Casson invariant

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In 3-dimensional topology, a part of the mathematical field of geometric topology, the Casson invariant is an integer-valued invariant of oriented integral homology 3-spheres, introduced by Andrew Casson.

Kevin Walker (1992) found an extension to rational homology 3-spheres, called the Casson–Walker invariant, and Christine Lescop (1995) extended the invariant to all closed oriented 3-manifolds.


A Casson invariant is a surjective map λ from oriented integral homology 3-spheres to Z satisfying the following properties:

  • λ(S3) = 0.
  • Let Σ be an integral homology 3-sphere. Then for any knot K and for any integer n, the difference
is independent of n. Here denotes Dehn surgery on Σ by K.
  • For any boundary link KL in Σ the following expression is zero:

The Casson invariant is unique (with respect to the above properties) up to an overall multiplicative constant.


  • If K is the trefoil then
where is the coefficient of in the Alexander-Conway polynomial , and is congruent (mod 2) to the Arf invariant of K.
  • The Casson invariant is the degree 1 part of the LMO invariant.
  • The Casson invariant for the Seifert manifold is given by the formula:

The Casson invariant as a count of representations[edit]

Informally speaking, the Casson invariant counts half the number of conjugacy classes of representations of the fundamental group of a homology 3-sphere M into the group SU(2). This can be made precise as follows.

The representation space of a compact oriented 3-manifold M is defined as where denotes the space of irreducible SU(2) representations of . For a Heegaard splitting of , the Casson invariant equals times the algebraic intersection of with .


Rational homology 3-spheres[edit]

Kevin Walker found an extension of the Casson invariant to rational homology 3-spheres. A Casson-Walker invariant is a surjective map λCW from oriented rational homology 3-spheres to Q satisfying the following properties:

1. λ(S3) = 0.

2. For every 1-component Dehn surgery presentation (K, μ) of an oriented rational homology sphere M′ in an oriented rational homology sphere M:


  • m is an oriented meridian of a knot K and μ is the characteristic curve of the surgery.
  • ν is a generator the kernel of the natural map H1(∂N(K), Z) → H1(MK, Z).
  • is the intersection form on the tubular neighbourhood of the knot, N(K).
  • Δ is the Alexander polynomial normalized so that the action of t corresponds to an action of the generator of in the infinite cyclic cover of MK, and is symmetric and evaluates to 1 at 1.
where x, y are generators of H1(∂N(K), Z) such that , v = δy for an integer δ and s(p, q) is the Dedekind sum.

Note that for integer homology spheres, the Walker's normalization is twice that of Casson's: .

Compact oriented 3-manifolds[edit]

Christine Lescop defined an extension λCWL of the Casson-Walker invariant to oriented compact 3-manifolds. It is uniquely characterized by the following properties:

  • If the first Betti number of M is one,
where Δ is the Alexander polynomial normalized to be symmetric and take a positive value at 1.
  • If the first Betti number of M is two,
where γ is the oriented curve given by the intersection of two generators of and is the parallel curve to γ induced by the trivialization of the tubular neighbourhood of γ determined by .
  • If the first Betti number of M is three, then for a,b,c a basis for , then
  • If the first Betti number of M is greater than three, .

The Casson–Walker–Lescop invariant has the following properties:

  • If the orientation of M, then if the first Betti number of M is odd the Casson–Walker–Lescop invariant is unchanged, otherwise it changes sign.
  • For connect-sums of manifolds


In 1990, C. Taubes showed that the SU(2) Casson invariant of a 3-homology sphere M has gauge theoretic interpretation as the Euler characteristic of , where is the space of SU(2) connections on M and is the group of gauge transformations. He led Chern–Simons invariant as a -valued Morse function on and pointed out that the SU(3) Casson invariant is important to make the invariants independent on perturbations. (Taubes (1990))

Boden and Herald (1998) defined an SU(3) Casson invariant.


  • S. Akbulut and J. McCarthy, Casson's invariant for oriented homology 3-spheres— an exposition. Mathematical Notes, 36. Princeton University Press, Princeton, NJ, 1990. ISBN 0-691-08563-3
  • M. Atiyah, New invariants of 3- and 4-dimensional manifolds. The mathematical heritage of Hermann Weyl (Durham, NC, 1987), 285–299, Proc. Sympos. Pure Math., 48, Amer. Math. Soc., Providence, RI, 1988.
  • H. Boden and C. Herald, The SU(3) Casson invariant for integral homology 3-spheres. J. Differential Geom. 50 (1998), 147–206.
  • C. Lescop, Global Surgery Formula for the Casson-Walker Invariant. 1995, ISBN 0-691-02132-5
  • N. Saveliev, Lectures on the topology of 3-manifolds: An introduction to the Casson Invariant. de Gruyter, Berlin, 1999. ISBN 3-11-016271-7 ISBN 3-11-016272-5
  • Taubes, Clifford Henry (1990), "Casson's invariant and gauge theory.", J. Differential Geom., 31: 547–599 
  • K. Walker, An extension of Casson's invariant. Annals of Mathematics Studies, 126. Princeton University Press, Princeton, NJ, 1992. ISBN 0-691-08766-0 ISBN 0-691-02532-0