaks, not umbrellas, for protection against storms.[improper synthesis?]
Thomas Wright, in his Domestic Manners of the English, gives a drawing from the Harleian MS., No. 604, which represents an Anglo-Saxon gentleman walking out attended by his servant, the servant carrying an umbrella with a handle that slopes backwards, so as to bring the umbrella over the head of the person in front. It probably could not be closed, but otherwise it looks like an ordinary umbrella, and the ribs are represented distinctly.
The general use of the umbrella in France and England was adopted, probably from China, about the middle of the seventeenth century. At that period, pictorial representations of it are frequently found, some of which exhibit the peculiar broad and deep canopy belonging to the large parasol of the Chinese Government officials, borne by native attendants.
John Evelyn, in his Diary for June 22, 1664, mentions a collection of rarities shown to him by "Thompson", a Roman Catholic priest, sent by the Jesuits of Japan and China to France. Among the curiosities were "fans like those our ladies use, but much larger, and with long handles, strangely carved and filled with Chinese characters", which is evidently a description of the parasol.
In Thomas Coryat's Crudities, published in 1611, about a century and a half prior to the general introduction of the umbrella into England, is a reference to a custom of riders in Italy using umbrellas:
And many of them doe carry other fine things of a far greater price, that will cost at the least a duckat, which they commonly call in the Italian tongue umbrellas, that is, things which minister shadowve to them for shelter against the scorching heate of the sunne. These are made of leather, something answerable to the forme of a little cannopy, & hooped in the inside with divers little wooden hoopes that extend the umbrella in a pretty large compasse. They are used especially by horsemen, who carry them in their hands when they ride, fastening the end of the handle upon one of their thighs, and they impart so large a shadow unto them, that it keepeth the heate of the sunne from the upper parts of their bodies.
In John Florio's "A WORLD of Words" (1598), the Italian word Ombrella is translated
a fan, a canopie. also a testern or cloth of state for a prince. also a kind of round fan or shadowing that they vse to ride with in sommer in Italy, a little shade. Also a bonegrace for a woman. Also the husk or cod of any seede or corne. also a broad spreding bunch, as of fenell, nill, or elder bloomes.
In Randle Cotgrave's Dictionary of the French and English Tongues (1614), the French Ombrelle is translated
An umbrello; a (fashion of) round and broad fanne, wherewith the Indians (and from them our great ones) preserve themselves from the heat of a scorching sunne; and hence any little shadow, fanne, or thing, wherewith women hide their faces fro the sunne.
In Fynes Moryson's Itinerary (1617) is a similar allusion to the habit of carrying umbrellas in hot countries "to auoide the beames of the sunne". Their employment, says the author, is dangerous, "because they gather the heate into a pyramidall point, and thence cast it down perpendicularly upon the head, except they know how to carry them for auoyding that danger".
18th and 19th centuries
Kersey's Dictionary (1708) describes an umbrella as a "screen commonly used by women to keep off rain".
Daniel Defoe's Robinson Crusoe constructs his own umbrella in imitation of the ones he had seen used in Brazil. "I covered it with skins," he says, "the hair outwards, so that it cast off the rain like a pent-house, and kept off the sun so effectually, that I could walk out in the hottest of the weather with greater advantage than I could before in the coolest." From this description the original heavy umbrellas obtained the name of "Robinson", which they retained for many years, both in England and France.
Captain James Cook, in one of his voyages, sees some of the natives of the South Pacific Islands, with umbrellas made of palm leaves.
That the use of the umbrella or parasol—though not unknown—was not very common during the earlier half of the eighteenth century, is evident from the fact that General (then Lieut.-Colonel) James Wolfe, writing from Paris in 1752, speaks of the people there using umbrellas for the sun and rain, and wonders that a similar practice does not obtain in England. Just about the same time they seem to have come into general use, and that pretty rapidly, as people found their value, and got over the shyness natural to a first introduction. Jonas Hanway, the founder of the Magdalen Hospital, has the credit of being the first man who ventured to dare public reproach and ridicule by carrying one habitually in London. As he died in 1786, and he is said to have carried an umbrella for thirty years, the date of its first use by him may be set down at about 1750. John Macdonald[disambiguation needed] relates that in 1770, he used to be greeted with the shout, "Frenchman, Frenchman! why don't you call a coach?" whenever he went out with his umbrella. By 1788 however they seem to have been accepted: a London newspaper advertises the sale of 'improved and pocket Umbrellas, on steel frames, with every other kind of common Umbrella.' But full acceptance is not complete even today with some considering umbrellas effete.
Since this date, however, the umbrella has come into general use, and in consequence numerous improvements have been effected in it. In China people learned how to waterproof their umbrellas by waxing and lacquering their paper Parasols. The transition to the present portable form is due, partly to the substitution of silk and gingham for the heavy and troublesome oiled silk, which admitted of the ribs and frames being made much lighter, and also to many ingenious mechanical improvements in the framework. Victorian era umbrellas had frames of wood or baleen, but these devices were expensive and hard to fold when wet. Samuel Fox invented the steel-ribbed umbrella in 1852; however, the Encyclopédie Méthodique mentions metal ribs at the end of the eighteenth century, and they were also on sale in London during the 1780s. Modern designs usually employ a telescoping steel trunk; new materials such as cotton, plastic film and nylon often replace the original silk.
Golf umbrellas, one of the largest sizes in common use, are typically around 62 inches (157 cm) across, but can range anywhere from 60 to 70 inches (150 to 180 cm).
Umbrellas are now a consumer product with a large global market. As of 2008, most umbrellas worldwide are made in China, mostly in the Guangdong, Fujian and Zhejiang provinces. The city of Shangyu alone had more than a thousand umbrella factories. In the US alone, about 33 million umbrellas, worth $348 million, are sold each year.
Umbrellas continue to be actively developed. In the US, so many umbrella-related patents are being filed that the U.S. Patent Office employs four full-time examiners to assess them. As of 2008, the office registered three thousand active patents on umbrella-related inventions. Nonetheless, Totes, the largest American umbrella producer, has stopped accepting unsolicited proposals. Its director of umbrella development was reported as saying that while umbrellas are so ordinary that everyone thinks about them, "it's difficult to come up with an umbrella idea that hasn’t already been done."
While the predominate canopy shape of an umbrella is round, canopy shapes have been streamlined to improve aerodynamic response to wind. Examples include the stealth-shaped canopy of Rizotti (1996), scoop-shaped canopy of Lisciandro (2004), and teardrop-shaped canopies of Hollinger (2004).
In 2005 Gerwin Hoogendoorn, a Dutch industrial design student of the Delft University of Technology in the Netherlands, invented an aerodynamically streamlined storm umbrella (with a similar shape as a stealth plane) which can withstand wind force 10 (winds of up to 100 km/h or 70 mp/h) and won't turn inside-out like a regular umbrella as well as being equipped with so-called ‘eyesavers’ which protect others from being accidentally wounded by the tips. Hoogendoorn's storm umbrella was nominated for and won several design awards and was featured on Good Morning America. The umbrella is sold in Europe as the Senz umbrella and is sold under license by Totes in the United States.
The "DAVEK" line of upscale umbrellas features a uniquely strong, patented frame system and unconditional lifetime guarantee. Alan Kaufman's "Nubrella" and Greg Brebner's "Blunt" are other contemporary designs.
In the 1950s Frei Otto transformed the universally used individual umbrella into an item of lightweight architecture. He developed a new umbrella form, based on the minimum surface principle. The tension loaded membrane of the funnel-shaped umbrella is now stretched under the compression-loaded bars. This construction type made it technically and structurally possible to build very large convertible umbrellas. The first umbrellas of this kind (Federal Garden Exhibition, Kassel, 1955) were fixed, Frei Otto constructed the first convertible large umbrellas for the Federal Garden Exhibition in Cologne 1971.
In 1978 he built a group of ten convertible umbrellas for British rock group Pink Floyd´s American tour. The great beauty of these lightweight structures inspired many subsequent projects built all over the world. The largest convertible umbrellas built until now were designed by Mahmoud Bodo Rasch and his team to provide shelter from sun and rain for the great mosques in Saudi Arabia.
Uses other than weather protection
The umbrella is used in weather forecasting as an icon for rain. Two variations, a plain umbrella (☂, U+2602) and an umbrella with raindrops overhead (☔, U+2614), are encoded in the Miscellaneous Symbols block of Unicode.
In religious ceremony
As a canopy of state, umbrellas were generally used in southern and eastern Europe, and then passed from the imperial court into church ceremony. They are found in the ceremonies of the Byzantine Church, were borne over the Host in procession, and form part of the Pontifical regalia.
The ombrellino or umbraculum is a part of the papal regalia. Although the popes no longer use it personally, it is displayed on the coat of arms of a sede vacante (the papal arms used between the death of a pope and the election of his successor). This umbraculum is normally made of alternating red and gold fabric, and is usually displayed in a partially unfolded manner. The popes have traditionally bestowed the use of the umbraculum as a mark of honor upon specific persons and places. The use of an umbraculum is one of the honorary symbols of a basilica and may be used in the basilica's coat of arms, and carried in processions by the basilica's canons.
A large umbrella is displayed in each of the Basilicas of Rome, and a cardinal bishop who receives his title from one of those churches has the privilege of having an umbrella carried over his head in solemn processions. It is possible that the galero (wide-brimmed cardinal's hat) may be derived from this umbrella. Beatiano, an Italian herald, says that "a vermilion umbrella in a field argent symbolises dominion."
An umbrella, also known as the umbraculum or ombrellino, is used in Roman Catholic liturgy as well. It is held over the Holy Sacrament of the Eucharist and its carrier by a server in short processions taking place indoors, or until the priest is met at the sanctuary entrance by the bearers of the processional canopy or baldacchino. It is regularly white or golden (the colours reserved for the Holy Sacrament) and made of silk.
Oriental Orthodox Churches
In several Oriental Orthodox Churches, such as the Ethiopian Orthodox Tewahedo Church, umbrellas are used liturgically to show honor to a person (such as a bishop) or a holy object. In the ceremonies of Timkat (Epiphany), priests will carry a model of the Ark of the Covenant, called a Tabot, on their heads in procession to a body of water, which will then be blessed. Brightly colored embroidered and fringed liturgical parasols are carried above the Tabota during this procession. Such processions also take place on other major feast days.
Umbrellas with a reflective inside are used by photographers as a diffusion device when employing artificial lighting, and as a glare shield and shade, most often in portrait situations. Some umbrellas are shoot-through umbrellas, meaning the light goes through the umbrella and is diffused, rather than reflecting off the inside of the umbrella. Photographic umbrellas, like all umbrellas, tend to catch the wind, so any umbrella on a lightstand has to be well secured, especially when used outdoors, lest a breeze topple it, possibly destroying the umbrella and/or other equipment on the lightstand.
For protection against attackers
In 1838, the Baron Charles Random de Berenger instructed readers of his book How to Protect Life and Property in several methods of using an umbrella as an improvised weapon against highwaymen.
In 1897, journalist J. F. Sullivan proposed the umbrella as a misunderstood weapon in a tongue-in-cheek article for the Ludgate Monthly.
In January 1902, an article in The Daily Mirror instructed women on how they could defend themselves from ruffians with an umbrella or parasol.
In March 2011 media outlets revealed that French president Nicolas Sarkozy has started using a £10,000 armor-plated umbrella to protect him from attackers. "Para Pactum" is a Kevlar-coated device made by The Real Cherbourg. It will be carried by a member of Sarkozy's security team.
As a weapon of attack
In 1978 Bulgarian dissident writer Georgi Markov was killed in London by a dose of ricin injected via a modified umbrella. The KGB is widely believed to have developed a modified umbrella that could deliver a deadly pellet.
In 2005 in a well-known case in South Africa, Brian Hahn, associate professor in mathematics and applied mathematics at the University of Cape Town was beaten to death with an umbrella by ex-doctoral student Maleafisha Steve Tladi.
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