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Ethnomusicology is the study of music from the cultural and social aspects of the people who make it. It encompasses distinct theoretical and methodical approaches that emphasize cultural, social, material, cognitive, biological, and other dimensions or contexts of musical behavior, in addition to the sound component.
Folklorists, who began preserving and studying folklore music in Europe and the US in the 19th century, are considered the precursors of the field prior to the Second World War. The term ethnomusicology is said to have been first coined by Jaap Kunst from the Greek words ἔθνος (ethnos, "nation") and μουσική (mousike, "music"), It is often defined as the anthropology or ethnography of music, or as musical anthropology. During its early development from comparative musicology in the 1950s, ethnomusicology was primarily oriented toward non-Western music, but for several decades it has included the study of all and any musics of the world (including Western art music and popular music) from anthropological, sociological and intercultural perspectives. Bruno Nettl once characterized ethnomusicology as a product of Western thinking, proclaiming that "ethnomusicology as western culture knows it is actually a western phenomenon"; in 1992, Jeff Todd Titon described it as the study of "people making music".
Stated broadly, ethnomusicology may be described as a holistic investigation of music in its cultural contexts. Combining aspects of folklore, psychology, cultural anthropology, linguistics, comparative musicology, music theory, and history, ethnomusicology has adopted perspectives from a multitude of disciplines. This disciplinary variety has given rise to many definitions of the field, and attitudes and foci of ethnomusicologists have evolved since initial studies in the area of comparative musicology in the early 1900s. When the field first came into existence, it was largely limited to the study of non-Western music—in contrast to the study of Western art music, which had been the focus of conventional musicology. In fact, the field was referred to early in its existence as "comparative musicology," defining Western musical traditions as the standard to which all other musics were compared, though this term fell out of use in the 1950s as critics for the practices associated with it became more vocal about ethnomusicology's distinction from musicology. Over time, the definition broadened to include study of all the musics of the world according to certain approaches.
While there is not a single, authoritative definition for ethnomusicology, a number of constants appear in the definitions employed by leading scholars in the field. It is agreed upon that ethnomusicologists look at music from beyond a purely sonic and historical perspective, and look instead at music within culture, music as culture, and music as a reflection of culture. In addition, many ethnomusicological studies share common methodological approaches encapsulated in ethnographic fieldwork, often conducting primary fieldwork among those who make the music, learning languages and the music itself, and taking on the role of a participant observer in learning to perform in a musical tradition, a practice Mantle Hood termed "bi-musicality". Musical fieldworkers often also collect recordings and contextual information about the music of interest. Thus, ethnomusicological studies do not rely on printed or manuscript sources as the primary source of epistemic authority.
While the traditional subject of musicology has been the history and literature of Western art music, ethnomusicology was developed as the study of all music as a human social and cultural phenomenon. Oskar Kolberg is regarded as one of the earliest European ethnomusicologists as he first began collecting Polish folk songs in 1839 (Nettl 2010, 33). Comparative musicology, the primary precursor to ethnomusicology, emerged in the late 19th century and early 20th century. The International Musical Society in Berlin in 1899 acted as one of the first centers for ethnomusicology. Comparative musicology and early ethnomusicology tended to focus on non-Western music, but in more recent years, the field has expanded to embrace the study of Western music from an ethnographic standpoint.
The International Council for Traditional Music (founded 1947) and the Society for Ethnomusicology (founded 1955) are the primary international academic organizations for advancing the discipline of ethnomusicology.
Ethnomusicologists have offered varying definitions of the field. More specifically, scholars debate what constitutes ethnomusicology. Bruno Nettl distinguishes between discipline and field, believing ethnomusicology is the latter. There are multiple approaches to and challenges of the field. Some approaches reference "musical areas" like "musical synthesis in Ghana" while others emphasize "a study of culture through the avenue of music, to study music as social behavior." The multifaceted and dynamic approaches to ethnomusicology allude to how the field has evolved. The primary element that distinguishes ethnomusicology from musicology is the expectation that ethnomusicologists engage in sustained, diachronic fieldwork as their primary source of data.
There are many individuals and groups who can be connected to ethnomusicology. According to Merriam, some of these groups are "players of ethnic music," "music educators," "those who see ethnic music in the context of a global view of music, vis a vis, particularly, the study of Western "classical" music," "made up of persons with a variety of interests, all of which are in some sense "applied" like "professional ethnomusicologists," music therapists, the "musicologists" and the "anthropologist."
Folklore and folklorists were the precursors to the field of ethnomusicology prior to WWII. They laid a foundation of interest in the preservation and continuation of the traditional folk musics of nations and an interest in the differences between the musics of various nations. Folklorists approached folklore through comparative methods, seeking to prove that folk music was simple but reflected the lives of the lower classes.
Folklore is defined as "traditional customs, tales, sayings, dances, or art forms preserved among a people." Bruno Nettl, an ethnomusicologist, defines folk music as "...the music in oral tradition found in those areas dominated by high cultures." This definition can be simplified to the traditional music of a certain people within a country or region.
Folkloric studies were partly motivated by nationalism and the search for national identities. Southern and Eastern European composers incorporated folk music into their compositions to instil sentiments of nationalism in their audiences. Examples of such composers are Leoš Janáček, Edvard Grieg, Jean Sibelius, Béla Bartók, and Nikolai Rimsky-Korsakov. As Helen Meyers puts it, "Nationalist composers throughout Europe turned to peasant song to enrich the classical musical idiom of their country." In the United States, the preservation of folk music was part of a search for a sense of national tradition in the face of striking regional diversity.
"The collecting projects of southern and eastern Europeans of the second half of the 19th century were largely contributions to folkloric studies. These collectors feared that entire repertories were on the point of extinction, repertories that were thought a proper base for nationalist styles of art music. Early collectors were motivated by musical nationalism, theories of self-determination, and by hope for a musical rationale for a pan-Slavic identity...eastern Europeans explored their own linguistic setting, amassing large collections, thousands of song texts and, later, tunes, which they sought to classify and compare." The most well-known eastern European collectors were Béla Bartók (Hungary), Constantin Brăiloiu (Romania), Klement Kvitka (Ukraine), Adolf Chybinski (Poland), and Vasil Stoin (Bulgaria).
In 1931, Béla Bartók published an essay detailing his study of what he refers to as "Peasant music" which "...connotes...all the tunes which endure among the peasant class of any nation, in a more or less wide area and for a more or less long period, and constitute a spontaneous expression of the musical feeling of that class." Bartok takes a comparative approach in his investigation of Hungarian folk music and believes that peasant music is primitive when compared to the music of the educated class.
In North America, state folklore societies were founded in the early 20th century and were dedicated to the collection and preservation of Old World folksong, i.e. music that came from Europe, Africa, or places outside of the U.S. during the settlement of the U.S. by colonizers; Native American music was also included in these societies. "In 1914 the US Department of Education instigated a rescue mission for ballads and folksongs, stimulating an era of collecting by local enthusiasts and academics that lasted through the Depression until World War II."
Cecil Sharp, a lawyer turned musician, greatly contributed to the collection and preservation of British folk songs found in Appalachia. His interest in folk music began in 1903, when he discovered that a large amount of native folk song survived in England and published Folk Songs from Somerset (1904–1909). After he studied traditional English folk song in England, he traveled to the Appalachia region with his collaborator Maud Karpeles of the United States of America three times between the years 1916 and 1918 and discovered around 1,600 English tunes and variants.
In 1909 Olive Dame Campbell traveled to the Appalachia region of the U.S. from Massachusetts and discovered that the ballads sung by the residents had strong ties to English and Scots-Irish folk songs. This region of the United States preserved these old folk songs because it was isolated from the city centers of the original thirteen colonies. She collected ballads by having people sing them to her while she recorded them on a phonograph and transcribed them. She worked with Cecil Sharp and published the ballads that she had collected in English Folk Songs from the Southern Appalachians.
A controversy in the field of musicology arose surrounding Negro Spirituals. A musical spiritual is defined as "a religious song usually of a deeply emotional character that was developed especially among blacks in the southern U.S." The controversy revolved around whether the spirituals originated solely from Africa or if they were influenced by European music. Richard Wallaschek claimed that Negro Spirituals were merely imitations of European song, starting the debate on the subject. Erich von Hornbostel concluded that African and European musics were constructed on different principles and therefore could not be combined. The white origin theory argued that black music had been influenced by Anglo-American song and constituted an integral part of the British tradition. Melville J. Herskovits and his student Richard A. Waterman discovered that "European and African forms had blended to produce new genres bearing features of both parent musics. European and African music...have many features in common, among them diatonic scales and polyphony. When these two musics met, during the slave era, it was natural for them to blend..." Negro Spirituals were the first black musical genre comprehensively studied by scholars.
The interest in folklore did not end with the folklorists before World War II. After World War II, the International Folk Music Council was founded and was later renamed the International Council for Traditional Music. In 1978, Alan Lomax sought to classify and compare the music of world cultures through a system he named Cantometrics. This goal began with his idea that singing is a universal characteristic and therefore all musics of the world should have some comparable characteristics. Lomax believed that human migration could be tracked through songs; when a certain culture's song or style is heard in another geographical region, it signifies that the two cultures interacted at some point. Lomax thought that all folk song styles vary with, and can be compared using, several categories, which include: productive range, political level, level of stratification of class, severity of sexual mores, balance of dominance between male and female, and the level of social cohesiveness. He compared vocal performances through a set of characteristics, some of which are 'raspiness', the use of meaningful words, and the use of meaningful syllables.
Comparative musicology is known as the cross-cultural study of music. Once referred to as "Musikologie", comparative musicology emerged in the late 19th century in response to the works of Komitas Keworkian (also known as Komitas Vardapet or Soghomon Soghomonian.) A precedent to modern ethnomusicological studies, comparative musicology seeks to look at music throughout world cultures and their respective histories. Similarly to comparative linguistics, comparative musicology seeks to classify music of global cultures, illustrate their geographic distribution, explain universal musical trends, and understand the causation concerning the creation and evolution of music. Developed throughout the early 20th century, the term "comparative musicology" emerged in an 1885 publication by Guido Adler, who added the term "comparative" to musicology to describe works by scholars such as Alexander J. Ellis, whose academic process was founded in cross-cultural comparative studies. As one of four subdivisions of systematic musicology, "comparative musicology" was once described by Adler himself as the task of "comparing tonal products, in particular the folk songs of various peoples, countries, and territories, with an ethnographic purpose in mind, grouping and ordering these according to...their characteristics".
Comparative musicology is typically thought to have been inspired by the work of Komitas Vardapet, an Armenian priest, musicology and choirmaster, who began his work studying in Berlin. His work primarily focused on the transcription of nearly 4000 pieces of Armenian, Turkish, and Kurdish folk music. His efforts to categorize and classify various music inspired others to do the same. This included Guido Adler, a Bohemian-Austrian musicologist and professor at the German University of Prague, Bohemia, who officially coined the term "vergleichende Musikwissenschaft" (translated: comparative music science) in 1885 in response to the emergence of new academic methods of studying music. Around the same time of Adler's development of the terminology associated with the study, the work of Alexander J. Ellis, who focused primarily on developing the cents system, was emerging as the foundation of the comparative elements of musicology. This cents system allowed from precise delineation of particular measurements denoted from pitch denoted as "hundredths of an equal-tempered semitone". Ellis also established a general definition for the pitch of a musical note, which he noted as "the number of...complete vibrations...made in each second by a particle of air while the note is heard".
Other contemporaries of Komitas, Ellis, and Adler included Erich von Hornbostel, and Carl Stumpf, who are typically credited with establishing comparative musicology as an official field separate from musicology itself. Von Hornbostel, who once stated that Ellis was the "true founder of comparative scientific musicology.", was an Austrian scholar of music, while Stumpf was a German philosopher and psychologist. Together with Otto Abraham, they founded the "Berlin School of Comparative Musicology". Despite working together, Stumpf and Hornbostel had very different ideas regarding the foundation of the school. As Stumpf focused primarily from a psychological perspective, his position was founded in the belief of "unity of the human mind"; his interests were on sensual experiences of tones and intervals and their respective ordering. In addition, his studies focused on testing his hypothesis of perceived fusion of tones. On the other hand, Hornbostel adopted Stumpf's assignment, but rather approached the topic from his systematic and theoretical perspective, and did not concern himself with others. Through the institution, additional scholars such as Curt Sachs, Mieczyslaw Kolinski, George Herzog and Jaap Kunst (who first coined the term "ethno-musicology" in a 1950 article) further expanded the field of comparative musicology. Additionally Hungarian composer Béla Bartók was conducting his own comparative studies at the time, focusing primarily on Hungarian (and other) folk music, in addition to the influence of European popular music on musical folk-lore of that particular geographic region.
Eventually, comparative musicology began experiencing changes. Following the Second World War, issues regarding the ethical contexts of comparative musicology began to emerge. As comparative musicology was founded primarily in Europe, most scholars based their comparisons in Western music. In an effort to adjust the Western bias present in their studies, academics such as Jaap Kunst began adjusting their approaches in analysis and fieldwork to become more globally focused. In the 1950s, comparative musicology continued to evolve to become ethnomusicology, but still remains today a field focused primarily on comparative studies in music.
Beginnings and early history
Ethnomusicology has evolved both in terminology and ideology since its formal inception in the late 19th century. Although practices paralleling ethnomusicological work have been noted throughout colonial history, an Armenian priest known as Komitas Vardapet is considered one of the pioneers to ethnomusicology's rise to prominence in 1896. While studying in Berlin at Frederick William University and attending the International Music Society, Vardapet transcribed over 3000 pieces of music. In his notes, he emphasized cultural and religious elements as well as social aspects of music and poetry. Inspired by these thoughts, many Western European nations began to transcribe and categorize music based on ethnicity and culture. Inspired by these thoughts, many Western European nations began to put many ethnic and cultural pieces of music onto paper and separate them. It was known very briefly in the 1880s as "Musikologie" or "Musikgesellschaft," then "comparative musicology" until around 1950, at which point the term "ethno-musicology" was introduced to provide an alternative term to the traditional practices of comparative musicology. In 1956 the hyphen was removed with ideological intent to signify the discipline's validity and independence from the fields of musicology and anthropology. These changes to the field's name paralleled its internal shifts in ideological and intellectual emphasis.
Comparative musicology, an initial term intended to differentiate what would become ethnomusicology and musicology, was the area of study concerned with utilizing methods of acoustics to measure pitches and intervals, quantitatively comparing different kinds of music. Because of the high density of Europeans and Euro-Americans engaged with the area's research, comparative musicology primarily surveyed the music of non-Western oral folk traditions and then compared them against western conceptions of music. After 1950, scholars sought to define the field more broadly and to eradicate these notions of ethnocentrism inherent to the study of comparative musicology; for example, Polish scholar Mieczyslaw Kolinski proposed that scholars in the field focus on describing and understanding musics within their own contexts. Kolinski also urged the field to move beyond ethnocentrism even as the term ethnomusicology grew in popularity as a replacement for what was once described by comparative musicology. He noted in 1959 that the term ethnomusicology limited the field, both by imposing "foreignness" from a western standpoint and therefore excluding the study of western music with the same attention to cultural context that is given to otherized traditions, and by containing the field within anthropological problems rather than extending musical study to limitless disciplines within the humanities and the social sciences. Throughout critical developmental years in the 50s and 60s, ethnomusicologists shaped and legitimized the fledgling field through discussions of the responsibilities of ethnomusicologists and the ethical implications of ethnomusicological study, articulations of ideology, suggestions for practical methods of research and analysis, and definitions of music itself. It was also at this time that the emphasis of ethnomusicological work shifted from analysis to fieldwork, and the field began to develop research methods to center fieldwork over the traditional "armchair" work.
In 1960, Mantle Hood established the Institute of Ethnomusicology at the University of California at Los Angeles, largely legitimizing the field and solidifying its position as an academic discipline.
In the 1970s, ethnomusicology was becoming more well known outside of the small circle of scholars who had founded and fostered the early development of the field. The influence of ethnomusicology spread to composers, music therapists, music educators, anthropologists, musicologists, and even popular culture. Ethnomusicology and its academic rigor lent newfound legitimacy, as well as useful theoretical and methodological frameworks, to projects that attempted to record, document, study, and/or compare musics from around the world. Alan Merriam classified these ethnomusicological participants in four groups:
- 1) Performers of ethnic music, including anyone at all who learns to play an instrument from another culture: This group grew considerably during the 1970s due to increased awareness of and interest in ethnic music, partly assisted by the dissemination of records. These performers range from self-taught amateurs to experienced graduates of university world music programs.
- 2) Teachers, usually primary or secondary, who teach the appreciation and performance of "ethnic" music: This group, along with the first, proliferated rapidly during the 1970s, aided in part by the October 1972 issue of the Music Educators Journal, a special issue entitled Music in World Cultures, which included a bibliography, discography, and filmography to aid teachers of the world's musics. These teachers are not necessarily ethnomusicologists, but are nonetheless advancing some of the aims of the field.
- 3) The musicological contingent: ethnomusicologists who study music in terms of the sound object (this can be in the form of performances, recordings, or transcriptions, and focuses on the pitch, rhythmic, formal, and harmonic content); cultural context, for these ethnomusicologists, assumes a secondary role.
- 4) The anthropological contingent: ethnomusicologists who focus on human beings with the stance that "music is culture" and "what musicians do is society."
One defining feature of this decade was the advent of anthropological influence within ethnomusicology. During this time, the discipline of ethnomusicology experienced a shift of focus away from musical data, such as pitch and formal structure, toward humans and human relationships. The incorporation of theoretical frameworks from the field of anthropology also led to an increasingly welcoming attitude towards accepting yet more fields of study, such as linguistics and psychology, into the broader pursuit of understanding music as it functions in (or "as") culture.
Throughout this decade, the tensions regarding comparative approaches continued to come into question in ethnomusicological circles. The introduction of Alan Lomax's system of cantometrics in the late 60s accounted for physical traits of vocal production like language/utterance, the distinctness of "singing voice" from speaking voice, use of intonation, ornamentation, and pitch, consistency of tempo and volume, and the length of melodic phrases, and also the social elements like the participation of the audience and the way a performance is structured; in this way, it intended to make the data of ethnomusicological research more quantifiable and grant it scientific legitimacy. However, the system also legitimized comparative methods, thus extending the debate regarding the ethics of a comparative approach.
The 1980s ushered in a heightened awareness of bias and representation in ethnomusicology, meaning that ethnomusicologists took into consideration the effects of biases they brought to their studies as (usually) outgroup members, as well as the implications of how they choose to represent the ethnography and music of the cultures they study. Historically, Western field workers dubbed themselves experts on foreign music traditions once they felt they had a handle on the music, but these scholars ignored differences in worldview, priority systems, and cognitive patterns, and thought that their interpretation was truth. This type of research contributed to a larger phenomenon called Orientalism."
It was also during that time that Clifford Geertz's concept of thick description spread from anthropology to ethnomusicology. In particular, ethnomusicologist Timothy Rice called for a more human-focused study of ethnomusicology, putting emphasis on the processes that bind music and society together in musical creation and performance. His model follows Alan Merriam's identification of the field as "the study of music in culture." Rice puts more focus on historical change as well as the role of the individual in music-making. In particular, Rice's model asks "how do people historically construct, socially maintain and individually create and experience music?" In addition to presenting new models of thought, Rice's ideas were also meant to unify the field of ethnomusicology into a more organized, cohesive field by providing an organized series of questions to address in the course of research.
Another concern that came to the forefront in the 1980s is known as reflexivity. The ethnomusicologist and his or her culture of study have a bidirectional, reflexive influence on one another in that it is possible not only for observations to affect the observer, but also for the presence of the observer to affect what they observe.
The awareness of the nature of oral tradition and the problems it poses for reliability of source came into discussion during the 1980s. The meaning of a particular song is in the kind of flux associated with any oral tradition, each successive performer bringing his or her own interpretation. Furthermore, regardless of original intended meaning, once a song is originally interpreted by the audience, recalled later in memory when recounting the performance to a researcher, interpreted by the researcher, and then interpreted by the researcher's audience, it can, and does, take on a variety of different meanings. The 1980s can be classified by the emergence of awareness of cultural bias, the reliability of different sources, and a general skepticism as regards the validity of the researcher's point of view and of the object of research itself.
By the late 1980s, the field of ethnomusicology had begun examining popular music and the effect of media on musics around the world. Several definitions of popular music exist but most agree that it is characterized by having widespread appeal. Peter Manuel adds to this definition by distinguishing popular music by its association with different groups of people, performances by musicians not necessarily trained or intellectual, and dispersion through broadcasting and recording. Theodor Adorno defined popular music by contrasting it from serious music, which is purposeful and generally cooperates within strictly structured rules and conventions. Popular music can operate less deliberately and focuses on creating a general effect or impression, usually focusing on emotion.
Although the music industry developed over several decades, popular music drew ethnomusicologists' attention by the 90s because a standardizing effect began to develop. The corporate nature surrounding popular music streamlined it into a framework that focused on slight deviations from the accepted norm, creating what Adorno calls "pseudo-individualism"; what the public would perceive as unique or organic would musically comply with standard, established musical conventions. Thus, a duality emerged from this standardization, an industry-driven manipulation of the public's tastes to give people what they want while simultaneously guiding them to it. In the case of rock music, while the genre may have grown out of politicized forces and another form of meaningful motivation, the corporate influence over popular music became integral to its identity that directing public taste became increasingly easier. Technological developments allowed for easy dispersion of western music, causing the dominance of western music into rural and urbanized areas across the globe. However, because popular music assumes such a corporatized role and therefore remains subject to a large degree of standardization, ambiguity exists whether the music reflects actual cultural values or those only of the corporate sector seeking economic profit. Because popular music developed such a dependent relationship with media and the corporations surrounding it, where record sales and profit indirectly shaped musical decisions, the superstar person became an important element of popular music. From the fame and economic success surrounding such superstars, subcultures continued to arise, such as the rock and punk movements, only perpetuated by the corporate machine that also shaped the musical aspect of popular music.
Musical interaction through globalization played a huge role in ethnomusicology in the 1990s. Musical change was increasingly discussed. Ethnomusicologists began looking into a 'global village', straying away from a specialized look at music within a specific culture. There are two sides to this globalization of music: on one hand it would bring more cultural exchange globally, but on the other hand it could facilitate the appropriation and assimilation of musics. Ethnomusicologists have approached this new combination of different styles of music within one music by looking at the musical complexity and the degree of compatibility. This Westernization and modernization of music created a new focus of study; ethnomusicologists began to look at how different musics interact in the 1990s.
By the 2000s, musicology (which had previously limited its focus almost exclusively to European art music), began to look more like ethnomusicology, with greater awareness of and consideration for sociocultural contexts and practices beyond analysis of art music compositions and biographical studies of major European composers.
Ethnomusicologists continued to deal with and consider the effects of globalization on their work. Bruno Nettl identifies Westernization and modernization as two concurrent and similar cultural trends that served to help streamline musical expression all over the world. While creeping globalization had an undeniable effect on cultural homogeneity, it also helped broaden musical horizons all over the world. Rather than simply lamenting the continuing assimilation of folk music of non-western cultures, many ethnomusicologists chose to examine exactly how non-western cultures dealt with the process of incorporating western music into their own practices to facilitate the survival of their previous traditions.
With the ongoing globalization of music, many genres influenced each other and elements from foreign music became more prevalent in mainstream popular music. Diaspora populations such as the Punjab population in England were studied due to the characteristics of their music showing signs of the effects of global media. Their music, like many other music of displaced cultures, was made up of elements from the folk music of their culture along with the popular music of their location. Through this process the idea of transnationalism in music occurred.
Additionally, postcolonial thought remained a focus of ethnomusicological literature. One example comes from Ghanaian ethnomusicologist Kofi Agawu; in Representing African Music: Postcolonial Notes, Queries, Positions, he details how the concept of "African rhythm" has been misrepresented – "African" music is not a homogenous body as it is often perceived by Western thought. Its differences from Western music are often considered deficiencies, and the emphasis on "African rhythm" prevalent throughout music scholarship prevents accurate comparison of other musical elements such as melody and harmony. Influenced by postcolonial thought theories, Agawu focuses on deconstructing the Eurocentric intellectual hegemony surrounding understanding African music and the notation of the music itself. Additionally, the new notational systems that have been developed specifically for African music further prevent accurate comparison due to the impossibility of applying these notations to Western music. Overall, Agawu implores scholars to search for similarities rather than differences in their examinations of African music, as a heightened exploration of similarities would be much more empowering and intellectually satisfying. This means by reexamining the role of European (through colonialism and imperialism) and other cultural influences have had on the history of "African" music as individual nations, tribes, and collectively as a continent. The emphasis on difference within music scholarship has led to the creation of "default grouping mechanisms" that inaccurately convey the music of Africa, such as claims that polymeter, additive rhythm and cross rhythm are prevalent throughout all African music. The actual complexity and sophistication of African music goes unexplored when scholars simply talk about it within these categories and move on. Agawu also calls for the direct empowerment of postcolonial African subjects within music scholarship, in response to attempts to incorporate native discourses into scholarship by Western authors that he believes have led to inaccurate representation and a distortion of native voices. Agawu worries of the possible implementation of the same Western ideals but with an "African" face, "in what we have, rather, are the views of a group of scholars operating within a field of discourse, an intellectual space defined by Euro-American traditions of ordering knowledge".
Currently, scholarship that may have historically been identified as ethnomusicology is now classified as sound studies.
The historical approach in ethnomusicology is a trend that believes in understanding the past in order to understand the present. It has been long recognized as an important part of ethnomusicology, but is now an increasingly important subfield. Viewing music as data reveals that due to new technology, huge amounts of musical data are available through recordings on video phones, social media, and digital collections on the internet such as the International Library of African Music (ILAM). The ILAM is a repository of thousands of recordings made since 1929, recordings which are mostly open access online. Historical research made using this resource is published in "African Music: Journal of the International Library of African Music" and includes titles such as, for example, "A failed showcase of empire? The gold coast police band, colonial record keeping, and a 1947 tour of Great Britain".
In 2018, David Garcia and Naoko Terauchi were co-winners of the Bruno Nettl award from the Society for Ethnomusicology. This annual award is granted "to recognize an outstanding publication contributing to or dealing with the history of the field of ethnomusicology, broadly defined, or with the general character, problems, and methods of ethnomusicology". David Garcia was awarded for the book Listening for Africa, which studies the movement between the 1930's and 50's to relate black music in Cuba and the United States to Africa. This project was special because it relied on archival sources of data, which according to Garcia, is not a traditional practice in ethnomusicology. Naoko Terauchi was also awarded for historical research. Terauchi translated the texts from a Prussian doctor Leopold Müller in order to understand late nineteenth century Japanese court music (gagaku). This source was inaccessible for a long time due to the language barrier, but Terauchi's Japanese translation of the German text helped decode the history of gagaku.
Interdisciplinary and innovative research
The creative and interdisciplinary ethnomusicologists of today are consistently delving into new realms of ethnomusicology that could have never been predicted 30 years ago, much less incorporated into a wholistic definition of the field. Bonnie McConnell published a paper in 2017 about musical participation and health education in the Gambia (McConnell 2017). Participatory health programs are found to be more effective, and musical performances increase audience participation, such as at polio immunization events. The singers sang, "Eh yo, polio ka naa ali ye ala nyaato kuntu" (Eh, polio is coming, let's stop its progress), and members of the crowd were inspired to dance along and donate money in the name of public health. Music can be informative, and make informational events entertaining, and if successfully used to advance polio vaccination, can save lives.
We are "living in an ecumenical age when the disciplines to which we are 'sub' are moving closer together," wrote Tim Rice in 1987. Richard Crawford responded that scholars indulge in both ecumenical, meaning inclusive, and sectarian thought. In 2017, the Society for Ethnomusicology (SEM) recognized that a trend of nativism and social exclusion within the United States and the world could threaten the values of ethnomusicology, values the SEM defines as including inclusivity and respect for diversity. They raise the question of whether the global political situation could cause a change in the way ethnomusicology is done in the future, or if the field will shrink as a result. They also raise the concern that support for social science research and the number of tenure-track faculty positions at universities are dwindling.
Theories and methods
Ethnomusicologists often apply theories and methods from cultural anthropology, cultural studies and sociology as well as other disciplines in the social sciences and humanities. Though some ethnomusicologists primarily conduct historical studies, the majority are involved in long-term participant observation. Therefore, ethnomusicological work can be characterized as featuring a substantial, intensive ethnographic component.
Anthropological and Musicological Approaches
Two approaches to ethnomusicological studies are common: the anthropological and the musicological. Ethnomusicologists using the anthropological approach generally study music to learn about people and culture. Those who practice the musicological approach study people and cultures to learn about music. Charles Seeger differentiated between the two approaches, describing the anthropology of music as studying the way that music is a "part of culture and social life", while musical anthropology "studies social life as a performance," examining the way "music is part of the very construction and interpretation of social and conceptual relationships and processes."
Charles Seeger and Mantle Hood were two ethnomusicologists that adopted the musicological approach. Hood started one of the first American university programs dedicated to ethnomusicology, often stressing that his students must learn how to play the music they studied. Further, prompted by a college student's personal letter, he recommended that potential students of ethnomusicology undertake substantial musical training in the field, a competency that he described as "bi-musicality." This, he explained, is a measure intended to combat ethnocentrism and transcend problematic Western analytical conventions. Seeger also sought to transcend comparative practices by focusing on the music and how it impacted those in contact with it. Similar to Hood, Seeger valued the performance component of ethnomusicology.
Ethnomusicologists following the anthropological approach include scholars such as Steven Feld and Alan Merriam. The anthropological ethnomusicologists stress the importance of field work and using participant observation. This can include a variety of distinct fieldwork practices, including personal exposure to a performance tradition or musical technique, participation in a native ensemble, or inclusion in a myriad of social customs. Similarly, Alan Merriam defined ethnomusicology as "music as culture," and stated four goals of ethnomusicology: to help protect and explain non-Western music, to save "folk" music before it disappears in the modern world, to study music as a means of communication to further world understanding, and to provide an avenue for wider exploration and reflection for those who are interested in primitive studies. This approach emphasizes the cultural impact of music and how music can be used to further understand humanity.
The two approaches to ethnomusicology bring unique perspectives to the field, providing knowledge both about the effects culture has on music, and about the impact music has on culture.
Problems of analysis
The great diversity of musics found across the world has necessitated an interdisciplinary approach to ethnomusicological study. Analytical and research methods have changed over time, as ethnomusicology has continued solidifying its disciplinary identity, and as scholars have become increasingly aware of issues involved in cultural study (see Theoretical Issues and Debates). Among these issues are the treatment of Western music in relation to music from "other," non-Western cultures and the cultural implications embedded in analytical methodologies. Kofi Agawu (see 2000s) noted that scholarship on African music seems to emphasize difference further by continually developing new systems of analysis; he proposes the use of Western notation to instead highlight similarity and bring African music into mainstream Western music scholarship.
In seeking to analyze such a wide scope of musical genres, repertories, and styles, some scholars have favored an all-encompassing "objective" approach, while others argue for "native" or "subjective" methodologies tailored to the musical subject. Those in favor of "objective" analytical methods hold that certain perceptual or cognitive universals or laws exist in music, making it possible to construct an analytical framework or set of categories applicable across cultures. Proponents of "native" analysis argue that all analytical approaches inherently incorporate value judgments and that, to understand music it is crucial to construct an analysis within cultural context. This debate is well exemplified by a series of articles between Mieczyslaw Kolinski and Marcia Herndon in the mid-1970s; these authors differed strongly on the style, nature, implementation, and advantages of analytical and synthetic models including their own. Herndon, backing "native categories" and inductive thinking, distinguishes between analysis and synthesis as two different methods for examining music. By her definition, analysis seeks to break down parts of a known whole according to a definite plan, whereas synthesis starts with small elements and combines them into one entity by tailoring the process to the musical material. Herndon also debated on the subjectivity and objectivity necessary for a proper analysis of a musical system. Kolinski, among those scholars critiqued by Herndon's push for a synthetic approach, defended the benefits of analysis, arguing in response for the acknowledgment of musical facts and laws.
As a result of the above debate and ongoing ones like it, ethnomusicology has yet to establish any standard method or methods of analysis. This is not to say that scholars have not attempted to establish universal or "objective" analytical systems. Bruno Nettl acknowledges the lack of a singular comparative model for ethnomusicological study, but describes methods by Mieczyslaw Kolinski, Béla Bartók, and Erich von Hornbostel as notable attempts to provide such a model.
Perhaps the first of these objective systems was the development of the cent as a definitive unit of pitch by phonetician and mathematician Alexander J. Ellis (1885). Ellis used his system, which divided the octave into 1200 cents (100 cents in each Western semitone), as a means of analyzing and comparing scale systems of different musics. Ellis presented his research in "On the Musical Scales of Various Nations," making the influential statement that "musical scales were not acoustic givens but humanly organized preferences." Ellis's study is also an early example of comparative musicological fieldwork (see Fieldwork).
Alan Lomax's method of cantometrics employed analysis of songs to model human behavior in different cultures. He posited that there is some correlation between musical traits or approaches and the traits of the music's native culture. Cantometrics involved qualitative scoring based on several characteristics of a song, comparatively seeking commonalities between cultures and geographic regions.
Mieczyslaw Kolinski measured the exact distance between the initial and final tones in melodic patterns. Kolinski refuted the early scholarly opposition of European and non-European musics, choosing instead to focus on much-neglected similarities between them, what he saw as markers of "basic similarities in the psycho-physical constitution of mankind." Kolinski also employed his method to test, and disprove, Erich von Hornbostel's hypothesis that European music generally had ascending melodic lines, while non-European music featured descending melodic lines.
Adopting a more anthropological analytical approach, Steven Feld conducted descriptive ethnographic studies regarding "sound as a cultural system." Specifically, his studies of Kaluli people of Papua New Guinea use sociomusical methods to draw conclusions about its culture.
Bruno Nettl, Emeritus Professor of Musicology at Illinois University, defines fieldwork as "direct inspection [of music, culture, etc] at the source", and states that "It is in the importance of fieldwork that anthropology and ethnomusicology are closest: It is a 'hallmark' of both fields, something like a union card". The experience of an ethnomusicologist in the field is his/her data; experience, texts (e.g. tales, myths, proverbs), structures (e.g. social organization), and "imponderabilia of everyday life" all contribute to an ethnomusicologist's study. The importance of fieldwork in the field of ethnomusicology has required the development of effective methods to pursue fieldwork.
History of Fieldwork
In the 19th century until the mid-20th century, European scholars (folklorists, ethnographers, and some early ethnomusicologists) who were motivated to preserve disappearing music cultures (from both in and outside of Europe), collected transcriptions or audio recordings on wax cylinders. Many such recordings were then stored at the Berlin Phonogramm-Archiv at the Berlin school of comparative musicology, which was founded by Carl Stumpf, his student Erich M. von Hornbostel, and medical doctor Otto Abraham. Stumpf and Hornbostel studied and preserved these recordings in the Berlin Archiv, setting the foundation for contemporary ethnomusicology. But, the "armchair analysis" methods of Stumpf and Horbostel required very little participation in fieldwork themselves, instead using the fieldwork of other scholars. This differentiates Stumpf and Hornbostel from their present-day contemporaries, who now use their fieldwork experience as a main component in their research.
Ethnomusicology's transition from "armchair analysis" to fieldwork reflected ethnomusicologists trying to distance themselves from the field of comparative musicology in the period following World War II. Fieldwork emphasized face-to-face interaction to gather the most accurate impression and meaning of music from the creators of the music, in contrast with "armchair analysis" that disconnected the ethnomusicologist from the individual or group of performers.
Stumpf and Hornbostel were not the only scholars to use "armchair" analysis. Other scholars analyzed recordings and transcriptions that they did not make. For instance, in his work Hungarian Folk Music, Béla Bartók analyzes various traits of Hungarian folk songs. While drawing from recordings made by himself, Bartók also relies on transcriptions by other musicians; among them are Vikar Béla, Zoltán Kodály, and Lászo Lajtha. These transcriptions came in recorded and printed format, and form the majority of Bartók's source material.
In 1935, the journal American Anthropologist published an article titled "Plains Ghost Dance and Great Basin Music," authored by George Herzog. Herzog was an assistant to Hornbostel and Stumpf. Herzog draws from material "available to [him]" and "in the literature," including transcriptions by James Mooney for the Bureau of American Ethnology; Natalie Curtis, and Alice C. Fletcher. Herzog analyzes structure and melodic contour of Ghost Dance songs. He notes that Ghost Dance music's "paired patterns" occur in many Native American tribes' music, and they may have migrated from tribe to tribe.
Writing later in the 1950s, Jaap Kunst wrote about fieldwork for the purpose of recording and transcribing sound. Kunst lists various "phonogram-archives," collections of recorded sound. They include the archives founded by Stumpf.
Among other developments, the 1950s and 1960s saw the expansion of fieldwork, as opposed to "armchair" analysis. In 1950, David McAllester conducted a study of Navajo music, particularly the music of the Enemy Way ceremony. The work was published as Enemy Way Music: A Study of Social and Esthetic Values As Seen in Navaho Music. In it, McAllester details the procedures of the Enemy Way ceremony, as well as the music itself.
Aside from Enemy Way music, McAllester sought Navajo cultural values based on analysis of attitudes toward music. To his interviewees, McAllester gave a questionnaire, which includes these items:
- Some people beat a drum when they sing; what other things are used like that?
- What did people say when you learned how to sing?
- Are there different ways of making the voice sound when we sing?
- Are there songs that sound especially pretty?
- What kind of melody do you like better: (illustrate with a chant-like melody and a more varied one).
- Are there songs for men only? [for women only? for children only?]
The ethnomusicologist Alan Merriam reviewed McAllester's work, calling it "strange to speak of a work published in 1954 as 'pioneering,' but this is precisely the case." He described McAllester's work as "[relating] music to culture and culture to music in terms of the value system of the Navaho [sic]." As of 1956, the time that Merriam published his review, the idea of such work "occurred to ethnomusicologists with surprising infrequency."
In his work The Anthropology of Music, published in 1964, Merriam wrote that "ethnomusicology has suffered from the amateur field collector whose knowledge of its aims has been severely restricted. Such collectors operate under the assumption that the important point is simply to gather music sound, and that this sound–often taken without discrimination and without thought, for example, to problems of sampling–can then simply be turned over to the laboratory worker to do something about it."
In the same work, Merriam states that "what the ethnomusicologist does in the field is determined by his own formulation of method, taken in its broadest sense." Fieldwork can have multiple areas of inquiry, and Merriam lists six of these:
- Musical material culture: classification of instruments, cultural perception of musical instruments.
- Song texts.
- Categories of music: "envisaged by [...] the people themselves as various separable types of songs."
- The musician: "the training of musicians and the means of becoming a musician"; perceptions of musicians."
- The uses and functions of music in relation to other aspects of culture.
- Music as a creative cultural activity: "what are the sources from which music is drawn?"
Bruno Nettl describes early 20th-century fieldwork as extraction of music, which is analyzed elsewhere. Between 1920 and 1960, however, fieldworkers wished to map entire musical systems, and resided longer in the field. After the 1950s, some not only observed, but also participated in musical cultures.
Mantle Hood wrote about this practice as well. Hood had learned from musicians in Indonesia about the intervals of sléndro scales, as well as how to play the rebab. He was interested in the characteristics of Indonesian music, as well as "social and economic valuations" of music.
By the 1980s, participant-observer methodology became the norm, at least in the North American tradition of ethnomusicology.
Aside from this history of fieldwork, Nettl writes about informants: the people whom fieldworkers research and interview. Informants do not contain the entirety of a musical culture, and need not represent the ideal of the culture. According to Nettl, there is a bell-shaped curve of musical ability. In a community, the majority are "simply good" at their music. They are of greatest interest. However, it is also worth seeing who a community recommends as informants. People may direct a fieldworker to the best musicians, or they may suggest many "simply good" musicians. This attitude is reflective of the culture's values.
As technology advanced, researchers graduated from depending on wax cylinders and the phonograph to digital recordings and video cameras, allowing recordings to become more accurate representations of music studied. These technological advances have helped ethnomusicologists be more mobile in the field, but have also let some ethnomusicologists shift back to the "armchair analysis" of Stumpf and Hornbostel. Since video recordings are now considered cultural texts, ethnomusicologists can conduct fieldwork by recording music performances and creating documentaries of the people behind the music, which can be accurately studied outside of the field. Additionally, the invention of the internet and forms of online communication could allow ethnomusicologists to develop new methods of fieldwork within a virtual community.
Heightened awareness of the need to approach fieldwork in an ethical manner arose in the 1970s in response to a similar movement within the field of anthropology. Mark Slobin writes in detail about the application of ethics to fieldwork. Several potential ethical problems that arise during fieldwork relate to the rights of the music performers. To respect the rights of performers, fieldwork often includes attaining complete permission from the group or individual who is performing the music, as well as being sensitive to the rights and obligations related to the music in the context of the host society.
Another ethical dilemma of ethnomusicological fieldwork is the inherent ethnocentrism (more commonly, eurocentrism) of ethnomusicology. Anthony Seeger has done seminal work on the notion of ethics within fieldwork, emphasizing the need to avoid ethnocentric remarks during or after the field work process. Emblematic of his ethical theories is a 1983 piece that describes the fundamental complexities of fieldwork through his relationship with the Suyá Indians of Brazil. To avoid ethnocentrism in his research, Seeger does not explore how singing has come to exist within Suyá culture, instead explaining how singing creates culture presently, and how aspects of Suyá social life can be seen through both a musical and performative lens. Seeger's analysis exemplifies the inherent complexity of ethical practices in ethnomusicological fieldwork, implicating the importance for the continual development of effective fieldwork in the study of ethnomusicology.
In his 2005 paper "Come Back and See Me Next Tuesday," Nettl asks whether ethnomusicologists can, or even should practice a unified field methodology as opposed to each scholar developing their own individual approach. As Nettl explains, ethnomusicology is a field heavily relies on both the collection of data and the development of strong personal relationships, which often cannot be quantified by statistical data. He summarizes Bronisław Malinowski's classification of anthropological data (or, as Nettl applies it, ethnomusicological data) by outlining it as three types of information: 1) texts, 2) structures, and 3) the non-ponderable aspects of everyday life. The third type of information, Nettl claims is the most important because it captures the ambiguity of experience that cannot be captured well through writing. He cites another attempt made by Morris Friedrich, an anthropologist, to classify field data into fourteen different categories in order to demonstrate the complexity that information gathered through fieldwork contains. There are a myriad of factors, many of which exist beyond the researcher's comprehension, that prevent a precise and accurate representation of what one has experienced in the field. As Nettl notices, there is a current trend in ethnomusicology to no longer even attempt to capture a whole system or culture, but to focus on a very specific niche and try to explain it thoroughly. Nettl's question, however, still remains: should there be a uniform method for going about this type of fieldwork?
Alan Merriam addresses issues that he found with ethnomusicological fieldwork in the third chapter of his 1964 book, The Anthropology of Music. One of his most pressing concerns is that, as of 1964 when he was writing, there had been insufficient discussion among ethnomusicologists about how to conduct proper fieldwork. That aside, Merriam proceeds to characterize the nature of ethnomusicological fieldwork as being primarily concerned with the collection of facts. He describes ethnomusicology as both a field and a laboratory discipline. In these accounts of the nature of ethnomusicology, it seems to be closely related to a science. Because of that, one might argue that a standardized, agreed-upon field method would be beneficial to ethnomusicologists. Despite that apparent viewpoint, Merriam conclusively claims that there should be a combination of a standardized, scientific approach and a more free-form analytical approach because the most fruitful work he has done has come from combining those two rather than separating them, as was the trend among his contemporaries.
Even Merriam's once progressive notion of a balanced approach came into question as time passed. Specifically, the idea that ethnomusicology is or can be at all factual. In a 1994 book, May it Fill Your Soul: Experiencing Bulgarian Music, Timothy Rice uses enlightenment philosophy to substantiate his opinion that fieldwork cannot be used as fact. The philosophy he works with involves theorizing over the distinction between objectivity and subjectivity. In order to ground those debates in ethnomusicology, he equates musicology to objectivity and musical experience to subjectivity. Rice uses the philosophical attitudes that Martin Heidegger, Hans-Georg Gadamer, and Paul Ricoeur take towards objectivity and subjectivity to state that human perception of the world is inherently subjective because the only way in which humans can interpret what goes on around them is through symbols. Human preconceptions of those symbols will always influence the ways in which an individual might process the world around them. Applying that theory to music and ethnomusicology, Rice brings back the terms of musicology and musical experience. Because one's experience of music is simply an interpretation of preconceived symbols, one cannot claim musical experience as factual. Thus, systematizing fieldwork like one would a scientific field is a futile endeavor. Instead, Rice asserts that any attempt to engage with someone else's musical experience, which cannot be truly understood by anyone except that person, must be confined to individual analysis. Characterizing the musical experience of a whole culture, according to Rice's logic, is not possible.
Another argument against the objectivity and standardization of fieldwork comes from Gregory Barz and Tim Cooley in the second chapter of their book, Shadows in the Field: New Perspectives for Fieldwork in Ethnomusicology. In this chapter, entitled "Confronting the Field(Note): In and Out of the Field," they claim that a researcher's field work will always be personal because a field researcher in ethnomusicology, unlike a field researcher in a hard science, is inherently a participant in the group they are researching just by being there. To illustrate the disparity between those subjective, participatory experiences that ethnomusicological fieldworkers have and what typically gets published as ethnomusicological literature, Barz and Cooley point out the difference between field research and field notes. While field research attempts to find the reality, field notes document a reality. The issue, according to Barz and Cooley, is that field notes, which capture the personal experience of the researcher, are often omitted from whatever final writing that researcher publishes.
Ethical concerns and best practices
Heightened awareness of the need to approach fieldwork in an ethical manner arose in the 1970s in response to a similar movement within the field of anthropology. Mark Slobin writes in detail about the application of ethics to fieldwork. Several potential ethical problems that arise during fieldwork relate to the rights of the music performers. To respect the rights of performers, fieldwork often includes attaining complete permission from the group or individual who is performing the music, as well as being sensitive to the rights and obligations related to the music in the context of the host society.
Another ethical dilemma of ethnomusicological fieldwork is the inherent ethnocentrism (more commonly, eurocentrism) of ethnomusicology. Anthony Seeger, Emeritus Professor of Ethnomusicology at UCLA, has done seminal work on the notion of ethics within fieldwork, emphasizing the need to avoid ethnocentric remarks during or after the field work process. Emblematic of his ethical theories is a 1983 piece that describes the fundamental complexities of fieldwork through his relationship with the Suyá Indians of Brazil. To avoid ethnocentrism in his research, Seeger does not explore how singing has come to exist within Suyá culture, instead explaining how singing creates culture presently, and how aspects of Suyá social life can be seen through both a musical and performative lens. Seeger's analysis exemplifies the inherent complexity of ethical practices in ethnomusicological fieldwork, implicating the importance for the continual development of effective fieldwork in the study of ethnomusicology.
In recent decades, ethnomusicologists have paid greater attention to ensuring that their fieldwork is both ethically conducted and provides a holistic sense of the community or culture under study. As the demographic makeup of ethnomusicologists conducting research grows more diverse, the field has placed a renewed emphasis on a respectful approach to fieldwork that avoids stereotyping or assumptions about a particular culture. Rather than using European music as a baseline against which music from all other cultures is compared, researchers in the field often aim to place the music of a certain society in the context only of the culture under study, without comparing it to European models. In this way, the field aims to avoid an "us vs. them" approach to music.
Nettl and other scholars hope to avoid the perception of the "ugly ethnomusicologist," which carries with it the same negative connotations as the "ugly American" traveler. Many scholars, from Ravi Shankar to V. Kofi Agawu, have criticized ethnomusicology for, as Nettl puts it, "dealing with non-European music in a condescending way, treating it as something quaint or exotic." Nettl recalls an angry young man from Nigeria who asked the researcher how he could rationalize the study of other cultures' music. Nettl couldn't come up with an easy answer, and posits that ethnomusicologists need to be careful to respect the cultures they study and avoid treating valuable pieces of culture and music as just one of many artifacts they study.
Part of the problem, Nettl notes, is that the vast majority of ethnomusicologists are "members of Western society who study non-Western music," contributing to the perception that wealthy, white individuals are taking advantage of their privilege and resources. Researchers want to avoid the perception — accurate or exaggerated — that they're entering poorer and less technologically advanced communities, treating residents like test subjects, gleaning all they can, and then penning condescending reports about the quaintness of native music.
Researchers are optimistic that increased diversity within the field of ethnomusicology will help alleviate some ethical concerns. With more fieldwork of Western music and societies being conducted by researchers from underrepresented cultures — a reversal from the norm — some believe the field will reach a happy equilibrium. Author Charles Keil suggests that as "more of 'them' may want to study 'us,' a more interested anthropology will emerge ... in the sense of intersubjective, intercultural ... critical, revolutionary." American ethnomusicologist and Wesleyan University professor Mark Slobin notes that most ethical concerns stem from interactions that occur during fieldwork between the researcher and the informant, or member of the community being studied. Nettl, in a 2005 paper, described the feeling of being an outsider approaching a community — in this case, Native American — that he wanted to study. He said ethnomusicologists often face feelings of trepidation as they attempt to get to know the local populace and culture while attempting to avoid being exploitative. Researchers have different methods, but Nettl's is to be patient, as he obeys a Native American man's instruction to "come back and see me next Tuesday," even though the man has plenty of free time and could sing to Nettl in the moment.
Another way to ensure ethnomusicologists gain a complete understanding of the community they're studying is simply to spend more time in it. In 1927, George Herzog spent two months with the Pima tribe in Arizona, an amount of time that would be considered short by today's standards — where periods of fieldwork can often last longer than a year. But Herzog recorded several hundred songs during that time, establishing a precedent for increasingly long field studies that have yielded more and more recordings. A lengthy period of fieldwork isn't useful, though, without proper techniques for ensuring the researcher gets a representative sampling of the music in a community. When he worked with the Blackfoot people, Nettl said he wasn't too concerned with whether the singer teaching him about Blackfoot music was good or bad, but did assume he would be representative of all Blackfoot singers. But Nettl soon gained a new perspective, and "no longer assumed that all informants in an indigenous society would tell me the same thing; I had discarded the idea of essential homogeneity." Despite discarding this assumption, Nettl acknowledges that by only interviewing one person, he is relying heavily on that person's ability to articulate a whole society's culture and musical traditions.
There are myriad other ethical considerations that arise in the field, and Slobin attempts to summarize and explain some that he's come across or heard about. Ethnomusicologists may face dilemmas related to their roles as archivists and historians, such as whether to purchase a rare, one-of-a-kind instrument and preserve it, or leave it with musicians who created it. They may encounter controversy over whether they are allowed to watch, participate in, or record various songs or dances, or over who should be allowed to view videos or other products of fieldwork after the researcher has returned home.
Theoretical issues and debates
Ethnomusicologists initially started to question the possibility of universals because they were searching for a new approach to explain musicology that differed from Guido Adler's.Ethnomusicologists worldwide have realized that culture has an important role in shaping aesthetic responses to music. This realization sparked controversy in the community, with debates questioning what people consider music, and whether perceptions of consonance and dissonance have a biological or cultural basis. Belief in universal traits of music was characteristic of nineteenth-century scholarship. Musicologists like Longfellow had written that Music is the universal language of mankind. The search for musical universalities has remained a topic amongst ethnomusicologists since Wilhelm Wundt, who tried to prove that "all 'primitive' peoples have monophonic singing and use intervals. Most musicians and even some teachers of Wundt's time believed that music was a universal language, resulting in the development of scholarship that dealt with only one kind of music and treated all other kinds as true relatives if distant of the Western canon. The assumption seemed to be that the basic principles of Western music were universally valid because it was the only "true" music. Later, by the 1990s it had become increasingly difficult to view the world of music without including some discussion about the notion of universals. Charles Seeger, for instance, categorized his interpretation of musical universals by using inclusion-exclusion styled Venn-diagrams to create five types universals, or absolute truths, of music. Universals in music are as hard to come by as universals in language since both potentially have a universal grammar or syntax. Dane Harwood noted that looking for causality relationships and "deep structure" (as postulated by Chomsky) is a relatively fruitless way to look for universals in music. In "The Universal Language." In The Study of Ethnomusicology: Thirty-One Issues and Concepts Bruno Nettl asserts that music is not a universal language and is more of a dialect because of the influence of culture on its creation and interpretation.Nettl shares the belief with his colleagues that trying to find a universal in music is unproductive because there will always be at least one instance proving that there is no musical universals. Nettl asserts that music is not the universal language, but musics are not as mutually unintelligible as languages. One should study the music of each society in its own terms and learn it individually, referred to as music's dialects rather than music's languages. Nettl concludes his writing by stating that despite the wide variety of musics, the ways in which people everwhere have chosen to sing and play are more alike than the boundaries of the imaginable might suggest. There are other ethnomusicologists that note the invailidity of music as a universal language. For example, George List writes, "I once knew a missionary who assured me that the Indians to whom he had ministered on the west coast of Mexico neither sang nor whistled." and ethnomusicologist David P. McAllester writes, "Any student of man must know that somewhere, someone is doing something that he calls music but nobody else would give it that name. That one exception would be enough to eliminate the possibility of a real universal." As a result of this gamesmanship of ethnomusicologists to poke holes in universals, focus shifted from trying to find a universal to trying to find near-universals, or qualities that may unite the majority of the world's musics.
In Some Thoughts on "Universals" in World Music, McAllester claims there are no absolute universals in music, but there are plenty near-universals in that all music has some tonal center, and establishes a tendency that emits a feeling and the performers of that music influences the way in which that tendency is felt or realized. Music transforms experience and each person feels something when they hear it. Music is the actualization of the mystical experience for everybody. The universality of music exists in its ability to effect the human-mind. McAllester was a believer in near universals, he wrote, "I will be satisfied if nearly everybody does it," which is why he postulated that nearly all music has a tonal center, has a tendency to go somewhere, and also has an ending. However McAllester's main point is that music transforms the everyday humdrum into something else, bringing about a heightened experience. He likens music to having an out of body experience, religion, and sex. It is music's ability to transport people mentally, that is in his opinion a near universal that almost all musics share.
In response to McAllester's Universal Perspectives on Music, Klaus P. Wachsmann counters that even a near universal is hard to come by because there are many variables when considering a very subjective topic like music and music should not be removed from culture as a singular variable. There is a universal understanding that music is not the same everywhere, and a conversation of the universality of music can only be held when omitting the word "music", or "universals", or both. Wachsmann thinks that resemblance may be the main influencer of what we call music and what we don't. His approach, instead of finding a universal, was to create an amalgam of relations for sound and psyche: "(1) the physical properties of the sounds, (2) the physiological response to the acoustic stimuli, (3) the perception of sounds as selected by the human mind that is programmed by previous experiences, and (4) the response to the environmental pressures of the moment. In this tetradic schema lies an exhaustive model of the universals in music." However, Wachsmann does allow that they all had some influenced experience and this belief is echoed by another ethnomusicologist who shares the belief that the universal lies in the specific way music reaches the listener. "Whatever it communicates is communicated to the members of the in-group only, whoever they may be. This is as true of in-groups in our own society as in any other. Does "classical" music communicate to every American? Does rock and roll communicate to every parent?" This relativity goes to prove that people are used to thinking of a certain phenomena that marries indescribable components that we resemble to what we know as music from our reference.
George List, similarly to Wachsmann rebuts McAllester's essay and posits that, "The only universal aspect of music seems to be that most people make it," Once again reinstating how difficult it was for ethnomusicologists to form a universal (as he uses the words "most people). List even goes as far as to say, "The entire panel discussion, and everything I have written here, are probably equally and universally unnecessary. Like Seeger, we have probably been talking and writing to ourselves. As far as ethnomusicologists are concerned, this is likely a universal phenomenon."This viewpoint asserts that the beneficiaries of finding a universal in music would not parallel the global objectives of unifying music. List also wanted to compare musics across cultures to prove that there was no universal because even between two people from the same culture there is variation. To do this, he would play Western classical music with descriptive titles for Africans and ask them to identify the title. He found that no one could subsume that a song like Sinding's Rustles of Spring could possible be about spring. List says that it is probably true that music is a universal phenomena but this depends on how music is defined. Whatever the music communicates, it is only communicated to the in-group and what communicates to an individual changes throughout the years. Music communicates what cannot be said in words, and what is communicated through music cannot be expressed in speech.
Dane Harwood suggests that while there can be no cultural universals in music there exists universal modes of cognitively understanding that we all undergo when we listen to music. Harwood also highlighted several inherent issues with the notion of universality in music. The first of these is structure vs. function in music. He notes that human behavior is structurally predicated, and that as such, not all behavioral patterns (which some observe to find universals) imply functional activity in music. He also drew content versus process in musical behavior. In drawing this distinction, he highlighted that scholars studying universals should shift from studying what, in terms of content, various cultural groups play to the process by which individuals learn music. Music is both a cultural and individual phenomenon, yet culture is something individuals learn about their worlds which is shared with others in the ingroup. In summary, his view is that universals in music are not a matter of specific musical structure or function—but of basic human cognitive and social processes construing and adapting to the real world.
One aspect of music is tuning, and recent work has shown that many musical traditions' tuning's notes align with their dominant instrument's timbre's partials and fall on the tuning continuum of the syntonic temperament, suggesting that tunings of the syntonic temperament (and closely related temperaments) may be a potential universal, thus explaining some of the variation among musical cultures (specifically and exclusively with regard to tuning and timbre) and the limits on that variation.
Linguistics and semiotics
It is often the case that interests in ethnomusicology stem from trends in anthropology, and this no different for symbols. In 1949, anthropologist Leslie White wrote, "the symbol is the basic unit of all human behavior and civilization," and that use of symbols is a distinguishing characteristic of humans. Once symbolism was at the core of anthropology, scholars sought to examine music "as a symbol or system of signs or symbols," leading to the establishment of the field of musical semiotics. Bruno Nettl discusses various issues relating ethnomusicology to musical semiotics, including the wide variety of culturally dependent, listener-derived meanings attributed to music and the problems of authenticity in assigning meaning to music. Some of the meanings that musical symbols can reflect can relate to emotion, culture, and behavior, much in the same way that linguistic symbols function.
The interdisciplinarity of symbolism in anthropology, linguistics, and musicology has generated new analytical outlooks (see Analysis) with different focuses: Anthropologists have traditionally conceived of whole cultures as systems of symbols, while musicologists have tended to explore symbolism within particular repertories. Structural approaches seek to uncover interrelationships between symbolic human behaviors.
In the 1970s, a number of scholars, including musicologist Charles Seeger and semiotician Jean-Jacques Nattiez, proposed using methodology commonly employed in linguistics as a new way for ethnomusicologists to study music. This new approach, widely influenced by the works of linguist Ferdinand de Saussure, philosopher Charles Sanders Peirce, and anthropologist Claude Lévi-Strauss, among others, focused on finding underlying symbolic structures in cultures and their music.
In a similar vein, Judith Becker and Alton L. Becker theorized the existence of musical "grammars" in their studies of the theory of Javanese gamelan music. They proposed that music could be studied as symbolic and that it bears many resemblances to language, making semiotic study possible. Classifying music as a humanity rather than science, Nattiez suggested that subjecting music to linguistic models and methods might prove more effective than employing the scientific method. He proposed that the inclusion of linguistic methods in ethnomusicology would increase the field's interdependence, reducing the need to borrow resources and research procedures from exclusively other sciences.
John Blacking was another ethnomusicologist who sought to create an ethnomusicological parallel to linguistic models of analysis. In his work on Venda music, he writes, "The problem of musical description is not unlike that in linguistic analysis: a particular grammar should account for the processes by which all existing and all possible sentences in the language are generated." Blacking sought more than sonic description. He wanted to create a musical analytical grammar, which he coined the Cultural Analysis of Music, that could incorporate both sonic description and how cultural and social factors influence structures within music. Blacking desired a unified method of musical analysis that "...can not only be applied to all music, but can explain both the form, the social and emotional content, and the effects of music, as systems of relationships between an infinite number of variables." Like Nattiez, Blacking saw a universal grammar as a necessary for giving ethnomusicology a distinct identity. He felt that ethnomusicology was just a "meeting ground" for anthropology of music and the study of music in different cultures, and lacked a distinguishing characteristic in scholarship. He urged others in the field to become more aware and inclusive of the non-musical processes that occur in the making of music, as well as the cultural foundation for certain properties of the music in any given culture, in the vein of Alan Merriam's work.
Some musical languages have been identified as more suited to linguistically focused analysis than others. Indian music, for example, has been linked more directly to language than music of other traditions. Critics of musical semiotics and linguistic-based analytical systems, such as Steven Feld, argue that music only bears significant similarity to language in certain cultures and that linguistic analysis may frequently ignore cultural context.
Since ethnomusicology evolved from comparative musicology, some ethnomusicologists' research features analytical comparison. The problems arising from using these comparisons stem from the fact that there are different kinds of comparative studies with a varying degree of understanding between them. Beginning in the late 60s, ethnomusicologists who desired to draw comparisons between various musics and cultures have used Alan Lomax's idea of cantometrics. Some cantometric measurements in ethnomusicology studies have been shown be relatively reliable, such as the wordiness parameter, while other methods are not as reliable, such as precision of enunciation. Another approach, introduced by Steven Feld, is for ethnomusicologists interested in creating ethnographically detailed analysis of people's lives; this comparative study deals with making pairwise comparisons about competence, form, performance, environment, theory, and value/equality. Bruno Nettl has noted as recently as 2003 that comparative study seems to have fallen in and out of style, noting that although it can supply conclusions about the organization of musicological data, reflections on history or the nature of music as a cultural artifact, or understanding some universal truth about humanity and its relationship to sound, it also generates a great deal of criticism regarding ethnocentrism and its place in the field.
The relevance and implications of insider and outsider distinctions within ethnomusicological writing and practice has been a subject of lengthy debate for decades, invoked by Bruno Nettl, Timothy Rice, and others. The question that causes such debate lies in the qualifications for an ethnomusicologist to research another culture when they represent an outsider, dissecting a culture that doesn't belong to them. Historically, ethnomusicological research was tainted with a strong bias from Westerners in thinking that their music was superior to the musics they researched. From this bias grew an apprehension of cultures to allow ethnomusicologists to study them, thinking that their music would be exploited or appropriated. There are benefits to ethnomusicological research, i.e. the promotion of international understanding, but the fear of this "musical colonialism" represents the opposition to an outsider ethnomusicologist in conducting his or her research on a community of insiders.
In The Study of Ethnomusicology: Thirty-One Issues and Concepts, Nettl discusses personal and global issues pertaining to field researchers, particularly those from a Western academic background. In a chapter that recounts his field recordings among Native Americans of the northern plains, for instance, he attempts to come to terms with the problematic history of ethnographic fieldwork, and envision a future trajectory for the practice in the 21st century and beyond. Considering that ethnomusicology is a field that intersects in a vast array of other fields in the social sciences and beyond, it focuses on studying people, and it is appropriate to encounter the issue of "making the unfamiliar, familiar," a phrase coined by William McDougall that is well known in social psychology. As in social psychology, the "unfamiliar" is encountered in three different ways during ethnomusicological work: 1) two different cultures come into contact and elements of both are not immediately explicable to the other; 2) experts within a society produce new knowledge, which is then communicated to the public; and 3) active minorities communicate their perspective to the majority.
Nettl has also been vocal about the effect of subjective understanding on research. As he describes, a fieldworker might attempt immersing themselves into an outsider culture to gain full understanding. This, however, can begin to blind the researcher and take away the ability to be objective in what is being studied. The researcher begins to feel like an expert in a culture's music when, in fact, they remain an outsider no matter the amount of research, because they are from a different culture. The background knowledge of each individual influences the focus of the study because of the comfort level with the material. Nettl characterizes the majority of outsiders as "simply members of Western society who study non-Western music, or members of affluent nations who study the music of the poor, or maybe city folk who visit the backward villages in their hinterland." This points to possible Eurocentric origins of researching foreign and exotic music. Within this outsider/insider dynamic and framework unequal power relations come into focus and question.
In addition to his critiques of the outsider and insider labels, Nettl creates a binary that roughly equates to Western and Nonwestern. He points out what he feels are flaws in Western thinking through the analyses of multiple societies, and promotes the notion of collaborating, with a greater focus on acknowledging the contribution of native experts. He writes, "The idea of joint research by an 'insider' and an 'outsider' has been mentioned as a way of bridging the chasms." In spite of his optimism, the actualization of this practice has been limited and the degree to which this can solve the insider/outsider dilemma is questionable. He believes that every concept is studied through a personal perspective, but "a comparison of viewpoints may give the broadest possible insight."
The position of ethnomusicologists as outsiders looking in on a music culture, has been discussed using Said's theory of Orientalism. This manifests itself in the notion that music championed by the field may be, in many ways, a Western construction based on an imagined or romanticized view of "the Other" situated within a colonial mindset. According to Nettl, there are three beliefs of insiders and members of the host culture that emerge that lead to adverse results. The three are as follows: (1) "Ethnomusicologists come to compare non-Western musics or other "other" traditions to their own... in order to show that the outsider's own music is superior," (2)Ethnomusicologists want to use their own approaches to non-Western music;" and (3) "They come with the assumption that there is such a thing as African or Asian or American Indigenous music, disregarding boundaries obvious to the host." As Nettl argues, some of these concerns are no longer valid, as ethnomusicologists no longer practice certain orientalist approaches that homogenize and totalize various musics. He explores further intricacies within the insider/outsider dichotomy by deconstructing the very notion of insider, contemplating what geographic, social, and economic factors distinguish them from outsiders. He notes that scholars of "more industrialized African and Asian nations" see themselves as outsiders in regards to rural societies and communities. Even though these individuals are in the minority, and ethnomusicology and its scholarship is generally written from a western perspective, Nettl disputes the notion of the native as the perpetual other and the outsider as the westerner by default.
Timothy Rice is another author who discusses the insider/outsider debate in detail but through the lens of his own fieldwork in Bulgaria and his experience as an outsider trying to learn Bulgarian music. In his experience, told through his book May it Fill Your Soul: Experiencing Bulgarian Music, he had a difficult time learning Bulgarian music because his musical framework was founded in a Western perspective. He had to "broaden his horizons" and try instead to learn the music from a Bulgarian framework in order to learn to play it sufficiently. Although he did learn to play the music, and the Bulgarian people said that he had learned it quite well, he admitted that "there are still areas of the tradition (...) that elude my understanding and explanation. (...) Some sort of culturally sensitive understanding (...) will be necessary to close this gap."
Ultimately, Rice argues that despite the impossibility of being objective one's work ethnomusicologists may still learn much from self-reflection. In his book, he questions about whether or not one can be objective in understanding and discussing art and, in accordance with the philosophies of phenomenology, argues that there can be no such objectivity since the world is constructed with preexisting symbols that distort any "true" understanding of the world we are born into. He then suggests that no ethnomusicologist can ever come to an objective understanding of a music nor can an ethnomusicologist understand foreign music in the same way that a native would understand it. In other words, an outsider can never become an insider. However, an ethnomusicologist can still come to a subjective understanding of that music, which then shapes that scholar's understanding of the outside world. From his own scholarship, Rice suggests "five principles for the acquisition of cognitive categories in this instrumental tradition" among Bulgarian musicians. However, as an outsider, Rice notes that his "understanding passed through language and verbal cognitive categories" whereas the Bulgarian instrumental tradition lacked "verbal markers and descriptors of melodic form" so "each new student had to generalize and learn on his own the abstract conceptions governing melodies without verbal or visual aids." With these two different methods for learning music, an outsider searching for verbal descriptions versus an insider learning from imitating, represent the essential differences between Rice's culture and the Bulgarian culture. These inherent musical differences blocked him from reaching the role of an insider.
Not only is there the question of being on the outside while studying another culture, but also the question of how to go about studying one's own society. Nettl's approach would be to determine how the culture classifies their own music. He is interested in the categories they would create to classify their own music. In this way, one would be able to distinguish themselves from the outsider while still having slight insider insight. Kingsbury believes it is impossible to study a music outside of one's culture, but what if that culture is your own? One must be aware of the personal bias they may impose on the study of their own culture.
Kingsbury, an American pianist and ethnomusicologist, decided to reverse the common paradigm of a Westerner performing fieldwork in a non-western context, and apply fieldwork techniques to a western subject. In 1988 he published Music, Talent, and Performance: A Conservatory Cultural System, which detailed his time studying an American northeastern conservatory. He approached the conservatory as if it were a foreign land, doing his best to disassociate his experiences and prior knowledge of American conservatory culture from his study. In the book, Kingsbury analyzes conservatory conventions he and his peers may have overlooked, such as the way announcements are disseminated, to make assertions about the conservatory's culture. For example, he concludes that the institutional structure of the conservatory is "strikingly decentralized." In light of professors' absences, he questions the conservatory's commitment to certain classes. His analysis of the conservatory contains four main elements: a high premium on teachers' individuality, teachers' role as nodal points that reinforce a patron-client-like system of social organization, this subsequent organization's enforcement of the aural traditions of musical literacy, and the conflict between this client/patron structure and the school's "bureaucratic administrative structure." Ultimately, it seems, Kingsbury thinks the conservatory system is inherently flawed. He emphasizes that he doesn't intend to "chide" the conservatory, but his critiques are nonetheless far from complimentary.
Another example of western ethnomusicologists studying their native environments comes from Craft's My Music: Explorations of Music in Daily Life. The book contains interviews from dozens of (mostly) Americans of all ages, genders, ethnicities, and backgrounds, who answered questions about the role of music in their lives. Each interviewee had their own unique, necessary, and deeply personal internal organization of their own music. Some cared about genre, others organized the music important to themselves by artist. Some considered music deeply important to them, some did not care about music at all.
Ethnomusicology and Western music
Early in the history of the field of ethnomusicology, there was debate as to whether ethnomusicological work could be done on the music of Western society, or whether its focus was exclusively toward non-Western music. Some early scholars, such as Mantle Hood, argued that ethnomusicology had two potential focuses: the study of all non-European art music, and the study of the music found in a given geographical area.
However, even as early as the 1960s some ethnomusicologists were proposing that ethnomusicological methods should also be used to examine Western music. For instance, Alan Merriam, in a 1960 article, defines ethnomusicology not as the study of non-Western music, but as the study of music in culture. In doing so he discards some of the 'external' focus proposed by the earlier (and contemporary) ethnomusicologists, who regarded non-Western music as more relevant to the attention of scholars. Moreover, he expands the definition from being centered on music to including the study of culture as well.
Modern ethnomusicologists, for the most part, consider the field to apply to western music as well as non-western. However, ethnomusicology, especially in the earlier years of the field, was still primarily focused on non-western cultures; it is only in recent years that ethnomusicological scholarship involved more diversity with respect to both the cultures being studied and the methods by which these cultures may be studied. Ian Pace has discussed how questions regarding what exactly is within ethnomusicology's purview tend to be political rather than scholarly questions. He also states that biases become readily apparent when examining how ethnomusicologists approach Western vs non-Western music.
Despite the increased acceptance of ethnomusicological examinations of Western music, modern ethnomusicologists still focus overwhelmingly on non-Western music. One of the few major examinations of Western art music from an ethnomusicological focus, as well as one of the earliest, is Henry Kingsbury's book Music, Talent, and Performance. In his book, Kingsbury studies a conservatory in the north-eastern United States. His examination of the conservatory uses many of the traditional fieldwork methods of ethnomusicology; however, Kingsbury was studying a group which he is a member of. Part of his approach was to think of his own culture as primitive and tribal to lend it a sense of 'otherness', upon which much of anthropology's theory is based (Kingsbury cites J.M. Weatherford's ethnography of US Congress as the reason he chose this technique).
Bruno Nettl, when writing about signs and symbols, addressed symbolism in Western music culture. He cites a specific example of a music analyst interpreting music Beethoven in a literal fashion according to various pieces of literature. The analyst assigns direct meanings to motifs and melodies according to the literature. Nettl states that this reveals how members of Western music culture are inclined to view art music as symbolic.
Some ethnomusicological work focuses less on either Western or non-Western music specifically. For example, Martin Stokes' work regarding various aspects of identity addresses many cultures, both Western and non-Western. Stokes wrote about gender as it relates to music in various cultures, including Western, analyzing the fairly common phenomena of musicians seemingly presiding over events that are often related to issues of gender, or how a culture may seek to "desex" musicians as a form of control. The insights that Stokes makes are not exclusive to any culture. Stokes also dedicates much of his writing on identity, nationality, and location to how this manifests in Western music. He notes the presence of Irish music in migrant communities in England and American as a way in which individuals locate themselves in the world.
Because ethnomusicology is not limited to the study of music from non-Western cultures, it has the potential to encompass various approaches to the study of the many musics around the world and emphasize their different contexts and dimensions (cultural, social, material, cognitive, biological, etc.) beyond their isolated sound components. Thus, Western popular music is also subject to ethnomusicological interest. This ethnomusicological work has been called urban ethnomusicology.
Thomas Turino has written about the influence of the media on consumerism in Western society and that it is a bi-directional effect. A large part of self-discovery and feeling accepted in social groups is related to common musical tastes. Record companies and producers of music recognize this reality and respond by catering to specific groups. In the same way that "sounds and imagery piped in over the radio and Internet and in videos shape adolescent sense of gendered selves as well as generational and more specific cohort identities," so do individuals shape the media's marketing responses to musical tastes in Western popular music culture. The culmination of identity groups (teenagers in particular) across the country represents a significant force that can shape the music industry based on what is being consumed.
Ethics is vital in the Ethnomusicology field because the product that comes out of fieldwork can be the result of the interaction between two cultures. Applying ethics to this field will confirm that each party is comfortable with the elements in the product and ensure that each party is compensated fairly for their contribution. To learn more about the monetary effects after a work is published, please see the copyright section of this page.
Ethics is defined by Merriam-Webster as, "the principles of conduct governing an individual or a group." In historical primary documents, there are accounts of interactions between two cultures. An example of this is Hernan Cortes' personal journal during his exploration of the world, and his interaction with the Aztecs. He takes note of every interaction as he is a proxy the Spanish monarchy. This interaction was not beneficial to both parties because Cortes as a soldier conquered the Aztecs and seized their wealth, goods, and property in an unjust manner. Historically, interactions between two different cultures have not ended in both parties being uplifted. In fieldwork, the ethnomusicologist travels to a specific country with the intent to learn more about the culture, and while she is there, she will use her ethics to guide her in how she interacts with the indigenous people.
In the Society of Ethnomusicology, there is a committee on ethics that publishes the field's official Position Statement on Ethics. Because ethnomusicology has some fundamental values that stem from anthropology, some of the ethics in ethnomusicology parallel some ethics in anthropology as well. The American Anthropology Association have statements about ethics and anthropological research which can be paralleled to ethnomusicology's statement.
Mark Slobin, a twentieth century ethnomusicologist, observes that discussion on ethics has been founded on several assumptions, namely that: 1) "Ethics is largely an issue for 'Western' scholars working in 'non-Western' societies"; 2) "Most ethical concerns arise from interpersonal relations between scholar and 'informant' as a consequence of fieldwork"; 3) "Ethics is situated within...the declared purpose of the researcher: the increase of knowledge in the ultimate service of human welfare." Which is a reference to Ralph Beals; and 4) "Discussion of ethical issues proceeds from values of Western culture." Slobin remarks that a more accurate statement might acknowledge that ethics vary across nations and cultures, and that the ethics from the cultures of both researcher and informant are in play in fieldwork settings.
Some case scenarios for ethically ambiguous situations that Slobin discusses include the following:
- The discovery of a rare musical instrument leads to the debate of whether it should be preserved in a museum or left in its native culture to be played, but not necessarily preserved.
- The filming of a documentary video brings up the issues of consent from those who are being filmed. Additionally, the film should not necessarily be shown if the producer is not present to answer questions or clarify the video's content if there are questions from the audience.
- Deciding how the monetary gains of a musical production should be distributed is a more prominent case of ethical concern.
- Attaining partial permission in the field is usually not enough to justify filming or recording; every person in the group should consent to the presence of a recording device.
- Whether truthful but possibly condemning information about a group is a situation that should be treated with extreme caution. Any information that could cause trouble for the musicians may need to be censored.
Slobin's discussion of ethical issues in ethnomusicology was surprising in that he highlights the ethnomusicology community's apathy towards the public discussion of ethical issues, as evidenced by the lackluster response of scholars at a large 1970 SEM meeting.
Slobin also points out a facet of ethical thinking among ethnomusicologists in that many of the ethical rules deal with Westerners studying in non-Western, third world countries. Any non-Western ethnomusicologists are immediately excluded from these rules, as are Westerner's studying Western music.
He also highlights several prevalent issues in ethnomusicology by using hypothetical cases from an American Anthropological Association newsletter and framing them in terms of ethnomusicology. For example: "You bring a local musician, one of your informants, to the West on tour. He wants to perform pieces you feel inappropriately represent his tradition to Westerns, as the genre reinforces Western stereotypes about the musician's homeland... do you have the right to overrule the insider when he is on your territory?"
Ethnomusicologists also tend towards the discussion of ethics in sociological contexts. Timothy Taylor writes on the byproducts of cultural appropriation through music, arguing that the 20th century commodification of non-western musics serves to marginalize certain groups of musicians who are not traditionally integrated into the western music production and distribution industries. Steven Feld argues that Ethnomusicologists also have their place in analyzing the ethics of popular music collaboration, such as Paul Simon's work with traditional zydeco, Chicano, and South African beats on Graceland. Feld notes that inherently imbalanced power dynamics within musical collaboration can contribute to cultural exploitation.
When talking about ethics in ethnomusicology it is imperative that I remain specific about who it applies to. An ethnomusicologist must consider ethics if he comes from a culture that is different from the culture that he wants to conduct his research on. However, an ethnomusicologist that conducts research on a culture that is their own does not have to weigh ethics. For example, music scholar, Kofi Agawu writes about African music and all of its significant aspects. He mentions the dynamics of music among the generations, the significance of the music, and the effects of the music on the society. Agawu highlights that some scholars glaze over the spirit of African music and argues that this is problematic because the spirit is one of the most essential components in the music. Agawu is also a scholar from Africa, more specifically Ghana, so he knows more about the culture because he is a part of that culture. Being a native of the culture that one is studying is beneficial because of the instinctive insight that one has been taught since birth.
Martin Rudoy Scherzinger, another twentieth-century ethnomusicologist, contests the claim that copyright law is inherently conducive to exploitation of non-Westerners by Western musicologists for a variety of reasons some of which he quotes from other esteemed ethnomusicologists: some non-Western pieces are uncopyrightable because they are orally passed down, some "sacred songs are issued forth by ancient spirits or gods" giving them no other to obtain copyright, and the concept of copyright may only be relevant in "commercially oriented societies". Furthermore, the very notion of originality (in the West especially) is a quagmire in and of itself. Scherzinger also brought several issues to the forefront that also arise with metaphysical interpretations of authorial autonomy because of his idea that Western aesthetical interpretation is not different than non-Western interpretation. That is, all music is "for the good of mankind" yet the law treats it differently.
Gender concerns have more recently risen to prominence in the methodology of ethnomusicology. Modern researchers often criticize historical works of ethnomusicology as showing gender-biased research and androcentric theoretical models that do not reflect reality. There are many reasons for this issue. Historically, ethnomusicological fieldwork often focused on the musical contributions of men, in line with the underlying assumption that male-dominated musical practices were reflective of musical systems of a society as a whole. Other gender-biased research may have been attributed to the difficulty in acquiring information on female performers without infringing upon cultural norms that may not have accepted or allowed women to perform in public (reflective of social dynamics in societies where men dominate public life and women are mostly confined to the private sphere.). Finally, men have traditionally dominated fieldwork and institutional leadership positions and tended to prioritize the experiences of men in the cultures they studied. With a lack of accessible female informants and alternative forms of collecting and analyzing musical data, ethnomusicological researchers such as Ellen Koskoff believe that we may not be able to fully understand the musical culture of a society. Ellen Koskoff quotes Rayna Reiter, saying that bridging this gap would explain the "seeming contradiction and internal workings of a system for which we have only half the pieces."
Women contributed extensively to ethnomusicological fieldwork from the 1950s onward, but women's and gender studies in ethnomusicology took off in the 1970s. Ellen Koskoff articulates three stages in women's studies within ethnomusicology: first, a corrective approach that filled in the basic gaps in our knowledge of women's contributions to music and culture; second, a discussion of the relationships between women and men as expressed through music; third, integrating the study of sexuality, performance studies, semiotics, and other diverse forms of meaning-making. Since the 1990s, ethnomusicologists have begun to consider the role of the fieldworker's identity, including gender and sexuality, in how they interpret the music of other cultures. Until the emergence of notions like feminist ethnomusicology in late 1980s (which derived its momentum from Third Wave feminism), women within ethnomusicology were limited to serve as interpreters of content created and recorded by men.
Despite the historical trend of overlooking gender, modern ethnomusicologists believe that studying gender can provide a useful lens to understand the musical practices of a society. Considering the divisions of gender roles in society, ethnomusicologist Ellen Koskoff writes: "Many societies similarly divide musical activity into two spheres that are consistent with other symbolic dualisms", including such culture-specific, gender-based dualisms as private/public, feelings/actions, and sordid (provocative)/holy. In some cultures, music comes to reflect those divisions in such a way that women's music and instrumentation is viewed as "non-music" as opposed to men's "music". These and other dualities of musical behavior can help demonstrate societal views of gender, whether the musical behavior supports or subverts gender roles. In her analysis, Koskoff pinpoints a way in which this "symbolic dualism" manifests itself literally: the relationship between the form or shape of one's instrument and the player's gender identity; Koskoff's research demonstrates that often, "the life-giving roles of either sex are seen or reproduced in their shape or playing motion." Moving outside the analytical scope of gender and adopting a more intersectional lens, Koskoff also remarks on how female musical behavior is affiliated with heightened sexuality, with numerous different cultures holding similar yet unique criteria of eroticized dance movements (e.g. "among the Swahili...all-female gathering where young women do hip-rotations to learn the 'right' sexual movements). It is here where Koskoff integrates notions of the private vs. public sphere, examining how in certain cultures, female musical performance is not only linked to notions of heightened female sexuality, it is also associated with "implied or real prostitution," thus insinuating a potential class hierarchy differentiating the society subcultures surrounding private vs. public female musical performance.
As a result of these new considerations from within the field, efforts to better document and preserve women's contributions to ethnomusicology have increased. With a particular focus on collecting ethnomusicological works (as well as literature from related fields) that address gender inequities within musical performance as well as musical analysis, feminist musicologists Bowers and Bareis published the Biography on Music and Gender – Women in Music, which is arguably the most comprehensive collection compiling ethnomusicological literature meeting this analytical criteria. Although it is not an ethnomusicological book, another Susan McClary's watershed book Feminine Endings (1991) shows "relationships between musical structure and socio-cultural values" and has influenced ethnomusicologists perception of gender and sexuality within the discipline itself. There is a general understanding that Western conceptions of gender, sexuality, and other social constructions do not necessarily apply to other cultures and that a predominantly Western lens can cause various methodological issues for researchers.
The concept of gender in ethnomusicology is also tied to the idea of reflexive ethnography, in which researchers critically consider their own identities in relation to the societies and people they are studying. For example, Katherine Hagedorn uses this technique in Divine Utterances: The Performance of Afro-Cuban Santeria. Throughout her description of her fieldwork in Cuba, Hagedorn remarks how her positionality, through her whiteness, femaleness, and foreignness, afforded her luxuries out of reach of her Cuban counterparts, and how the magnitude of difference in her experience and existence in Cuba was exacerbated by Cuba's economic turmoil after the fall of the Soviet Union during the Cuban Revolution. Her positionality also put her in an "outsider" perspective on Cuban culture and affected her ability to access the culture as a researcher on Santeria. Her whiteness and foreignness, she writes, allowed her to circumvent intimate inter-gender relations centered around performance using the bata drum. Unlike her Cuban female counterparts who faced stigma, she was able to learn to play the bata and thus formulate her research.
Today, the society for ethnomusicology is actively dedicating itself to increasing the presence and stature of gender/sexuality/LGBTQ/feminist scholarship within our respective music societies through forums like The Gender and Sexualities Taskforce within the society for ethnomusicology. The society for ethnomusicology has additionally established awards to celebrate work and research conducted within this intersectional subfield of ethnomusicology. Specifically, the society of ethnomusicology developed the Marcia Herndon Prize, which was created to honor exceptional ethnomusicological work in gender and sexuality including, but not limited to, works that focus upon lesbian, gay, bisexual, two-spirited, homosexual, transgendered and multiple gender issues and communities, as well as to commemorate the deeply influential contributions of Herndon to the field in these arenas. Specifically, Herndon is championed for co-editing Music, Gender, and Culture, a collection of fifteen essays (all authored by women) inspired by the Heidelberg meeting of the Music and Gender Study Group of the International Council for Traditional Music, making key comparisons between the philosophies and behaviors between male and female ethnomusicologists and musicians. This work has prompted a great deal of dialogue among ethnomusicologists and scholars of related fields, including Virginia Giglio, Ph.D., who reviewed Herndon's seminal work, identifying central themes of spirituality, female empowerment, and culturally-defined gender-related duties as specific areas for further exploration among modern feminist ethnomusicologists
In the first chapter of his book Popular Music of the Non-Western World, Peter Manual examines the effect technology has had on non-western music by discussing its ability to disseminate, change, and influence music around the world. He begins with a discussion about definitions of genres, highlighting the difficulties in distinguishing between folk, classical, and popular music, within any one society. By tracing the historical development of the phonograph, radio, cassette recordings, and television, Manuel shows that, following the practice set in the western world, music has become a commodity in many societies, that it no longer has the same capacity to unite a community, to offer a kind of "mass catharsis" as one scholar put it. He stresses that any modern theoretical lens from which to view music must account for the advent of technology.
Martin Stokes uses his book Ethnicity, Identity and Music to examine how the presence of records, tapes, and CD's, and the ability to listen to music removed from its social setting affects identity and social boundaries. Stokes mentions how modernity and new technology has created a separation between place or "locale" (referring to the physical setting of social activity as situated geographically) and space (the location from where the music is being played and listened to.) Stokes calls the separation from space and place, "relocation" and refers to it as an "anxiety ridden process." Stokes believes that music plays an essential role to how individuals "relocate" themselves, claiming that music is unmatched by any other social activity in its ability to evoke and organize collective memory. Stokes also claims that the presence of records, tapes and CD's creates the ability to present experiences of specific places "with an intensity and power and simplicity unmatched." Stokes also touches upon the differences and social boundaries that each "place" holds. Claiming that each "place" organizes "hierarchies of moral and political order" and with each specific evocation of "place," defines the moral and political community to relation to the space in which the listener finds themselves. The possibility of the instant evocation of musical "place" allows individuals to "locate," and identify themselves in a plurality of ways, allowing a unique mix of places and social boundaries. Stokes also goes on to mention how the control of media systems by state-controlled governments, through ownership of its channels is a tool which authoritarian states use. Such control is not certain, as the meanings cannot be totally controlled and the citizens of said state can simply turn off the radio state or tune into another. Stokes believes the technological advancements in sound reproduction has democratized recording and listening, and thus, "weakened the grip of state and music industry monopolies."
The book Music and Technocultures by René T. Lysloff and Leslie C. Gay Jr. speaks upon the nature of the rise of technology. They believe that as technology increases, as does its social consequences. Such technologies do not change the social configurations which existed before new technologies, but instead the people that engage with and use these technologies change, instead. Lysloff and Gay use the emergence of the use of MP3s as an example. The MP3 file format can be combined with other software's to give tools that link online communities of music consumers with vast databases of music files, which individuals then have easy access to gigabytes of digital information. The existence of MP3s and these software's then allows for the new possibilities for the exchange of music and gives greater control to the selection of music to the end user, undermining the power of the popular music industries. Such technologies also allow unsigned artists to distribute their own recordings on an unthinkable scale. Later within the book Gay and Lysloff go on to speak on the effects of technological control on consumer practices. Gay and Lysloff go on to say that "Popular music musicians today are shaped first as 'consumers of technology,' in which musical practices align with consumer practices. Even within the "architectonic" structure of malls and acoustic spaces, they are built to connect with consumer practices, defining territory and motivating shoppers.
Copyright is defined as "the exclusive right to make copies, license, and otherwise exploit a literary, musical, or artistic work, whether printed, audio, video, etc." It is imperative because copyright is what dictates where credit and monetary awards should be allocated. While ethnomusicologists conduct fieldwork, they sometimes must interact with the indigenous people. Additionally, since the purpose of the ethnomusicologists being in a particular country is so that she can collect information to make conclusions. The researchers leave their countries of interest with interviews, videos, text, along with multiple other sources of valuable. Rights surrounding music ownership are thus often left to ethics.
The specific issue with copyright and ethnomusicology is that copyright is an American right; however, some ethnomusicologists conduct research in countries that are outside of the United States. For example, Anthony Seeger details his experience while working with the Suyá people of Brazil and the release of their song recordings. The Suyá people have practices and beliefs about inspiration and authorship, where the ownership roots from the animals, spirits, and "owned" by entire communities. In the American copyright laws, they ask for a single original author, not groups of people, animals, or spirits. Situations like Seeger's then result in the indigenous people not being given credit or sometime into being able to have access to the monetary wealth that may come along with the published goods. Seeger also mentions that in some cases, copyright will be granted, but the informant-performer, the researcher, the producer, and the organization funding the research –earns the credit that the indigenous people deserve." "
Martin Scherzinger mentions how copyright is dealt with in the Senegal region of Africa. The copyright benefits, such as royalties, from music are allocated to the Senegalese government, and then the government in turn hosts a talent competition, where the winner receives the royalties. Scherzinger offers a differing opinion on copyright, and argues that the law is not inherently ethnocentric. He cites the early ideology behind copyright in the 19th century, stating that spiritual inspiration did not prohibit composers from being granted authorship of their works. Furthermore, he suggests that group ownership of a song is not significantly different from the collective influence in Western classical music of several composers on any individual work.
A solution to some of the copyright issue that the ethnomusicology is having is to push for the broadening of the copyright laws in the United States. To broaden is equivalent to changing who can be cited as the original author of a piece of work to include the values that specific societies have. In order for this to be done, ethnomusicologists have to find a common ground amongst the copyright issues that they have encountered collectively.
The origins of music and its connections to identity have been debated throughout the history of ethnomusicology. Thomas Turino defines "self," "identity," and "culture" as patterns of habits, such that tendencies to respond to stimuli in particular ways repeat and reinscribe themselves. Musical habits and our responses to them lead to cultural formations of identity and identity groups. For Martin Stokes, the function of music is to exercise collective power, creating barriers among groups. Thus, identity categories such as ethnicity and nationality are used to indicate oppositional content.
Just as music reinforces categories of self-identification, identity can shape musical innovation. George Lipsitz's 1986 case study of Mexican-American music in Los Angeles from the 1950s to the 1980s posits that Chicano musicians were motivated to integrate multiple styles and genres in their music to represent their multifaceted cultural identity. By incorporating Mexican folk music and modern-day barrio influences, Mexican rock-and-roll musicians in LA made commercially successful postmodern records that included content about their community, history, and identity. Lipsitz suggests that the Mexican community in Los Angeles reoriented their traditions to fit the postmodern present. Seeking a "unity of disunity", minority groups can attempt to find solidarity by presenting themselves as sharing experience with other oppressed groups. According to Lipsitz, this disunity creates a disunity that furthermore engenders a "historical bloc," made up of numerous, multifaceted, marginalized cultures.
Lipsitz noted the bifocal nature of the rock group Los Lobos is particularly exemplary of this paradox. They straddled the line by mixing traditional Mexican folk elements with white rockabilly and African American rhythm and blues, while simultaneously conforming to none of the aforementioned genres. That they were commercially successful was unsurprising to Lipsitz- their goal in incorporating many cultural elements equally was to play to everyone. In this manner, in Lipsitz's view, the music served to break down barriers in its up front presentation of "multiple realities".
Lipsitz describes the weakening effect that the dominant (Los Angeles) culture imposes on marginalized identities. He suggests that the mass media dilutes minority culture by representing the dominant culture as the most natural and normal. Lipsitz also proposes that capitalism turns historical traditions of minority groups into superficial icons and images in order to profit on their perception as "exotic" or different. Therefore, the commodification of these icons and images results in the loss of their original meaning.
Minorities, according to Lipsitz, cannot fully assimilate nor can they completely separate themselves from dominant groups. Their cultural marginality and misrepresentation in the media makes them aware of society's skewed perception of them. Antonio Gramsci suggests that there are "experts in legitimization", who attempt to legitimize dominant culture by making it look like it is consented by the people who live under it. He also proposes that the oppressed groups have their own "organic intellectuals" who provide counter-oppressive imagery to resist this legitimization. For example, Low riders used irony to poke fun at popular culture's perception of desirable vehicles, and bands like Los Illegals provided their listening communities with a useful vocabulary to talk about oppression and injustice.
Michael M.J. Fisher breaks down the following main components of postmodern sensibility: "bifocality or reciprocity of perspectives, juxtaposition of multiple realities-intertextuality, inter-referentiality, and comparisons through families of resemblance." A reciprocity of perspectives makes music accessible inside and outside of a specific community. Chicano musicians exemplified this and juxtaposed multiple realities by combining different genres, styles, and languages in their music. This can widen the music's reception by allowing it to mesh within its cultural setting, while incorporating Mexican history and tradition. Inter-referentiality, or referencing relatable experiences, can further widen the music's demographic and help to shape its creators' cultural identities. In doing so, Chicano artists were able to connect their music to "community subcultures and institutions oriented around speech, dress, car customizing, art, theater, and politics." Finally, drawing comparisons through families of resemblance can highlight similarities between cultural styles. Chicano musicians were able to incorporate elements of R&B, Soul, and Rock n' Roll in their music.
Music is not only used to create group identities, but to develop personal identity as well. Frith describes music's ability to manipulate moods and organize daily life. Susan Crafts studied the role of music in individual life by interviewing a wide variety of people, from a young adult who integrated music in every aspect of her life to a veteran who used music as a way to escape his memories of war and share joy with others. Many scholars have commented on the associations that individuals develop of "my music" versus "your music": one's personal taste contributes to a sense of unique self-identity reinforced through the practices of listening to and performing certain music.
As part of a broader inclusion of identity politics (see Gender), ethnomusicologists have become increasingly interested in how identity shapes ethnomusicological work. Fieldworkers have begun to consider their positions within race, economic class, gender, and other identity categories and how they relate to or differ from cultural norms in the areas they study. Katherine Hagedorn's 2001 Book Divine Utterances: The Performance of Afro-Cuban Santería is an example of experiential ethnomusicology, which "...incorporates the author's voice, interpretations, and reactions into the ethnography, musical and cultural analysis, and historical context." The book received the Society for Ethnomusicology's prestigious Alan P. Merriam prize in 2002, marking a broad acceptance of this new method in the institutions of ethnomusicology.
Ethnomusicological inquiries frequently involve a focus on the relationship between music and nationalist movements across the world, necessarily following the emergence of the modern nation-state as a consequence of globalization and its associated ideals, in contrast to a pre-imperialist world ,
In the latter half of the 19th century, song collectors motivated by the legacy of folkloric studies and musical nationalism in Southern and Eastern Europe collected folk songs for use in the construction of a pan-Slavic identity. Collector-composers became "national composers" when they composed songs that became emblematic of a national identity. Namely, Frederic Chopin gained international recognition as a composer of emblematic Polish music despite having no ancestral ties to the Polish peasantry Other composers such as Béla Bartók, Jean Sibelius, Edvard Grieg, and Nikolai Rimsky Korsakov utilized as well as contributed to the growing archives of recorded European folk songs to compose songs for the benefit of the nationalist governments of their respective countries. The French musicologist Radolphe d'Erlanger undertook a project of reviving older musical forms in Tunisia in order to reconstruct "Oriental music," playing on instruments such as the ud and ghazal. Performing ensembles using such instruments were featured at the 1932 Congress of Arab Music in Cairo.
Music and Nationalism
Modern studies of instances of music used in nationalist movements include Turino's research of Zimbabwe's independence movement of the 1970s and 80s. ZANU nationalists and their ZANLA guerrillas used political songs as a means for engaging a wider variety of socioeconomic classes; traditional Shona cultural practices, including music, were cited as areas of common ground. Revolutionary leader Robert Mugabe formed the Youth League, which regularly organized and performed tribal dances as part of party meetings. The Youth League utilized pre-colonial African tribal music through association with the independence movement to ignite popular desire for a return to pre-colonial African rule. However, Turino also explains that "cosmopolitan" musical styles as well as traditional music intersect to ultimately define national Zimbabwean music.
Other research has focused on recording and broadcasting technology as conducive to the dissemination of nationalist ideals. In early twentieth century Afghanistan, music played on Afghan radio blended Hindustani, Persian, Pashtun, and Tadjik traditions into a single national style, blurring ethnic lines at the behest of nationalist "ideologues." Around the same time, the nationalist Turkish state failed in their attempt to make Turkey a "Western" nation by broadcasting European classical music to rural areas when these areas instead simply tuned in to Egyptian radio.
Modern Perspectives and Critiques
Historically, musical nationalism involves the appropriation of music necessarily originating from distinct ethnic, cultural, and class hierarchies for the express purpose of furthering the political goals of nationalist movements. Postmodernist critiques of musical nationalism regard ethnicity in terms of opposition and relativities, especially as it relates to the dominant culture. As ethnomusicology moves in step with anthropology and other disciplines' slow realization of the necessary decolonization of their respective fields, recent research surrounding the role of music in nationalist movements tends to surface in ethnomusicologists' now essential tradition of long-term field research. Katherine Hagedorn's account of post-revolutionary Cuban national music, compiled after repeated stays in the country in the 1990s, concludes that the government's designation of Afro-Cuban music and dance traditions as folklore and dramatized national theater performances of the tradition for the sake of theatrics is harmful to the tradition's religious legitimacy.
Identity and Authenticity
Numerous analysis inside and outside the ethnomusicological discipline finds that music contributes significantly to perceptions of national identity. Wade argues that the amorphous, fluid nature of music allows for similar music to constitute aspects of differing and even contrasting identities. As an example, Wade points to Colombia's specific nationalist music identity originating from its position on the Caribbean Sea. As modes of globalization penetrated the country, Colombians began to consume increasingly diverse types of music, which set the stage for Carlos Vives's 1993 album featuring modernized versions of vallenato songs from the 1930s from the Caribbean coastal region. World beat can be considered contrary to nationalism, designed to appeal to a more global audience by mixing styles of disparate cultures. This may compromise cultural authenticity while commodifying cultural tradition. (see Globalization)
Towards the end of the 20th century, the field of ethnomusicology had blossomed in American academia. With racial and ethnic demographics evolving rapidly in institutions around the country, the demand for a new type of curricula that focused on teaching students about cultural differences only grew stronger. Incorporating ethnomusicology into the American curriculum allows for students to explore other cultures, and it provides an open space for students with varying cultural backgrounds. Thankfully, recordings of music from around the world began to enter the Euro-American music industry because of the advancements made in technology and musical devices. In addition to these advancements, many scholars were receiving funding in order to go abroad and perform research following the end of the Cold War. This type of research allowed scholars to learn firsthand about cultures they aren't familiar with—including hearing testimonies about customs, observing social and cultural norms, and learning how to play the instruments from a culture.
Timothy Taylor discusses the arrival and development of new terminology in the face of globalization. The term "World Music" was developed and popularized as a way to categorize and sell "non-Western" music. The term "world music" began in the 1990s as a marketing term to classify and sell records from other parts of the world under a unified label. Different styles of this world music began making appearances on the Billboard charts, in Grammy Award nominations, and through participation of new immigrants looking to get involved as musicians and audience members. The Billboard Charts and the Grammy's came to be used as became a great indicator for trends happening in music and to let people know who and what is selling. The Billboard music charts can be thought of as a marker of day-to-day activities of the music industry, and the Grammy awards can be thought of as an indicator of what sells and excels. The term "world beat" was also employed in the 90s to refer specifically to pop music, but it has fallen out of use. The issue that these terms present is that they perpetuate an "us" vs. "them" dichotomy, effectively "othering" and combining musical categories outside of the Western tradition for the sake of marketing.
Turino proposes the use of the term "cosmopolitanism" rather than "globalization" to refer to contact between world musical cultures, since this term suggests a more equitable sharing of music traditions and acknowledges that multiple cultures can productively share influence and ownership of particular musical styles. Another relevant concept is glocalization, and a typology for how this phenomenon impacts music (called "Glocal BAG model") is proposed in the book Music Glocalization.
The issue of appropriation has come to the forefront in discussions of music's globalization, since many Western European and North American artists have participated in "revitalization through appropriation," claiming sounds and techniques from other cultures as their own and adding them to their work without properly crediting the origins of this music. Steven Feld explores this issue further, putting it in the context of colonialism: admiration alone of another culture's music does not constitute appropriation, but in combination with power and domination (economic or otherwise), insufficient value is placed on the music's origin and appropriation has taken place. If the originators of a piece of music are given due credit and recognition, this problem can be avoided.
Feld criticizes the claim to ownership of appropriated music through his examination of Paul Simon's collaboration with South African musicians during the recording of his Graceland album. Simon paid the South African musicians for their work, but he was given all of the legal rights to the music. Although it was characterized by what seems to be fair compensation and mutual respect, Feld suggests that Simon shouldn't be able to claim complete ownership of the music. Feld holds the music industry accountable for this phenomenon, because the system gives legal and artistic credit to major contract artists, who hire musicians like "wage laborers" due to how little they were paid or credit they were given. This system rewards the creativity of bringing the musical components of a song together, rather than rewarding the actual creators of the music. As globalization continues, this system allows capitalist cultures to absorb and appropriate other musical cultures while receiving full credit for its musical arrangement.
Feld also discusses the subjective nature of appropriation, and how society's evaluation of each case determines the severity of the offense. When American singer James Brown borrowed African rhythms, and when the African musician Fela Kuti borrowed elements of style from James Brown, their common roots of culture made the connection more acceptable to society. However, when the Talking Heads borrow style from James Brown, the distancing between the artist and the appropriated music is more overt to the public eye, and the instance becomes more controversial from an ethical standpoint. Thus, the issue of cycling Afro-Americanization and Africanization in Afro-American/African musical material and ideas is embedded in "power and control because of the nature of record companies and their cultivation of an international pop music elite with the power to sell enormous numbers of recordings."
Dr. Gibb Schreffler also examines globalization and diaspora through the lens of Punjabi pop music. Schreffler's writing on bhangra music is a commentary on the dissemination of music and its physical movement. As he suggests, the function and reception of Punjabi music changed drastically as increasing migration and globalization catalyzed the need for a cohesive Punjabi identity, emerging "as a stopgap during a period that was marked by the combination of large-scale experiences of separation from the homeland with as yet poor communication channels." In the 1930s, before liberation from British colonial rule, music that carried the explicit "Punjabi" label primarily had the function of regional entertainment. In contrast, Punjabi music of the 1940s and 50s coincided with a wave of Punjabi nationalism that replaced regionalist ideals of earlier times. The music began to form a particular genteel identity in the 1960s that was accessible even to Punjabi expatriates.
During the 1970s and 80s, Punjabi pop music began to adhere aesthetically to more cosmopolitan tastes, often overshadowing music that reflected a truly authentic Punjabi identity. Soon after, the geographic and cultural locality of Punjabi pop became a prevalent theme, reflecting a strong relationship to the globalization of widespread preferences. Schreffler explains this shift in the role of Punjabi pop in terms of different worlds of performance: amateur, professional, sacred, art, and mediated. These worlds are primarily defined by the act and function of the musical act, and each is a type of marked activity that influences how the musical act is perceived and the social norms and restrictions to which it is subject. Punjabi popular music falls into the mediated world due to globalization and the dissemination of commercial music separating performance from its immediate context. Thus, Punjabi popular music eventually "evolved to neatly represent certain dualities that are considered to characterize Punjabi identity: East/West, guardians of tradition/embracers of new technology, local/diaspora."
In some instances, different groups of people in a culture rely on the globalization of music as a way to sustain themselves and their own culture. For example, author, scholar, and professor in the Department of Black Studies at the University of California, Santa Barbara, George Lipsitz analyzes how the fusion of global cultures play out on American soil through his study of Mexican American culture in Los Angeles. Lipsitz unpacks a lot of cultural issues found within the Mexican American communities during the late 1900s by answering a question Octavio Paz poses on the whereabouts of the Los Angeles Mexican culture. Octavio Paz, a Mexican poet and diplomat, once visited Los Angeles and noted that the culture of Mexico seems to float around the city. The culture never quite exists nor does it seem to vanish. Some of the manifestations of the Mexican-American culture in Los Angeles can be found in what Lipsitz called a "historical bloc". This historical bloc refers to a group of different affinity groups that relate to each other through "counter-hegemonic". The groups bond over their bifocal existence in between spaces, their juxtaposition of multiple realities, and their families of resemblance.
Particularly in Chicano music, the musicians in this culture were strongly encouraged to take on an identity separate from themselves, if they wanted to achieve success in the world. Success might look different depending on the artists. One form of success might be selling tons of record while another form of success might be receiving respect from Anglo-American as real contributors to the "masterpieces" of music. This was definitely not an easy task to achieve, and often required some extra work. For example, Lipsitz writes about the first successful Los Angeles Chicano rock-and-roll songs and what the band members had to do to in order to achieve. The Don Tostino's Band reflected one how difficult it was for them to present Chicano music while not losing their identity. A band member stated that they wanted to play Chicano music instead of looking like clowns. This was a response to their audience's initial expectation that the band would arrive on stage in sombreros, tropical outfits, and other stereotypes attributed to Chicano people.
Another example of globalization in music concerns cases of traditions that are officially recognized by UNESCO, or promoted by national governments, as cases of notable global heritage. In this way, local traditions are introduced to a global audience as something that is so important as to both represent a nation and be of relevance to all people everywhere.
Cognitive psychology, neuroscience, anatomy, and similar fields have endeavored to understand how music relates to an individual's perception, cognition, and behavior. Research topics include pitch perception, representation and expectation, timbre perception, rhythmic processing, event hierarchies and reductions, musical performance and ability, musical universals, musical origins, music development, cross-cultural cognition, evolution, and more.
From the cognitive perspective, the brain perceives auditory stimuli as music according to gestalt principles, or "principles of grouping." Gestalt principles include proximity, similarity, closure, and continuation. Each of the gestalt principles illustrates a different element of auditory stimuli that cause them to be perceived as a group, or as one unit of music. Proximity dictates that auditory stimuli that are near to each other are seen as a group. Similarity dictates that when multiple auditory stimuli are present, the similar stimuli are perceived as a group. Closure is the tendency to perceive an incomplete auditory pattern as a whole—the brain "fills in" the gap. And continuation dictates that auditory stimuli are more likely to be perceived as a group when they follow a continuous, detectable pattern.
The perception of music has a quickly growing body of literature. Structurally, the auditory system is able to distinguish different pitches (sound waves of varying frequency) via the complementary vibrating of the eardrum. It can also parse incoming sound signals via pattern recognition mechanisms. Cognitively, the brain is often constructionist when it comes to pitch. If one removes the fundamental pitch from a harmonic spectrum, the brain can still "hear" that missing fundamental and identify it through an attempt to reconstruct a coherent harmonic spectrum.
Research suggests that much more is learned perception, however. Contrary to popular belief, absolute pitch is learned at a critical age, or for a familiar timbre only. Debate still occurs over whether Western chords are naturally consonant or dissonant, or whether that ascription is learned. Relation of pitch to frequency is a universal phenomenon, but scale construction is culturally specific. Training in a cultural scale results in melodic and harmonic expectations.
Cornelia Fales has explored the ways that expectations of timbre are learned based on past correlations. She has offered three main characteristics of timbre: timbre constitutes a link to the external world, it functions as perceptualization's primary instrument and it is a musical element that we experience without informational consciousness. Fales has gone into in-depth exploration of humankind's perceptual relation to timbre, noting that out of all of the musical elements, our perception of timbre is the most divergent from the physical acoustic signal of the sound itself. Growing from this concept, she also discusses the "paradox of timbre", the idea that perceived timbre exists only in the mind of the listener and not in the objective world. In Fales' exploration of timbre, she discusses three broad categories of timbre manipulation in musical performance throughout the world. The first of these, timbral anomaly by extraction, involves the breaking of acoustic elements from the perceptual fusion of timbre of which they were part, leading to a splintering of the perceived acoustic signal (demonstrated in overtone singing and didjeridoo music). The second, timbral anomaly by redistribution, is a redistribution of gestalt components to new groups, creating a "chimeric" sound composed of precepts made up of components from several sources (as seen in Ghanaian balafon music or the bell tone in barbershop singing). Finally, timbral juxtaposition consists of juxtaposing sounds that fall on opposing ends of a continuum of timbral structure that extends from harmonically based to formant-structured timbres (as demonstrated again in overtone singing or the use of the "minde" ornament in Indian sitar music). Overall, these three techniques form a scale of progressively more effective control of perceptualization as reliance on the acoustic world increases. In Fales' examinations of these types of timbre manipulation within Inanga and Kubandwa songs, she synthesizes her scientific research on the subjective/objective dichotomy of timbre with culture-specific phenomena, such as the interactions between music (the known world) and spiritual communication (the unknown world).
Cognitive research has also been applied to ethnomusicological studies of rhythm. Some ethnomusicologists believe that African and Western rhythms are organized differently. Western rhythms may be based on ratio relationships, while African rhythms may be organized additively. In this view, that means that Western rhythms are hierarchical in nature, while African rhythms are serial. One study that provides empirical support for this view was published by Magill and Pressing in 1997. The researchers recruited a highly experienced drummer who produced prototypical rhythmic patterns. Magill and Pressing then used Wing & Kristofferson's (1973) mathematical modeling to test different hypotheses on the timing of the drummer. One version of the model used a metrical structure; however, the authors found that this structure was not necessary. All drumming patterns could be interpreted within an additive structure, supporting the idea of a universal ametrical organization scheme for rhythm.
Researchers have also attempted to use psychological and biological principles to understand more complex musical phenomena such as performance behavior or the evolution of music, but have reached few consensuses in these areas. It is generally accepted that errors in performance give insight into perception of a music's structure, but these studies are restricted to Western score-reading tradition thus far. Currently there are several theories to explain the evolution of music. One of theories, expanded on by Ian Cross, is the idea that music piggy-backed on the ability to produce language and evolved to enable and promote social interaction. Cross bases his account on the fact that music is a humanly ancient art seen throughout nearly every example of human culture. Since opinions vary on what precisely can be defined as "music", Cross defines it as "complexly structured, affectively significant, attentionally entraining, and immediately—yet indeterminately—meaningful," noting that all known cultures have some art form that can be defined in this way. In the same article, Cross examines the communicative power of music, exploring its role in minimizing within-group conflict and bringing social groups together and claiming that music could have served the function of managing intra and inter-group interactions throughout the course of human evolution. Essentially, Cross proposes that music and language evolved together, serving contrasting functions that have been equally essential to the evolution of humankind. Additionally, Bruno Nettl has proposed that music evolved to increase efficiency of vocal communication over long distances, or enabled communication with the supernatural.
The idea of decolonization is not new to the field of ethnomusicology. As early as 2006, the idea became a central topic of discussion for the Society for Ethnomusicology. In humanities and education studies, the term decolonization is used to describe "an array of processes involving social justice, resistance, sustainability, and preservation. However, in ethnomusicology, decolonization is considered to be a metaphor by some scholars. Linda Tuhiwai Smith, a professor of indigenous studies in New Zealand, offered a look into the shift decolonization has taken: "decolonization, once viewed as the formal process of handing over the instruments of government, is now recognized as a long-term process involving the bureaucratic, cultural, linguistic and psychological divesting of colonial power." For ethnomusicology, this shift means that fundamental changes in power structures, worldviews, academia, and the university system need to be analyzed as a confrontation of colonialism. A proposed decolonized approach to ethnomusicology involves reflecting on the philosophies and methodologies that constitute the discipline.
The decolonization of ethnomusicology takes multiple paths. These proposed approaches are: i) ethnomusicologists addressing their roles as scholars, ii) the university system being analyzed and revised, iii) the philosophies, and thus practices, as a discipline being changed. The Fall/Winter 2016 issue of the Society of Ethnomusicology's Student News contains a survey about decolonizing ethnomusicology to see their readers' views on what decolonizing ethnomusicology entailed. The different themes were: i) decentering ethnomusicology from the United States and Europe, ii) expanding/transforming the discipline, iii) recognizing privilege and power, and iv) constructing spaces to actually talk about decolonizing ethnomusicology among peers and colleagues.
One of the issues proposed by Brendan Kibbee for "decolonizing" ethnomusicology is how scholars might reorganize the disciplinary practices to broaden the base of ideas and thinkers. One idea posed is that the preference and privilege of the written word more than other forms of media scholarship hinders a great deal of potential contributors from finding a space in the disciplinary sphere. The possible influence of the Western bias against listening as an intellectual practice could be a reason for a lack of diversity of opinion and background within the field. The colonial aspect comes from the European prejudices regarding subjects' intellectual abilities derived from the Kantian belief that the act of listening being seen as a "danger to the autonomy of the enlightened liberal subject." As colonists reorganized the economic global order, they also created a system that tied social mobility to the ability to assimilate European schooling, forming a meritocracy of sorts. Many barriers keep "postcolonial" voices out of the academic sphere such as the inability to recognize intellectual depth in local practices of knowledge production and transmission. If ethnomusicologists start to rethink the ways in which they communicate with one another, the sphere of academia could be opened to include more than just the written word, allowing new voices to participate.
Another topic of discussion for decolonizing ethnomusicology is the existence of archives as a legacy of colonial ethnomusicology or a model for digital democracy. Comparative musicologists used archives such as the Berlin Phonogramm-Archiv to compare the musics of the world. The current functions of such public archives within institutions and on the internet has been analyzed by ethnomusicologists. Activists and ethnomusicologists working with archives of recorded sound, like Aaron Fox, associate professor at Columbia University, have undertaken recovery and repatriation projects as an attempt at decolonizing the field. Another ethnomusicologist who has developed major music repatriation projects is Diane Thram, who works with the International Library of African Music. Similar work has been dedicated towards film and field video.
Giving a strict definition to ethnicity is considered difficult by many scholars, but it can be best understood in terms of the creation and preservation of boundaries, in contrast to the social "essences" in the gaps between these boundaries. In fact, ethnic boundaries can both define and maintain social identities, and music can be used in local social situations by members of society to create such boundaries. The idea of authenticity becomes relevant here, where authenticity is not a property of the music or performance itself, but is a way of telling both insiders and outsiders that this is the music that makes one's society unique. Authenticity can also be seen as the idea that a certain music is inextricably bound to a certain group or physical place. It can give insight into the question of the "origin" of music, in that it by definition bears connection to the geographical, historical, and cultural aspects of music. For instance, holding that particular aspects of African-American music are actually fundamentally African is critical to claims of authenticity in the global African diaspora. In terms of how authenticity can be connected to the concept of place, consider the concept of authenticity in Jewish music throughout the Jewish diaspora. "Jewish" music is bound to both the Land of Israel and the ancient Temple of Jerusalem.
Although groups are self-defining in how they express the differences between self and other, colonization, domination, and violence within developing societies cannot be ignored. In a society, often dominant groups brutally oppress minority ethnicities from their classification systems. Music can be used as a tool to propagate dominant classifications in such societies, and has been used as such by new and developing states especially through control of media systems. Indeed, though music can help define a national identity, authoritarian states can control this musical identity through technology, in that they end up dictating what citizens can listen to. Governments often value music as a symbol, which can be used to promote supra-national entities. They often use this to argue the right to participate in or control a significant cultural or political event, such as Turkey's involvement in the Eurovision Song Contest.
Historically, anthropologists have believed that ethnomusicologists deal with something that by definition cannot be synonymous with the social realities of the present world. In response, ethnomusicologists sometimes present a concept of society that purely exists within an all-encompassing definition of music. Ethnomusicologist Charles Seeger agrees with this, giving an example of how Suya society (in Brazil) can be understood in terms of its music. Seeger notes how "Suya society was an orchestra, its village was a concert hall, and its year a song."
Music helps one understand oneself in relation to people, places, and times. It informs one's sense of physical place—a musical event (such as a collective dance) uniquely evokes collective memories and experiences of place. Both ethnomusicologists and anthropologists believe that music provides the means by which political and moral hierarchies are developed. Music allows people to comprehend both identities and physical places, as well as the boundaries that divide them.
Gender is another area where boundaries are "performed" in music. Instruments and instrumental performance can contribute to a society's definition of gender, in that behaviour of performers conforms to the gender expectations of society (e.g. men should not display effort, or women should feign reluctance to perform). Issues of ethnicity and music intersect with gender studies in fields like historical musicology, the study of popular music, and ethnomusicology. Indeed, gender can be seen as a symbol of social and political order, and controlling gender boundaries is thus a means of controlling such order. Gender boundaries reveal the most deeply intrinsic forms of domination in a society, that subsequently provide a template for other forms of domination. However, music can also provide a means of pushing back against these boundaries by blurring the boundary between what is traditionally considered male and female.
When one listens to foreign music, one tries to make sense of it in terms of one's own (familiar) music and musical worldviews, and this internal struggle can be seen as a power struggle between one's musical views and the other, foreign ones. Sometimes, musicians celebrate ethnic plurality in problematic ways, in that they collect genres, and subsequently alter and reinterpret them in their own terms. Societies often publicize so-called multi-cultural music performances simply for the promotion of their own self-image. Such staged folklore begins to greatly diverge from the celebration of ethnic plurality it purportedly represents, and the music and dance being performed become meaningless when presented so entirely out of context. In such a scenario, which is seen very commonly, the meaning of the performance is both created and controlled by the performers, the audience, and even the media of the society the performance takes place in.
Music rarely remains stable in contexts of social change -- "culture contact" causes music to be altered to whatever new culture it has come in contact with. In this way, minority communities can internalize the outside world through music—a kind of sense-making. They become able to deal with and control a foreign world on their own (musical) terms. Indeed, such integration of musical difference is an integral aspect of the creation of a musical identity, which can be seen in Seeger's description of the Brazilian Suya, who took music from an outside culture and made it their own as an "assertion of identity in a multi-ethnic social situation." In addition, consider the development of East Indian culture. Many of the trademarks of East Indian society, such as the caste system and the Bhojpuri form of the Hindi language, are becoming obsolete, which erodes their concept of ethnic identity. In light of these conditions, music has begun to play an unprecedented role in the concept of East Indian ethnic identity Music can also play a transformative part in the formation of the identities of urban and migrant communities, which can be seen in the diverse and distinct musical cultures in the melting pot of communities in the US. In the case of colonialism, the colonizer and the colonized end up repeatedly exchanging musical ideas. For instance, in the Spanish colonization of the indigenous Native Americans, the resulting mestizo music reflects the intersection of these two culture spheres, and even gave way to new modes of musical expression bearing aspects of both cultures.
Ethnicities and class identities have a complicated relationship. Class can be seen as the relative control a group has over economic (relating to means of production), cultural, political, and social assets in various social areas. In the case of migrant communities, the divide between the concepts of ethnicity and class blur (for instance, one ethnic group/class level provides cheap labor for the other, such as in the case of Latinx Mexican immigrants performing cheap farming labor for White Americans). This blurring can also be seen in Zimbabwe, where White settlers determined a hierarchical social order divided by ethnicity: Blacks, others "coloureds," Asians, and Whites (who were at the top of the hierarchy). The concept of "geographical heritage" (where one cannot change where one's ancestors come from) contributed to this concept of immutability of this constructed hierarchy; White settlers enforced the ranks of this hierarchy through their definition of how "civilized" each ethnic group was (Whites being the most civilized).
However, one cannot simply match a class with a single musical style, as musical styles reflect the complex and often contradictory aspects of the society as a whole. Marxist subcultural theory proposes that subcultures borrow and alter traits from the dominant culture to create a newly diverse range of available traits where the signs of the dominant culture remain, but are now part of a new and simultaneously subversive whole. In fact, ethnicities are similar to classes in many ways. They are often either defined or excluded based on the rules of the dominant classificatory system of the society. Thus, ethnic minorities are forced to figure out how to create their own identities within the control of the dominant classifications. Ethnic minorities can also use music in order to resist and protest the dominant group. This can be seen in European Jews, African Americans, Malaysian-Chinese, and even in the Indonesian-Chinese, who expressed resistance through Chinese theater performances.
Scholars have characterized medical ethnomusicology as "a new field of integrative research and applied practice that explores holistically the roles of music and sound phenomena and related praxes in any cultural and clinical context of health and healing". Medical ethnomusicology often focuses specifically on music and its effect on the biological, psychological, social, emotional, and spiritual realms of health. In this regard, medical ethnomusicologists have found applications of music to combat a broad range of health issues; music has found usage in the treatment of autism, dementia, AIDS and HIV, while also finding use in social and spiritual contexts through the restoration of community and the role of music in prayer and meditation. Recent studies have also shown how music can help to alter mood and serve as cognitive therapy.
Applications in Nursing Home Communities
Theresa Allison served at a nursing home in 2006–2007, studying the effects of music on the residents of the home. The Home, as she refers to it in her publications, was rather unusual in that music was of utmost priority: the Home has over 60 hours of music and performing arts activities scheduled weekly, and dozens of residents actively participate in songwriting groups. The Home has produced a professional CD, Island on a Hill, and an award-winning documentary, A 'Specially Wonderful Affair, both in 2002. With such emphasis placed in the arts, Allison concludes that the creation and performance of music has increased the residents' quality of life by allowing them to remain active in their society through songwriting. Songwriting in the Home has fostered a sense of community among the residents and a means of transcending the institution by bringing in memories and experiences from outside their physical space.
Applications in Spiritual Healing
Koen's research has also extended into the realm of the spiritual; he analyzed the role of music in maddâh, a form of prayer. Koen believed in music-prayer dynamics, which modeled the dynamic relationship between music, prayer, and healing. Maddâh is unique in that it encompasses all three elements of music-prayer dynamics over the course of a ceremony. Koen describes a maddâh ceremony as such: "during a maddâh ceremony, one experiences music alone, prayer alone, music and prayer combined, and unified music-prayer". In particular, Koen focused on the restorative properties of maddâh as it was utilized in Badakhshan, Tajikistan. Being the economically poorest region of Tajikistan, Badakhshan's culture of health care is precarious at best; there is no running water or plumbing in homes, satisfactory nutrition is hard to come by, and the psychological distress that comes with these factors leads to an abundance of health issues. As a result, maddâh is utilized to maintain health and prevent illness. Koen conducted an experiment of 40 participants from Badakhshan, in which Koen assessed the stress levels of those who participated in a maddâh ceremony using physical indicators of stress such as blood pressure and heart rate. In conclusion, Koen observed an overarching destressing effect in those who participated in maddâh, regardless of the role they assumed in the ceremony. Koen attributes this to familiarity: "there was enough familiarity to engage a cultural aesthetic and dynamic that allowed a person's consciousness to approach a flexible state, which here facilitated a state of lower stress". Koen also noted that participants had positive feelings regarding maddâh; many of the participants commented that maddâh relieves them of their emotional burdens.
Applications to Dementia Treatments
Treatment of Alzheimer's was historically centered around a biomedical, classically mechanistic model of the disease, but doctors have increasingly taken on a "person-centered" approach, a model through which multiple academic disciplines can contribute to an increased quality of life. Biology, psychology, spirituality, sociology, and most recently, ethnomusicology have all been combined to find the most effective, integrative, complementary, and native interventions for dementia. Carol Prickett provides an overview of the current state of research into music therapy for dementia:
- Patients with dementia are capable of participating in structured music activities late into the disease.
- Instrument playing and dance/movement are preferred activities
- Modeling the patient's expected response increases patient participation
- Individual and small group settings/sessions are most beneficial
- Social and emotional skills, including interactions and communications, can be enhanced with music therapy
- Cognitive skills can be enhanced with music therapy
- Musical interventions can be an alternative to pharmacological or physical restraints
In 2008, Kenneth Brummel-Smith studied the state of care for those with Alzheimer's disease (AD) and found care to be largely unsatisfactory. Rather, Brummel-Smith looks toward music as the cure to Alzheimer's disease; he observes that nursing home residents with AD are capable of participating in structured music activities late into the disease, and that music can be used to enhance social, emotional, and cognitive skills in those with AD. Brummel-Smith calls for a more interdisciplinary approach to combatting AD, which may include music therapy if it may be suitable for a given AD patient.
In 2017, Bill Ahessy presented a music therapy case study about a 94-year-old woman with AD who participated in improvisation and song writing for 18 months, suggesting that person-centered therapy and music therapy theory and practice share valuable links and identifying song-writing as a powerful therapeutic technique for AD treatment. For the patient in the case study, music therapy helped with reminiscence and emotional self-expression, and assisted the client with experiencing herself in new ways to process her condition. Specifically, music helped her strengthen and validate her identify, verbalize her emotions, and reflect on her experience with AD.
Applications to HIV/AIDS Treatments
Kathleen Van Buren conducted fieldwork in Nairobi and Sheffield with the purpose of enacting positive change in the context of HIV and AIDS in each environment. Van Buren speaks about utilizing music as an agent of social change; in Nairobi, she witnessed individuals and organizing drawing upon music and the arts to promote social change within their respective communities. In Sheffield, Van Buren offered a new class on "Music and Health" at the University of Sheffield as well as World AIDS Day event with the theme "Hope through the Arts". After the conclusion of these events, Van Buren published her findings and offered a to-do list for the ethnomusicology of HIV and AIDS. Namely, she urged ethnomusicologists to research and engage with the music community in order to facilitate the development of educational and therapy programs to further the fight against AIDS.
Gregory Barz also investigates the usage of music in healing individuals with HIV/AIDS in Sub-saharan African communities like Uganda, where only 10% of the population has access to medical facilities, and there is only one doctor for every 20,000 people. In Uganda, less than 2% of those who need antiretroviral drugs can afford them. He concludes that music's contributions to HIV/AIDS intervention and palliative care are a valuable, human, and imperative option to shaping the treatment landscape for these individuals. Through participation in music, socioeconomic effects of illness are reduced by supporting caregivers, controlling pain, and providing counseling to caretakers and sick individuals.
Barz notes that one of the primary ways that music can play a role in the treatment of HIV/AIDS is through performances that help educate the listeners about the disease and make it easier for them to understand, interact with, and reconcile the role that HIV/AIDS plays in their lives. For example, Walya Sulaiman is a musical activist who lives with HIV; since his diagnosis, he has dedicated his life to educating and counseling other Igangan Muslims. There is often a communication barrier between doctors who understand the biological mechanisms behind HIV/AIDS and village people, who might not have as firm of a grasp on the implications of the disease. Therefore, in musical performances meant to educate his target groups about the affliction, Sulaiman uses the term kayovu, which is an insect that eats bananas from the inside out, to depict AIDS, and ene, which is jackfruit, to facilitate an understanding about how one can get stuck in the syrupy fruit, unable to wash or scrape HIV away. Thus, these linguistic localizations help facilitate a deeper, culturally relevant understanding of HIV/AIDS.
Michael Bakan, professor of ethnomusicology and Florida State University, has spearheaded research efforts to apply ethnomusicology to autism, and conceptually sees the practice as a form of applied ethnomusicology. He sees the ethnomusicology of autism as in the same realm as other similar epistemological frameworks related to the condition, including the autistic self-advocacy and neurodiversity movements, disability studies, and the anthropology of autism. In his research and publications, he utilizes a polyvocal narrative approach by splicing his words and ideas with the children on the autism spectrum who he plays and listens to music with. He also integrates the ideologies of spokespeople from the autistic self-advocacy movement, and scholars, scientists, and disability rights advocates who represent a broad range of positions and epistemic schools of thought. He ultimately proposes an ethnographic model of disability as a complementary alternative to existing socio-medical models, further arguing that the ethnographic and relativistic principles of applied ethnomusicology can effectively promote neurodiversity and autism acceptance.
An example of music used in the treatment of autism is the Music-Play Project (MPP). The MPP was inspired by an interaction in which Benjamin Koen and Michael Bakan invited their families to eat dinner together. After dinner, Koen and Bakan took out some drums and started playing music together. Mark, a 3-year-old member of the Bakan family who has Asperger's syndrome, began engaging with the music in a way that Koen describes as "miraculous". Bakan describes Mark's experience as a "remarkable and positive behavioral/emotional transformation in him". After that moment, Koen and Bakan began hosting a six week program in which three children, accompanied by their parents, engage in freeform improvisational music creation alongside Koen and Bakan. Participants play on gamelan gongs, metallophones, and drums, which are chosen for providing rewarding sounds with minimal technique and effort from the participants. Koen and Bakan recount that the Music-Play Project has proven successful in providing children with key experiences that are particularly important in development, including forming new friendships among participants and facilitating fresh interactions between children and their parents.
Applications in Cognitive Therapy
The Flexibility Hypothesis
The flexibility hypothesis posits that the mechanism behind many forms of healing and psychotherapy is the induction of positive psychological states marked by flexibility or an enhanced ability to move and shift between different cognitive sets. This hypothesis mentions that music can act as a tool, or primer, to facilitate the patient's receptibility to moving across cognitive states. These different cognitive sets can be reached by the patient by altering expectations, remoralization, and instilling hope in the present and the future, with help from different primers.
Healing practices use specific symbolic interventions called "flexibility primers;" these can help induce different degrees and states of cognitive and emotional flexibility. Flexibility primers can take different forms, including metaphors, images, and music and other media, which is how the flexibility hypothesis falls within the realm of medical ethnomusicology. Music is often used to prime the patients to represent, elicity, and enact cognitive and emotional flexibility in rituals of healing. Within this practice, to truly reach the patient, it is imperative to identify psychological processes and cultural forms that facilitate and evoke cognitive and emotional flexibility to understand the cultural specificity and potential efficacy of a particular set of primers. For example, when choosing music for this ritual, it might be in one's best interest to use cultural context to match the patient with a primer that they will be particularly receptive to, through language, style, etc. Because cultural specificity is highly correlated with the potential efficacy of different healing practices, we can use cultural context to guide intervention/healing design to best promote well-being.
There has been debate since the early 1950s among anthropologists and ethnomusicologists about the extent to which different psychological and socio-environmental factors play into the induction of trance states in different ritual contexts. The debate has been focused around the question: Can music (alone or in context) induce trance? Gilbert Rouget, an anthropologist, is a primary player in this debate; his 1980 book "Music and Trance: A Theory of Relations between Music and Possession" explores ritual trances involving music and reviews the anthropological literature on the neurophysiological effects of drumming and other repetitive auditory stimulation. Another researcher in this debate is Andrew Neher, who conducted laboratory studies about auditory driving, which is the ability of repetitive rhythmic auditory stimuli to alter brainwave activity in a one-to-one relationship. He found that if a subject hears drum rhythms at 8 beats/second, one's brainwaves will be influenced by this stimulus, producing more activity at 8 Hz and also influencing other brainwave frequency bands to alter brain activity as a whole.
Many researchers have also found that drumming can have mood-altering effects on the brain and nervous system. This research has been applied to developing treatments for a range of physical conditions, mental illnesses, and personality disorders. Bittman et al. discovered that rhythmic auditory stimulation can improve immune function and increase relaxation, improve mood, and help manage stress, Maurer et al. found that drumming or hearing music where the predominant focus is on drum beats can help enhance hypnotic susceptibility, and Mandel et al. suggested that rhythmic stimulation can induce altered states of consciousness for psychotherapy. Additionally, many modern physiological reports on the effects of sustained rhythmic drumming reinforce that the act of drumming can help alter affective states and induce states of consciousness, hypnosis, and meditation through the diversion of attention to consistent patterns, as well as brainwave synchronization and entrainment.
Many universities around the world offer ethnomusicology classes and act as centers for ethnomusicological research by the Society of Ethnomusicology lists some graduate and undergraduate degree-granting programs.
In popular culture
Ethnomusicology has been referenced in popular media on occasion. The movie Songcatcher is loosely based on the work of an early ethnomusicologist.
The definition of ethnochoreology stands to have many similarities with the current way of studying of ethnomusicology. With ethnochoreology's roots in anthropology taken into account, and by the way that it is studied in the field, dance is most accurately defined and studied within this academic circle as two parts: as "an integral part of a network of social events" and "as a part of a system of knowledge and belief, social behavior and aesthetic norms and values". That is, the study of dance in its performance aspects—the physical movements, costumes, stages, performers, and accompanied sound- along with the social context and uses within the society where it takes place.
Because of its growth alongside ethnomusicology, the beginning of ethnochoreology also had a focus on the comparative side of things, where the focus was on classifying different styles based on the movements used and the geographical location in a way not dissimilar to Lomax. This is best shown in "Benesh Notation and Ethnochoreology" in 1967 which was published in the ethnomusicology journal, where Hall advocates using the Benesh notation as a way of documenting dance styles so that it is "possible to compare styles and techniques in detail — even 'schools' within one style — and individual variations in execution from dancer to dancer." In the seventies and eighties, like with ethnomusicology, ethnochoreolology had a focus on a very specific communicative type of "folklore music" performed by small groups and the context and performance aspects of dance were studied and emphasized to be a part of a whole "folkloric dance" that needed to be preserved. This was influenced by the same human centered "thick description" way of study that had moved into ethnomusicology. However, at this time, the sound and dance aspects of the performances studied were still studied and analyzed a bit separately from the context and social aspects of the culture around the dance.
Beginning in the mid eighties, there has been a reflexively interpretive way of writing about dance in culture that is more conscious of the impact of the scholar within the field and how it affects the culture and its relationship with the dance that the scholar is looking into. For example, because most scholars until this point were searching for the most "authentic" folk, there was a lack of study on individual performers, popular dances, and dances of subgroups groups within a culture such as women, youth, and members of the LGBT community. In contrast, this newer wave of study wanted a more open study of dance within a culture. Additionally, there was a shift for a more mutual give and take between the scholar and the subjects, who in field work, also assist the scholars as teachers and informants.
Differences with Ethnomusicology
Although there are many similarities between ethnochoreology and ethnomusicology, there is a large difference between the current geographical scope of released studies. For example, from the beginning of ethnomusicology, there was a large focus on African and Asian musics, due to them seeming to have the most deviation from their norm while ethnochoreology, also beginning in Europe, has long had extensive studies of the Eastern European "folk dances" with relatively little of African and Asian dances, however American studies have delved into Native American and Southeast Asian dance. However, the very basis of this being a difference could be challenged on the basis that many European ethnomusicological and ethnochoreological studies have been done on the "home" folk music and dance in the name of nationalism.
"ICTM Study Group on Ethnochoreology". International Council for Traditional Music., beginning in 1962 as a Folk Dance Commission before giving itself its current name in the early seventies. With the objectives of promoting research, documentation, and interdisciplinary study of dance; providing a forum for cooperation among scholars and students of ethnochoreology by means of international meetings, publications, and correspondence; and contributing to cultural and societal understandings of humanity through the lens of dance, the Study Group meets biennially for a conference.
The "Congress on Research in Dance"., CORD for short, currently known as the Dance Studies Association (DSA) after merging with the Society of Dance History Scholars began 1964. CORD's purposes are stated to be to encourage research in all aspects of dance and related fields;to foster the exchange of ideas, resources, and methodologies through publications, international and regional conferences and workshops; and to promote the accessibility of research materials. CORD publishes a peer-reviewed scholarly journal known as, The Dance Research Journal, twice annually.
|Library resources about |
For articles on significant individuals in this discipline, see the List of ethnomusicologists.
- Society for Ethnomusicology
- Fumio Koizumi Prize for Ethnomusicology
- List of musicologists
- List of musicology topics
- Prehistoric music
- Smithsonian Folkways
- World music
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- Society for Ethnomusicology
- International Council for Traditional Music
- British Forum for Ethnomusicology
- International Library of African Music (ILAM)
- The World and Traditional Music Section at the British Library
- The Archives of Traditional Music at Indiana University
- Ethnomusicology, Folk Music, and World Music (University of Washington)
- Outreach Ethnomusicology An Online Ethnomusicology Community and Fieldwork Resource
- SIL publications on Ethnomusicology listed by country
- Yale Music Library Research Guide for Ethnomusicology
- Sanford and Son's 1973 take on Ethnomusicology