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Cosmological perturbation theory

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In physical cosmology, cosmological perturbation theory[1][2][3][4][5] is the theory by which the evolution of structure is understood in the Big Bang model. Cosmological perturbation theory may be broken into two categories: Newtonian or general relativistic. Each case uses its governing equations to compute gravitational and pressure forces which cause small perturbations to grow and eventually seed the formation of stars, quasars, galaxies and clusters. Both cases apply only to situations where the universe is predominantly homogeneous, such as during cosmic inflation and large parts of the Big Bang. The universe is believed to still be homogeneous enough that the theory is a good approximation on the largest scales, but on smaller scales more involved techniques, such as N-body simulations, must be used. When deciding whether to use general relativity for perturbation theory, note that Newtonian physics is only applicable in some cases such as for scales smaller than the Hubble horizon, where spacetime is sufficiently flat, and for which speeds are non-relativistic.

Because of the gauge invariance of general relativity, the correct formulation of cosmological perturbation theory is subtle. In particular, when describing an inhomogeneous spacetime, there is often not a preferred coordinate choice. There are currently two distinct approaches to perturbation theory in classical general relativity:

  • gauge-invariant perturbation theory based on foliating a space-time with hyper-surfaces, and
  • 1+3 covariant gauge-invariant perturbation theory based on threading a space-time with frames.

Newtonian perturbation theory[edit]

In this section, we will focus on the effect of matter on structure formation in the hydrodynamical fluid regime. This regime is useful because dark matter has dominated structure growth for most of the universe's history. In this regime, we are on sub-Hubble scales (where is the Hubble parameter) so we can take spacetime to be flat, and ignore general relativistic corrections. But these scales are above a cut-off, such that perturbations in pressure and density are sufficiently linear Next we assume low pressure so that we can ignore radiative effects and low speeds so we are in the non-relativistic regime.

The first governing equation follows from matter conservation – the continuity equation[6]

where is the scale factor and is the peculiar velocity. Although we don't explicitly write it, all variables are evaluated at time and the divergence is in comoving coordinates. Second, momentum conservation gives us the Euler equation

where is the gravitational potential. Lastly, we know that for Newtonian gravity, the potential obeys the Poisson equation

So far, our equations are fully nonlinear, and can be hard to interpret intuitively. It's therefore useful to consider a perturbative expansion and examine each order separately. We use the following decomposition

where is a comoving coordinate.

At linear order, the continuity equation becomes

where is the velocity divergence. And the linear Euler equation is

By combining the linear continuity, Euler, and Poisson equations, we arrive at a simple master equation governing evolution

where we defined a sound speed to give us a closure relation. This master equation admits wave solutions in which tell us how matter fluctuations grow over time due to a combination of competing effects – the fluctuation's self-gravity, pressure forces, the universe's expansion, and the background gravitational field.

Gauge-invariant perturbation theory[edit]

The gauge-invariant perturbation theory is based on developments by Bardeen (1980),[7] Kodama and Sasaki (1984)[8] building on the work of Lifshitz (1946).[9] This is the standard approach to perturbation theory of general relativity for cosmology.[10] This approach is widely used for the computation of anisotropies in the cosmic microwave background radiation[11] as part of the physical cosmology program and focuses on predictions arising from linearisations that preserve gauge invariance with respect to Friedmann-Lemaître-Robertson-Walker (FLRW) models. This approach draws heavily on the use of Newtonian like analogue and usually has as it starting point the FRW background around which perturbations are developed. The approach is non-local and coordinate dependent but gauge invariant as the resulting linear framework is built from a specified family of background hyper-surfaces which are linked by gauge preserving mappings to foliate the space-time. Although intuitive this approach does not deal well with the nonlinearities natural to general relativity.

1+3 covariant gauge-invariant perturbation theory[edit]

In relativistic cosmology using the Lagrangian threading dynamics of Ehlers (1971)[12] and Ellis (1971)[13] it is usual to use the gauge-invariant covariant perturbation theory developed by Hawking (1966)[14] and Ellis and Bruni (1989).[15] Here rather than starting with a background and perturbing away from that background one starts with full general relativity and systematically reduces the theory down to one that is linear around a particular background.[16] The approach is local and both covariant as well as gauge invariant but can be non-linear because the approach is built around the local comoving observer frame (see frame bundle) which is used to thread the entire space-time. This approach to perturbation theory produces differential equations that are of just the right order needed to describe the true physical degrees of freedom and as such no non-physical gauge modes exist. It is usual to express the theory in a coordinate free manner. For applications of kinetic theory, because one is required to use the full tangent bundle, it becomes convenient to use the tetrad formulation of relativistic cosmology. The application of this approach to the computation of anisotropies in cosmic microwave background radiation[17] requires the linearization of the full relativistic kinetic theory developed by Thorne (1980)[18] and Ellis, Matravers and Treciokas (1983).[19]

Gauge freedom and frame fixing[edit]

In relativistic cosmology there is a freedom associated with the choice of threading frame; this frame choice is distinct from the choice associated with coordinates. Picking this frame is equivalent to fixing the choice of timelike world lines mapped into each other. This reduces the gauge freedom; it does not fix the gauge but the theory remains gauge invariant under the remaining gauge freedoms. In order to fix the gauge a specification of correspondences between the time surfaces in the real universe (perturbed) and the background universe are required along with the correspondences between points on the initial spacelike surfaces in the background and in the real universe. This is the link between the gauge-invariant perturbation theory and the gauge-invariant covariant perturbation theory. Gauge invariance is only guaranteed if the choice of frame coincides exactly with that of the background; usually this is trivial to ensure because physical frames have this property.

Newtonian-like equations[edit]

Newtonian-like equations emerge from perturbative general relativity with the choice of the Newtonian gauge; the Newtonian gauge provides the direct link between the variables typically used in the gauge-invariant perturbation theory and those arising from the more general gauge-invariant covariant perturbation theory.

See also[edit]


  1. ^ Fry, J. N. (April 1984). "The Galaxy correlation hierarchy in perturbation theory". The Astrophysical Journal. 279: 499. Bibcode:1984ApJ...279..499F. doi:10.1086/161913.
  2. ^ Bharadwaj, Somnath (June 1994). "Perturbative growth of cosmological clustering. I: Formalism". The Astrophysical Journal. 428: 419. Bibcode:1994ApJ...428..419B. doi:10.1086/174254. ISSN 0004-637X.
  3. ^ Bharadwaj, Somnath (March 1996). "Perturbative Growth of Cosmological Clustering. II. The Two-Point Correlation". The Astrophysical Journal. 460: 28–50. arXiv:astro-ph/9511085. Bibcode:1996ApJ...460...28B. doi:10.1086/176950. S2CID 17179734.
  4. ^ Bharadwaj, Somnath (20 November 1996). "The Evolution of Correlation Functions in the Zeldovich Approximation and Its Implications for the Validity of Perturbation Theory". The Astrophysical Journal. 472 (1): 1–13. arXiv:astro-ph/9606121. Bibcode:1996ApJ...472....1B. doi:10.1086/178036.
  5. ^ Dodelson, Scott; Schmidt, Fabian (2020). Modern Cosmology (2 ed.). Academic Press. Bibcode:2020moco.book.....D. doi:10.1016/C2017-0-01943-2. ISBN 978-0-12-815948-4. S2CID 241570171.
  6. ^ Baumann, Daniel (2022). Cosmology. Cambridge University Press. doi:10.1017/9781108937092. ISBN 9781108838078.
  7. ^ Bardeen, James M. (1980-10-15). "Gauge-invariant cosmological perturbations". Physical Review D. 22 (8). American Physical Society (APS): 1882–1905. Bibcode:1980PhRvD..22.1882B. doi:10.1103/physrevd.22.1882. ISSN 0556-2821.
  8. ^ Kodama, Hideo; Sasaki, Misao (1984). "Cosmological Perturbation Theory". Progress of Theoretical Physics Supplement. 78. Oxford University Press (OUP): 1–166. Bibcode:1984PThPS..78....1K. doi:10.1143/ptps.78.1. ISSN 0375-9687.
  9. ^ Lifshitz E M (1946) J. Phys. (USSR), 10, 116
  10. ^ Mukhanov, V (1992). "Theory of cosmological perturbations". Physics Reports. 215 (5–6). Elsevier BV: 203–333. Bibcode:1992PhR...215..203M. doi:10.1016/0370-1573(92)90044-z. ISSN 0370-1573.
  11. ^ Hu W, Sugiyama N (1995). "Toward Understanding CMB Anisotropies and Their Implications". Physical Review D. 51 (6): 2599–2630. arXiv:astro-ph/9411008. Bibcode:1995PhRvD..51.2599H. doi:10.1103/PhysRevD.51.2599. PMID 10018735. S2CID 12811112.
  12. ^ Ehlers J (1971) General Relativity and Cosmology (Varenna), R K Sachs (Academic Press NY)
  13. ^ Ellis G F R, (1971) General Relativity and Cosmology(Varenna), R K Sachs (Academic Press NY)
  14. ^ Hawking S W (1966) ApJ. 145, 44
  15. ^ Ellis, G. F. R.; Bruni, M. (1989-09-15). "Covariant and gauge-invariant approach to cosmological density fluctuations". Physical Review D. 40 (6). American Physical Society (APS): 1804–1818. Bibcode:1989PhRvD..40.1804E. doi:10.1103/physrevd.40.1804. ISSN 0556-2821. PMID 10012011.
  16. ^ Tsagas, C. G.; Challinor, A; Maartens, R (2008). "Relativistic cosmology and large-scale structure". Physics Reports. 465 (2–3): 61–147. arXiv:0705.4397. Bibcode:2008PhR...465...61T. doi:10.1016/j.physrep.2008.03.003. ISSN 0370-1573. S2CID 119121482.
  17. ^ Maartens R, Gebbie T, Ellis GF (1999). "Cosmic microwave background anisotropies: Nonlinear dynamics". Physical Review D. 59 (8): 083506. arXiv:astro-ph/9808163. Bibcode:1999PhRvD..59h3506M. doi:10.1103/PhysRevD.59.083506. S2CID 119444449.
  18. ^ Thorne, Kip S. (1980-04-01). "Multipole expansions of gravitational radiation" (PDF). Reviews of Modern Physics. 52 (2). American Physical Society (APS): 299–339. Bibcode:1980RvMP...52..299T. doi:10.1103/revmodphys.52.299. ISSN 0034-6861.
  19. ^ Ellis, G.F.R; Treciokas, R; Matravers, D.R (1983). "Anisotropic solutions of the Einstein-Boltzmann equations. II. Some exact properties of the equations". Annals of Physics. 150 (2). Elsevier BV: 487–503. Bibcode:1983AnPhy.150..487E. doi:10.1016/0003-4916(83)90024-6. ISSN 0003-4916.


See physical cosmology textbooks.

External links[edit]

  • Ellis, George F. R.; van Elst, Henk (1999). "Cosmological models". In Marc Lachièze-Rey (ed.). Theoretical and Observational Cosmology: Proceedings of the NATO Advanced Study Institute on Theoretical and Observational Cosmology. Cargèse Lectures 1998. NATO Science Series: Series C. Vol. 541. Kluwer Academic. pp. 1–116. arXiv:gr-qc/9812046. Bibcode:1999ASIC..541....1E.