Ewing v. California
|Ewing v. California|
|Argued November 5, 2002
Decided March 5, 2003
|Full case name||Gary Ewing v. State of California|
|Citations||538 U.S. 11 (more)|
|Prior history||Defendant convicted in Los Angeles County Superior Court; conviction affirmed by California Court of Appeal; California Supreme Court declined review, and the U.S. Supreme Court granted certiorari.|
|California's three strikes law does not violate the Eighth Amendment prohibition against cruel and unusual punishment.|
|Majority||O'Connor, joined by Rehnquist, Kennedy|
|Dissent||Stevens, joined by Souter, Ginsburg, Breyer|
|Dissent||Breyer, joined by Stevens, Souter, Ginsburg|
|U.S. Const. amend. VIII; Cal. Penal Code § 667|
Ewing v. California, 538 U.S. 11 (2003), is one of two cases upholding a sentence imposed under California's three strikes law against a challenge that it constituted cruel and unusual punishment in violation of the Eighth Amendment. As in its prior decision in Harmelin v. Michigan, 501 U.S. 957 (1991), the United States Supreme Court could not agree on the precise reasoning for upholding the sentence. Nevertheless, with the decision in Ewing and the companion case Lockyer v. Andrade, 538 U.S. 63 (2003), the Court effectively foreclosed criminal defendants from arguing that their noncapital sentences were disproportional to the crime they had committed.
Viewed separately from his criminal history, the crime Gary Ewing committed in this case is relatively benign. In 2000 he stole three golf clubs worth $399 each from the pro shop of the El Segundo Golf Course in El Segundo, California. He slipped them down the leg of his pants, and a shop employee called the police when he noticed Ewing limping out of the pro shop.
Ewing was charged with and convicted of felony grand theft of personal property. Under California law, felony grand theft is a "wobbler," meaning that both the prosecutor and the trial judge have discretion to reduce the seriousness of the crime to a misdemeanor. Although Ewing asked the trial court to exercise its discretion in this way, thus making him ineligible for sentencing under the three strikes law, the trial judge declined to do so. Ewing's extensive criminal history did not persuade the judge to be lenient in this regard.
Ewing committed his first crime in 1984 when he was 22 years old. He pleaded guilty to theft, and received a six-month suspended sentence. In 1988 he was convicted of felony grand theft auto and sentenced to a year in jail and three years' probation. In 1990, he was convicted of petty theft and sentenced to 60 days in jail and three years' probation. In 1992, he was convicted of battery and sentenced to 30 days in jail. In the first nine months of 1993 he was convicted of burglary, possession of drug paraphernalia, appropriating lost property, unlawful possession of a firearm, and trespassing. In October and November 1993, he committed his most serious crimes to date—a string of burglaries and robbery at apartment complexes in Long Beach, California, where he made off with money, electronics, and credit cards. In December 1993 he was arrested on the premises of another Long Beach apartment complex, where police found a knife used in the prior robbery, along with a glass cocaine pipe, on his person. He was convicted this time of one count of first-degree robbery and three counts of residential burglary, and sentenced to nine years in prison. He was paroled in 1999, ten months before he stole the golf clubs from the pro shop in El Segundo. At sentencing on the golf club theft, the judge used the 1993 burglaries and robbery to impose the 25-to-life sentence under California's three strikes law.
Ewing appealed his conviction to the California Court of Appeal, which rejected his challenge that the 25-year sentence was grossly disproportional to the crime. The California Supreme Court denied review.
Justice O'Connor wrote an opinion for herself, Chief Justice Rehnquist, and Justice Kennedy. Under the Eighth Amendment, a narrow proportionality principle applies to noncapital sentences. Before Ewing, the Court had from time to time examined lengthy sentences imposed for relatively minor crimes. In Rummel v. Estelle, 445 U.S. 263 (1980), the Court upheld a life sentence for obtaining $120.75 by false pretenses imposed on a three-time offender under Texas's recidivist statute. In Solem v. Helm, 463 U.S. 277 (1983), the Court struck down a life without parole sentence imposed on a defendant who had committed a seventh nonviolent felony. Most recently, in Harmelin v. Michigan, 501 U.S. 957 (1991), the Court upheld a life without parole sentence imposed on a first-time offender convicted of possession of more than 650 grams of cocaine. Against this backdrop of case law, O'Connor recited that the gross disproportionality principle contained in the Eighth Amendment would require striking down only an extreme noncapital sentence, such as a life sentence for overtime parking.
Three-strikes laws, O'Connor observed, represented a new trend in criminal sentencing. "These laws respond to widespread public concerns about crime by targeting the class of offenders who pose the greatest threat to public safety: career criminals." Such laws were a "deliberate policy choice" on the part of legislatures to isolate those who have "repeatedly engaged in serious or violent criminal behavior" from the rest of society in order to protect public safety. For O'Connor, the desire to punish repeat criminals more harshly was "no pretext" for the legitimate policy choice that the three-strikes law implemented. Such laws serve the valid penological goals of incapacitation and deterrence. Although California's three-strikes law may have generated some controversy, "we do not sit as a superlegislature to second-guess" the policy choices made by particular states. "It is enough that the State of California has a reasonable basis for believing that dramatically enhanced sentences for habitual felons advances the goals of its criminal justice system in any substantial way."
Ewing's crime was not simply that of stealing three golf clubs—it was stealing three golf clubs after being convicted of two violent or serious felonies. "In weighing the gravity of Ewing's offense, we must place on the scales not only his current felony, but also his long history of felony recidivism. Any other approach would fail to accord proper deference to the policy judgments that find expression in the legislature's choice of sanctions." Ewing's sentence might be long, but it "reflects a rational judgment, entitled to deference, that offenders who have committed serious or violent felonies and who continue to commit felonies must be incapacitated." For this reason, O'Connor reasoned that Ewing's 25-years-to-life sentence did not violate the Eighth Amendment.
Justice Scalia was willing to accept that the Eighth Amendment contained a gross disproportionality requirement "if I felt I could intelligently apply it." However, because a criminal sentence can have many justifications—not simply retribution, a goal to which proportionality is inherently linked—it became impossible to intelligently apply a proportionality requirement to noncapital sentences. Even so, Justice Scalia concurred in the judgment that Ewing's sentence was constitutional.
Justice Thomas believed that the Eighth Amendment contained no proportionality principle at all, and thus concurred in the judgment.
Justice Stevens explained that a proportionality principle for noncapital sentences was compatible with the Eighth Amendment. After all, judges must determine the proportionality of fines, bail, and death sentences. There should be no reason why these lesser and greater forms of punishment should be subject to a proportionality requirement, but not the length of a prison sentence.
Judges have historically exercised much discretion in criminal sentencing. Much of this discretion had been conferred by legislatures, who fixed criminal penalties over very broad ranges. "It was not unheard of for a statute to authorize a sentence ranging from one year to life, for example." In order to exercise this discretion, judges had to take into account all the goals of punishment in fixing a proportional sentence. There was no reason for Stevens that the Eighth Amendment could not do this work. "I think it clear that the Eighth Amendment's prohibition of cruel and unusual punishments expresses a broad and basic proportionality principle that takes into account all of the justifications for penal sanctions."
Justice Breyer conceded that successful proportionality challenges to criminal sentences should be rare, but argued that Ewing's sentence could be successfully challenged as disproportional. For Breyer, three characteristics of a sentence bear on whether it is proportional: the length of the sentence in real time, the conduct that triggered the sentence, and the offender's criminal history. Although Ewing was a recidivist, his present crime was not violent, and so he should not have been sentenced as harshly as a recidivist who had committed yet another violent crime. The experience of some federal judges, as described by data aggregated by the United States Sentencing Commission, suggested that Ewing would not have been treated so harshly under federal sentencing law. Finally, the fact that Ewing's sentence would have been the same if he had been convicted of a truly violent crime like rape or murder suggested it was too harsh a sentence for a shoplifter, even a recidivist shoplifter like Ewing. "Outside the California three strikes context, Ewing's recidivist sentence is virtually unique in its harshness for his offense of conviction, and by a considerable degree."
- 538 U.S. 11, 17-18
- 538 U.S. 11, at 19
- 538 U.S. 11, at 17
- 538 U.S. 11, at 19-20
- 538 U.S. 11, at 18-19
- 538 U.S. 11, at 20
- 538 U.S. 11, at 20
- Text of the opinion from findlaw.com
- Slip opinion, supremecourt.gov
- Text from LII, Cornell University
- Amicus brief of the Criminal Justice Legal Foundation
- Collection of documents from the American Bar Association
- Audio of oral argument -- OYEZ project, Northwestern University
- Transcript of oral argument
- Witkin project on California law
- Press release of ACLU