Positional asphyxia, also known as postural asphyxia, is a form of asphyxia which occurs when someone's position prevents the person from breathing adequately. People may die from positional asphyxia accidentally, when the mouth and nose are blocked, or where the chest may be unable to fully expand.
A 1992 article in The American Journal of Forensic Medicine and Pathology and a 2000 article in The American Journal of Forensic Medicine and Pathology said that multiple cases have been associated with the hogtie or hobble prone restraint position.
The New York Police Department’s guidelines, explaining protocols for mitigating in-custody deaths, were published in a 1995 Department of Justice bulletin on "positional asphyxia." The NYPD recommended that, “[a]s soon as the subject is handcuffed, get him off his stomach. Turn him on his side or place him in a seated position." A 1996 FBI bulletin said that many law enforcement and health personnel were being taught to avoid restraining people face-down or to do so only for a very short period of time.
Resuscitation of persons who exhibit cardiac arrest following restraint has proven to be difficult, according to a 1995 article in Annals of Emergency Medicine. Even in cases where the subject was in the immediate care of paramedics, resuscitation has failed and the subject has died. A March 1999 article in the Academic Emergency Medicine journal reported that one group of doctors had presented a method of resuscitation, correcting acidosis in the blood of the victim, which proved effective in their small scale study. A 2010 article in the Journal of the Tennessee Medical Association reported a single case of successful resuscitation using "aggressive sedation", "ventilatory assistance" among other interventions but added that "avoiding hobble and prone restraint positions may eliminate some of the problems".
In 1997 Annals of Emergency Medicine article reported on a single small laboratory study in which "15 healthy men ages 18 through 40 years" were placed in the ""hobble" or "hog-tie" restraint position. Researchers found that the effects of restraint on the breathing and oxygen levels these 15 healthy men, was limited
A 2002 review of the literature published in the British Journal of Forensic Practice said that restraining a person in a face-down position is likely to cause greater restriction of breathing than restraining a person face-up.
A 2008 article in Medicine, Science and the Law said that the way the subject is restrained can also increase the risk of death, for example kneeling or otherwise placing weight on the subject and particularly any type of restraint hold around the subject's neck. Research measuring the effect of restraint positions on lung function suggests that restraint which involves bending the restrained person or placing body weight on them has more effect on their breathing than face-down positioning alone.
In the United States, there were 16 cases reported deaths in police custody between 1998 and 2009 in which restraint was a "direct or contributory factor to the death." The investigation into the deaths resulted in a 2010 report tabled by the Independent Police Complaints Commission (IPCC).
Prolonged (particularly resisted) restraint, obesity, prior cardiac or respiratory problems, and the use of illicit drugs such as cocaine can increase the risk of death by restraint, according to a 2001 article in American Journal of Emergency Medicine.
Positional asphyxia is not limited to restraint in a face down position according to a 2011 article in Medicine, Science, and the Law. Restraining a person in a seated position may also reduce the ability to breathe, if the person is pushed forwards with the chest on or close to the knees. The risk will be higher in cases where the restrained person has a high body mass index (BMI) and/or large waist girth.
A 2012 series by the Bureau of Investigative Journalism (TBIJ) reported that, since the late 1990s, coroners used the term "excited delirium", to explain restraint-related deaths involving police officers. A May 1997 article in Wiener klinische Wochenschrift said that deaths in real life situations occur after excited delirium, which had not been studied in laboratory simulations at that time.
Deaths in police custody
In 2013, the family of 28-year-old David Smith successfully sued Minneapolis, Minnesota for $3.075 million, the "second-largest for police misconduct" in the city's history, when the Smith family's legal team—cited evidence from a Minneapolis police officer's body-worn camera (BWC) showing that the officers had used the "controversial" police technique called prone restraint to subdue Smith. According to a June 1, 2013 Star Tribune article, MPD officers had "forced Smith onto his stomach, then placed a knee in his back and held him down for about four minutes, which the family attorneys said made it impossible for him to breathe."
The July 17, 2014, killing of Eric Garner has been linked to positional asphyxia.
On May 25, 2020, according to a private autopsy contradicting the official autopsy, George Floyd died by asphyxia when Minneapolis Police officer Derek Chauvin knelt on Floyd's neck and another officer, J. Alexander Kueng, knelt on his back for almost ten minutes as Floyd lay on his stomach on the pavement.
Accident or illness
Olympic track athlete Florence Griffith-Joyner and ex-Major League Baseball player John Marzano both died due to positional asphyxia, the former following an epileptic seizure and the latter following a fall down a flight of stairs.
- Reay, D. T.; Fligner, C. L.; Stilwell, A. D.; Arnold, J. (June 1992). "Positional asphyxia during law enforcement transport". The American Journal of Forensic Medicine and Pathology. 13 (2): 90–97. doi:10.1097/00000433-199206000-00002. ISSN 0195-7910. PMID 1510077.
- Positional Asphyxia—Sudden Death (PDF) (Report). 1995.
- The Editorial Board (December 4, 2014). "It Wasn't Just the Chokehold". The New York Times. ISSN 0362-4331. Retrieved June 8, 2020.
- Reay, D.T. (1996). "Suspect Restraint and Sudden Death". Law Enforcement Bulletin. Quantico, Virginia. via Federal Bureau of Investigation
- Stratton, S. J.; Rogers, C.; Green, K. (May 1995). "Sudden death in individuals in hobble restraints during paramedic transport". Annals of Emergency Medicine. 25 (5): 710–712. doi:10.1016/s0196-0644(95)70187-7. ISSN 0196-0644. PMID 7741355.
- Hick, J. L.; Smith, S. W.; Lynch, M. T. (March 1999). "Metabolic acidosis in restraint-associated cardiac arrest: a case series". Academic Emergency Medicine. 6 (3): 239–243. doi:10.1111/j.1553-2712.1999.tb00164.x. ISSN 1069-6563. PMID 10192677.
- Alshayeb, Hala; Showkat, Arif; Wall, Barry M. (December 2010). "Lactic acidosis in restrained cocaine intoxicated patients". Tennessee Medicine: Journal of the Tennessee Medical Association. 103 (10): 37–39. ISSN 1088-6222. PMID 21186707.
- Chan, T. C.; Vilke, G. M.; Neuman, T.; Clausen, J. L. (November 1997). "Restraint position and positional asphyxia". Annals of Emergency Medicine. 30 (5): 578–586. doi:10.1016/s0196-0644(97)70072-6. ISSN 0196-0644. PMID 9360565.
- Parkes, J. (2002) ‘A Review of the Literature on Positional Asphyxia as a Possible Cause of Sudden Death During Restraint.’ British Journal of Forensic Practice. 4(1) 24–30.
- Parkes, John; Carson, Ray (April 1, 2008). "Sudden death during restraint: do some positions affect lung function?". Medicine, Science and the Law. 48 (2): 137–141. doi:10.1258/rsmmsl.48.2.137. ISSN 0025-8024. PMID 18533573. S2CID 46557450.
- Bell, Dan (January 1, 2012). "Police guidelines permit techniques that can kill". The Bureau of Investigative Journalism (TBIJ). Archived from the original on January 31, 2013. Retrieved June 7, 2020.
- Stratton, S. J.; Rogers, C.; Brickett, K.; Gruzinski, G. (May 2001). "Factors associated with sudden death of individuals requiring restraint for excited delirium". The American Journal of Emergency Medicine. 19 (3): 187–191. doi:10.1053/ajem.2001.22665. ISSN 0735-6757. PMID 11326341.
- Parkes, J., Thake, D., Price, M. (2011) ‘Effect Of Seated Restraint And Body Size On Lung Function.’ Medicine Science And The Law. 51(3) 177-81
- Parkes, John; Thake, Doug; Price, Mike (July 2011). "Effect of seated restraint and body size on lung function". Medicine, Science, and the Law. 51 (3): 177–181. doi:10.1258/msl.2011.010148. ISSN 0025-8024. PMID 21905575. S2CID 28631704.
- Mole, Charlie; Stickler, Angus (February 13, 2012). "Excited delirium case list". The Bureau of Investigative Journalism (TBIJ). Archived from the original on January 27, 2013. Retrieved June 7, 2020.
- Roeggla, M; Wagner, A; Muellner, M; Bur, A; Roeggla, H; Hirschl, Mm; Laggner, An; Roeggla, G (May 23, 1997). "Cardiorespiratory Consequences to Hobble Restraint". Wiener klinische Wochenschrift. 109 (10): 359–61. PMID 9200808.
- Furst, Randy (June 1, 2013). "Minneapolis pays $3 million in police misconduct case". Star Tribune. Retrieved June 7, 2020.
- "George Floyd: What happened in the final moments of his life". BBC News. May 30, 2020. Archived from the original on June 5, 2020. Retrieved June 1, 2020.
- "Floyd died of asphyxia - private post-mortem". BBC News. June 1, 2020. Retrieved June 7, 2020.
- Hauck, Grace; Wagner, Dennis (May 29, 2020), "George Floyd death: Experts say knee-to-neck restraint is dangerous, but Minneapolis allows it", USA Today, Gannet, archived from the original on June 1, 2020, retrieved June 2, 2020
- Byard, Roger W.; Wick, Regula; Gilbert, John D. (October 2008). "Conditions and circumstances predisposing to death from positional asphyxia in adults". Journal of Forensic and Legal Medicine. 15 (7): 415–419. doi:10.1016/j.jflm.2008.01.001. ISSN 1752-928X. PMID 18761306.
- "Cold Spring nursing home cited after resident's bed-rail asphyxiation – Twin Cities". 23 July 2013. Retrieved 2020-06-08.
- Thach, Bradley (February 2008). "Tragic and sudden death. Potential and proven mechanisms causing sudden infant death syndrome". EMBO Reports. 9 (2): 114–118. doi:10.1038/sj.embor.7401163. ISSN 1469-221X. PMC 2246416. PMID 18246101.
- Anderson, Kristina Rebelo. "The uneasy death Of Florence Griffith Joyne". Salon.
- Medical examiner says a fall killed John Marzano | Philadelphia Inquirer | 07/18/2008