|Tolkien's legendarium character|
|Aliases||Sméagol, Slinker, Sneak, Stinker, Trahald ("true" Westron name)|
The Fellowship of the Ring
The Two Towers
The Return of the King
Gollum is a fictional character from J. R. R. Tolkien's legendarium. He was introduced in the 1937 children's fantasy novel The Hobbit, and became an important supporting character in its sequel, The Lord of the Rings. Gollum was a Stoor Hobbit of the River-folk, who lived near the Gladden Fields. Originally known as Sméagol, he was corrupted by the One Ring and later named Gollum after his habit of making "a horrible swallowing noise in his throat".
In Appendix F of The Lord of the Rings, the name Sméagol is said to be a "translation" of the actual Middle-earth name Trahald (having to do with the idea of "burrowing", and rendered with a name based on Old English smygel of similar meaning).
The Ring, which Gollum referred to as "my precious" or "precious", extended his life far beyond natural limits. Under centuries of the Ring's influence, Gollum had "come to love and despise the Ring, just as he loved and hated himself." Throughout the story, Gollum was torn between his lust for the Ring and his desire to be free of it. Bilbo Baggins found the Ring and took it for his own, and Gollum afterwards pursued it for the rest of his life.
Gollum was first introduced in the Hobbit as "a small, slimy creature" who lived on a small island in the centre of an underground lake at the roots of the Misty Mountains. He survived on cave fish, which he caught from his small boat, and small goblins who strayed too far from the stronghold of the Great Goblin. Over the years, his eyes adapted to the dark and became "lamp-like", shining with a sickly pale light.
Bilbo Baggins stumbled upon Gollum's lair, having found Gollum's ring in the network of goblin tunnels leading down to the lake. At his wits' end in the dark, Bilbo agreed to a riddle game with Gollum on the chance of being shown the way out of the mountains. In the first edition of The Hobbit, Gollum was characterized as being less bound to the Ring than in later versions; he offered to give the Ring to Bilbo if he lost the riddle game, and he showed Bilbo the way out of the mountains after losing. But to fit the concept of the ruling Ring that emerged during the writing of The Lord of the Rings, Tolkien revised later editions of The Hobbit: the version of the story given in the first edition became the lie that Bilbo made up to justify his possession of the Ring to the Dwarves and Gandalf. In the new version Gollum pretended that he would show Bilbo the way out if he lost the riddle-game, but he actually planned to use his ring to kill and eat the hobbit. Discovering the ring missing, he suddenly realized the answer to Bilbo's last riddle — "What have I got in my pocket?" — and flew into a rage. Bilbo inadvertently discovered the Ring's power of invisibility as he fled, allowing him to follow Gollum undetected to a back entrance of the caves. Gollum was convinced that Bilbo knew the way out all along, and hoped to intercept him near the entrance, lest the goblins apprehend Bilbo and find the ring. Bilbo at first thought to kill Gollum in order to escape, but was overcome with pity, and so merely leapt over him. As Bilbo escaped, Gollum cried out, "Thief, Thief, Thief! Baggins! We hates it, we hates it, we hates it forever!"
The Lord of the Rings
The Fellowship of the Ring
The Fellowship of the Ring, the first volume of The Lord of the Rings, explains that Gollum's real name was Sméagol, and he had once been a member of the secluded branch of the early Stoorish Hobbits. He spent the early years of his life with his extended family under a matriarch, his grandmother. On Sméagol's birthday, he and his relative Déagol went fishing in the Gladden Fields north of Lothlórien. There, Déagol found the Ring in the riverbed after being pulled into the water by a fish. Sméagol fell immediately under the Ring's influence and demanded it as a birthday present; when Déagol refused, Sméagol strangled him. Sméagol, later used the Ring for thieving, spying and antagonizing his friends and relatives, who nicknamed him "Gollum" and banished him. He was exiled into the wilderness, and under the influence of the Ring, he retreated to a deep cavern in the Misty Mountains. The Ring's malignant influence twisted his body and mind, and prolonged his life well beyond its natural limits.
Gollum left his cave in pursuit of Bilbo a few years after losing the Ring, but the trail was cold. He made his way to the edge of Mordor, where he met the monstrous spider Shelob and became her spy, worshiping her and bringing her food. He was eventually captured by Sauron's forces and tortured, revealing to Sauron the names of "Baggins" and "the Shire". His testimony alerted the Dark Lord of Mordor to the existence and significance of Hobbits in general and the Baggins family in particular. He was freed, but was soon caught by Gandalf and Aragorn, who interrogated him about the Ring and placed him in the care of the Wood Elves of Mirkwood. He escaped them (with the help of Sauron's Orcs) and descended into Moria.
Gollum picked up the trail and began following the Fellowship of the Ring in Moria, only to be spotted or heard by Frodo Baggins (younger cousin and heir of Bilbo, as well as the Bearer of the Ring), Gandalf, and Aragorn on several occasions. Gollum continued trailing the Fellowship to the edge of Lórien. Gollum began following them again as they left and followed them all the way to Rauros, then pursued Frodo and Samwise Gamgee across the Emyn Muil when they struck out on their own towards Mordor.
The Two Towers
In The Two Towers, Frodo and Sam confronted Gollum in the Emyn Muil; Gollum nearly strangled Sam, but Frodo subdued him with his Elvish sword, Sting, which had once belonged to Bilbo. Frodo tied an Elvish rope around Gollum's ankle as a leash, but the mere touch of the rope pained him. Taking pity on the wretched creature, just as Bilbo once had, Frodo made Gollum swear to help them. Agreeing to the oath, Gollum swore by the "precious" itself, and Frodo released him. The unlikely company, guided by Gollum, made their way to the Black Gate, the main entrance to Mordor. Frodo's kindness brought out Gollum's better nature, and he made at least some effort to keep his promise. Sam, however, despised Gollum upon sight, and often warned Frodo of the creature's deception and slipperiness.
When they reached the Black Gate and found it well-guarded, Gollum offered to lead them toward an alternate entrance into Mordor. Along the way, Frodo and Sam were seized by Faramir, and Gollum slipped away uncaught (but not unseen) and followed them. When Frodo allowed Faramir to briefly take Gollum prisoner in order to spare his life, Gollum felt betrayed, and began plotting against his new "master". Faramir found out that Gollum was taking them to Cirith Ungol, and warned Frodo and Sam of the evil of that place, as well as the treachery he sensed in Gollum.
Frodo, Sam, and Gollum left Faramir and began climbing the stairs to Cirith Ungol in the border-mountains of the Ephel Dúath. Gollum slipped away and visited Shelob, planning to feed the Hobbits to her and then get the Ring for himself when she was done. When he returned, he found the Hobbits asleep, and the sight of Frodo sleeping nearly moved Gollum to repent. However, Sam woke up and spoke harshly to him, and the opportunity for redemption was lost. Gollum followed through with his plan and led Frodo and Sam into Shelob's Lair. There, Frodo was stung by the giant spider, taken prisoner by Orcs, and hauled to the Tower of Cirith Ungol.
The Return of the King
In The Return of the King, Sam singlehandedly rescued Frodo from Cirith Ungol and, dressed in scavenged Orc-armour, the two began to make their way across the plateau of Gorgoroth. They finally arrived, against all odds, at Mount Doom, the only place where the Ring could be destroyed. However, Gollum had secretly followed them all the way, seeking a chance to surprise them and take the Ring. When Frodo and Sam had almost reached their destination, Gollum attacked them, but Frodo threw him down. Sam faced Gollum on his own, letting Frodo continue up the mountain to finish their mission. Like Bilbo and Frodo before him, Sam spared Gollum's life out of pity, and turned his back on the beaten (but still wily) creature and followed Frodo.
Moments later, Frodo stood on the edge of the Crack of Doom, but was unwilling to destroy the Ring, claiming it for himself and putting it on. Gollum struck again, and struggled with the invisible Frodo. Finally, Gollum bit off Frodo's finger and seized the Ring. He gloated over his "prize", dancing madly, but stepped over the edge and fell into the lava, taking the Ring with him with a last cry of "Precious!" Thus, the Ring was destroyed and Sauron defeated. Sam cursed Gollum after his death, but Frodo urged his friend to forgive him, as without him the quest would have failed and the war would have been lost. Tolkien later wrote that it was direct intervention by Eru, Middle-earth's version of God, that led to Gollum's "accident".
Physical appearance and characteristics
In the first edition of The Hobbit Tolkien made no reference to Gollum's size, leading several illustrators to portray him as being very large. Tolkien realized the omission, and clarified in later editions that he was of average Hobbit size. The Lord of the Rings characterizes him as slightly larger than Sam.
Tolkien describes Gollum as either dark, bone-white or sallow (pale yellow); at one point the Men of Ithilien mistake his silhouette (seen from a distance) for a tailless black squirrel. In a manuscript written to guide illustrators to the appearance of his characters, Tolkien explained this by saying that Gollum had pale skin, but wore dark clothes and was often seen in poor light. The Hobbit states he has pockets, in which he keeps a tooth-sharpening-rock, goblin teeth, wet shells, and a scrap of bat wing.
The Hobbit describes him as thin, with only six teeth sharpened into points. Comparing him to Shelob, one of the Orcs describes him as "rather like a spider himself, or perhaps like a starved frog."
Gollum is described as "a small slimy creature" (in The Hobbit), and emaciated and gaunt, but possessing a vicious, wiry strength. In The Fellowship of the Ring, Aragorn states "his malice gives him a strength hardly to be imagined." In The Two Towers, Gollum's grip is described as "soft, but horribly strong" as he wrestles with Sam.
Besides his appearance, in personality Gollum is described by Tolkien in the chapter "The Taming of Sméagol", after he had been captured by Sam and Frodo:
For that moment a change, which lasted for some time, came over him. He spoke with less hissing and whining, and he spoke to his companions direct, not to his precious self. He would cringe and flinch, if they stepped near him or made any sudden movement, and he avoided the touch of their elven-cloaks; but he was friendly, and indeed pitifully anxious to please. He would cackle with laughter and caper if any jest was made, or even if Frodo spoke kindly to him, and weep if Frodo rebuked him.
Gollum hated everything Elf-made. In The Two Towers, Sam bound Gollum's leg with Elven rope, which caused Gollum excruciating pain. He was also unable or unwilling to eat lembas bread.
Gollum speaks in an idiosyncratic manner, often referring to himself in the third person, and frequently talks to himself — "through having no one else to speak to," as Tolkien put it in The Hobbit. When not referring to himself in the 3rd person, he might speak of himself in the plural as "we", hinting at his split personality. The rare occasions when he actually says "I" are interpreted by Frodo as an indication that Sméagol's better self has the upper hand. Gollum also uses his own versions of words similar to the original words. He usually adds -es to the end of a plural, resulting in words such as "hobbitses" instead of hobbits, "Bagginses" instead of Baggins, or "birdses" instead of birds. When forming the present tense of verbs, he frequently extends the 3rd person singular ending -s to other persons and numbers, resulting in constructions like "we hates it" (by analogy with "he hates it"). In general, Gollum is represented as very fond of sibilants, often drawing them out ("dussst"). Within Tolkien's larger scheme, English in the books "represents" the Westron or Common Tongue of Middle-earth. Gollum is thus understood to have spoken Westron in a non-standard way, which is then "translated" as non-standard English. Since he is often described as hissing, the fondness for sibilants was apparently an actual feature of his idiosyncratic Westron.
Due to the influence of the One Ring, Gollum's life was extended far beyond that of other members of his clan. An average Hobbit lifespan is over 100 years, but a span of 556 years separates Gollum's finding of the Ring in T.A. 2463 and its destruction in T.A. 3019, by which time he would have been approaching an age of 600 years.
Film and stage
In the Rankin/Bass adaptations of The Hobbit (1977) and The Return of the King (1980), Gollum appears as a frog-like creature with large, lamp-like eyes. His voice is provided by Brother Theodore. Despite Tolkien's description, Gollum is portrayed as almost naked, save for a loin-cloth.
In the Soviet-era television film Сказочное путешествие мистера Бильбо Бэггинса, Хоббита (The Fairytale Journey of Mr. Bilbo Baggins, The Hobbit), Gollum is portrayed by Igor Dmitriev.
In Peter Jackson's The Lord of the Rings film trilogy, Gollum is a CGI character voiced and performed by actor Andy Serkis. He is smaller than both Frodo and Sam. Barely glimpsed in The Lord of the Rings: The Fellowship of the Ring (2001), he becomes a central character in The Lord of the Rings: The Two Towers (2002) and The Lord of the Rings: The Return of the King (2003). The CGI character was built around Serkis' facial features, voice, and acting choices. Serkis based the iconic "gollum" throat noise on the sound of his cat coughing up hairballs. Using a digital puppet created by Jason Schleifer and Bay Raitt at Weta Digital, animators created Gollum's performance using a mixture of motion capture data recorded from Serkis and the traditional animation process of Key frame, along with the laborious process of digitally rotoscoping Serkis' image and replacing it with the digital Gollum's in a technique coined rotoanimation. This work required a large number of digital artists. As in the animated depictions of the character, Gollum is shown as virtually naked save for a loincloth in the trilogy.
In The Lord of the Rings: The Return of the King, Serkis himself appears in a flashback scene as Sméagol before his degeneration into Gollum. This scene was originally earmarked for The Two Towers, but was held back because the screenwriters felt audiences would relate better to the original Sméagol once they were more familiar with who he became. The decision to include this scene meant that Raitt and Jamie Beswarick had to redesign Gollum's face for the second and third movies so that it would more closely resemble Serkis'. The brief glimpses in The Lord of the Rings: The Fellowship of the Ring are of an earlier model of Gollum.
In Jackson's films, Gollum has a split personality: the childlike "Sméagol" and the evil "Gollum". Screenwriters Fran Walsh and Philippa Boyens included scenes in The Two Towers, The Return of the King and An Unexpected Journey in which "Gollum" and "Sméagol" argue, with Serkis slightly altering his voice and body language to play the two as separate entities. His dual personality was also emphasized by different pupil dilation — "Gollum" has small, piercing pupils and "Sméagol" larger, noticeably dilated pupils — and by positioning the two on different sides of the screen.
Serkis and Gollum appeared on the 2003 MTV Movie Awards, when Gollum won "Best Virtual Performance" and went on to deliver an obscenity-laden acceptance speech in character. The speech itself was so well received that it won the Hugo Award for Best Dramatic Presentation, Short Form.  This clip can be found as an easter egg in The Two Towers DVD. Wizard Magazine rated Jackson's Gollum as the 62nd greatest villain of all time, from among 100 villains from film, television, comics and video games. In addition, Serkis as Gollum was placed thirteenth on Empire's "100 Greatest Movie Characters of all Time".
Serkis once again played Gollum in the prequel film The Hobbit: An Unexpected Journey, released in 2012. In the film, Gollum drops the ring while killing a goblin, rather than having lost the ring by the time Bilbo finds it. Gollum also appears in the independently-produced 2009 prequel to the Jackson film The Hunt for Gollum, directed by Chris Bouchard. Bouchard's CGI Gollum is directly inspired by Gollum in the Jackson films.
Gollum also appears in a three-part comic book adaptation of The Hobbit, scripted by Chuck Dixon and Sean Deming and illustrated by David Wenzel. It was first published by Eclipse Comics in 1989. A reprint collected in one volume was released by Unwin Paperbacks in 1990 and by Del Rey Books in 2001.
In other media
In Sierra Entertainment's The Lord of the Rings: War of the Ring, a real-time strategy game based solely on the book, Gollum is a playable hero unit for the Minions of Sauron. Legolas and a guard of archers track him through Mirkwood, fighting giant spiders along the way.
In The Hobbit video game by Vivendi Universal, released in 2003, Gollum appears in one cutscene depicting the scene in which he and Bilbo play the riddle game before Gollum discovers that Bilbo has the ring and inadvertently leads Bilbo out of the Misty Mountains.
In The Lord of the Rings: The Fellowship of the Ring video game by Surreal Software, also based only on the book, Gollum appears in a cutscene when the Fellowship of the Ring is within Moria, and is shown half hidden behind debris muttering to himself. He also appears during the final level at Amon Hen; when the user is playing as Aragorn, Gollum appears on a cliff edge muttering to himself and walks away, and then does the same on another cliff edge. Then the player heads to a small island and a cutscene can be shown with a conversation between Aragorn and Gollum, in which Gollum throws a fish at him; it becomes his weapon for the final mission, as well as the most powerful weapon in the game.
He also appears in Electronic Arts' games based on the Jackson films. In the real-time strategy game The Lord of the Rings: The Battle for Middle-earth, Gollum is a playable hero unit for Mordor. In its sequel, The Lord of the Rings: The Battle for Middle-earth II, which is also based on the film series, he is not playable. Instead, he walks around the map cloaked, carrying the Ring. When killed, he drops the Ring for a player to claim. When the Ring is returned to the player's fortress, they may summon a special "Ring Hero" — Galadriel for good factions and Sauron for evil. He also appears in the action game The Lord of the Rings: The Return of the King (based on the 2003 film), voiced by Andy Serkis. He is an NPC who accompanies Frodo and Sam (the player) as the game progresses, but at Mount Doom becomes the final boss, whom the player must throw into the lava below. In the Game Boy version of The Return of the King, he is a playable bonus character.
- Tolkien, J. R. R. (1980), Christopher Tolkien, ed., Unfinished Tales, Boston: Houghton Mifflin, Part Three, IV. "The Hunt for the Ring", p 353, note 9, ISBN 0-395-29917-9. In a letter quoted by Christopher Tolkien, Tolkien refers to Déagol and Sméagol as Stoors.
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- "Teeth! teeth! my preciousss; but we has only six!" Tolkien, J. R. R. (1937), Douglas A. Anderson, ed., The Annotated Hobbit, Boston: Houghton Mifflin (published 2002), ISBN 0-618-13470-0
- Return of the King 1955, Appendix A: I (iv), pp. 335–6
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- Kajava, Jukka (29 March 1993). "Tolkienin taruista on tehty tv-sarja: Hobitien ilme syntyi jo Ryhmäteatterin Suomenlinnan tulkinnassa" [Tolkien's tales have been turned into a TV series: The Hobbits have been brought to live in the Ryhmäteatteri theatre]. Helsingin Sanomat (in Finnish). (subscription required)
- Serkis, Andy (2003). Gollum: How We Made Movie Magic. London: Harper Collins. p. 4. ISBN 0-618-39104-5.
- The Lord of the Rings: The Two Towers - Special Extended DVD Edition, The Appendices Part Three: The Journey Continues (DVD). New Line Cinema. 2002.
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- Winning, Josh. "Andy Serkis Will Direct The Hobbit's second unit" Total Film. 7 April 2011.
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