The Benjamin–Bona–Mahony equation has improved short-wavelength behaviour, as compared to the Korteweg–de Vries equation, and is another uni-directional wave equation with cnoidal wave solutions. Further, since the Korteweg–de Vries equation is an approximation to the Boussinesq equations for the case of one-way wave propagation, cnoidal waves are approximate solutions to the Boussinesq equations.
Korteweg–de Vries, and Benjamin–Bona–Mahony equations
Validity of several theories for periodic water waves, according to Le Méhauté (1976). The light-blue area gives the range of validity of cnoidal wave theory; light-yellow for Airy wave theory; and the dashed blue lines demarcate between the required order in Stokes' wave theory. The light-gray shading gives the range extension by numerical approximations using fifth-order stream-function theory, for high waves (H > ¼ Hbreaking).
The Korteweg–de Vries equation (KdV equation) can be used to describe the uni-directional propagation of weakly nonlinear and long waves—where long wave means: having long wavelengths as compared with the mean water depth—of surface gravity waves on a fluid layer. The KdV equation is a dispersive wave equation, including both frequency dispersion and amplitude dispersion effects. In its classical use, the KdV equation is applicable for wavelengths λ in excess of about five times the average water depth h, so for λ > 5 h; and for the periodτ greater than with g the strength of the gravitational acceleration. To envisage the position of the KdV equation within the scope of classical wave approximations, it distinguishes itself in the following ways:
Korteweg–de Vries equation — describes the forward propagation of weakly nonlinear and dispersive waves, for long waves with λ > 7 h.
Shallow water equations — are also nonlinear and do have amplitude dispersion, but no frequency dispersion; they are valid for very long waves, λ > 20 h.
Boussinesq equations — have the same range of validity as the KdV equation (in their classical form), but allow for wave propagation in arbitrary directions, so not only forward-propagating waves. The drawback is that the Boussinesq equations are often more difficult to solve than the KdV equation; and in many applications wave reflections are small and may be neglected.
Airy wave theory — has full frequency dispersion, so valid for arbitrary depth and wavelength, but is a linear theory without amplitude dispersion, limited to low-amplitude waves.
Stokes' wave theory — a perturbation-series approach to the description of weakly nonlinear and dispersive waves, especially successful in deeper water for relative short wavelengths, as compared to the water depth. However, for long waves the Boussinesq approach—as also applied in the KdV equation—is often preferred. This is because in shallow water the Stokes' perturbation series needs many terms before convergence towards the solution, due to the peaked crests and long flat troughs of the nonlinear waves. While the KdV or Boussinesq models give good approximations for these long nonlinear waves.
The KdV equation can be derived from the Boussinesq equations, but additional assumptions are needed to be able to split off the forward wave propagation. For practical applications, the Benjamin–Bona–Mahony equation (BBM equation) is preferable over the KdV equation, a forward-propagating model similar to KdV but with much better frequency-dispersion behaviour at shorter wavelengths. Further improvements in short-wave performance can be obtained by starting to derive a one-way wave equation from a modern improved Boussinesq model, valid for even shorter wavelengths.
Cnoidal wave profiles for three values of the elliptic parameter m.
: m = 0,
: m = 0.9 and
: m = 0.99999.
The cnoidal wave solutions of the KdV equation were presented by Korteweg and de Vries in their 1895 paper, which article is based on the PhD thesis by de Vries in 1894. Solitary wave solutions for nonlinear and dispersive long waves had been found earlier by Boussinesq in 1872, and Rayleigh in 1876. The search for these solutions was triggered by the observations of this solitary wave (or "wave of translation") by Russell, both in nature and in laboratory experiments. Cnoidal wave solutions of the KdV equation are stable with respect to small perturbations.
The surface elevation η(x,t), as a function of horizontal position x and time t, for a cnoidal wave is given by:
An important dimensionless parameter for nonlinear long waves (λ ≫ h) is the Ursell parameter:
For small values of U, say U < 5, a linear theory can be used, and at higher values nonlinear theories have to be used, like cnoidal wave theory. The demarcation zone between—third or fifth order—Stokes' and cnoidal wave theories is in the range 10–25 of the Ursell parameter. As can be seen from the formula for the Ursell parameter, for a given relative wave height H/h the Ursell parameter—and thus also the nonlinearity—grows quickly with increasing relative wavelength λ/h.
Based on the analysis of the full nonlinear problem of surface gravity waves within potential flow theory, the above cnoidal waves can be considered the lowest-order term in a perturbation series. Higher-order cnoidal wave theories remain valid for shorter and more nonlinear waves. A fifth-order cnoidal wave theory was developed by Fenton in 1979. A detailed description and comparison of fifth-order Stokes' and fifth-order cnoidal wave theories is given in the review article by Fenton.
Cnoidal wave descriptions, through a renormalisation, are also well suited to waves on deep water, even infinite water depth; as found by Clamond. A description of the interactions of cnoidal waves in shallow water, as found in real seas, has been provided by Osborne in 1994.
with s another integration constant. This is written in the form
The cubic polynomial f(η) becomes negative for large positive values of η, and positive for large negative values of η. Since the surface elevation η is real valued, also the integration constants r and s are real. The polynomial f can be expressed in terms of its rootsη1, η2 and η3:
Because f(η) is real valued, the three roots η1, η2 and η3 are either all three real, or otherwise one is real and the remaining two are a pair of complex conjugates. In the latter case, with only one real-valued root, there is only one elevation η at which f(η) is zero. And consequently also only one elevation at which the surface slopeη’ is zero. However, we are looking for wave like solutions, with two elevations—the wave crest and trough (physics)—where the surface slope is zero. The conclusion is that all three roots of f(η) have to be real valued.
Without loss of generality, it is assumed that the three real roots are ordered as:
Solution of the first-order ordinary-differential equation
Now, from equation (A) it can be seen that only real values for the slope exist if f(η) is positive. This corresponds with η2 ≤ η≤ η1, which therefore is the range between which the surface elevation oscillates, see also the graph of f(η). This condition is satisfied with the following representation of the elevation η(ξ):
in agreement with the periodic character of the sought wave solutions and with ψ(ξ) the phase of the trigonometric functions sin and cos. From this form, the following descriptions of various terms in equations (A) and (B) can be obtained:
Using these in equations (A) and (B), the following ordinary differential equation relating ψ and ξ is obtained, after some manipulations:
with the right hand side still positive, since η1 − η3 ≥ η1 − η2. Without loss of generality, we can assume that ψ(ξ) is a monotone function, since f(η) has no zeros in the interval η2 < η < η1. So the above ordinary differential equation can also be solved in terms of ξ(ψ) being a function of ψ:
where m is the so-called elliptic parameter, satisfying 0 ≤ m ≤ 1 (because η3 ≤ η2 ≤ η1).
If ξ = 0 is chosen at the wave crest η(0) = η1 integration gives
Fourth, from equations (A) and (B) a relationship can be established between the phase speedc and the roots η1, η2 and η3:
The relative phase-speed changes are depicted in the figure below. As can be seen, for m > 0.96 (so for 1 − m < 0.04) the phase speed increases with increasing wave height H. This corresponds with the longer and more nonlinear waves. The nonlinear change in the phase speed, for fixed m, is proportional to the wave height H. Note that the phase speed c is related to the wavelength λ and periodτ as:
Relative phase speed increase of cnoidal wave solutions for the Korteweg–de Vries equation as a function of 1−m, with m the elliptic parameter. The horizontal axis is on a logarithmic scale, from 10−6 to 100=1. The figure is for non-dimensional quantities, i.e. the phase speed c is made dimensionless with the shallow-water phase speed , and the wave height H is made dimensionless with the mean water depth h.
The cnoidal-wave solution of the KdV equation is:
Most often, the known wave parameters are the wave height H, mean water depth h, gravitational acceleration g, and either the wavelength λ or else the period τ. Then the above relations for λ, c and τ are used to find the elliptic parameter m. This requires numerical solution by some iterative method.
All quantities have the same meaning as for the KdV equation. The BBM equation is often preferred over the KdV equation because it has a better short-wave behaviour.
Details of the derivation
The derivation is analogous to the one for the KdV equation. The dimensionless BBM equation is, non-dimensionalised using mean water depth h and gravitational acceleration g:
This can be brought into the standard form
through the transformation:
but this standard form will not be used here.
Analogue to the drivation of the cnoidal wave solution for the KdV equation, periodic wave solutions η(ξ), with ξ = x−ct are considered Then the BBM equation becomes a third-order ordinary differential equation, which can be integrated twice, to obtain:
Which only differs from the equation for the KdV equation through the factor c in front of (η′)2 in the left hand side. Through a coordinate transformation β = ξ / the factor c may be removed, resulting in the same first-order ordinary differential equation for both the KdV and BBM equation. However, here the form given in the preceding equation is used. This results in a different formulation for Δ as found for the KdV equation:
The relation of the wavelength λ, as a function of H and m, is affected by this change in
For the rest, the derivation is analogous to the one for the KdV equation, and will not be repeated here.
The results are presented in dimensional form, for water waves on a fluid layer of depth h.
The cnoidal wave solution of the BBM equation, together with the associated relationships for the parameters is:
Parameter relations for cnoidal wave solutions of the Korteweg–de Vries equation. Shown is −log10 (1−m), with m the elliptic parameter of the complete elliptic integrals, as a function of dimensionless periodτ√g/h and relative wave heightH / h. The values along the contour lines are −log10 (1−m), so a value 1 corresponds with m = 1 − 10−1 = 0.9 and a value 40 with m = 1 − 10−40.
In this example, a cnoidal wave according to the Korteweg–de Vries (KdV) equation is considered. The following parameters of the wave are given:
Instead of the period τ, in other cases the wavelengthλ may occur as a quantity known beforehand.
First, the dimensionless period is computed:
which is larger than seven, so long enough for cnoidal theory to be valid. The main unknown is the elliptic parameter m. This has to be determined in such a way that the wave period τ, as computed from cnoidal wave theory for the KdV equation:
is consistent with the given value of τ; here λ is the wavelength and c is the phase speed of the wave. Further, K(m) and E(m) are complete elliptic integrals of the first and second kind, respectively. Searching for the elliptic parameter m can be done by trial and error, or by use of a numerical root-finding algorithm. In this case, starting from an initial guess minit = 0.99, by trial and error the answer
is found. Within the process, the wavelength λ and phase speed c have been computed:
showing a 3.8% increase due to the effect of nonlinear amplitudedispersion, which wins in this case from the reduction of phase speed by frequency dispersion.
Now the wavelength is known, the Ursell number can be computed as well:
which is not small, so linear wave theory is not applicable, but cnoidal wave theory is. Finally, the ratio of wavelength to depth is λ / h = 10.2 > 7, again indicating this wave is long enough to be considered as a cnoidal wave.
Further, for the same limit of m → 1, the complete elliptic integral of the first kind K(m) goes to infinity, while the complete elliptic integral of the second kind E(m) goes to one. This implies that the limiting values of the phase speed c and minimum elevelation η2 become:
Consequently, in terms of the width parameter Δ, the solitary wave solution to both the KdV and BBM equation is:
The width parameter, as found for the cnoidal waves and now in the limit m → 1, is different for the KdV and the BBM equation:
: KdV equation, and
: BBM equation.
But the phase speed of the solitary wave in both equations is the same, for a certain combination of height H and depth h.
For infinitesimal wave height the results of cnoidal wave theory are expected to converge towards those of Airy wave theory for the limit of long waves λ ≫ h. First the surface elevation, and thereafter the phase speed, of the cnoidal waves for infinitesimal wave height will be examined.
Then the hyperbolic-cosine terms, appearing in the Fourier series, can be expanded for small m ≪ 1 as follows:
with the nome q given by
The nome q has the following behaviour for small m:
Consequently, the amplitudes of the first terms in the Fourier series are:
So, for m ≪ 1 the Jacobi elliptic function has the first Fourier series terms:
And its square is
The free surface η(x,t) of the cnoidal wave will be expressed in its Fourier series, for small values of the elliptic parameter m. First, note that the argument of the cn function is ξ/Δ, and that the wavelength λ = 2 ΔK(m), so:
Further, the mean free-surface elevation is zero. Therefore, the surface elevation of small amplitude waves is
Also the wavelength λ can be expanded into a Maclaurin series of the elliptic parameter m, differently for the KdV and the BBM equation, but this is not necessary for the present purpose.
Note: The limiting behaviour for zero m—at infinitesimal wave height—can also be seen from:
but the higher-order term proportional to m in this approximation contains a secular term, due to the mismatch between the period of cn(z|m), which is 4 K(m), and the period 2π for the cosine cos(z). The above Fourier series for small m does not have this drawback, and is consistent with forms as found using the Lindstedt–Poincaré method in perturbation theory.
For infinitesimal wave height, in the limit m → 0, the free-surface elevation becomes:
So the wave amplitude is ½H, half the wave height. This is of the same form as studied in Airy wave theory, but note that cnoidal wave theory is only valid for long waves with their wavelength much longer than the average water depth.
The phase speed of a cnoidal wave, both for the KdV and BBM equation, is given by:
In this formulation the phase speed is a function of wave heightH and parameter m. However, for the determination of wave propagation for waves of infinitesimal height, it is necessary to determine the behaviour of the phase speed at constant wavelengthλ in the limit that the parameter m approaches zero. This can be done by using the equation for the wavelength, which is different for the KdV and BBM equation:
and using the above equations for the phase speed and wavelength, the factor H / m in the phase speed can be replaced by κh and m. The resulting phase speeds are:
The limiting behaviour for small m can be analysed through the use of the Maclaurin series for K(m) and E(m), resulting in the following expression for the common factor in both formulas for c:
so in the limit m → 0, the factor γ → −1⁄6. The limiting value of the phase speed for m ≪ 1 directly results.
The phase speeds for infinitesimal wave height, according to the cnoidal wave theories for the KdV equation and BBM equation, are
with κ = 2π / λ the wavenumber and κh the relative wavenumber. These phase speeds are in full agreement with the result obtained by directly searching for sine-wave solutions of the linearised KdV and BBM equations. As is evident from these equations, the linearised BBM equation has a positive phase speed for all κh. On the other hand, the phase speed of the linearised KdV equation changes sign for short waves with κh > . This is in conflict with the derivation of the KdV equation as a one-way wave equation.
Direct derivation from the full inviscid-flow equations
Undular bore and whelps near the mouth of Araguari River in north-eastern Brazil. View is oblique toward mouth from airplane at approximately 100 ft (30 m) altitude.
Cnoidal waves can be derived directly from the inviscid, irrotational and incompressible flow equations, and expressed in terms of three invariants of the flow, as shown by Benjamin & Lighthill (1954) in their research on undular bores. In a frame of reference moving with the phase speed, in which reference frame the flow becomes a steady flow, the cnoidal wave solutions can directly be related to the mass flux, momentum flux and energy head of the flow. Following Benjamin & Lighthill (1954)—using a stream function description of this incompressible flow—the horizontal and vertical components of the flow velocity are the spatial derivatives of the stream function Ψ(ξ,z): +∂zΨ and −∂ξΨ, in the ξ and z direction respectively (ξ = x−ct). The vertical coordinate z is positive in the upward direction, opposite to the direction of the gravitational acceleration, and the zero level of z is at the impermeable lower boundary of the fluid domain. While the free surface is at z = ζ(ξ); note that ζ is the local water depth, related to the surface elevation η(ξ) as ζ = h + η with h the mean water depth.
In this steady flow, the dischargeQ through each vertical cross section is a constant independent of ξ, and because of the horizontal bed also the horizontal momentum flux S, divided by the densityρ, through each vertical cross section is conserved. Further, for this inviscid and irrotational flow, Bernoulli's principle can be applied and has the same Bernoulli constant R everywhere in the flow domain. They are defined as:
For fairly long waves, assuming the water depth ζ is small compared to the wavelength λ, the following relation is obtained between the water depth ζ(ξ) and the three invariants Q, R and S:
with ρ the fluid density, is one of the infinite number of invariants of the KdV equation. This can be seen by multiplying the KdV equation with the surface elevation η(x,t); after repeated use of the chain rule the result is:
which is in conservation form, and is an invariant after integration over the interval of periodicity—the wavelength for a cnoidal wave. The potential energy is not an invariant of the BBM equation, but ½ρg [η2 + 1⁄6h2 (∂xη)2] is.
First the variance of the surface elevation in a cnoidal wave is computed. Note that η2 = −(1/λ) 0∫λH cn2(ξ/Δ|m) dx, cn(ξ/Δ|m) = cos ψ(ξ) and λ = 2 ΔK(m), so
The potential energy, both for the KdV and the BBM equation, is subsequently found to be
The infinitesimal wave-height limit (m → 0) of the potential energy is Epot = 1⁄16ρgH2, which is in agreement with Airy wave theory. The wave height is twice the amplitude, H = 2a, in the infinitesimal wave limit.