Definitions of fascism
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What constitutes a definition of fascism and fascist governments has been a complicated and highly disputed subject concerning the exact nature of fascism and its core tenets debated amongst historians, political scientists, and other scholars since Benito Mussolini first used the term in 1915.
A significant number of scholars agree that a "fascist regime" is foremost an authoritarian form of government, although not all authoritarian regimes are fascist. Authoritarianism is thus a defining characteristic, but most scholars will say that more distinguishing traits are needed to make an authoritarian regime fascist.
Similarly, fascism as an ideology is also hard to define. Originally, it referred to a totalitarian political movement linked with corporatism which existed in Italy from 1922 to 1943 under the leadership of Benito Mussolini. Many scholars use the word "fascism" without capitalization in a more general sense, to refer to an ideology (or group of ideologies) which was influential in many countries at many different times. For this purpose, they have sought to identify what Roger Griffin calls a "fascist minimum"—that is, the minimum conditions that a certain political movement must meet in order to be considered "fascist".
By fascist thinkers and movements
General Francisco Franco Bahamonde
General Franco,1938, interview with Henri Massis: "Fascism, since that is the word that is used, fascism presents, wherever it manifests itself, characteristics which are varied to the extent that countries and national temperaments vary. It is essentially a defensive reaction of the organism, a manifestation of the desire to live, of the desire not to die, which at certain times seizes a whole people. So each people reacts in its own way, according to its conception of life. Our rising, here, has a Spanish meaning! What can it have in common with Hitlerism, which was, above all, a reaction against the state of things created by the defeat, and by the abdication and the despair that followed it?"
Granted that the 19th century was the century of socialism, liberalism, democracy, this does not mean that the 20th century must also be the century of socialism, liberalism, democracy. Political doctrines pass; nations remain. We are free to believe that this is the century of authority, a century tending to the 'right', a Fascist century. If the 19th century were the century of the individual (liberalism implies individualism) we are free to believe that this is the 'collective' century, and therefore the century of the State.
The Fascist conception of the State is all-embracing; outside of it no human or spiritual values can exist, much less have value. Thus understood, Fascism is totalitarian, and the Fascist State—a synthesis and a unit inclusive of all values—interprets, develops, and potentiates the whole life of a people.
...everything in the state, nothing against the State, nothing outside the state.
Fascism is a religious conception in which man is seen in his immanent relationship with a superior law and with an objective Will that transcends the particular individual and raises him to conscious membership of a spiritual society. Whoever has seen in the religious politics of the Fascist regime nothing but mere opportunism has not understood that Fascism besides being a system of government is also, and above all, a system of thought.
Sergio Panunzio, a former syndicalist who was associated with Benito Mussolini, and who later became a leading fascist theorist, stated that the spirit of fascism was National Syndicalism as formulated by Mussolini before the battle of Vittorio Veneto.
What in fact is Fascism? A socialism emancipated from democracy. A trade unionism free of the chains that the class struggle had imposed on Italian labour. A methodical and successful will to bring together in a same fascio all the human factors of national production ... A determination to approach, to threat, to resolve the worker question in itself ... and to unite unions in corporations, to coordinate them, to incorporate the proletariat into the hereditary and traditional activities of the historical State of the Fatherland.
In his 1995 essay "Ur-Fascism", cultural theorist Umberto Eco lists fourteen general properties of fascist ideology. He argues that it is not possible to organise these into a coherent system, but that "it is enough that one of them be present to allow fascism to coagulate around it". He uses the term "Ur-fascism" as a generic description of different historical forms of fascism. The fourteen properties are as follows:
- "The Cult of Tradition", characterized by cultural syncretism, even at the risk of internal contradiction. When all truth has already been revealed by Tradition, no new learning can occur, only further interpretation and refinement.
- "The Rejection of modernism", which views the rationalistic development of Western culture since the Enlightenment as a descent into depravity. Eco distinguishes this from a rejection of superficial technological advancement, as many fascist regimes cite their industrial potency as proof of the vitality of their system.
- "The Cult of Action for Action's Sake", which dictates that action is of value in itself, and should be taken without intellectual reflection. This, says Eco, is connected with anti-intellectualism and irrationalism, and often manifests in attacks on modern culture and science.
- "Disagreement Is Treason" – Fascism devalues intellectual discourse and critical reasoning as barriers to action, as well as out of fear that such analysis will expose the contradictions embodied in a syncretistic faith.
- "Fear of Difference", which fascism seeks to exploit and exacerbate, often in the form of racism or an appeal against foreigners and immigrants.
- "Appeal to a Frustrated Middle Class", fearing economic pressure from the demands and aspirations of lower social groups.
- "Obsession with a Plot" and the hyping-up of an enemy threat. This often combines an appeal to xenophobia with a fear of disloyalty and sabotage from marginalized groups living within the society (such as the German elite's 'fear' of the 1930s Jewish populace's businesses and well-doings; see also anti-Semitism). Eco also cites Pat Robertson's book The New World Order as a prominent example of a plot obsession.
- Fascist societies rhetorically cast their enemies as "at the same time too strong and too weak." On the one hand, fascists play up the power of certain disfavored elites to encourage in their followers a sense of grievance and humiliation. On the other hand, fascist leaders point to the decadence of those elites as proof of their ultimate feebleness in the face of an overwhelming popular will.
- "Pacifism is Trafficking with the Enemy" because "Life is Permanent Warfare" – there must always be an enemy to fight. Both fascist Germany under Hitler and Italy under Mussolini worked first to organize and clean up their respective countries and then build the war machines that they later intended to and did use, despite Germany being under restrictions of the Versailles treaty to not build a military force. This principle leads to a fundamental contradiction within fascism: the incompatibility of ultimate triumph with perpetual war.
- "Contempt for the Weak", which is uncomfortably married to a chauvinistic popular elitism, in which every member of society is superior to outsiders by virtue of belonging to the in-group. Eco sees in these attitudes the root of a deep tension in the fundamentally hierarchical structure of fascist polities, as they encourage leaders to despise their underlings, up to the ultimate Leader who holds the whole country in contempt for having allowed him to overtake it by force.
- "Everybody is Educated to Become a Hero", which leads to the embrace of a cult of death. As Eco observes, "[t]he Ur-Fascist hero is impatient to die. In his impatience, he more frequently sends other people to death."
- "Machismo", which sublimates the difficult work of permanent war and heroism into the sexual sphere. Fascists thus hold "both disdain for women and intolerance and condemnation of nonstandard sexual habits, from chastity to homosexuality."
- "Selective Populism" – The People, conceived monolithically, have a Common Will, distinct from and superior to the viewpoint of any individual. As no mass of people can ever be truly unanimous, the Leader holds himself out as the interpreter of the popular will (though truly he dictates it). Fascists use this concept to delegitimize democratic institutions they accuse of "no longer represent[ing] the Voice of the People."
- "Newspeak" – Fascism employs and promotes an impoverished vocabulary in order to limit critical reasoning.
- a mass movement with multiclass membership in which prevail, among the leaders and the militants, the middle sectors, in large part new to political activity, organized as a party militia, that bases its identity not on social hierarchy or class origin but on a sense of comradeship, believes itself invested with a mission of national regeneration, considers itself in a state of war against political adversaries and aims at conquering a monopoly of political power by using terror, parliamentary politics, and deals with leading groups, to create a new regime that destroys parliamentary democracy;
- an 'anti-ideological' and pragmatic ideology that proclaims itself antimaterialist, anti-individualist, antiliberal, antidemocratic, anti-Marxist, is populist and anticapitalist in tendency, expresses itself aesthetically more than theoretically by means of a new political style and by myths, rites, and symbols as a lay religion designed to acculturate, socialize, and integrate the faith of the masses with the goal of creating a 'new man';
- a culture founded on mystical thought and the tragic and activist sense of life conceived of as the manifestation of the will to power, on the myth of youth as artificer of history, and on the exaltation of the militarization of politics as the model of life and collective activity;
- a totalitarian conception of the primacy of politics, conceived of as an integrating experience to carry out the fusion of the individual and the masses in the organic and mystical unity of the nation as an ethnic and moral community, adopting measures of discrimination and persecution against those considered to be outside this community either as enemies of the regime or members of races considered to be inferior or otherwise dangerous for the integrity of the nation;
- a civil ethic founded on total dedication to the national community, on discipline, virility, comradeship, and the warrior spirit;
- a single state party that has the task of providing for the armed defense of the regime, selecting its directing cadres, and organizing the masses within the state in a process of permanent mobilization of emotion and faith;
- a police apparatus that prevents, controls, and represses dissidence and opposition, including through the use of organized terror;
- a political system organized by hierarchy of functions named from the top and crowned by the figure of the 'leader,' invested with a sacred charisma, who commands, directs, and coordinates the activities of the party and the regime;
- corporative organization of the economy that suppresses trade union liberty, broadens the sphere of state intervention, and seeks to achieve, by principles of technocracy and solidarity, the collaboration of the 'productive sectors' under control of the regime, to achieve its goals of power, yet preserving private property and class divisions;
- a foreign policy inspired by the myth of national power and greatness, with the goal of imperialist expansion.
A. James Gregor
A. James Gregor, a professor of political science emeritus at the U.C. Berkeley, contended that fascism was a “variant of Sorelian syndicalism” which also included components of neo-idealism and elitist socialism. Gregor took the position that Stalinism and Fascist totalitarianism would have been impossible without the “transmogrified Marxism, that infilled both.” According to Gregor:
Fascism was a variant of classical Marxism, a belief system that pressed some themes argued by both Marx and Engels until they found expression in the form of ‘national syndicalism’ that was to animate the first Fascism.
Historian and political scientist Roger Griffin's definition of fascism focuses on the populist fascist rhetoric that argues for a "re-birth" of a conflated nation and ethnic people. According to Griffin
[F]ascism is best defined as a revolutionary form of nationalism, one that sets out to be a political, social and ethical revolution, welding the ‘people’ into a dynamic national community under new elites infused with heroic values. The core myth that inspires this project is that only a populist, trans-class movement of purifying, cathartic national rebirth (palingenesis) can stem the tide of decadence
Griffin writes that a broad scholarly consensus developed in English-speaking social sciences during the 1990s, around the following definition of fascism:
[Fascism is] a genuinely revolutionary, trans-class form of anti-liberal, and in the last analysis, anti-conservative nationalism. As such it is an ideology deeply bound up with modernization and modernity, one which has assumed a considerable variety of external forms to adapt itself to the particular historical and national context in which it appears, and has drawn a wide range of cultural and intellectual currents, both left and right, anti-modern and pro-modern, to articulate itself as a body of ideas, slogans, and doctrine. In the inter-war period it manifested itself primarily in the form of an elite-led "armed party" which attempted, mostly unsuccessfully, to generate a populist mass movement through a liturgical style of politics and a programme of radical policies which promised to overcome a threat posed by international socialism, to end the degeneration affecting the nation under liberalism, and to bring about a radical renewal of its social, political and cultural life as part of what was widely imagined to be the new era being inaugurated in Western civilization. The core mobilizing myth of fascism which conditions its ideology, propaganda, style of politics and actions is the vision of the nation's imminent rebirth from decadence.
Griffin argues that the above definition can be condensed into one sentence: "Fascism is a political ideology whose mythic core in its various permutations is a palingenetic form of populist ultra-nationalism." The word "palingenetic" in this case refers to notions of national rebirth.
Classical liberal economist and philosopher Friedrich Hayek, in his 1944 book The Road to Serfdom, argued that socialism and national socialism had similar intellectual roots. “Fascism is the stage reached after communism has proved an illusion.” He cited the following exemplary cases of socialist scholars: Werner Sombart was hailed as a Marxist and persecuted for his beliefs, but when he later rejected internationalism and pacifism in favor of German militarism and nationalism, he became an intellectual force for national socialism early on. Johann Plenge, another early national socialist intellectual, saw national socialism as a German adaptation of socialism. Paul Lensch was a socialist politician in the Reichstag who argued for central control of the economy and for militarism that became features of national socialism. He wrote that Western or English liberalism, which includes the ideas of freedom, community, and equality and rule by parliamentary democracy, was anathema in a true Germany, where power should belong to the whole, everyone is given his place, and one either obeys or commands. Oswald Spengler in his early writings advocated many of the ideas shared by German socialists at this time. Arthur Moeller van den Bruck, a patron saint of national socialism, per Hayek, claimed that World War I was a war between liberalism and socialism and that socialism lost. Like Plenge and Lensch, he saw national socialism as socialism adapted to the German character and undefiled by Western ideas of liberalism.
Dimitri Kitsikis, a Greek Turkologist and Sinologist, proposed a model of fascism in 1998 featuring 13 categories by which fascist ideologies, movements and establishments can be analyzed and contrasted with others:
- The idea of class and the importance of agrarianism
- Private ownership, the circulation of money, the regulation of the economy by the state, the idea of ethnic bourgeois class, economic self-sufficiency
- The nation and the difference between nation and state
- The attitude toward democracy and political parties
- The importance of political heroes, i.e. the charismatic leader
- The attitude toward tradition
- The attitude toward the individual and society
- The attitude toward equality and hierarchy
- The attitude toward women
- The attitude toward religion
- The attitude toward rationalism
- The attitude toward intellectualism and elitism
- The attitude toward the Third World[clarification needed]
Using this model, Kitsikis argued that Jean-Jacques Rousseau, philosopher and father of the French Revolution, laid the foundations of French Fascism. Kitsikis also applied the model to the Sendero Luminoso (Shining Path), a Peruvian communist party which claims to follow Maoism. The results of his analysis showed that the party's ideology satisfies all the criteria of nine categories (nine points), some of the criteria of three categories (1.5 points) and none of the criteria of one category (0 points). A total score of 10.5 out of a possible 13 shows that Shining Path actually follows a fascist ideology.
John Lukacs, Hungarian-American historian and Holocaust survivor, argues in the Hitler of History that there is no such thing as generic fascism, claiming that National Socialism and Italian Fascism were more different than similar and that, alongside communism, they were ultimately radical forms of populism.
Ernst Nolte, a German historian and Hegelian philosopher, defined fascism in 1965 as a reaction against other political movements, especially Marxism: "Fascism is anti-Marxism which seeks to destroy the enemy by the evolvement of a radically opposed and yet related ideology and by the use of almost identical and yet typically modified methods, always, however, within the unyielding framework of national self-assertion and autonomy."
Kevin Passmore, a history lecturer at Cardiff University, defines fascism in his 2002 book Fascism: A Very Short Introduction. His definition is directly descended from the view put forth by Ernesto Laclau, and is also informed by a desire to adjust for what he believes are shortcomings in Marxist, Weberian and other analyses of fascism:
Fascism is a set of ideologies and practices that seeks to place the nation, defined in exclusive biological, cultural, and/or historical terms, above all other sources of loyalty, and to create a mobilized national community. Fascist nationalism is reactionary in that it entails implacable hostility to socialism and feminism, for they are seen as prioritizing class or gender rather than nation. This is why fascism is a movement of the extreme right. Fascism is also a movement of the radical right because the defeat of socialism and feminism and the creation of the mobilized nation are held to depend upon the advent to power of a new elite acting in the name of the people, headed by a charismatic leader, and embodied in a mass, militarized party. Fascists are pushed towards conservatism by common hatred of socialism and feminism, but are prepared to override conservative interests - family, property, religion, the universities, the civil service - where the interests of the nation are considered to require it. Fascist radicalism also derives from a desire to assuage discontent by accepting specific demands of the labour and women's movements, so long as these demands accord with the national priority. Fascists seek to ensure the harmonization of workers' and women's interests with those of the nation by mobilizing them within special sections of the party and/or within a corporate system. Access to these organizations and to the benefits they confer upon members depends on the individual's national, political, and/or racial characteristics. All aspects of fascist policy are suffused with ultranationalism.
A form of political behavior marked by obsessive preoccupation with community decline, humiliation or victimhood and by compensatory cults of unity, energy and purity, in which a mass-based party of committed nationalist militants, working in uneasy but effective collaboration with traditional elites, abandons democratic liberties and pursues with redemptive violence and without ethical or legal restraints goals of internal cleansing and external expansion.
In the same book, Paxton also argues that fascism's foundations lie in a set of "mobilizing passions" rather than an elaborated doctrine. He argues these passions can explain much of the behaviour of fascists:
- a sense of overwhelming crisis beyond the reach of any traditional solutions.
- the primacy of the group, toward which one has duties superior to every right, whether individual or universal, and the subordination of the individual to it.
- the belief that one’s group is a victim, a sentiment that justifies any action, without legal or moral limits, against its enemies, both internal and external.
- dread of the group’s decline under the corrosive effects of individualistic liberalism, class conflict, and alien influences.
- the need for closer integration of a purer community, by consent if possible, or by exclusionary violence if necessary.
- the need for authority by natural chiefs (always male), culminating in a national chieftain who alone is capable of incarnating the group’s historical destiny.
- the superiority of the leader’s instincts over abstract and universal reason.
- the beauty of violence and the efficacy of will, when they are devoted to the group’s success.
- the right of the chosen people to dominate others without restraint from any kind of human or divine law, right being decided by the sole criterion of the group’s prowess within a Darwinian struggle.
Stanley G. Payne
Historian of fascism Stanley G. Payne created a lengthy list of characteristics to identify fascism in 1995: in summary form, there are three main strands. First, Payne's "fascist negations" refers to such typical policies as anti-communism and anti-liberalism. Second, "fascist goals" include a nationalist dictatorship and an expanded empire. Third, "fascist style", is seen in its emphasis on violence and authoritarianism, and its exultation of men above women, and young above old.
- A. Ideology and Goals:
- Espousal of an idealist, vitalist, and voluntaristic philosophy, normally involving the attempt to realize a new modern, self-determined, and secular culture
- Creation of a new nationalist authoritarian state not based on traditional principles or models
- Organization of a new highly regulated, multiclass, integrated national economic structure, whether called national corporatist, national socialist, or national syndicalist
- Positive evaluation and use of, or willingness to use, violence and war
- The goal of empire, expansion, or a radical change in the nation's relationship with other powers
- B. The Fascist Negations:
- Anticonservatism (though with the understanding that fascist groups were willing to undertake temporary alliances with other sectors, more commonly with the right)
- C. Style and Organization:
- Attempted mass mobilization with militarization of political relationships and style and with the goal of a mass single party militia
- Emphasis on aesthetic structure of meetings, symbols, and political liturgy, stressing emotional and mystical aspects
- Extreme stress on the masculine principle and male dominance, while espousing a strongly organic view of society
- Exaltation of youth above other phases of life, emphasizing the conflict of the generations, at least in effecting the initial political transformation
- Specific tendency toward an authoritarian, charismatic, personal style of command, whether or not the command is to some degree initially elective
Zeev Sternhell, a historian and professor of political science, described Fascism as a reaction against modernity and a backlash against the changes it had caused to society, as a "rejection of the prevailing systems: liberalism and Marxism, positivism and democracy." At the same time, Sternhell argued that part of what made Fascism unique was that it wanted to retain the benefits of progress and modernism while rejecting the values and social changes that had come with it; Fascism embraced liberal market-based economics and the violent revolutionary rhetoric of Marxism, but rejected their philosophical principles.
John Weiss, a Wayne State University history professor, described fascist ideas in his 1967 book, The Fascist Tradition: Radical Right-Wing Extremism in Modern Europe: organicist conceptions of community, philosophical idealism, idealization of "manly" (usually peasant or village) virtues, resentment of mass democracy, elitist conceptions of political and social leadership, racism (and usually anti-Semitism), militarism and Imperialism.
Marxists argue that fascism represents the last attempt of a ruling class (specifically, the capitalist bourgeoisie) to preserve its grip on power in the face of an imminent proletarian revolution. Fascist movements are not necessarily created by the ruling class, but they can only gain political power with the help of that class and with funding from big business. Once in power, the fascists serve the interests of their benefactors.
Delivering an official report to the 7th World Congress of the Communist Third International in August 1935, Bulgarian Communist leader Georgi Dimitrov cited the definition of fascism formulated with the help of Clara Zetkin at the Third Plenum as "the open, terrorist dictatorship of the most reactionary, most chauvinistic, and most imperialist elements of finance capital".
According to Dimitrov:
"Fascism is not a form of state power "standing above both classes -- the proletariat and the bourgeoisie," as Otto Bauer, for instance, has asserted. It is not "the revolt of the petty bourgeoisie which has captured the machinery of the state," as the British Socialist Brailsford declares. No, fascism is not a power standing above class, nor government of the petty bourgeoisie or the lumpen-proletariat over finance capital. Fascism is the power of finance capital itself. It is the organization of terrorist vengeance against the working class and the revolutionary section of the peasantry and intelligentsia. In foreign policy, fascism is jingoism in its most brutal form, fomenting bestial hatred of other nations.... The development of fascism, and the fascist dictatorship itself, assume different forms in different countries, according to historical, social and economic conditions and to the national peculiarities, and the international position of the given country."
In Trotsky’s posthumously published 1944 tract, Fascism: What It Is and How to Fight It, he noted: "The historic function of fascism is to smash the working class, destroy its organizations, and stifle political liberties when the capitalists find themselves unable to govern and dominate with the help of democratic machinery." Amadeo Bordiga argued that fascism is merely another form of bourgeois rule, on the same level as bourgeois democracy or traditional monarchy, and that it is not particularly reactionary or otherwise exceptional.
An early study of fascism was written by Clara Zetkin for the Third Plenum in 1923:
"Fascism is the concentrated expression of the general offensive undertaken by the world bourgeoisie against the proletariat.... fascism [is] an expression of the decay and disintegration of the capitalist economy and as a symptom of the bourgeois state’s dissolution. We can combat fascism only if we grasp that it rouses and sweeps along broad social masses who have lost the earlier security of their existence and with it, often, their belief in social order.... It will be much easier for us to defeat Fascism if we clearly and distinctly study its nature. Hitherto there have been extremely vague ideas upon this subject not only among the large masses of the workers, but even among the revolutionary vanguard of the proletariat and the Communists.... The Fascist leaders are not a small and exclusive caste; they extend deeply into wide elements of the population.
By other antifascists
Fascism, at any rate the German version, is a form of capitalism that borrows from Socialism just such features as will make it efficient for war purposes... It is a planned system geared to a definite purpose, world-conquest, and not allowing any private interest, either of capitalist or worker, to stand in its way.
Writing for the Tribune in 1944, Orwell stated:
...It is not easy, for instance, to fit Germany and Japan into the same framework, and it is even harder with some of the small states which are describable as Fascist. It is usually assumed, for instance, that Fascism is inherently warlike, that it thrives in an atmosphere of war hysteria and can only solve its economic problems by means of war preparation or foreign conquests. But clearly this is not true of, say, Portugal or the various South American dictatorships. Or again, antisemitism is supposed to be one of the distinguishing marks of Fascism; but some Fascist movements are not antisemitic. Learned controversies, reverberating for years on end in American magazines, have not even been able to determine whether or not Fascism is a form of capitalism. But still, when we apply the term ‘Fascism’ to Germany or Japan or Mussolini's Italy, we know broadly what we mean.
Franklin D. Roosevelt
American statesman Franklin D. Roosevelt, who led the US into war with the fascist Axis powers, wrote about fascism:
The first truth is that the liberty of a democracy is not safe if the people tolerate the growth of private power to a point where it becomes stronger than their democratic state itself. That, in its essence, is fascism — ownership of government by an individual, by a group, or by any other controlling private power.
Fascist as insult
Some have argued that the terms fascism and fascist have become hopelessly vague since the World War II period, and that today it is little more than a pejorative used by supporters of various political views to insult their opponents. The word fascist is sometimes used to denigrate people, institutions, or groups that would not describe themselves as ideologically fascist, and that may not fall within the formal definition of the word. As a political epithet, fascist has been used in an anti-authoritarian sense to emphasize the common ideology of governmental suppression of individual freedom. In this sense, the word fascist is intended to mean oppressive, intolerant, chauvinist, genocidal, dictatorial, racist, or aggressive. George Orwell wrote in 1944:
...the word ‘Fascism’ is almost entirely meaningless. In conversation, of course, it is used even more wildly than in print. I have heard it applied to farmers, shopkeepers, Social Credit, corporal punishment, fox-hunting, bull-fighting, the 1922 Committee, the 1941 Committee, Kipling, Gandhi, Chiang Kai-Shek, homosexuality, Priestley's broadcasts, Youth Hostels, astrology, women, dogs and I do not know what else ... Except for the relatively small number of Fascist sympathisers, almost any English person would accept ‘bully’ as a synonym for ‘Fascist’. That is about as near to a definition as this much-abused word has come.
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