Peter Smith (judge)
|Sir Peter Smith|
|High Court of Justice of England and Wales|
15 April 2002
|Born||1 May 1952
|Children||One son and two daughters|
Sir Peter Winston Smith (born 1 May 1952), styled The Hon Mr Justice Peter Smith, is a Judge of the High Court of Justice in England and Wales, appointed to that office on 15 April 2002 and assigned to the Chancery Division. His name is correctly abbreviated in English legal writing as "Peter Smith J," and not as "Smith J," because there are other senior judges also named Smith.
He has presided over several prominent cases, including a suit between boxer Lennox Lewis and his promoter Panos Eliades, as well as a copyright case involving the novel The Da Vinci Code. In the latter case, he rejected a claim by authors of The Holy Blood and the Holy Grail that Dan Brown had violated copyright by copying major themes from their work. More recently, Smith presided over a huge claim by the Attorney General of Zambia for recovery of the proceeds of fraud. He was also involved in the early stages of the £100m Chelsea Barracks development, before being replaced at the last minute before the case came to trial.
In 2008 he was reprimanded by the Lord Chief Justice for his misconduct in the "Addleshaw Goddard matter".
Smith was born in Taiping, Malaysia to George Arthur Smith and Iris Muriel Smith, while his father was posted abroad. He grew up with five siblings in Hornsea, East Yorkshire, and attended grammar school in nearby Bridlington.
He read law at Selwyn College, Cambridge. After receiving a BA degree in 1974 and an MA degree in 1976, Smith briefly practised in Liverpool before becoming a law lecturer at Manchester University from 1977-1983. Smith practised as a barrister on the Northern Circuit from 1979–2002, being an Assistant Recorder from 1994–97, a Deputy High Court Judge from 1996–2002, and a Recorder from 1997-2002. Upon his elevation to the High Court bench in 2002, Sir Peter was knighted as a matter of course. In 2003 he was voted most unpopular chancery judge in a survey by Legal Business magazine.
In 1980, Smith married Diane Dalgleish. They have one son and two daughters. Smith is a member of the Titanic Historical Society and the British Titanic Society. Other hobbies include being a "Jackie Fisher fan", reading military history, and football. He currently resides in London.
The Da Vinci Code and the "Smithy Code"
In April 2006, Smith ruled that Dan Brown had not breached the copyright of Michael Baigent and Richard Leigh, authors of the pseudo-historical book The Holy Blood and the Holy Grail. While Brown had taken ideas from the earlier book, he did not copy the "central theme" of his book from there. As ideas themselves cannot be copyrighted, Smith ruled that Brown had therefore not substantially copied the original work.
Within his printed judgment, which was delivered on 7 April 2006, the judge embedded a coded message, apparently placed for amusement. The first few pages contained scattered letters which were italicised. The first section spelt 'smithy code', followed by a number of other seemingly random letters. The judge stated that he would not discuss the code as he was not able to talk about his ruling, but that he would confirm any correct attempt to break it.
However, it was later learned that the judge had given a series of email hints about the code, which was finally announced as cracked on 28 April 2006, by Daniel Tench, a lawyer and media journalist for The Guardian newspaper. The plain text reads: "Smithy Code. Jackie Fisher, who are you? Dreadnought." This related to the subject of one of Smith's personal interests, Admiral Lord (John) Fisher, who was responsible for the design of the battleship HMS Dreadnought. The ship was launched in February 1906, roughly 100 years before the start of the trial.
In the appeal to the Court of Appeal from the judge's decision in "The Da Vinci Code" case, the Court of Appeal said that the judge "was prompted by the extensive use in [The Da Vinci Code] of codes, and no doubt by his own interest in such things, to incorporate a coded message in his judgment, on which nothing turns. The judgment is not easy to read or to understand. It might have been preferable for him to have allowed himself more time for the preparation, checking and revision of the judgment."
Reprimand by the Lord Chief Justice
Smith spent some months in communication with London solicitor's firm, Addleshaw Goddard relating to the possibility of employment by them. Those discussions came to nothing and there was considerable email correspondence as evidence of his disappointment. But in July 2007, about a month after the conclusion of those negotiations, the judge refused to stand down from hearing a heavily contested case (Howell v Lees Millais & Others) involving a partner in the same firm in his capacity as a trustee. On appeal from that decision, the Court of Appeal criticised the judge for his attitude and behaviour during the hearing when he was asked to step down and allowed the appeal, with the effect of removing him from the case.
In its unanimous judgments of 4 July 2007, the Court of Appeal described the judge's behaviour in part as "intemperate" and "somewhat extraordinary". In one paragraph of his judgment, Lord Justice Judge said:
"It is the conduct of the hearing which underlines that the judge had become too personally involved in the decision he was being asked to make to guarantee the necessary judicial objectivity which would be required in the trustee proceedings. I identify three particular features. First, the witness who supported the application was in effect cross-examined by the judge in something of the style of an advocate instructed to oppose the application. Second, the submission by counsel for the applicant that the judge had given evidence was in the circumstances unsurprising, and the concerns he expressed on this topic were validly made. Finally, the judge impugned the good faith of the application, a conclusion repeated in the strongest terms in his judgment when there is no shred of evidence to suggest some ulterior or improper motive behind the application."
In a concluding comment on the way in which the judge behaved, Lord Justice Judge said: "In these circumstances it is unfortunate to have to record that, in my judgment, the conduct of the hearing itself demonstrated not only that the application to the judge to recuse himself was rightly made, but that it should have been granted."
The judge himself then issued a press release on the topic. By 13 July 2007, Joshua Rozenberg, a well known legal journalist, was suggesting in the Daily Telegraph that it was time for the judge to stand down.
On 16 July 2007, it was announced in a press release from the Judicial Communications Office that the Lord Chief Justice of England and Wales, Lord Phillips of Worth Matravers, had referred the judge's behaviour in the case to the independent Office for Judicial Complaints (OJC). Frances Gibb embarked on speculation as to whether the judge should stay in office in The Times on 18 July and Rozenberg returned to the point on 19 July. Both journalists mentioned the question of the judge's health, but without going into detail.
The Lord Chief Justice and the Lord Chancellor may refer for investigation by the OJC any matter where the conduct of a judicial office holder may warrant disciplinary proceedings. They may make this referral irrespective of whether there have been any complaints made by others. The Office for Judicial Complaints is obliged to consider the matter in accordance with the relevant statutory regulations.
On 18 April 2008 it was announced in the following terms that the OJC had found that misconduct had been established against the judge.
Following investigation under the Judicial Discipline Regulations 2006, the Lord Chancellor and the Lord Chief Justice have carefully considered the Court of Appeal’s comments on the conduct of Mr Justice Peter Smith in the case of Howell and others v Lees-Millais and others and have concluded that the conduct in question amounted to misconduct.
As a result, the Lord Chief Justice has issued a reprimand to the judge.The Lord Chief Justice has said: “I consider that a firm line has now been drawn under this matter. Both I and the Lord Chancellor value the services of Mr Justice Peter Smith and he has my full confidence."
No statement was made by the judge.
The Judge was replaced by Lindsay J. The trustees continued with their application seeking permission to bring a large number of claims. The hearing lasted 8 days and the Judge gave a very full and closely reasoned judgment in which he decided not to sanction any of the proposed claims save the negligence action against the firm of solicitors. The trustees did not appeal that decision. A very substantial amount of costs had been incurred and in the absence of an agreement as to costs a further hearing estimated to last a further 10 days was fixed to determine the costs issue. There were negotiations as to the payment of significant amounts of costs in excess of £700,000. There was a further dispute about the trustees’ entitlement to costs in an earlier period. The trustees lost that argument before the Judge and appealed. The Court of Appeal granted the trustees permission to appeal part of the challenged costs but refused permission in respect of the major part. In so deciding the Court of Appeal observed the following as regards the trustees’ application:-
“42 First the history of this application (even as briefly summarised above) the costs incurred in connection with it …….the court time this whole application has taken (8 days plus 4 days on costs not to mention interim hearings and this appeal) and the duration of the application (which started over 15 months ago) are all unquestionably inappropriate and appears to be little short of scandalous”
In 2010 Smith was replaced as judge at the last minute in the case between the Qatari royal family and Christian Candy, a property developer. Smith's decisions in the pre-trial hearings were said to have upset the Qataris and he was replaced for the trial by Mr Justice Vos.
Recusal in wasted costs proceedings
In August 2013 the Court of Appeal held that Smith should have recused himself from hearing an application for wasted costs against a firm of solicitors. Smith had made strong criticisms of the quality of the evidence of an expert witness called to give evidence of Ethiopian law, and had attributed the cause of the expert's failings to solicitors who, according to Smith, had failed to prepare the expert appropriately for the trial. Smith declined to recuse himself from hearing the subsequent wasted costs application against the solicitors, but an appeal against this decision was allowed by the Court of Appeal. Lady Justice Arden observed in her judgment (at paragraph ) that there was "apparent bias stemming from the facts of the case which meant that the judge should have recused himself from hearing the wasted costs application" and (at paragraph ) that "the judge should certainly have recused himself from hearing the wasted costs application".
British Airways proceedings
In July 2015, on application by the parties, Smith recused himself from being the judge in long running multi-party proceedings between various airlines. The judge's personal luggage, together with that of other passengers, had failed to arrive in London after a flight from Florence. Smith corresponded with the chief executive of British Airways (BA), suggesting that BA may have taken a deliberate decision not to carry the passengers' luggage and that this may have been in order to make additional profit from the conveyance of cargo on that flight. A number of the parties to the litigation applied for Smith to recuse himself from further part in the case. During the hearing, Smith repeatedly asked counsel for BA what had happened to his luggage, receiving the response that the proceedings were not appropriate for dealing with a personal dispute. In due course Smith agreed to recuse himself. In his judgment of 22 July 2015 he set out a detailed account of the occasion when the luggage went missing, and suggested that the true issue in the case was that the missing luggage gave rise to issues which were similar to some of the allegations in the case which he had to try, so that (if they were correct) he would have had to recuse himself. He said that he would continue his investigation into the luggage issue "in a private capacity ... with the vigour for which I am known".
- List of the Senior Judiciary, Judiciary of England and Wales
- ''Zambia v Meer Care & Desai (a firm) & Ors''  EWHC 952_2 (Ch) (4 May 2007), England and Wales High Court (Chancery Division) Decisions
- "'No surprise' in Da Vinci judgement", BBC News
- Baigent & Anor v The Random House Group Ltd (The Da Vinci Code)  EWHC 719 (Ch) (7 April 2006), England and Wales High Court (Chancery Division) Decisions
- "How judge's secret Da Vinci code was cracked", The Guardian
- Baigent & Anor v The Random House Group Ltd  EWCA Civ 247 (28 March 2007), England and Wales Court of Appeal (Civil Division) Decisions
- Howell & Ors v Lees Millais & Ors  EWCA Civ 720 (4 July 2007), England and Wales Court of Appeal (Civil Division) Decisions
- Mr Justice Peter Smith rounds on detractors following Addleshaws spat, The Lawyer
- "Mr Justice Peter Smith loses his judgment", The Daily Telegraph
- "The High Court judge who may be in for much more than a severe wigging", The Times
- "Brief encounters", The Daily Telegraph
- The Judicial Discipline (Prescribed Procedures) Regulations 2006, Office of Public Sector Information
-  EWCA Civ 786
- Judge replaced in Chelsea Barracks case
-  EWHC 2201 (Ch)
- "Judge creates own Da Vinci code", BBC News
- "From codes and naval heroes to Kylie's bottom", The Times. Matthews, Athalie, 30 May 2006