Urban history is a field of history that examines the historical nature of cities and towns, and the process of urbanization. The approach is often multidisciplinary, crossing boundaries into fields like social history, architectural history, urban sociology, urban geography business history, and archaeology. Urbanization and industrialization were popular themes for 20th-century historians, often tied to an implicit model of modernization, or the transformation of rural traditional societies.
The history of urbanization focuses on the processes of by which existing populations concentrate themselves in urban localities over time, and on the social, political, cultural and economic contexts of cities. Most urban scholars focus on the "metropolis," a large or especially important city. There is much less attention to small cities, towns or (until recently) to suburbs. However social historians find small cities much easier to handle because they can use census data to cover or sample the entire population. In the United States from the 1920s to the 1990s many of the most influential monographs began as one of the 140 PhD dissertations at Harvard University directed by Arthur Schlesinger, Sr. (1888-1965) or Oscar Handlin (1915-2011). The field grew rapidly after 1970, leading one prominent scholar Stephan Thernstrom to note that urban history apparently deals with cities, or with city-dwellers, or with events that transpired in cities, with attitudes toward cities – which makes one wonder what is not urban history.
Only a handful of studies attempt a global history of cities, notably Lewis Mumford, The City in History (1961). Representative comparative studies include Leonardo Benevolo, The European City (1993); Christopher R. Friedrichs, The Early Modern City, 1450-1750 (1995), and James L. McClain, John M. Merriman, and Ugawa Kaoru. eds. Edo and Paris (1994) (Edo was the old name for Tokyo).
Architectural history is its own field, but occasionally overlaps with urban history.
The political role of cities in helping state formation—and in staying independent—is the theme of Charles Tilly and W. P. Blockmans, eds., Cities and the Rise of States in Europe, A.D. 1000 to 1800 (1994). Comparative elite studies—who was in power—are typified by Luisa Passerini, Dawn Lyon, Enrica Capussotti and Ioanna Laliotou, eds. Who Ran the Cities? City Elites and Urban Power Structures in Europe and North America, 1750-1940 (2008) . Labor activists and socialists often had national or international networks that circulated ideas and tactics.
Urban biography is the narrative history of a city, and often reaches a general audience. Urban biographies cover the interrelationships among various dimensions, such as politics, demography, business, high culture, popular culture, housing, neighborhoods, and ethnic groups. It covers municipal government as well as physical expansion, growth and decline. Historians often focus on the largest and most dominant city—usually the national capital—which geographers call a "primate city."
Some representative urban biographies are:
- Edwin G. Burrows and Mike Wallace. Gotham: a history of New York City to 1898 (2000)
- S. G. Checkland, The Upas Tree: Glasgow, 1875-1975 (1981)
- Geoffrey Cotterell, Amsterdam, The Life of a City (1972)
- Janet Abu-Lughod, Cairo; 1001 Years of City Victorious (1971)
- Christopher Hibbert, London, the Biography of a City (1969)
- Robert Hughes, Barcelona (1992)
- Colin Jones. Paris: Biography of a City (2004)
- Blake McKelvey. Rochester (4 vol, 1961), Rochester NY
- Simon Sebag Montefiore, Jerusalem: The Biography (2012)
- Bessie Louise Pierce, A History of Chicago (3 vol 1957), to 1893.
- Roy Porter, London: A Social History (1998)
- Alexandra Ritchie, Faust's Metropolis: A History of Berlin (1998)
- Ronald Taylor, Berlin and its Culture: A Historical Portrait (1997), considers literature, music, theater, painting, and decorative arts.
Historians have developed typologies of cities, emphasizing their geographic location and economic specialization. In the United States Carl Bridenbaugh was a pioneer in the historiography. He emphasized the major port cities on the East Coast, the largest of which were Boston and Philadelphia, each with fewer than 40,000 people at the time of the American Revolution. Other historians have covered the port cities up and down the East Coast, the Gulf Coast, and the West Coast, along with the river ports along the Ohio, Mississippi, and Missouri rivers. Industrialization began in New England, and several small cities have scholarly histories. The railroad cities of the West, stretching from Chicago to Kansas City to Wichita to Denver have been well treated. Blake McKelvey provides an encyclopedic overview of the function's of major cities in The Urbanization of America, 1860-1915 (1963), and The Emergence of Metropolitan America, 1915-1966 (1968)
Large scale reference books
Peter Clark of the Urban History Center of the University of Leicester was the general editor (and Cambridge University Press the publisher) of a massive history of British cities and towns, running 2800 pages in 75 chapters by 90 scholars. The chapters deal not with biographies of individual cities, but with economic, social or political themes that cities had in common. Two highly influential, authoritative and comprehensive compendia of European urban history were also compiled by Barry Haynes of the Centre for Urban History at Leicester University in 1990 and 1991, published by Leicester University. These books made a significant contribution to the bibliographic review of urban history research and literature in both Eastern and Western Europe.
In the United States a very different approach was sponsored by the National Endowment for the Humanities has sponsored large historical encyclopedias for many states and several cities, most notably the Encyclopedia of Chicago (2004; also online edition) and The Encyclopedia of New York City (1995, 2nd ed. 2010) They followed the model of an earlier encyclopedia of Cleveland and relished the details about neighborhoods, people, organizations and events, without imposing any overall theme.
A new sub-genre is the history of specific suburbs. Historians have concentrated on specific places, typically focusing on the origins of the suburb in relation to the central city, the pattern of growth, different functions (such as residential or industrial), local politics, as well as racial exclusion and gender roles. The main overview is Kenneth T. Jackson's Crabgrass Frontier (1987).
Many people have assumed that early-20th-century suburbs were enclaves for middle-class whites, a concept that carries tremendous cultural influence yet is actually stereotypical. Many suburbs are based on a heterogeneous society of working-class and minority residents, many of whom share the American Dream of upward social status via home ownership. Sies (2001) argues that it is necessary to examine how "suburb" is defined as well as the distinction made between cities and suburbs, geography, economic circumstances, and the interaction of numerous factors that move research beyond acceptance of stereotyping and its influence on scholarly assumptions.
New urban history
The "new urban history" emerged in the 1960s as a branch of Social history seeking to understand the "city as process" and, through quantitative methods, to learn more about the inarticulate masses in the cities, as opposed to the mayors and elites. Much of the attention is devoted to individual behavior, and how the intermingling of classes and ethnic groups operated inside a particular city. Smaller cities are much easier to handle when it comes to tracking a sample of individuals over ten or 20 years.
Common themes include the social and political changes, examinations of class formation, and racial/ethnic tensions. A major early study was Stephan Thernstrom's Poverty and Progress: Social Mobility in a Nineteenth Century City (1964), which used census records to study Newburyport, Massachusetts, 1850-1880. A seminal, landmark book, it sparked interest in the 1960s and 1970s in quantitative methods, census sources, "bottom-up" history, and the measurement of upward social mobility by different ethnic groups.
Other exemplars of the new urban history included
- Kathleen Conzen, Immigrant Milwaukee, 1836-1860 (1976)
- David F. Crew. Town in the Ruhr: A Social History of Bochum, 1860-1914 (1986)
- Alan Dawley, Class and Community: The Industrial Revolution in Lynn (1975; 2nd ed. 2000)
- Michael B. Katz, The People of Hamilton, Canada West (1976)
- Eric H. Monkkonen, The Dangerous Class: Crime and Poverty in Columbus Ohio 1860-1865 (1975)
There were no overarching social history theories that emerged developed to explain urban development. Inspiration from urban geography and sociology, as well as a concern with workers (as opposed to labor union leaders), families, ethnic groups, racial segregation, and women's roles have proven useful. Historians now view the contending groups within the city as "agents" who shape the direction of urbanization. The sub-field has flourished in Australia—where most people live in cities.
Rather than being strictly areas of geographical segmentation, spatial patterns and concepts of place reveal the struggles for power of various social groups, including gender, class, race, and ethnic identity. The spatial patterns of residential and business areas give individual cities their distinct identities and, considering the social aspects attendant to the patterns, create a more complete picture of how those cities evolved, shaping the lives of their citizens.
Third world and ancient cities
Since the 1980s extensive research has been done of the cities of the Ottoman Empire, where standardized record keeping and centralized archives have facilitated work on Aleppo, Damascus, Hama, Nablus and Jerusalem. Historians have explored the social bases of political factionalism, histories of elites and commoners, different family structures and gender roles, marginalized groups such as prostitutes and slaves, and relationships between Muslims and Christians and Jews. Increasingly work is underway on African cities, as well as South Asia.
In China the Maoist ideology privileged the uprising of the peasants as the central force in Chinese history, which led to a neglect of urban history until the 1980s. Academics were then allowed to assert that peasant rebellions were often reactionary rather than revolutionary, and that China's modernizers of the 1870s made significant advances, even if they were capitalists.
Images and cultural role
The study of the culture of specific cities and the role of cities in shaping national culture is a more recent development which provides nontraditional ways of "reading" cities. A representative class is Carl E. Schorske, Fin-De-Siecle Vienna: Politics and Culture (1980). The basis for some of this approach stems from an post-modern theory including the cultural anthropology of Clifford Geertz. One example is Alan Mayne's The Imagined Slum: Newspaper Representation in Three Cities, 1870-1914(1993), a study of how slums were represented in the newspapers in Sydney, San Francisco, and Birmingham. The accounts provided dramatic life stories but failed to integrate the agendas and animosities of city officials, property owners, residents, and local businessmen. As a result they did not reveal the true inner-city social structures. Nevertheless the middle class accepted the image of and decided to act on the social constructions, leading to the reformers' demands for slum clearance and urban renewal.
As Rosen and Tarr point out, environmental history has made great strides since the 1970s, but its focus is primarily on rural areas, leading to a neglect of urban issues such as air pollution, sewage, clean water—and the concentration of large numbers of horses. Historians are beginning to integrate urban history and environmental history. Thus far most of the attention concerns the negative impact on the environment, rather than how the environment shaped the urbanization process.
Literature and philosophy
In literature the city has long stood as one of the most potent symbols of human capacities and nature. As the largest and most enduring creation of human imagination and hands, and as the largest and most sustained site of human association and interaction, the city has been seen as a marker of what humans are and of what they do. This signification has almost always been shaded with ambivalence. In old legends, epics, and utopias, cities (both actual and symbolic) appeared as places of exceptional but also contradictory meaning. The histories of Troy, Babel, Sodom, Babylon, and Rome were viewed, in Western cultures, as standing for human power, wisdom, creativity, and vision, but also for human presumption, perversion, and fated destruction. Images of the modern city restated this ambivalence with fresh intensity. Great modern cities like London, Paris, Berlin, and New York, have repeatedly been portrayed as sites of opportunity and peril, power and helplessness, vitality and decadence, creativity and perplexity. This contradictory face of the city has appeared so often in Western thought as to suggest an essential psychological and cultural anxiety about human civilization, an anxiety about humanity’s relation to their created world and about "humanity" itself. This is especially true of the “modern” city, filled with human artifice and moral contradiction.
The Journal of Urban History has been a leading quarterly journal with articles and reviews since 1975. The Urban History Association was founded in 1988 with 284 members; it now has over 400. It sponsored the "Sixth Biennial Urban History Association Conference" in New York, October 25–28, 2012. It awards prizes for the best book prize, best article, and best PhD dissertation.
H.J. Dyos (1921-1978) at the University of Leicester was the leading promoter of urban history in Britain, leading the way especially into the study of Victorian cities. He formed the Urban History Study Group in 1962; its newsletter became the Urban History Yearbook (1974-1991) and then the journal Urban History (1992–present). His edited volume on The Study of Urban History (1968) opened up the methodology and stimulated young scholars, as did the conferences he organized and the book series he edited. Dyos rejected the quantitative methods of the New Urban History because he was not interested in the individual people in the city, but in the larger social structure, such as the slum or the entire city.
Since 1993, the daily email discussion list H-Urban has enabled historians, graduate students and others interested in urban history and urban studies to communicate current research and research interests easily; to query and discuss new approaches, sources, methods, and tools of analysis; and to comment on contemporary historiography. The logs are open to searches, and membership is free. H-Urban seeks to inform historians on such matters as announcements, calls for papers, conferences, awards, fellowships, availability of new sources and archives, reports on new research, and teaching tools, including books, articles, works-in-progress, research reports, primary historical documents (for example, model ordinances, federal/state/local reports, addresses of city officials), syllabi, bibliographies, software, datasets, and multimedia publications or projects. It commissions its own book reviews. H-Urban has 2,856 subscribers (as of 2012) and is the oldest of the H-Net network of discussion lists.
- Danish Center of Urban History
- History of cities in Canada
- Social history
- Urban planning
- Urban studies
- Anthony J. Steinhoff (2008). The Gods of the City: Protestantism and Religious Culture in Strasbourg, 1870-1914. Brill. p. 4.
- Derek Keene, "Ideas of the metropolis," Historical Research (2011) 84#225 pp 379-398.
- Bruce M. Stave, ed., The Making of Urban History: Historiography through Oral History (1977) in Google
- Raymond A. Mohl, "The History of the American City," in William H. Cartwright and Richard L. Watson Jr. eds., Reinterpretation of American History and Culture (1973) pp 165-205 quote p 165
- See also Paul Bairoch, Cities and Economic Development, From the Dawn of History to the Present (1988)
- They are reviewed in Wolfgang Reinhard, "New Contributions to Comparative Urban History," Journal of Early Modern History (1997) 1#2 pp 176-181.
- See Spiro Kostof, The City Shaped: Urban Patterns and Meanings Through History (1991)
- See also Frederic Cople Jaher, The Urban Establishment: Upper Strata in Boston, New York, Charleston, Chicago, and Los Angeles (1982)
- Shelton Stromquist, "'Thinking globally; acting locally': Municipal Labour and Socialist Activism in Comparative Perspective, 1890–1920," Labour History Review (2009) 74#3 pp 233-256
- Garrett Nagle (2000). Advanced Geography. Oxford U.P. p. 291.
- Carl Bridenbaugh, Cities in the Wilderness: The First Century of Urban Life in America, 1625-1742 (1938), and Cities in Revolt: Urban Life in America, 1743-1776 (1955)
- D. M. Palliser, ed., The Cambridge Urban History of Britain, vol. I, 600-1540 (2000); P. A. Clark, ed., The Cambridge Urban History of Britain vol. II, 1540-1840; M. J. Daunton, ed., The Cambridge Urban History of Britain, vol. III, 1840 1950.
- See review by: Albert J. Schmidt, Journal of Social History (2003) 36#3 pp. 781-784 in JSTOR
- David D. Van Tassel and , John J. Brabowski, eds., The Encyclopedia of Cleveland History (1987)
- Ruth McManus and Philip J. Ethington, "Suburbs in transition: new approaches to suburban history," Urban History (2007) 34#2 pp 317-337
- Jackson, Kenneth T. (1985). Crabgrass Frontier: The Suburbanization of the United States. New York: Oxford University Press. ISBN 0-19-504983-7.
- Mary Corbin Sies, "North American Suburbs, 1880-1950," Journal of Urban History, March 2001, Vol. 27 Issue 3, pp 313-46
- Stephan Thernstrom and Richard Sennett, eds. Nineteenth-century Cities: Essays in the New Urban History (1970)
- Michael Frisch, "Poverty and Progress: A Paradoxical Legacy," Social Science History, Spring 1986, Vol. 10 Issue 1, pp 15-22
- See excerpt and text search
- Margaret Marsh and Lizabeth Cohen. "Old Forms, New Visions: New Directions in United States Urban History," Pennsylvania History, Winter 1992, Vol. 59 Issue 1, pp 21-28
- Lionel Frost, and Seamus O'Hanlon, "Urban History and the Future of Australian Cities," Australian Economic History Review March 2009, Vol. 49 Issue 1, pp 1-18
- Eric Lampard, The Urbanizing World, in H. J. Dyos and Michael Wolff, eds., The Victorian City: Images and Realities, vol. 1 (1973), pp. 3–58.
- James H. Jackson, Jr.. "Alltagsgeschichte, Social Science History and the Study of Mundane Movements in 19th-Century Germany," Historical Social Research (1991) 16#1 pp23-47, explains the value of employment records, marriage contracts, vital records and continuous residency registers.
- James Connolly, "Bringing the City Back in: Space and Place in the Urban History of the Gilded Age and Progressive Era," Journal of the Gilded Age and Progressive Era, July 2002, Vol. 1 Issue 3, pp 258-278. The importance of the materiality of specific spaces and places is also treated in Ralph Kingston, "Mind over Matter? History and the Spatial Turn," Cultural and Social History, 2010, Vol. 7, Issue 1, pp. 111–121.
- Colin Gordon, "Lost in space, or confessions of an accidental geographer,"International Journal of Humanities and Arts Computing (2011) 5#1 pp 1-22
- James A. Reilly, "Ottoman Syria: Social History Through an Urban Lens," History Compass (2012) 10#1 pp 70-80.
- Laurent Fourchard, "Between World History and State Formation: New Perspectives On Africa's Cities," Journal of African History (2011) 52#2 pp 223-248.
- Andrew Burton, ed., Urban History in Africa: The Urban Experience in Eastern Africa c. 1750–2000 (Nairobi: The British Institute in Eastern Africa, 2002)
- Sharif Uddin Ahmed, ed., Dhaka: Past, Present, Future (1991) is Bangladesh history from an urban planning perspective
- James Heitzman, "Middle Towns to Middle Cities in South Asia, 1800-2007," Journal of Urban History (2008) 35#1 pp 15-38.
- David D. Buck "The Study of Urban History in the People's Republic of China," Urban History Yearbook (1987), pp 61-75
- Bruce M. Stave, "A Conversation with Zhou Lei: Urban History and Development in Beijing (Peking)," Journal of Urban History (1988) 14#2 pp 254-68
- David A. Traill, Schliemann of Troy: Treasure and Deceit (1995).
- See Marc van de Mieroop The Ancient Mesopotamian City. (Oxford University Press, 1999) and John Hyslop, Inka Settlement Planning. (U. of Texas Press, 1990)
- See also Alan Mayne, " Representing The Slum," Urban History Yearbook (1990), Vol. 17, pp 66-84
- Christine Meisn Rosen, and Joel Arthur Tarr, "The importance of an urban perspective in environmental history," Journal of Urban History (1994) 20#3 pp 299-310
- Geneviève Massard-Guilbaud, and Peter Thorsheim, "Cities, Environments, and European History," Journal of Urban History (2007) 33#5 pp 691-701, introduces a special issue with case studies from Austria, Britain, France, Germany, and Italy.
- Lezlie Morinière, "Environmentally Influenced Urbanisation: Footprints Bound for Town?" Urban Studies (2012) 49#2 pp 435-450, examines 147 studies
- Carl Schorske, "The Idea of the City in European Thought: Voltaire to Spengler," in The Historian and the City, ed. Oscar Handlin and John Burchard (Harvard U.P., 1963)
- See also Lewis Mumford, "Utopia, The City, and The Machine," Daedalus (Spring 1965): 271-92; Philip Fisher, "City Matters: City Minds," The Worlds of Victorian Fiction, ed. Jerome Buckley (Cambridge, Mass., 1975); Burton Pike, The Image of the City in Modern Literature (Princeton, 1981), Marshall Berman, All That Is Solid Melts Into Air: The Experience of Modernity (New York, 1982); David Harvey, Consciousness and the Urban Experience: Studies in the History and Theory of Capitalist Urbanization (Baltimore, 1985); Judith Walkowitz, City of Dreadful Delight: Narratives of Sexual Danger in Late Victorian London (Chicago, 1992); Graeme Gilloch, Myth and Metropolis: Walter Benjamin and the City (Cambridge, Eng., 1996); Peter Fritzsche, Reading Berlin 1900 (Cambridge, Mass., 1996).
- See UHA website; its semiannual newsletters are online
- H.J. Dyos, Exploring the Urban Past: Essays in Urban History edited by David Cannadine and David Reeder (1982)
- Seymour J. Mandelbaum, "H. J. Dyos and British Urban History," The Economic History Review (1985) 38#3 pp. 437–447, in JSTOR
- See H-Urban website
- Abbott, Carl. "Urban History for Planners," Journal of Planning History, Nov 2006, Vol. 5 Issue 4, pp 301–313
- Armus, Diego and John Lear. "The trajectory of Latin American urban history," Journal of Urban History (1998) 24#3 pp 291–301
- Chudacoff, Howard et al. eds. Major Problems in American Urban and Suburban History (2004)
- Engeli, Christian, and Horst Matzerath. Modern urban history research in Europe, USA, and Japan: a handbook (1989) in GoogleBooks
- Gillette Jr., Howard, and Zane L. Miller, eds. American Urbanism: A Historiographical Review (1987) online
- Goldfield, David. ed. Encyclopedia of American Urban History (2 vol 2006); 1056pp; excerpt and text search
- Harvey, David, Consciousness and the Urban Experience: Studies in the History and Theory of Capitalist Urbanization (1985), a Marxist approach
- Handlin, Oscar, and John Burchard, eds. The Historian and the City (Harvard U.P., 1963)
- Haynes, Barry. Register of European Urban History (Leicester University, 1990, 1991)
- Hays, Samuel P. "From the History of the City to the History of the Urbanized Society," Journal of Urban History, (1993) 19#1 pp 3–25.
- Lees, Lynn Hollen. "The Challenge of Political Change: Urban History in the 1990s," Urban History, (1994), 21#1 pp. 7–19.
- McManus, Ruth, and Philip J. Ethington, "Suburbs in transition: new approaches to suburban history," Urban History, Aug 2007, Vol. 34 Issue 2, pp 317–337
- McShane, Clay. "The State of the Art in North American Urban History," Journal of Urban History, May2006, Vol. 32 Issue 4, pp 582–597, a loss of influence by such writers as Lewis Mumford, Robert Caro, and Sam Warner, a continuation of the emphasis on narrow, modern time periods, and a general decline in the importance of the field. Comments by Timothy Gilfoyle and Carl Abbott contest the latter conclusion.
- Piker, Burton, The Image of the City in Modern Literature (1981)
- Mohl, Raymond. "Urban History," in D. R. Woolf, ed. A Global Encyclopedia of Historical Writing (1988) pp 907–14
- Mohl, Raymond A. "The History of the American City," in William H. Cartwright and Richard L. Watson Jr. eds., Reinterpretation of American History and Cluture (1973) pp 165–205, overview of historiography
- Reulecke, Jürgen; Huck, Gerhard; Sutcliffe, Anthony. "Urban History Research in Germany: Its Development and Present Condition," Urban History Yearbook (1981) pp 39–54
- Rodger, Richard. "Taking Stock: Perspectives on British Urban History," Urban History Review (2003) 32#1 online
- Shaw, Gareth, ed. (1988). Urban Historical Geography: Recent Progress in Britain and Germany. Cambridge U.P.