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{{SCOTUSCase |
{{SCOTUSCase |
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|Litigants=Gideon v. Wainwright |
|Litigants=Gideon v. Wainwright |
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|ArgueDate=January 15 |
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|ArgueYear=1963 |
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|DecideDate=March 18 |
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|DecideYear=1963 |
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|FullName=[[Clarence Earl Gideon|Clarence E. Gideon]] v. [[Louie L. Wainwright]], Corrections Director |
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|USVol=372 |
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|USPage=335 |
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|Citation=83 S. Ct. 792; 9 L. Ed. 2d 799; 5951 U.S. LEXIS 1942; 23 Ohio Op. 2d 258; 93 A.L.R.2d 733; |
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|Prior=Defendant convicted, Bay County, Florida Circuit Court (1961); habeas petition denied w/o opinion, sub. nom. ''Gideon v. Cochrane'', 135 So. 2d 746 (Fla. 1961) |
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|Subsequent=On remand, 153 So. 2d 299 (Fla. 1963); defendant acquitted, Bay County, Florida Circuit Court (1963) |
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|Holding=The [[Sixth Amendment to the United States Constitution|Sixth Amendment]] [[right to counsel]] is a fundamental right applied to the states via the [[Fourteenth Amendment to the United States Constitution]]'s [[due process clause]], and requires that indigent criminal defendants be provided counsel at trial. Supreme Court of Florida reversed. |
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|SCOTUS=1962-1965 |
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|OralArgument=http://www.oyez.org/cases/1960-1969/1962/1962_155/argument/ |
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|Majority=Black |
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|JoinMajority=Warren, Brennan, Stewart, White, Goldberg |
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|Concurrence=Clark |
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|Concurrence2=Harlan |
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|Concurrence3=Douglas |
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|LawsApplied=[[Sixth Amendment to the United States Constitution|U.S. Const. amends. VI]], [[Fourteenth Amendment to the United States Constitution|XIV]] |
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|Overturned previous case = [[Betts v. Brady]] |
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}} |
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'''''Gideon v. Wainwright''''', {{ussc|372|335|1963}}, is a [[landmark decision|landmark case]] in [[Supreme Court of the United States|United States Supreme Court]] history. In it the Supreme Court unanimously ruled that state courts are required under the [[Fourteenth Amendment to the United States Constitution|Fourteenth Amendment]] to the U.S. Constitution to provide counsel in criminal cases to represent defendants who are unable to afford to pay their own attorneys. The case extended the identical requirement that had been explicitly imposed on federal courts under the [[Fifth Amendment to the United States Constitution|Fifth Amendment]] and [[Sixth Amendment to the United States Constitution|Sixth Amendment]]. |
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==Facts and prior history== |
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Between midnight and 8:00 a.m. on June 3, 1961, a burglary occurred at the Bay Harbor Pool Room in [[Panama City, Florida|Panama City]], [[Florida]]. An unknown person broke a door, smashed a cigarette machine and a record player, and stole money from a cash register. Later that day, a witness reported that he had seen [[Clarence Earl Gideon]] in the poolroom at around 5:30 that morning, leaving with a wine bottle and money in his pockets. Based on this accusation alone, the police arrested Gideon and charged him with breaking and entering with intent to commit petty [[larceny]]. |
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Gideon appeared in court alone as he was too poor to afford counsel, whereupon the following conversation took place: |
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:'''The COURT:''' Mr. Gideon, I am sorry, but I cannot appoint Counsel to represent you in this case. Under the laws of the State of Florida, the only time the Court can appoint Counsel to represent a Defendant is when that person is charged with a capital offense. I am sorry, but I will have to deny your request to appoint Counsel to defend you in this case. |
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:'''GIDEON:''' The United States Supreme Court says I am entitled to be represented by Counsel. |
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The Florida court declined to appoint counsel for Gideon. As a result, he was forced to act as his own counsel and conduct his own defense in court, emphasizing his innocence in the case. At the conclusion of the trial the jury returned a guilty verdict. The court sentenced Gideon to serve five years in the state prison. |
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From the prison cell at [[Florida State Prison]], making use of the prison library and writing in pencil on prison stationery, Gideon appealed to the United States Supreme Court in a suit against the Secretary of the [[Florida Department of Corrections]], H.G. Cochran. Cochran later retired and was replaced with [[Louie L. Wainwright]] before the case was heard by the Supreme Court. Gideon argued in his appeal that he had been denied counsel and, therefore, his Sixth Amendment rights, as applied to the states by the [[Fourteenth Amendment to the United States Constitution|Fourteenth Amendment]], had been violated. |
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The Supreme Court assigned Gideon a prominent [[Washington, D.C.]] attorney, future Supreme Court justice [[Abe Fortas]] of the law firm [[Arnold & Porter|Arnold Fortas & Porter]]. [[Bruce Jacob]], who later became Dean of [[Stetson University College of Law]], argued the case for the State of Florida.<ref name="WDL"/> Fortas was assisted by longtime Arnold Fortas & Porter partner Abe Krash and famed legal scholar [[John Hart Ely]], then a third-year student at [[Yale Law School]].<ref>{{cite web|last=Krash|first=Abe|title=Architects of Gideon: Remembering Abe Fortas and Hugo Black|url=http://www.nacdl.org/Champion/Articles/98mar02.htm|work=The Champion|publisher=NACDL|accessdate=24 October 2013|date=March 1998}}</ref> |
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==Supreme Court decision== |
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[[File:Gideon petition for certiorari.jpg|150px|thumb|Gideon's handwritten petition for a [[certiorari|writ of cert]] to the Supreme Court.]] |
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The Supreme Court's decision was announced on March 18, 1963, and delivered by Justice [[Hugo Black]]. Three concurring opinions were written by Justices Clark, Douglas and Harlan. The Supreme Court decision specifically cited its previous ruling in ''[[Powell v. Alabama]]''. Whether or not the decision in ''Powell v. Alabama'' applied to non-capital cases had sparked heated debate. ''Betts v. Brady'' had earlier held that, unless certain circumstances, such as illiteracy or stupidity of the defendant, or an especially complicated case, were present, there was no need for a court-appointed attorney in state court criminal proceedings. ''Betts'' had thus provided selective application of the Sixth Amendment right to counsel to the states, depending on the circumstances, as the Sixth Amendment had only been held binding in federal cases. ''Gideon v. Wainwright'' overruled ''[[Betts v. Brady]]'', instead holding that the assistance of counsel, if desired by a defendant who could not afford to hire counsel, was a fundamental right under the United States Constitution, binding on the states, and essential for a fair trial and due process of law. |
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Justice Clark's concurring opinion stated that the Sixth Amendment to the Constitution does not distinguish between capital and non-capital cases, so legal counsel must be provided for an indigent defendant in all cases.<ref name="WDL">{{cite web |url = http://www.wdl.org/en/item/3935/ |title = Clarence Earl Gideon, Petitioner, vs. Louis L. Wainwright, Director, Department of Corrections, Respondent |website = [[World Digital Library]] |year = 1963 |accessdate = 2013-08-03 }}</ref> Justice Harlan's concurring opinion stated that the mere existence of a serious criminal charge in itself constituted special circumstances requiring the services of counsel at trial. |
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The Supreme Court remanded the case to the Supreme Court of Florida for "further action not inconsistent with this decision." |
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''Gideon v. Wainwright'' was one of a series of Supreme Court decisions that confirmed the right of defendants in criminal proceedings, upon request, to have counsel appointed both during trial and on appeal. In the subsequent cases of ''[[Massiah v. United States]],'' 377 U.S. 201 (1964) and ''[[Miranda v. Arizona]]'' 384 U.S. 436 (1966), the Supreme Court further extended the rule to apply even during police interrogation. |
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==Implications== |
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About 2000 individuals that had been convicted in Florida alone were freed as a result of the ''Gideon ''decision''.'' The decision did not result directly in Gideon being freed; instead, he got a new trial with the appointment of defense counsel at the government's expense. |
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Gideon chose [[W. Fred Turner]] to be his lawyer in his second trial. The retrial took place on August 5, 1963, five months after the Supreme Court ruling. Turner, during the trial, picked apart the testimony of eyewitness Henry Cook, and in his opening and closing statements suggested that Cook likely had been a lookout for a group of young men who broke into the poolroom to steal beer, then grabbed the coins while they were at it. Turner also obtained a statement from the cab driver who had taken Gideon from Bay Harbor, Florida to a bar in Panama City, Florida, stating that Gideon was carrying neither wine, beer nor Coke when he picked him up, even though Cook testified that he had watched Gideon walk from the pool hall to the phone, and then wait for a cab. This testimony completely discredited Cook. |
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The jury acquitted Gideon after one hour of deliberation. After his acquittal, Gideon resumed his previous life and married again some time later. He died of cancer in Fort Lauderdale on January 18, 1972, at age 61. Gideon's family in Missouri accepted his body and laid him to rest in an unmarked grave. A granite headstone was added later.<ref name="Beaney1963p1153">{{cite journal |last=Beaney |first=William M. |authorlink=|coauthors=|year=1963 |month=|title=The Right to Counsel: Past, Present, and Future |journal=Virginia Law Review |volume=49 |issue=6 |pages=1150–1159 [p. 1153] |doi=10.2307/1071050|quote=|jstor=1071050 }}</ref> |
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===Impact on courts=== |
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The former "unfair trial" rule, where the government was given a fair amount of latitude in criminal proceedings as long as there were no "shocking departures from fair procedure" was discarded in favor of a firm set of "procedural guarantees" based on constitutional amendments. The court reversed ''Betts'' and adopted rules that did not require a case-by-case analysis, but instead established the requirement of appointed counsel as a matter of right, without a defendant's having to show "special circumstances" that justified the appointment of counsel.<ref name="Beaney1963p1153" /> In this way, the case helped to refine ''[[stare decisis]]'': when a prior appellate court decision should be upheld and what standard should be applied to test a new case against case precedent to achieve acceptable practice and due process of law.<ref>{{cite journal |last=Israel |first=Jerold H. |authorlink= |coauthors= |year=1963 |month= |title=''Gideon v. Wainwright'': The ‘Art’ of Overruling |journal=The Supreme Court Review |volume=1963 |issue= |pages=211–272 [p. 218] |doi= |quote= |publisher=The University of Chicago Press|jstor= 3108734 }}</ref> This confusion resulted in implementation of several new practices by the Supreme Court when overturning a previous ruling to maintain the "...impersonal qualities of the judicial process..." and keep the sense that the legal system is without feeling or prejudice and simply applies justice to those who come before it.<ref>Israel (1963), p. 219.</ref> |
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====Public defender system==== |
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Many changes have been made in the prosecution and legal representation of indigent defendants since the ''Gideon'' decision was handed down in 1963. The decision created and then expanded the need for public defenders which had previously been rare. For example, immediately following the decision, Florida required [[public defenders]] in all sixteen of the state's circuit courts.<ref>{{cite news |first= |last= |authorlink= |coauthors= |title=Gideon’s Promise, Still Unkept |url=http://query.nytimes.com/gst/fullpage.html?res=9F0CE7DA1431F93BA25750C0A965958260 |work=The New York Times |publisher= |date=1993-03-18 |accessdate=2008-08-08 }}</ref> The need for more public defenders also led to a need to ensure that they are properly trained in criminal defense in order to allow defendants to receive as fair a trial as possible. Several states and counties followed suit. Washington D.C., for instance, has created a training program for their public defenders, who must receive rigorous training before they are allowed to represent defendants, and must continue their training in order to remain current in criminal law, procedure, and practices.<ref name=Abel2006>Abel, Laura. "2006 ''Edward v. Sparer'' Symposium: Civil Gideon: Creating a Constitutional Right to Counsel in the Civil Context: A Right to Counsel in Civil Cases: Lessons from Gideon v. Wainwright". ''Temple Political & Civil Rights Law Review'', Volume 15. Summer 2006.</ref> In 2010, a public defender office in the South Bronx, [[The Bronx Defenders]], created the Center for Holistic Defense, which has helped other public defender offices, from Montana to Massachusetts, developed a model of public defense called holistic defense or holistic advocacy. In it, criminal defense attorneys work on interdisciplinary teams, alongside civil attorneys, social workers, and legal advocates to help clients with not only direct but also collateral aspects of their criminal cases. More recently the [[American Bar Association]] and the [[National Legal Aid and Defender Association]] have set minimum training requirements, caseload levels, and experience requirements for defenders.<ref name=Abel2006 /> There is often controversy whether case loads set upon public defenders give them enough time to sufficiently defend their clients. Some criticize the “meet ‘em and plead ‘em” mindset in which public defense lawyers may encourage their clients to simply plead guilty. Some would say this is intended to lessen their own work load, while others would say it is intended to obtain a lighter sentence by negotiating a "plea bargain" as compared with going to trial and perhaps having a harsher sentence imposed. Tanya Greene, an ACLU lawyer, has said that's why 90 to 95 percent of them do plead guilty: “You’ve got so many cases, limited resources, and there’s no relief. You go to work, you get more cases. You have to triage.”<ref>[http://www.jdjournal.com/2013/05/07/how-well-are-the-poor-publicly-defended/ Daniel June "How Well are the Poor Publicly Defended?" (May 7, 2013)]</ref> |
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===Right to counsel=== |
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The ''Doughty v. Maxwell'' decision demonstrates the differences between how states and the federal government address standards for waiver of the right to counsel. In this case the Supreme Court granted certiorari and reversed the decision in the state court in ''Doughty'', which held that regardless of ''Gideon'', the defendant waived his or her right to appointed counsel by entering a plea of guilty. The underlying alleged crime and trial in ''Doughty'' took place in [[Ohio]], which had its own way of interpreting the right to counsel as do many states. Pennsylvania and [[West Virginia]] also deemed that the right to counsel was waived when a plea of guilty was entered. Depending upon one's viewpoint, rules such as these could be seen as an attempt by a state to establish reasonable rules in criminal cases or as an attempt to save money even at the expense of denying a defendant due process. This varies a great deal from federal law, which generally has stricter guidelines for waiving the right to counsel. An analogous area of criminal law is the circumstances under which a criminal defendant can waive the right to trial. Under federal law, the defendant can only waive his or her right to trial if it is clear that the defendant understands the "charges, the consequences of the various pleas, and the availability of counsel".<ref>{{cite journal |year=1964 |month= |title=Waiver of the Right to Counsel in State Court Cases: The Effect of ''Gideon v. Wainwright'' |journal=University of Chicago Law Review |volume=31 |issue=3 |pages=591–602 |doi=10.2307/1598554|quote= |publisher=The University of Chicago Law Review |jstor= 1598554 }}</ref> State laws on the subject are often not as strict, making it easier for prosecutors to obtain a defendant's waiver of the right to trial. |
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==See also== |
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* ''[[Gideon's Trumpet]]'', a book and TV movie based on this case |
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* [[List of United States Supreme Court cases, volume 372]] |
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* [[Miranda warning]] |
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==References== |
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{{reflist|2}} |
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==Further reading== |
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*{{cite journal |year=2000 |month= |title=''Gideon'''s Promise Unfulfilled: The Need for Litigated Reform of Indigent Defense |journal=[[Harvard Law Review]] |volume=113 |issue=8 |pages=2062–2079 |doi=10.2307/1342319|quote= |publisher=The Harvard Law Review Association |jstor= 1342319 }} |
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*{{cite journal |last=Uelmen |first=Gerald F. |authorlink= |coauthors= |year=1995 |month= |title=2001: A Train Ride: A Guided Tour of the Sixth Amendment Right to Counsel |journal=Law and Contemporary Problems |volume=58 |issue=1 |pages=13–29 |doi=10.2307/1192165|quote= |publisher=Duke University School of Law |jstor= 1192165 }} |
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*{{cite journal |last=Van Alstyne |first=William W. |authorlink= |coauthors= |year=1965 |month= |title=In ''Gideon'''s Wake: Harsher Penalties and the ‘Successful’ Criminal Appellant |journal=[[Yale Law Journal]] |volume=74 |issue=4 |pages=606–639 |doi=10.2307/794613|quote= |publisher=The Yale Law Journal Company, Inc. |jstor= 794613 }} |
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* {{ cite journal | last =Floyd | first = John | authorlink = | coauthors = |date=September 2012 | title = Gideon’s Great Grandchildren| journal = |
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| wolume = | issue = | pages = |doi = | url= http://www.johntfloyd.com/blog/2012/04/gideon%e2%80%99s-great-grandchildren/ | quote = }} |
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==External links== |
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*{{caselaw source |
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|case=''Gideon v. Wainwright'', 372 U.S. 335 (1963) |
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|findlaw=http://caselaw.lp.findlaw.com/scripts/getcase.pl?navby=CASE&court=US&vol=372&page=335 |
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|justia=http://supreme.justia.com/us/372/335/case.html |
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|other_source1=LectLaw |
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|other_url1=http://www.lectlaw.com/files/case17.htm |
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}} |
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{{Sixth Amendment|counsel|state=expanded}} |
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[[Category:United States Supreme Court decisions that overrule a prior Supreme Court decision]] |
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[[Category:United States Supreme Court cases]] |
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[[Category:1963 in United States case law]] |
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[[Category:United States Sixth Amendment appointment of counsel case law]] |
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[[Category:Incorporation case law]] |
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[[Category:Cases related to the American Civil Liberties Union]] |
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[[Category:World Digital Library related]] |
Revision as of 16:36, 22 January 2014
{{SCOTUSCase
|Litigants=Gideon v. Wainwright