Roman von Ungern-Sternberg

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Roman von Ungern-Sternberg
Baron ungern.ruem.jpg
Roman Fyodorovich von Ungern-Sternberg, in 1921, in a Mongolian deel uniform with Russian Order of St. George 4th Class
Born (1885-12-29)December 29, 1885
Graz, Austria-Hungary
Died September 15, 1921(1921-09-15) (aged 35)
Novosibirsk, Russian Soviet Federative Socialist Republic
Allegiance  Russian Empire
Flag of Mongolia (1911-1921).svg Bogd Khaanate of Mongolia
Years of service 1906–1921
Rank Lieutenant general
Commands held Asiatic Cavalry Division

Baron Roman Nikolai Maximilian von Ungern-Sternberg (Russian: Барон Ро́берт-Ни́колай-Максими́лиан Рома́н Фёдорович фон У́нгерн-Ште́рнберг)[1][2] (December 29, 1885 NS – September 15, 1921) was an anti-Bolshevik lieutenant general in the Russian Civil War and then an independent warlord whose Asiatic Cavalry Division wrested control of Mongolia from the occupation of Mongolia by the Republic of China in 1921.

Ungern-Sternberg's attraction to Vajrayana Buddhism and his eccentric, often violent treatment of enemies as well as his own troops earned him the sobriquet "the Mad Baron" during the Russian Civil War. He was also an arch conservative pan-monarchist who aspired to restore the Russian monarchy under Grand Duke Michael Alexandrovich of Russia and revive the Mongol Empire under the rule of the Bogd Khan. During his short five month occupation of Outer Mongolia, Ungern-Sternberg imposed order on the capital Ikh Khüree through fear, intimidation, and brutal violence against opponents, particularly Bolshevik supporters.

His subsequent invasion of South Siberia in support of anti-Bolshevik rebellions and to head off a Red Army-Mongolian partisan invasion in June 1921 ultimately led to his defeat and capture two months later. He was taken prisoner by the Red Army and tried for counterrevolution in Novonikolaevsk in 1921. After a six-hour show trial, he was found guilty and executed on September 15, 1921.


Roman Nikolai Maximilian von Ungern-Sternberg as a child

R.F. von Ungern-Sternberg was born in Graz, Austria on December 29, 1885 to a noble Baltic-German family. His mother was Sophie Charlotte von Wimpffen, later Sophie Charlotte von Ungern-Sternberg, and his father was Theodor Leonhard Rudolph von Ungern-Sternberg (1857–1918). In 1888 his family moved to Reval (Tallinn), the capital of the Governorate of Estonia within the Russian Empire, where his parents divorced three years later in 1891. In 1894 his mother married Oskar Anselm Herrmann von Hoyningen-Huene.[3] From 1900 to 1902 Ungern attended the Nicholas I Gymnasium, Tallinn. In 1903 he enrolled in Marine Officers Cadet School in Saint Petersburg. In 1905 he left the school to join the fighting in Eastern Russia during the Russo-Japanese War, but it is unclear whether he participated in operations against the Japanese, or if all military operations had ceased before his arrival in Manchuria.[4]

In 1906 Ungern was transferred to service in Pavlovskoe Military School in Saint Petersburg as a cadet of ordinary rank.[5] After graduating he served as an officer in East Siberia in the 1st Argunsky and the 1st Amursky Cossack regiments, where he became enthralled with the lifestyle of nomadic peoples such as the Mongols and Buryats. In 1913, at his request, he transferred to the reserves. Ungern moved to Outer Mongolia to assist Mongols in their struggle for independence from China, but Russian officials prevented him from fighting with Mongolian troops. He arrived in the town of Khovd in western Mongolia and served as out-of-staff officer in the Cossack guard detachment at the Russian consulate.

First World War[edit]

On July 19, 1914 Ungern joined front-line forces as part of the second-turn 34th regiment of Cossack troops stationed on the Austrian frontier in Galicia. Ungern took part in the Russian offensive in East Prussia and from 1915-1916 he also participated in rear-action raids on German troops by the L.N. Punin Cavalry Special Task Force.[6] Throughout the war on the Eastern Front, Ungern gained a reputation as a brave but somewhat reckless and mentally unstable officer. Although decorated with several military awards, he was eventually discharged from one of his command positions for failing to obey orders. General Wrangel mentions Ungern's determination in his memoirs.

After the February Revolution in 1917, Ungern was transferred to the Caucasian theatre of the conflict, where Russia was fighting against the Ottoman Turks. In April 1917 near Urmia, Iran, Ungern, together with Grigory Semyonov, started to organize a volunteer military unit composed of local Syriac Christians. Under Ungern's command, they went on to score some minor victories over the Turks, but their total contribution to Russia's war effort was limited.[7]

Bolshevik Revolution, 1917[edit]

After the Bolshevik-led October Revolution of 1917, Semyonov and Ungern declared their allegiance to the Romanovs and vowed to fight the revolutionaries. Semyonov, backed by the Japanese, appointed Ungern governor of Dauria, the large area to the east-southeast of Lake Baikal. In the months that followed, Ungern distinguished himself by his exceedingly eccentric behavior, which lead many[quantify] to dub him the "Mad Baron". Semyonov and Ungern, though fervently anti-Bolshevik, were not part of the White movement and Semyonov refused to recognize the authority of Admiral Aleksandr Kolchak, the nominal leader of the Whites in Siberia. Instead he acted independently, supported by the Japanese with arms and money. For White leaders like Kolchak and Denikin, who believed in a "Russia strong and indivisible", this represented high treason. Ungern was nominally subordinated to Semyonov but he too often acted independently.[8]

Because of his successful military operations in Hailar and Dauria, Ungern received the rank of Major-General. Semyonov appointed him commandant of the Dauria railway station and entrusted him with forming military units to battle Bolshevik forces. In Dauria, Ungern formed the volunteer Asiatic Cavalry Division (Russian: Азиатская конная дивизия), a mix of Russians, Buryats, Tatars, Bashkirs, Mongols from different tribes, Chinese, Manchu, Japanese, Polish exiles and many others.[8] Ungern's unit was known as "The Savage Division" (Russian: Дикая дивизия), a term properly referring to the military unit consisting of mountain peoples from the Caucasus or Mongolic Kalmyks in the Russian Imperial Army,[citation needed] which fought in World War I and later, after the Russian Revolution, against Bolsheviks. Ungern reinforced his military station at Dauria, creating a kind of fortress from where his troops launched attacks on Red forces.

Like many other White units, Ungern's troops employed plundering as source of their supply. They plundered trains passing through Dauria to Manchuria. While these confiscations did not significantly diminish the supplies of Kolchak's forces, private Russian and Chinese merchants lost considerable property.[9]

Ungern believed that monarchy was the only social system which could save Western civilisation from corruption and self-destruction. He began to pursue the idea of restoring Genghis Khan's Mongolian Empire - with the Qing Dynasty providing the most appropriate candidate for the throne. Ungern sought to organize a military expedition to Mongolia, at that time occupied by the Chinese troops formerly led by General Xu Shuzheng, a member of the pro-Japanese Anhui clique in the Chinese government, to restore the rule of the Bogd Khan as part of his plan to re-establish monarchies from the Far East to Europe.[10]

The Japanese ordered the pro-Japanese Chinese warlords to occupy Mongolia in order to halt a possibly revolutionary spillover from the Russian revolutionaries into Mongolia and Northern China.[11] After the fall of the Anhui Clique, Chinese soldiers in Mongolia found themselves effectively abandoned. They rebelled against their commanders, and plundered and killed Mongols and foreigners.[12]

Many of the Chinese troops during the occupation were Tsahar (Chahar) Mongols from Inner Mongolia, which has been a major cause for animosity between Outer Mongols (Khalkhas) and Inner Mongols.[13]

As part of his plans, Ungern traveled to Manchuria and China proper (February through September 1919). There he established contacts with monarchistic circles, and also made preparations for Semyonov to meet with the Manchurian warlord Zhang Zuolin. In July 1919 Ungern married the Manchurian princess Ji in an Orthodox ceremony. The princess was given the name Elena Pavlovna Ungern-Sternberg. They communicated in English. This marriage had a political aim, as Ji was a princess and a relative of General Zhang Kuiwu, commander of Chinese troops at the western end of the Chinese-Manchurian Railway (in Russian: KVZhD), and governor of Hailar.[8]

Restoring the independence of Outer Mongolia[edit]

von Ungern-Sternberg

After Kolchak's defeat at the hands of the Red Army and the subsequent decision of Japan to withdraw its expeditionary troops from the Transbaikal, Semyonov, unable to withstand the pressure of Bolshevik forces, planned a retreat to Manchuria. Ungern, however, saw this as an opportunity to implement his monarchistic plan. On 7 August 1920, he broke his allegiance to Semyonov and transformed his Asiatic Cavalry Division into a guerrilla detachment.[1]

Ungern's troops crossed the northern border of Outer Mongolia on October 1, 1920 and moved south-westwards.[14] Ungern entered into negotiations with Chinese occupying forces. All of his demands, including disarmament of the Chinese troops were rejected. On October 26–27 and again on November 2–4, 1920 Ungern's troops assaulted Mongolia's capital, Urga (officially Niislel Khuree; now Ulaanbaatar) but suffered tremendous losses. After the defeat, Ungern's troops retreated to the upper currents of the Kherlen River in Setsen-Khan Aimag (district ruled by princes with the title Setsen Khan) in eastern Outer Mongolia. He was supported by Mongols who sought independence from Chinese occupation, especially the Bogd Khan, who secretly sent Ungern his blessing for expelling Chinese from Mongolia. The Chinese had tightened their control of Outer Mongolia by this time, strictly regulating Buddhist services in monasteries and imprisoning Russians and Mongols whom they considered "separatists". According to memoirs by M.G. Tornovsky, the Asiatic Division numbered 1460 men, while the Chinese garrison was seven thousand men strong. The Chinese had the advantage in artillery and machine guns, and had built a network of trenches in and around Urga.[14]

On February 1, 1921, Ungern's detachment, led by B.P. Rezukhin, captured Chinese front-line fortifications. Other troops moved to Urga and to the Manjusri Monastery on Bogd Khan Uul mountain south of Urga. On February 2, Ungern's troops battled for control of Chinese front lines and secured parts of Urga.[14] During the battle Ungern's special detachment of Tibetans, Mongols, Buryats and Russians rescued the Bogd Gegeen from house-arrest and transported him through the Bogd Uul to Manjusri Monastery. On February 3, Ungern gave his soldiers a respite. Borrowing a tactic from Genghis Khan, Ungern ordered his troops to light a large number of camp fires in the hills surrounding Urga, using them as reference points for Rezukhin's detachment. This also made the town appear to be surrounded by an overwhelming force.[15] On February 4, Ungern launched a major assault on the remaining Chinese positions in Urga from the east, capturing the most fortified positions at the barracks and the Chinese trade settlement (Chinese: 買賣城, Maimaicheng). The entire capital was finally taken after several fierce battles, although a part of Chinese troops had abandoned the town earlier. Nevertheless, small battles continued through February 5.

Between March 11 and 13 Ungern captured a fortified Chinese base at Choir south of Urga; while Chinese soldiers abandoned Zamyn-Üüd without a battle.[14]

When remaining Chinese troops, having retreated to northern Mongolia near Kyakhta, then attempted to round Urga to the west in order to reach China, Russians and Mongols feared an attempt to re-capture Urga. Several hundred Cossack and Mongol units were dispatched to meet the Chinese troops of several thousand strength in the area of Urga - Uliastai road near the Tuul river in central Mongolia. There battles raged from March 30 to April 2, the Chinese troops were routed and pursued to the southern border of the country. Thus Chinese forces left Outer Mongolia.[16]

Mongolia before the entry of Bolsheviks, 1921[edit]

The Bogd Khan (1869–1924) of Mongolia

Ungern, Mongolian lamas and princes brought the Bogd Khan from Manjusri Monastery to Urga on February 21, 1921. On February 22, a solemn ceremony took place, restoring the Bogd Khan to the throne.[17][18] As a reward for ousting the Chinese from Urga, the Bogd Khan granted Ungern the high hereditary title darkhan khoshoi chin wang in the degree of khan, and other privileges. Other officers, lamas and princes who had participated in these events also received high titles and awards.[19] For seizing Urga, Ungern received from Semyonov the rank of Lieutenant-General. Mongolia was proclaimed an independent monarchy under the theocratic power of Bogd Khan, or the 8th Bogd Gegen Jebtsundamba Khutuktu.

On March 13, 1921, Mongolia was proclaimed an independent monarchy, under Ungern as a dictator. A mystic who was fascinated by beliefs and religions of the Far East such as Buddhism and who believed himself to be a reincarnation of Genghis Khan, Ungern von Sternberg's philosophy was an exceptionally muddled mixture of Russian nationalism with Chinese and Mongol beliefs. His traditionalism and orientalism, quite atypical for Western culture at that time, contributed to his reputation as the "Mad Baron".

Historians note that Ungern was viewed as the incarnation of the "God of War" (the figure of Jamsaran in Tibetan and Mongol folklore). Although many Mongols may have believed him to be a deity, or at the very least an incarnation of Genghis Khan, Ungern was never officially proclaimed to be any of these incarnations.[1] Civil power over Mongolia formally belonged to the Bogd Khan.[1]

According to some eyewitnesses (his engineer and officer Kamil Giżycki, and adventurer and writer Ferdynand Antoni Ossendowski, etc.), Ungern was the first to institute order in Urga; imposing street cleaning and sanitation, and promoting religious life and tolerance in the capital, and attempting to reform the economy.

His Asiatic Cavalry Division consisted of national detachments, such as the Chinese regiment, Japanese unit, various Cossack regiments, Mongol, Buryat, Tatar and other peoples' units. Ungern said that 16 nationalities served in his division. Dozens of Tibetans also served as part of his troops. They might have been sent by 13th Dalai Lama, with whom Ungern communicated, or these Tibetans may have belonged to the Tibetan colony in Urga.[1] A staunch anti-semite, Ungern ordered the execution of 38 Jews in Urga, while the total number of executions was approximately 846.[1]

The Kalmyk Oirat Mongol leader Ja Lama murdered all the members of a delegation sent by Ungern to Lhasa in 1920.[20] Ja-lama was apparently found to be a dissillusionment by Ungern who had been an admirer, only to allude to him by insults after actually entering Mongolia.[21]

Defeat, capture, and execution, 1921[edit]

Ungern von Sternberg in 1921

The Bolsheviks started infiltrating Mongolia shortly after the October revolution 1917, i.e. long before they took control of the Russian Transbaikal. In 1921, various Red Army units belonging to Soviet Russia and to its satellite state, the Far Eastern Republic, invaded newly independent Mongolia to defeat Ungern. These forces included the Red Mongolian leader and independence hero Damdin Sükhbaatar. Spies and various smaller diversionary units went ahead to spread terror and betrayal to weaken Ungern's forces. Ungern organized an expedition to meet these forces in Siberia and to support ongoing anti-Bolshevik rebellions. Believing he had the unwavering popular support of locals in Siberia and Mongolia, Ungern failed to properly strengthen his troops despite being vastly outnumbered and out-gunned by the Red forces. However, unbeknownst to Ungern, the Reds had successfully crushed uprisings in Siberia, and the Soviet economic policies had temporarily softened in Lenin's NEP. Upon Ungern's arrival, few local peasants and Cossacks volunteered to join him.

In the spring the Asiatic Cavalry Division was divided into two brigades: one under the command of Lieutenant-general Ungern and the second under Major-General Rezukhin. In May, Rezukhin's brigade launched a raid beyond the Russian border to the west of the Selenge River. Ungern's brigade left Urga and slowly moved to the Russian town of Troitskosavsk (present-day Kyakhta in Buryatia). Meanwhile, the Reds moved large forces towards Mongolia from different directions. They had a tremendous advantage in equipment (armored cars, airplanes, rail, gunboats, ammunition, human reserves, etc.) and in numbers of troops. As a result, Ungern was defeated in battles that took place between June 11 and 13 and failed to capture Troitskosavsk. Then the combined Bolshevik and Red Mongol forces entered Mongolia and captured Urga after a few small skirmishes with Ungern's guard detachments.[1]

Having captured Urga on July 6, 1921, the Red forces failed to defeat the main forces of the Asiatic Division (Ungern's and Rezukhin's brigades). Ungern regrouped and attempted to invade Transbaikal across the Russo-Mongolian border. To rally his soldiers and local people, Ungern quoted an agreement with Grigory Semyonov and pointed to a supposed Japanese offensive which was to support their drive, although neither Semyonov, nor Japanese were eager to assist him. After several days rest, on July 18, the Asiatic Division started its raid into Soviet territory. Eyewitnesses Kamil Giżycki and Mikhail Tornovsky gave similar estimates of their numbers: about three thousand men in total.[22] Ungern's troops penetrated deep into Russian territory. The Soviets declared martial law in areas where the Whites were expected, including Verkhneudinsk (now Ulan-Ude, the capital of Buryatia). Ungern's troops captured many settlements; the northernmost being Novoselenginsk, occupied by them on August 1. By this time, Ungern understood that his offensive was ill-prepared; he also heard about the approach of large forces of the Reds. On August 2, 1921 he began his retreat to Mongolia, where he declared his determination to fight Communism. While Ungern's troops wanted to abandon the war-effort and to head towards Manchuria to join with other Russian émigrés, it soon became clear that Ungern had other ideas. He wanted to retreat to Tuva, then to Tibet. Troops under both Ungern and Rezukhin effectively mutinied and hatched plots to kill their respective commanders. On August 17, Rezukhin was killed. A day later conspirators unsuccessfully tried to assassinate Ungern. His command then collapsed as his brigade broke apart. On 20 August Ungern was captured by the Soviet detachment led by the famous guerrilla commander P.E. Shchetinkin (later a member of the Cheka).[23]

After a show trial of 6 hours and 15 minutes on 15 September 1921, prosecuted by Yemelyan Yaroslavsky, the Baron was sentenced to execution by firing squad. The sentence was carried out that very evening or night in Novonikolaevsk.

"When he learnt of his death, the Bogd Khan ordered prayers for his soul to be read throughout Mongolia. They were undoubtedly needed." [24]

See also[edit]

External links[edit]

Further reading[edit]

  • Bodisco Th. von, Dugin A., Evola J., Fernbach M., Freitag Y., Greiner A.W., Mutti C., Nesmelow A. 2007. Baron Ungern von Sternberg – der letzte Kriegsgott. Straelen: Regin-Verlag.
  • Hopkirk, Peter (1986) Setting the East Ablaze: on Secret Service in Bolshevik Asia. Don Mills, Ont.
  • Kamil Giżycki (1929). Przez Urjanchaj i Mongolje. Lwow – Warszawa: wyd. Zakladu Nar. im. Ossolinskich.
  • Kuzmin, Sergei L. (2011). The History of Baron Ungern. An Experience of Reconstruction. Moscow: KMK Sci. Press, ISBN 978-5-87317-692-2.
  • Kuzmin, S.L. (compiler) (2004). Baron Ungern v Dokumentakh i Memuarakh. Moscow: KMK Sci. Press, ISBN 5-87317-164-5.
  • Kuzmin, S.L. (compiler) (2004). Legendarnyi Baron: Neizvestnye Stranitsy Grazhdanskoi Voiny. Moscow: KMK Sci. Press, ISBN 5-87317-175-0.
  • Maclean, Fitzroy (1974). To the Back of Beyond. Little, Brown & Co., Boston.
  • Michalowski W.St. (1977). Testament Barona. Warszawa: Ludowa Spoldzielnia Wyd.
  • Ossendowski, Ferdynand (1922) Beasts, Men and Gods. New York.
  • Palmer, James (2008) The Bloody White Baron. London: Faber and Faber. ISBN 0-571-23023-7
  • Pershin, D.P. (1999) Baron Ungern, Urga i Altanbulak. Samara: Agni.
  • Pozner, Vladimir (1938) Bloody Baron: the Story of Ungern–Sternberg. New York.
  • "Personal survey of some books". Retrieved 2009-04-01. 
  • du Quenoy, Paul. “Perfecting the Show Trial: The Case of Baron von Ungern-Sternberg,” Revolutionary Russia, 19: 1, June 2006.
  • du Quenoy, Paul. “Warlordism à la russe: Baron von Ungern-Sternberg’s Anti-Bolshevik Crusade, 1917-1921,” Revolutionary Russia, 16: 2, December 2003
  • Sunderland, Willard. The Baron's Cloak: A History of the Russian Empire in War and Revolution, Cornell University Press, 2014. ISBN 978-0-8014-5270-3
  • Yuzefovich, Leonid. Le baron Ungern, khan des steppes
  • Znamenski, Andrei (2011) Red Shambhala: Magic, Prophecy, and Geopolitics in the Heart of Asia. Wheaton, IL: Quest Books. ISBN 978-0-8356-0891-6


  1. ^ a b c d e f g Kuzmin, S.L. The History of Baron Ungern. An Experience of Reconstruction. Moscow: KMK Sci. Press, 2011, ISBN 978-5-87317-692-2
  2. ^ adopted Russian name: Роман Фёдорович фон Унгерн-Штернберг, which transliterates as Roman Fyodorovich fon Ungern-Shternberg
  3. ^ Kuzmin, S.L. (2011) pp. 22-23
  4. ^ Tornovsky, M.G. (2004) p. 190
  5. ^ Kuzmin, S.L. (2011) pp. 27-30
  6. ^ Khoroshilova, O. Voiskovye Partizany Velikoi Voiny. St. Petersburg: Evropeiskii Dom Publ.
  7. ^ Ataman Semenov. O sebe. Vospominaniya, Mysli i Vyvody. Moscow: AST Publ., 2002
  8. ^ a b c Kuzmin, S.L. (2011) pp. 94-96
  9. ^ Kuzmin, S.L. (2011) pp. 91-92
  10. ^ *Andrei Znamenski, "Baron Ungern, Bolsheviks, and Mongol Nationalism" on YouTube
  11. ^ John S. Major (1990). The land and people of Mongolia. Harper and Row. p. 119. ISBN 0-397-32386-7. in 1919, a Japanese influenced faction in the Chinese government mounted an invasion of Outer Mongolia and forced its leaders to sign a "request" to be taken over by the government of China. Japan's aim was to protect its own economic, political, and military interests in North China by keeping the Russian Revolution from influencing Mongolia. 
  12. ^ Pershin, D.P. Baron Ungern, Urga and Altan Bulak. Samara: Agni, 1999
  13. ^ Bulag, Uradyn Erden (1998). Nationalism and Hybridity in Mongolia (illustrated ed.). Clarendon Press. p. 139. ISBN 0198233574. Retrieved 1 February 2014. 
  14. ^ a b c d Tornovsky, M.G. Events in Mongolia-Khalkha in 1920-1921 in Legendarnyi Baron: Neizvestnye Stranitsy Grazhdanskoi Voiny. Moscow: KMK Sci. Press, 2004, ISBN 5-87317-175-0
  15. ^ Pershin, D.P. 1999. Baron ungern, Urga and Altan Bulak. Samara: Agni, 1999
  16. ^ Kuzmin, S.L. (2011) pp. 156-199
  17. ^ Knyazev, N.N. 2004. The Legendary Baron. - In: Legendarnyi Baron: Neizvestnye Stranitsy Grazhdanskoi Voiny. Moscow: KMK Sci. Press, 2004, ISBN 5-87317-175-0 p. 67-69
  18. ^ Tornovsky, M.G. (2004) pp. 231-233
  19. ^ Facsimile of the original and translations of the Bogd Khan edict see in: Kuzmin, S.L. (compiler) Baron Ungern v Dokumentakh i Memuarakh. Moscow: KMK Sci. Press, 2004, ISBN 5-87317-164-5, p.90-92; Kuzmin, S.L. 2011. The History of Baron Ungern. An Experience of Reconstruction. Moscow: KMK Sci. Press, ISBN 978-5-87317-692-2, p. 433-436
  20. ^ Andreyev, Alexandre (2003). Soviet Russia and Tibet: The Debarcle of Secret Diplomacy, 1918-1930s. Volume 4 of Brill's Tibetan Studies Library, V.4 (illustrated ed.). BRILL. p. 150. ISBN 9004129529. Retrieved 24 April 2014. 
  21. ^ Palmer, James (2011). The Bloody White Baron: The Extraordinary Story of the Russian Nobleman Who Became the Last Khan of Mongolia (reprint ed.). Basic Books. p. 60. ISBN 0465022073. Retrieved 24 April 2014. 
  22. ^ Kuzmin, S.L. (compiler) Baron Ungern v Dokumentakh i Memuarakh. Moscow: KMK Sci. Press, 2004, ISBN 5-87317-164-5
  23. ^ Kuzmin, S.L. (2011) pp. 228-372
  24. ^ James Palmer (2008) pp. 229 ff.