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Robert Kates

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Robert W. Kates (January 31, 1929 – April 21, 2018) was an American geographer and independent scholar in Trenton, Maine, and University Professor (Emeritus) at Brown University.[1]


Kates was born in Brooklyn, New York. Unusually for an academic, he never completed an undergraduate degree. He studied Economics at New York University from 1946-8, but dropped out. He married Ellie Hackman (d.2016) at the age of 19 and went to work in a steel mill in Indiana for 12 years, working with the labor union and other movements.[2][3] He had a chance encounter with a naturalist in a state park in Indiana when on vacation with his family, and this meeting inspired him to train to become an elementary school teacher, a job he thought would free up summer vacations for the family. To realise this career he signed up for night school at Indiana University, Gary in 1957, when aged 28. One of his classes to become a teacher was in geography. Having found his calling and his discipline, he sought study advice from Gilbert F. White at the University of Chicago. White gave him some key texts to read, Kates returned to discuss them, White recognized his abilities and steered him through an MA and eventually a PhD in Geography (1962). Kates taught at the Graduate School of Geography, Clark University from 1962 until 1987.[4] At Clark he founded CENTED (the Centre for Technology, Environment, and Development), now part of the Marsh Institute, where he remained a Distinguished Scientist. He worked in Africa with Clark colleagues, and also developed and directed a resource assessment centre at the University of Dar Es Salaam, Tanzania (from 1967–68).

Kates helped to establish the international Initiative for Science and Technology for Sustainability, was Executive Editor of Environment magazine for many years, and was a Senior Associate at Harvard University.

From 1986 to 1992 he was Professor and Director of the interdisciplinary World Hunger Program at Brown University. Kates retired relatively early, became an 'independent scholar' and moved to Trenton, Maine overlooking the Narrows in the early 1990s. Kates had three children, 6 grandchildren and 4 great-grandchildren.[5] He remained professionally active until his mid 80s and in 2008 (at age 79), was appointed the inaugural Presidential Professor of Sustainability Science at the University of Maine, Orono.[6]


Kates's research focused on long-term trends in environment, development, and population, and he is particularly known for his work on natural hazards mitigation, driven by a Quaker belief in relevance to human society. Kates defines his central question as "What is and ought to be the human use of the Earth?" This led him to address the human use of natural resources and human response to hazards. His approach was to set up "natural" experiments, and then to develop a set of comparative observations or analogs. This led to several studies of natural and technological hazards, rural resource and water development, and methodologies for studying people's perception of the environment, the assessment of risk, and the impacts of climate on society. Since retiring from Brown University he continued to work on:

  • the sustainability transition
  • long-term population dynamics
  • global environmental change
  • the prevalence and persistence of hunger
  • sustainability science[7]

Following the devastation of New Orleans after Hurricane Katrina, Kates returned to his earlier work on hazards and published a research perspective on the reconstruction of New Orleans (Kates et al., 2006).


Among several honours:

Kates was awarded honorary DSc degrees from Clark University for his many contributions to hazards research (1993) and from the University of Maine (2004).


Kates's work on hazards, and his 'human ecology' approach, some of it coauthored with Ian Burton (Burton and Kates 1978), attracted critique from scholars including Michael Watts (1983a, b) and former student Ben Wisner (1976, 2004). The insight of these critiques is that "natural" hazards are in fact exacerbated by political and economic forces, and they should be seen as "social", not "natural". To suggest that severe drought - or even the flooding of New Orleans - are "natural" underplays the ways that powerful political and economic interests make people more vulnerable. Humans cannot "adapt" or, in Kates's language, "adjust" successfully to hazards when a population is highly vulnerable or even exploited (Watts, 1983a). Mitigating natural hazards is therefore a social justice issue, not a case of adjustment. This has been much-debated in Wisner et al.'s At Risk (2004). Kates generally chose not to respond openly to his critics.[9]


  • Kates, R.W. 1962. Hazard and Choice Perception in Flood Plain Management. Department of Geography Research Paper no. 78, University of Chicago Press.
  • Kates, R.W. 1965. Industrial Flood Losses: Damage estimation in the Lehigh Valley. University of Chicago Press.
  • Kates, RW. and J. Wohlwill (eds). 1966. Man's Response to the Physical Environment. Journal of Social Issues, Vol. XXII, No. 4, October.
  • Burton, I. and Kates, R.W. (Eds.). 1965. Readings in Resource Management and Conservation. University of Chicago Press.
  • Burton, I, R W. Kates, J R. Mather and R E. Snead, The Shores of Megalopolis: Coastal Occupance and Human Adjustment to Flood Hazard Climatology, Vol. XVIII, No. 3, 1965, pp. 435–603
  • Burton, I, R.W. Kates and R.E.Snead. 1969. The human ecology of coastal flood hazard in megalopolis. Dept. of Geography. Research paper no. 115. University of Chicago Press.
  • Russell, C.S., Arey D.G and R.W. Kates. 1970. Drought and Water Supply: Implications of the Massachusetts Experience for Municipal Planning. RFF Press.
  • Kates, R.W. (Ed.). 1977. Managing Technological Hazard: Research Needs and Opportunities. Boulder: Institute of Behavioral Science.
  • Hass J.E, R.W. Kates and M.J. Bowden. 1977. Reconstruction Following Disaster. MIT Press.
  • Kates, R.W. 1978. Risk Assessment of Environmental Hazards. SCOPE Report 8. John Wiley.
  • Burton I and Kates R.W. 1978. The Environment as Hazard. Oxford University Press. Second edition with a new introduction: Guilford Press, 1993.
  • Kasperson R.E. and R.W. Kates. 1980. Equity Issues in Radioactive Waste Management. Greenwood Press.
  • Berry L. and R.W. Kates (Eds.). 1980. Making the Most of the Least: Alternative Ways to Development. New York and London: Holmes & Meier.
  • Kates, R.W. 1984. Technological Hazards Management. Oelgeschlager Gunn & Hain.
  • Kates, R. W., J. H. Ausubel, and M. Berberian (eds.), 1985. Climate Impact Assessment: Studies of the Interaction of Climate and Society, ICSU/SCOPE Report No. 27, John Wiley.
  • Kates R.W., Hohenemser C. and J.X. Kasperson (Eds.). 1985. Perilous progress: Managing the hazards of technology. Westview Press.
  • Kates, R.W. and I. Burton (Eds.). 1986. Geography, Resources and Environment, Volume 1: Selected Writings of Gilbert F. White. University of Chicago Press.
  • Kates R.W. and I. Burton (Eds.). 1986. Geography, Resources and Environment, Volume 2: Themes from the Work of Gilbert F. White. University of Chicago Press.
  • Kasperson, RE., JX. Kasperson, C Hohenemser, and RW. Kates. 1988. Corporate Management of Health and Safety Hazards: A Comparison of Current Practice. Boulder, Colorado: Westview Press.
  • Newman L, (gen.eds. Kates, R.W. et al.) 1990. Hunger in History: Food Shortage, Poverty, and Deprivation. Blackwell.
  • J.X. Kasperson and R.W. Kates, (eds.), 1990. Overcoming Hunger in the 1990s, a special issue of Food Policy, Vol.15, No. 4, pp. 273–368.
  • Turner, B.L. II, Hyden G, and R.W. Kates (Eds.). 1993. Population Growth and Agricultural Change in Africa. University of Florida Press.
  • Turner, B.L. II, W.C. Clark, R.W. Kates, J.F. Richards, J.T. Mathews, W.B. Meyer (Eds.). 1990. The Earth as Transformed by Human Action: Global and Regional Changes in the Biosphere over the Past 300 Years. Cambridge University Press.
  • Chen, RS. and RW. Kates (eds.). 1994. Climate Change and World Food Security special issue of Global Environmental Change, Vol. 4 No.1, March, 1994, pp. 1–88.
  • Burton, I. and Kates. R.W. (committee chairs). 1999. Our Common Journey: A Transition Toward Sustainability. National Academy of Sciences.
  • Raskin, P, T. Banuri, G.Gallopín, P. Gutman, A. Hammond, R.W. Kates, and R. Swart. 2002. Great Transition: The Promise and Lure of the Times Ahead. Stockholm Environment Institute.
  • Kates R.W. et al. 2003. Global Change in Local Places: Estimating, Understanding, and Reducing Greenhouse Gases. Cambridge University Press.
  • Kates, R.W. with National Academies Committee on Facilitating Interdisciplinary Research, 2005. Facilitating Interdisciplinary Research, Washington DC: National Academy Press.
  • 2010. With National Academies, Committee on America’s Climate Choices, Panel on Adapting to the Impacts of Climate Change. Adapting to the Impacts of Climate Change, Washington: National Academies Press.
  • Kates R.W.(ed.) 2011. Readings in Sustainability Science and Technology. Centre for International Development, Harvard University. ("This Reader is one possible set of materials for advanced undergraduate and beginning graduate students of sustainability science. It consists of links to 93 articles or book chapters from which appropriate readings and internet sources can be chosen")
  • Kates, R.W. 2011. Gilbert F. White, 1911-2006, A Biographical Memoir. Washington, DC: National Academy of Sciences.

Recent Articles[edit]




  • Watts, M.J. 1983a. The Poverty of Theory. In Hewitt, K. (ed.) Interpretations of Calamity: from the Viewpoint of Human Ecology. Boston: Allen & Unwin. 231-262.
  • Watts, MJ. 1983b. Silent Violence: Food, Famine and Peasantry in Northern Nigeria. Berkeley: University of California Press. [runner-up for Herskovitz Prize, 1984]
  • Wisner, B. 1976. Man-made Famine in Eastern Kenya. Discussion Paper 96. Falmer, UK:

Institute of Development Studies.

  • Wisner, B, P. Blaikie, T. Cannon, I. Davis. 2004. At Risk: Natural Hazards, People's Vulnerability and Disasters. London: Routledge.
  1. ^ http://www.nasonline.org/publications/biographical-memoirs/memoir-pdfs/kates-robert.pdf [bare URL PDF]
  2. ^ http://www.nasonline.org/publications/biographical-memoirs/memoir-pdfs/kates-robert.pdf [bare URL PDF]
  3. ^ "Senator George J. Mitchell Center for Sustainability Solutions at UMaine".
  4. ^ "Robert Kates Obituary (1929 - 2018) Worcester Telegram & Gazette". Legacy.com.
  5. ^ http://obituaries.bangordailynews.com/obituary/robert-kates-1929-2018-1057279836 | Obituary
  6. ^ "Senator George J. Mitchell Center for Sustainability Solutions at UMaine".
  7. ^ http://digitalcommons.library.umaine.edu/cgi/viewcontent.cgi?article=1004&context=mpr Interview with Robert Kates, Pathfinder in Sustainability Science. Maine Policy Review 21(1)
  8. ^ "American Geographical Society to Award Charles P. Daly Medal to Dr. Robert Kates". American Geographical Society. Retrieved 1 December 2016.
  9. ^ http://www.nasonline.org/publications/biographical-memoirs/memoir-pdfs/kates-robert.pdf [bare URL PDF]