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Ginzburg–Landau theory

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In physics, Ginzburg–Landau theory, often called Landau–Ginzburg theory, named after Vitaly Ginzburg and Lev Landau, is a mathematical physical theory used to describe superconductivity. In its initial form, it was postulated as a phenomenological model which could describe type-I superconductors without examining their microscopic properties. Alexei Abrikosov later used the theory to describe type-II superconductors as well.[1] One GL-type superconductor is YBCO, and generally all cuprates.[2]

Later, a version of Ginzburg–Landau theory was derived from the Bardeen–Cooper–Schrieffer microscopic theory by Lev Gor'kov,[3] thus showing that it also appears in a limit of the microscopic theory and giving it a microscopic interpretation of all its parameters.[not in body] The theory can also be given a general geometric setting, placing it in the context of Riemannian geometry, where in many cases exact solutions can be given. This general setting then extends to quantum field theory and string theory, again owing to its solvability, and its close relation to other, similar systems.

Ginzburg was awarded a third of the 2003 Nobel prize in physics for his development of the theory. Abrikosov was awarded another third of this prize for description of type-II superconductors using the theory.[4]

Introduction

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Free energy

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Based on Landau's previously established theory of second-order phase transitions Ginzburg and Landau argued that the free energy density of a superconductor near the superconducting transition can be expressed in terms of a complex order parameter field , where the quantity is a measure of the local density of superconducting electrons analogous to a quantum mechanical wave function.[3] In the convention used in this article, the relation is , which is the density of Cooper pairs.[5]:385 While is nonzero below a phase transition into a superconducting state, no direct interpretation of this parameter was given in the original paper.[citation needed] Assuming smallness of and smallness of its gradients, the free energy density has the form of a field theory and exhibits U(1) gauge symmetry. In Gaussian units, it is written as

where

  • is the free energy density of the normal phase,
  • and are phenomenological parameters that are functions of (and often written just and ).
  • the mass of a Cooper pair,
  • is the charge of a Cooper pair,
  • is the magnetic vector potential, and
  • is the magnetic field.[5]:381–383

The total free energy is given by .

Ginzburg–Landau equations

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By minimizing with respect to variations in the order parameter and the vector potential , one arrives at the Ginzburg–Landau equations:[5]:384

where denotes the dissipation-free electric current density, or supercurrent density. The first equation, which bears some similarities to the time-independent Schrödinger equation but is principally different due to a nonlinear term, determines the order parameter, . The second equation is instead Maxwell-like and provides the superconducting current and the magnetic field.

Additionally, the boundary condition at the surface of the superconductor can be determined to be[5]:384

where is the vector normal to the surface and denotes the location of the boundary.

Close to the superconducting transition, it is assumed that is a positive constant and that where is a positive constant and is the critical temperature.[5]:382

Simple interpretation

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Visualization of the free energy density of the Ginzburg–Landau theory as a function of a real order parameter above the critical temperature (left) and below the critical temperature (right).

Consider a homogeneous superconductor where is constant and there is no external magnetic field. The equation for the free energy then simplifies to[5]:381–382 The equilibrium order parameter is found by minimizing this equation with respect to .

Above the critical temperature, is positive and the only minimum is given by . This corresponds to the absence of superconductivity.[5]:382

Below the superconducting transition, is negative, and the minima are given by[5]:382 The density of electrons participating in the supercurrent is given by Thus, this corresponds to the superconducting phase.[5]:385

Characteristic quantities

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Coherence length and penetration depth

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The Ginzburg–Landau equations predicts two characteristic lengths in a superconductor. The first characteristic length is termed coherence length. In one dimension at zero magnetic field, the first GL equation becomes[6]:669 At an interface between a superconductor and a normal conductor, this equation is solved by where is the coherence length.[6]:669 This length scale also sets the exponential law according to which small perturbations of density of superconducting electrons recover their equilibrium value .[citation needed]

The magnetic field strength as a function of position at the boundary between a normal conductor and a superconductor given an external magnetic field .

The second length scale is the penetration depth. Consider an external magnetic field applied to a semi-infinite superconducting slab. Assuming that is constant on the length scale we are considering,[a] the second GL equation becomes This is equation is solved for the magnetic field by where is the penetration depth. By identifying the order parameter with the density of superconducting electrons, it becomes apparent that this is equivalent to the penetration depth in the London theory.[5]:384–385

The ratio between these two length scales, is called the Ginzburg–Landau parameter.[5]:385 The importance of this property is that it distinguishes between type I and type II superconductors; superconductors for which are of type I, and those for which are of type II.[6]:670

Critical magnetic field

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To calculate the magnetic field above which superconductivity is destroyed in the bulk, is considered to be constant and in equilibrium. Using these assumptions, the free energy is At the phase transition, the free energies of the normal and superconducting phases should be equal. This gives[5]:384

Dimensionless form of the Ginzburg–Landau equations

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In Gaussian units, the GL equations read

with the boundary condition

By changing to a unit system which is defined by the characteristic quantities, the equations can be made dimensionless. For this, the units become[5]:384

Then, the GL equations become dimensionless:[5]:384 with the boundary condition

In this unit system, the equations then depend only on the Ginzburg–Landau parameter .[5]:385

Applications

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Thin films

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One of the systems that can be analysed with the GL theory is a thin film. Consider a type-I () superconducting film extending infinitely far in the y- and z-directions, with a thickness . In addition, an external magnetic field is applied in the z-direction.[5]:392

By symmetry, only derivatives to x can be nonzero. This means that the gauge of the vector potential can be chosen such that[5]:385 Using this gauge, and choosing to be real, the first dimensionless GL equations becomes[5]:392

Because of the assumption that the superconductor is of type-I, it is reasonable to assume that is approximately constant over the thickness of the thin film. The second GL equation then becomes[5]:390,392

By using that the magnetic field must be continuous at the boundary, i.e. , the solution to for the magnetic field is[5]:392

In the second-order approximation of the first GL equation, the relation between and can be found to be[5]:392

In this system, the difference in the free energies of the superconducting and normal state is[5]:393

Using the expression for and that at the critical magnetic field, this has to be zero. Therefore,[5]:393

At the transition point, , so[5]:394

Therefore, the critical magnetic field is higher for a thin film than for a bulk superconductor. Moreover, it can be derived that for a thin film, the phase transition between the normal and superconducting phase is of second order, while it is of first order in a bulk material.[5]:394 This change in the order of the phase transition happens for .[5]:395

Flux quantization

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The order parameter can be written in terms of the modulus and the phase as . The supercurrent is then[5]:402

The setup for the derivation of magnetic flux quantization, showing the external magnetic field inside the hollow superconductor and the integration contour .

Now consider a hollow superconducting cylinder that encloses a non-superconducting material. In the non-superconducting region, and external magnetic field is applied. Integrating the supercurrent over a contour inside the hollow cylinder that encloses the non-superconducting region, one gets[5]:402

Inside the wall, there is no current and the first integral vanishes. From electromagnetism, it is known that where is the magnetic flux. Finally, the first integral on the left side is constrained by the fact that must be a single-valued function. Because for any integer ,[5]:401–402

Putting it together, these constraints imply that

Thus, the flux inside a hollow cylinder can only be a multiple of the magnetic flux quantum . This phenomenon is known as flux quantization.[5]:402

Fluctuations

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The phase transition from the normal state is of second order for Type II superconductors, taking into account fluctuations, as demonstrated by Dasgupta and Halperin, while for Type I superconductors it is of first order, as demonstrated by Halperin, Lubensky and Ma.[7]

Classification of superconductors

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In the original paper Ginzburg and Landau observed the existence of two types of superconductors depending on the energy of the interface between the normal and superconducting states. The Meissner state breaks down when the applied magnetic field is too large. Superconductors can be divided into two classes according to how this breakdown occurs. In Type I superconductors, superconductivity is abruptly destroyed when the strength of the applied field rises above a critical value Hc. Depending on the geometry of the sample, one may obtain an intermediate state[8] consisting of a pattern of regions of normal material carrying a magnetic field mixed with regions of superconducting material containing no field. In Type II superconductors, raising the applied field past a critical value Hc1 leads to a mixed state (also known as the vortex state) in which an increasing amount of magnetic flux penetrates the material, but there remains no resistance to the flow of electric current as long as the current is not too large. At a second critical field strength Hc2, superconductivity is destroyed. The mixed state is actually caused by vortices in the electronic superfluid, sometimes called fluxons because the flux carried by these vortices is quantized. Most pure elemental superconductors, except niobium and carbon nanotubes, are Type I, while almost all impure and compound superconductors are Type II.

The most important finding from Ginzburg–Landau theory was made by Alexei Abrikosov in 1957. He used Ginzburg–Landau theory to explain experiments on superconducting alloys and thin films. He found that in a type-II superconductor in a high magnetic field, the field penetrates in a triangular lattice of quantized tubes of flux vortices.[9]

Geometric formulation

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The Ginzburg–Landau functional can be formulated in the general setting of a complex vector bundle over a compact Riemannian manifold.[10] This is the same functional as given above, transposed to the notation commonly used in Riemannian geometry. In multiple interesting cases, it can be shown to exhibit the same phenomena as the above, including Abrikosov vortices (see discussion below).

For a complex vector bundle over a Riemannian manifold with fiber , the order parameter is understood as a section of the vector bundle . The Ginzburg–Landau functional is then a Lagrangian for that section:

The notation used here is as follows. The fibers are assumed to be equipped with a Hermitian inner product so that the square of the norm is written as . The phenomenological parameters and have been absorbed so that the potential energy term is a quartic mexican hat potential; i.e., exhibiting spontaneous symmetry breaking, with a minimum at some real value . The integral is explicitly over the volume form

for an -dimensional manifold with determinant of the metric tensor .

The is the connection one-form and is the corresponding curvature 2-form (this is not the same as the free energy given up top; here, corresponds to the electromagnetic field strength tensor). The corresponds to the vector potential, but is in general non-Abelian when , and is normalized differently. In physics, one conventionally writes the connection as for the electric charge and vector potential ; in Riemannian geometry, it is more convenient to drop the (and all other physical units) and take to be a one-form taking values in the Lie algebra corresponding to the symmetry group of the fiber. Here, the symmetry group is SU(n), as that leaves the inner product invariant; so here, is a form taking values in the algebra .

The curvature generalizes the electromagnetic field strength to the non-Abelian setting, as the curvature form of an affine connection on a vector bundle . It is conventionally written as

That is, each is an skew-symmetric matrix. (See the article on the metric connection for additional articulation of this specific notation.) To emphasize this, note that the first term of the Ginzburg–Landau functional, involving the field-strength only, is

which is just the Yang–Mills action on a compact Riemannian manifold.

The Euler–Lagrange equations for the Ginzburg–Landau functional are the Yang–Mills equations [11]

and

where is the adjoint of , analogous to the codifferential . Note that these are closely related to the Yang–Mills–Higgs equations.

Specific results

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In string theory, it is conventional to study the Ginzburg–Landau functional for the manifold being a Riemann surface, and taking ; i.e., a line bundle.[12] The phenomenon of Abrikosov vortices persists in these general cases, including , where one can specify any finite set of points where vanishes, including multiplicity.[13] The proof generalizes to arbitrary Riemann surfaces and to Kähler manifolds.[14][15][16][17] In the limit of weak coupling, it can be shown that converges uniformly to 1, while and converge uniformly to zero, and the curvature becomes a sum over delta-function distributions at the vortices.[18] The sum over vortices, with multiplicity, just equals the degree of the line bundle; as a result, one may write a line bundle on a Riemann surface as a flat bundle, with N singular points and a covariantly constant section.

When the manifold is four-dimensional, possessing a spinc structure, then one may write a very similar functional, the Seiberg–Witten functional, which may be analyzed in a similar fashion, and which possesses many similar properties, including self-duality. When such systems are integrable, they are studied as Hitchin systems.

Self-duality

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When the manifold is a Riemann surface , the functional can be re-written so as to explicitly show self-duality. One achieves this by writing the exterior derivative as a sum of Dolbeault operators . Likewise, the space of one-forms over a Riemann surface decomposes into a space that is holomorphic, and one that is anti-holomorphic: , so that forms in are holomorphic in and have no dependence on ; and vice-versa for . This allows the vector potential to be written as and likewise with and .

For the case of , where the fiber is so that the bundle is a line bundle, the field strength can similarly be written as

Note that in the sign-convention being used here, both and are purely imaginary (viz U(1) is generated by so derivatives are purely imaginary). The functional then becomes

The integral is understood to be over the volume form

,

so that

is the total area of the surface . The is the Hodge star, as before. The degree of the line bundle over the surface is

where is the first Chern class.

The Lagrangian is minimized (stationary) when solve the Ginzberg–Landau equations

Note that these are both first-order differential equations, manifestly self-dual. Integrating the second of these, one quickly finds that a non-trivial solution must obey

.

Roughly speaking, this can be interpreted as an upper limit to the density of the Abrikosov vortices. One can also show that the solutions are bounded; one must have .

In string theory

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In particle physics, any quantum field theory with a unique classical vacuum state and a potential energy with a degenerate critical point is called a Landau–Ginzburg theory. The generalization to N = (2,2) supersymmetric theories in 2 spacetime dimensions was proposed by Cumrun Vafa and Nicholas Warner in November 1988;[19] in this generalization one imposes that the superpotential possess a degenerate critical point. The same month, together with Brian Greene they argued that these theories are related by a renormalization group flow to sigma models on Calabi–Yau manifolds.[20] In his 1993 paper "Phases of N = 2 theories in two-dimensions", Edward Witten argued that Landau–Ginzburg theories and sigma models on Calabi–Yau manifolds are different phases of the same theory.[21] A construction of such a duality was given by relating the Gromov–Witten theory of Calabi–Yau orbifolds to FJRW theory an analogous Landau–Ginzburg "FJRW" theory.[22] Witten's sigma models were later used to describe the low energy dynamics of 4-dimensional gauge theories with monopoles as well as brane constructions.[23]

See also

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Notes

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  1. That is, assuming that the coherence length is large.

References

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  1. Abrikosov, A. A. (2004-12-02). "Nobel Lecture: Type-II superconductors and the vortex lattice". Reviews of Modern Physics. 76 (3): 975–979. doi:10.1103/RevModPhys.76.975. ISSN 0034-6861. Retrieved 2026-07-10.
  2. Wesche, Rainer (2017). "High-Temperature Superconductors" (PDF). Springer Handbook of Electronic and Photonic Materials. Springer Handbooks. p. 1233. doi:10.1007/978-3-319-48933-9_50. ISBN 978-3-319-48931-5.
  3. 1 2 Tsuei, C. C.; Kirtley, J. R. Pairing symmetry in cuprate superconductors (PDF). IBM Thomas J. Watson Research Center. p. 970.
  4. "The Nobel Prize in Physics 2003". Nobel Foundation. Retrieved 2026-07-10.
  5. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Abrikosov, A. A.; Beknazarov, Artavaz (1988). Fundamentals of the theory of metals. Amsterdam Oxford New York: North-Holland. ISBN 0-444-87095-4.
  6. 1 2 3 Kittel, Charles. Introduction to solid state physics. Hoboken, NJ: Wiley. ISBN 0-471-41526-X.
  7. Halperin, B; Lubensky, T; Ma, S (11 February 1974). "First-Order Phase Transitions in Superconductors and Smectic-A Liquid Crystals". Physical Review Letters. 32 (6): 292–295. Bibcode:1974PhRvL..32..292H. doi:10.1103/PhysRevLett.32.292. Retrieved April 7, 2022.
  8. Lev D. Landau; Evgeny M. Lifschitz (1984). Electrodynamics of Continuous Media. Course of Theoretical Physics. Vol. 8. Oxford: Butterworth-Heinemann. ISBN 978-0-7506-2634-7.
  9. Abrikosov, A. A. (1957). The magnetic properties of superconducting alloys. Journal of Physics and Chemistry of Solids, 2(3), 199–208.
  10. Jost, Jürgen (2002). "The Ginzburg–Landau Functional". Riemannian Geometry and Geometric Analysis (Third ed.). Springer-Verlag. pp. 373–381. ISBN 3-540-42627-2.
  11. Jost, Jürgen (2008). "The Ginzburg–Landau Functional". Riemannian Geometry and Geometric Analysis (Fifth ed.). Springer-Verlag. pp. 521–522. ISBN 978-3-540-77340-5.
  12. Hitchin, N. J. (1987). "The Self-Duality Equations on a Riemann Surface". Proceedings of the London Mathematical Society. s3-55 (1): 59–126. doi:10.1112/plms/s3-55.1.59. ISSN 0024-6115.
  13. Taubes, Clifford Henry (1980). "Arbitrary N-vortex solutions to the first order Ginzburg-Landau equations". Communications in Mathematical Physics. 72 (3). Springer Science and Business Media LLC: 277–292. Bibcode:1980CMaPh..72..277T. doi:10.1007/bf01197552. ISSN 0010-3616. S2CID 122086974.
  14. Bradlow, Steven B. (1990). "Vortices in holomorphic line bundles over closed Kähler manifolds". Communications in Mathematical Physics. 135 (1). Springer Science and Business Media LLC: 1–17. Bibcode:1990CMaPh.135....1B. doi:10.1007/bf02097654. ISSN 0010-3616. S2CID 59456762.
  15. Bradlow, Steven B. (1991). "Special metrics and stability for holomorphic bundles with global sections". Journal of Differential Geometry. 33 (1). International Press of Boston: 169–213. doi:10.4310/jdg/1214446034. ISSN 0022-040X.
  16. García-Prada, Oscar (1993). "Invariant connections and vortices". Communications in Mathematical Physics. 156 (3). Springer Science and Business Media LLC: 527–546. Bibcode:1993CMaPh.156..527G. doi:10.1007/bf02096862. ISSN 0010-3616. S2CID 122906366.
  17. García-Prada, Oscar (1994). "A Direct Existence Proof for the Vortex Equations Over a Compact Riemann Surface". Bulletin of the London Mathematical Society. 26 (1). Wiley: 88–96. doi:10.1112/blms/26.1.88. ISSN 0024-6093.
  18. M.C. Hong, J, Jost, M Struwe, "Asymptotic limits of a Ginzberg-Landau type functional", Geometric Analysis and the Calculus of Variations for Stefan Hildebrandt (1996) International press (Boston) pp. 99-123.
  19. Vafa, Cumrun; Warner, Nicholas (February 1989). "Catastrophes and the classification of conformal theories". Physics Letters B. 218 (1): 51–58. Bibcode:1989PhLB..218...51V. doi:10.1016/0370-2693(89)90473-5.
  20. Greene, B.R.; Vafa, C.; Warner, N.P. (September 1989). "Calabi-Yau manifolds and renormalization group flows". Nuclear Physics B. 324 (2): 371–390. Bibcode:1989NuPhB.324..371G. doi:10.1016/0550-3213(89)90471-9.
  21. Witten, Edward (16 August 1993). "Phases of N = 2 theories in two dimensions". Nuclear Physics B. 403 (1): 159–222. arXiv:hep-th/9301042. Bibcode:1993NuPhB.403..159W. doi:10.1016/0550-3213(93)90033-L. S2CID 16122549.
  22. Fan, Huijun; Jarvis, Tyler; Ruan, Yongbin (1 July 2013). "The Witten equation, mirror symmetry, and quantum singularity theory". Annals of Mathematics. 178 (1): 1–106. arXiv:0712.4021. doi:10.4007/annals.2013.178.1.1. S2CID 115154206.
  23. Gaiotto, Davide; Gukov, Sergei; Seiberg, Nathan (2013), "Surface Defects and Resolvents", Journal of High Energy Physics, 2013 (9): 70, arXiv:1307.2578, Bibcode:2013JHEP...09..070G, doi:10.1007/JHEP09(2013)070, S2CID 118498045

Papers

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  • V.L. Ginzburg and L.D. Landau, Zh. Eksp. Teor. Fiz. 20, 1064 (1950). English translation in: L. D. Landau, Collected papers (Oxford: Pergamon Press, 1965) p. 546
  • A.A. Abrikosov, Zh. Eksp. Teor. Fiz. 32, 1442 (1957) (English translation: Sov. Phys. JETP 5 1174 (1957)].) Abrikosov's original paper on vortex structure of Type-II superconductors derived as a solution of G–L equations for κ > 1/√2
  • L.P. Gor'kov, Sov. Phys. JETP 36, 1364 (1959)
  • A.A. Abrikosov's 2003 Nobel lecture: pdf file or video
  • V.L. Ginzburg's 2003 Nobel Lecture: pdf file or video