Category:Financial regulation

• ► Financial regulation by country‎ (10 C)

A

• ► Financial regulatory authorities‎ (3 C, 68 P)

B

• ► Bank regulation‎ (7 C, 36 P)
• ► Basel II‎ (13 P)

C

• ► Commodity and futures law‎ (1 C, 1 P)
• ► Financial crimes‎ (8 C, 19 P)
• ► Currency legislation‎ (1 C, 2 P)

I

• ► Insurance regulation‎ (18 P)

M

• ► Margin policy‎ (5 P)

P

• ► Pension regulation‎ (10 P)
• ► Price controls‎ (1 C, 44 P)

R

• ► Reports on finance and business‎ (15 P)

• Financial regulation

*

• Prudential regulation

A

• Account stated
• Accredited investor
• Additional notification thresholds
• Analyse Financière
• Anglo Irish Bank hidden loans controversy
• Australian securities law

B

• Basel Accords
• Basel I
• Basel IA
• Best execution
• Bilanzrechtsmodernisierungsgesetz
• Blank cheque
• Bridge bank

C

• Capital Adequacy Directive
• Capital Markets Authority of Kenya
• Caribbean Financial Action Task Force
• Central Index Key
• Clawback
• Code of Conduct for Clearing and Settlement
• Commission de Surveillance du Secteur Financier
• Committee on Capital Markets Regulation
• Convention of disclosure
• Corporate Registers Forum
• Customer Identification Program

D

• Derivatives law
• Investigation Division of the Central Board of Direct Taxes
• Double default
• Durbin amendment

E

• E-file.lu
• Matthew Elderfield
• Enten controversy
• Error account
• European Committee for Banking Standards
• European Market Infrastructure Regulation

F

• FATF blacklist
• Finance Watch
• Financial Instrument Global Identifier
• Financial Market Infrastructure Act
• Financial repression
• Financial Stability Board
• Financial Stability Forum
• Financial Stability Institute
• Foreign exchange regulation
• Fund governance

G

• Global Forum on Transparency and Exchange of Information for Tax Purposes
• Group of Thirty

H

• Hedge Fund Standards Board

I

• International Accounting Standards Board
• International Association of Insurance Supervisors
• International Bank Account Number
• International Centre for Financial Regulation
• International Financial Reporting Standards
• International Forum of Sovereign Wealth Funds
• International Organization of Securities Commissions
• International Securities Identification Number
• Investment Industry Regulatory Organization of Canada
• Irish Takeover Panel
• Islamic Financial Services Board
• ISO 4217
• ISO 9362
• ISO 10962
• ISO 15022
• ISO 20022

J

• Joint Forum

K

• Korea Deposit Insurance Corporation

L

• LabEx ReFi - European Laboratory on Financial Regulation
• Lamfalussy process
• Let Wall Street Pay for the Restoration of Main Street Bill
• Liikanen report
• Liquidity regulation
• Locate (finance)
• Loss given default

M

• Macroprudential regulation
• Markets in Financial Instruments Directive 2004
• MetLife Inc. v. Financial Stability Oversight Council
• Microprudential regulation
• Money laundering

N

• Naked short selling
• National numbering agency
• Patrick Neary
• Nepal Financial Reporting Standards
• North American Securities Administrators Association
• NSIN

O

• Office of Financial Research
• Office of the Director of Corporate Enforcement
• Office of the Superintendent of Financial Institutions
• Out-of-pocket expense

P

• Patriot Act, Title III, Subtitle A
• Personal Property Securities Register
• Prudential capital controls
• RG146
• Pump and dump

Q

• Qualified institutional buyer

R

• Regional Economic Intelligence Committee
• Regulatory technology

S

• Santiago Principles
• Selective disclosure
• Self-regulatory organization
• Short (finance)
• Short and distort
• Superannuation Complaints Tribunal
• Suspicious activity report
• Swiss Solvency Test
• Systemic Risk Council
• Systemically important financial institution
• Systemically important payment systems

T

• Target surplus

U

• Ukrainian Credit-Banking Union
• Uniform Investment Adviser Law Exam
• Unique Transaction Identifier

V

• Nicolas Véron

W

• World Pensions & Investments Forum