Congressional Apportionment Amendment
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The Congressional Apportionment Amendment (originally titled Article the First) is a proposed amendment to the United States Constitution, one of twelve proposed amendments to the United States Constitution approved by the 1st Congress on September 25, 1789, and sent to the legislatures of the several states for ratification. If adopted, it would establish a formula for determining the appropriate size of the House of Representatives following each constitutionally mandated decennial census. It is the only one of the twelve that has not been adopted, as it has not been ratified by enough states for it to become part of the Constitution. Ten of the proposed amendments (numbers 3 through 12) were adopted in 1791, becoming the First through Tenth Amendments to the Constitution, and collectively known as the Bill of Rights. The second of the twelve proposed amendments was adopted in 1992, becoming the Twenty-seventh Amendment.
On January 28, 1790, the Delaware General Assembly ratified eleven of the articles of amendment, rejecting only this proposed amendment. Following the 1791 ratifications of Vermont and Virginia, the amendment was one state short of the required three-fourths threshold for most of the period until 1803. Afterwards, it fell further behind as more and more states entered the Union.
As Congress did not set a time limit for its ratification, the Congressional Apportionment Amendment is still technically pending before the states. Ratification by an additional 27 states is necessary for this amendment to be adopted.
In lieu of such an amendment, the size of the House has been determined by various apportionment bills passed by Congress over the decades, such as the Reapportionment Act of 1929, which capped the number of members to 435.
After the first enumeration required by the first article of the Constitution, there shall be one Representative for every thirty thousand, until the number shall amount to one hundred, after which the proportion shall be so regulated by Congress, that there shall be not less than one hundred Representatives, nor less than one Representative for every forty thousand persons, until the number of Representatives shall amount to two hundred, after which the proportion shall be so regulated by Congress, that there shall not be less than two hundred Representatives, nor more than one Representative for every fifty thousand persons.
The "ideal" number of seats in the House of Representatives has been a contentious issue since the country's founding. Initially, delegates to the 1787 Constitutional Convention set the representation ratio at one representative for every 40,000 people. Upon the suggestion of George Washington, the ratio was changed to 1:30,000. This was the only time Washington voiced an opinion on any of the actual issues debated during the convention.
In Federalist No. 55, James Madison argued that the size of the House of Representatives has to balance the ability of the body to legislate with the need for legislators to have a relationship close enough to the people to understand their local circumstances, that such representatives' social class be low enough to sympathize with the feelings of the mass of the people, and that their power be diluted enough to limit their abuse of the public trust and interests.
... first, that so small a number of representatives will be an unsafe depositary of the public interests; secondly, that they will not possess a proper knowledge of the local circumstances of their numerous constituents; thirdly, that they will be taken from that class of citizens which will sympathize least with the feelings of the mass of the people, and be most likely to aim at a permanent elevation of the few on the depression of the many;...
Anti-Federalists, who opposed the Constitution's ratification, noted that there was nothing in the document to guarantee that the number of seats in the House would continue to represent small constituencies as the general population of the states grew. They feared that over time, if the size remained relatively small and the districts became more expansive, that only well-known individuals with reputations spanning wide geographic areas could secure election. It was also feared that those in Congress would, as a result, have an insufficient sense of sympathy with and connectedness to ordinary people in their district.
This concern was evident in the various state ratifying conventions, where several specifically requested an amendment to secure a minimum size for the House of Representatives. Virginia's ratification resolution proposed,
That there shall be one representative for every thirty thousand, according to the Enumeration or Census mentioned in the Constitution, until the whole number of representatives amounts to two hundred; after which that number shall be continued or encreased [sic] as the Congress shall direct, upon the principles fixed by the Constitution by apportioning the Representatives of each State to some greater number of people from time to time as population encreases [sic].
Anti-Federalist Melancton Smith declared at the New York ratifying convention that,
We certainly ought to fix, in the Constitution, those things which are essential to liberty. If anything falls under this description, it is the number of the legislature.
Federalists, who supported the Constitution's ratification, assured those opposing its ratification by agreeing that the new government should immediately address Anti-Federalist concerns and consider amending the Constitution. This assurance was essential to the ratification of the new form of government.
Legislative and ratification history
An amendment establishing a formula for determining the appropriate size of the House of Representatives and the appropriate apportionment of representatives among the states was one of several proposed amendments to the Constitution introduced first in the House on June 8, 1789, by Representative James Madison of Virginia. Madison's original intent was,
That in Article I, Section 2, Clause 3, these words be struck out, to wit: "The number of Representatives shall not exceed one for every thirty thousand, but each State shall have at least one Representative, and until such enumeration shall be made;" and in place thereof be inserted these words, to wit: "After the first actual enumeration, there shall be one Representative for every thirty thousand, until the number amounts to—, after which the proportion shall be so regulated by Congress, that the number shall never be less than—, nor more than—, but each State shall, after the first enumeration, have at least two Representatives; and prior thereto".
This, along with Madison's other proposals, was referred to a committee consisting of one representative from each state. After emerging from committee, the full House debated the issue and, on August 24, 1789, passed it and sixteen other articles of amendment. The proposals went next to the Senate, which made 26 substantive alterations. On September 9, 1789, the Senate approved a culled and consolidated package of twelve articles of amendment. Changed in this amendment was the apportionment formula to be followed once the number of House members reached 100.
|A comparison of the two versions of the amendment
(The substitute Senate language and the affected House language are both in red.)
On September 21, 1789, a conference committee convened to resolve the numerous differences between the two Bill of Rights proposals. On September 24, 1789, the committee issued its report that finalized 12 Constitutional amendments for the House and Senate to consider. Regarding the apportionment amendment, the House passed version prevailed with one change, the final instance of the word "less" was changed to "more". The amendments were finally approved by both Houses on September 25, 1789.
Having been approved by Congress the twelve Bill of Rights amendments were sent to the states for ratification. This proposed amendment was placed first among the twelve and was ratified by the legislatures of the following states:
- New Jersey — November 20, 1789
- Maryland — December 19, 1789
- North Carolina — December 22, 1789
- South Carolina — January 19, 1790
- New Hampshire — January 25, 1790
- New York — February 24, 1790
- Rhode Island — June 7, 1790
- Pennsylvania — September 21, 1791 (after rejecting it on March 10, 1790)
- Vermont — November 3, 1791
- Virginia — November 3, 1791
- Kentucky — June 27, 1792
When originally submitted to the states, nine ratifications would have made this amendment part of the Constitution. That number rose to ten on May 29, 1790, when Rhode Island ratified the Constitution. It rose to eleven on March 4, 1791, when Vermont joined the Union. By the end of 1791, the amendment was only one state short of adoption. However, when Kentucky attained statehood on June 1, 1792, the number climbed to twelve, and, even though Kentucky ratified the amendment that summer (along with the other eleven amendments), it was still one state short. No additional states ratified this amendment. Now with 50 states, 27 additional ratifications are necessary to reach the required threshold of 38 ratifications needed for this amendment to become part of the Constitution.
The lower house of the Connecticut General Assembly approved the amendment along with ten others in October 1789, but the upper house of the Assembly deferred taking any action on the amendments until after the next election. In May 1790, following that election, the lower house rejected the amendment while approving the ten amendments that would become the Bill of Rights. The upper house then approved all of the amendments, hindering Connecticut's ratification effort with both houses unable to reconcile their ratification bills.
Eugene Martin LaVergne, a former attorney and pro se litigant, claimed in 2011 to have found evidence the proposed amendment was ratified by Connecticut in May 1790, but that the ratification was never forwarded to Congress. This would have been sufficient to make the proposed amendment part of the Constitution following the ratifications of Virginia and Vermont in 1791. LaVergne argued the point in a lawsuit against a number of federal officials, but the case was dismissed. The dismissal was summarily affirmed per curiam by a panel of the Third Circuit, which rejected LaVergne's argument on standing and non-justiciability grounds, and the U.S. Supreme Court denied LaVergne's petition for certiorari, ending the case. However, Lavergne continues to press the theory.
- Section 2 of the Fourteenth Amendment (superseding Article I, Section 2, Clause 3, which includes the Three-Fifths Compromise)
- United States congressional apportionment
- Apportionment Act of 1792
- Reapportionment Act of 1929
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- LaVergne, Eugene Martin. "What is the Congressional Apportionment Amendment (CAA) from the Bill of Rights and can we prove it's ratified?". The Bold Truth. Eugene LaVergne. Retrieved March 2, 2016.
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