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Shot peening is a cold working process used to produce a compressive residual stress layer and modify mechanical properties of metals and composites. It entails impacting a surface with shot (round metallic, glass, or ceramic particles) with force sufficient to create plastic deformation.
It is similar to sandblasting, except that it operates by the mechanism of plasticity rather than abrasion: each particle functions as a ball-peen hammer. In practice, this means that less material is removed by the process, and less dust created.
Peening a surface spreads it plastically, causing changes in the mechanical properties of the surface. Its main application is to avoid the propagation of microcracks from a surface. Such cracks do not propagate in a material that is under a compressive stress; shot peening can create such a stress in the surface.
Shot peening is often called for in aircraft repairs to relieve tensile stresses built up in the grinding process and replace them with beneficial compressive stresses. Depending on the part geometry, part material, shot material, shot quality, shot intensity, and shot coverage, shot peening can increase fatigue life up to 1000%.
Plastic deformation induces a residual compressive stress in a peened surface, along with tensile stress in the interior. Surface compressive stresses confer resistance to metal fatigue and to some forms of stress corrosion. The tensile stresses deep in the part are not as problematic as tensile stresses on the surface because cracks are less likely to start in the interior.
A study done through the SAE Fatigue Design and Evaluation Committee showed what shot peening can do for welds compared to welds that didn't have this operation done. The study claimed that the regular welds would fail after 250,000 cycles when welds that had been shot peened would fail after 2.5 million cycles, and that failure would occur outside of the weld area. This is part of the reason that shot peening is a popular operation with aerospace parts. However, the beneficial prestresses can anneal out at higher temperatures.
Intensity is a key parameter of the shot peening process. After some development of the process, an analog was needed to measure the effects of shot peening. John Almen noticed that shot peening made the side of the sheet metal that was exposed begin to bend and stretch. He created the Almen strip to measure the compressive stresses in the strip created by the shot peening operation. One can obtain what is referred to as the "intensity of the blast stream" by measuring the deformation on the Almen strip that is in the shot peening operation. As the strip reaches a 10% deformation, the Almen strip is then hit with the same intensity for twice the amount of time. If the strip deforms another 10%, then one obtains the intensity of the blast stream.
Another operation to gauge the intensity of a shot peening process is the use of an Almen round, developed by R. Bosshard.
Coverage, the percentage of the surface indented once or more, is subject to variation due to the angle of the shot blast stream relative to the workpiece surface. The stream is cone-shaped, thus, shot arrives at varying angles. Processing the surface with a series of overlapping passes improves coverage, although variation in "stripes" will still be present. Alignment of the axis of the shot stream with the axis of the Almen strip is important. A continuous compressively stressed surface of the workpiece has been shown to be produced at less than 50% coverage but falls as 100% is approached. Optimizing coverage level for the process being performed is important for producing the desired surface effect.
Process and equipment
Popular methods for propelling shot media include air blast systems and centrifugal blast wheels. In the air blast systems, media are introduced by various methods into the path of high pressure air and accelerated through a nozzle directed at the part to be peened. The centrifugal blast wheel consists of a high speed paddle wheel. Shot media are introduced in the center of the spinning wheel and propelled by the centrifugal force by the spinning paddles towards the part by adjusting the media entrance location, effectively timing the release of the media. Other methods include ultrasonic peening, wet peening, and laser peening (which does not use media).
Media choices include spherical cast steel shot, ceramic bead, glass bead or conditioned (rounded) cut wire. Cut wire shot is preferred because it maintains its roundness as it is degraded, unlike cast shot which tends to break up into sharp pieces that can damage the workpiece. Cut wire shot can last five times longer than cast shot. Because peening demands well-graded shot of consistent hardness, diameter, and shape, a mechanism for removing shot fragments throughout the process is desirable. Equipment is available that includes separators to clean and recondition shot and feeders to add new shot automatically to replace the damaged material.
A popular method for sorting damaged/out-of-spec shot media is the use of shot separators. Production sized separators consist of various levels of precision wire mesh, from 1 or more sizes to sort, and is mechanically shaken. Some applications require a maximum and minimum level of shot diameter. To maintain specifications, shot is slowly introduced where the large shot/contamination will be sorted in the first stage, then shot within specifications are sorted in the second level, then degraded shot below specifications is sorted last. The openings on the wire mesh progressively get smaller in this instance. It is possible to attach a production separator to a shot peener for continuous control of shot quality. Testing methods use a similar concept in a much smaller package, where a technician takes a sample of shot and then sorts the various sizes. Further testing of the samples verifies the quality of the shot media.
Wheel blast systems include satellite rotation models, rotary throughfeed components, and various manipulator designs. There are overhead monorail systems as well as reverse-belted models. Workpiece holding equipment includes rotating index tables, loading and unloading robots, and jigs that hold multiple workpieces. For larger workpieces, manipulators to reposition them to expose features to the shot blast stream are available.
Factors affecting coverage density include: number of impacts (shot flow), exposure time, shot properties (size, chemistry), and work piece properties. Coverage is monitored by visual examination to determine the percent coverage (0-100%). Coverage beyond 100% cannot be determined. The number of individual impacts is linearly proportional to shot flow, exposure area, and exposure time. Coverage is not linearly proportional because of the random nature of the process (chaos theory). When 100% coverage is achieved, with an exposure time of 1T, locations on the surface have been impacted multiple times. At 150% coverage (1.5T), 5 or more impacts occur at 52% of locations. At 200% coverage (2T), 5 or more impacts occur at 84% of locations.
Coverage is affected by shot geometry and the shot and workpiece chemistry. The size of the shot controls how many impacts there are per pound, where smaller shot produces more impacts per pound therefore requiring less exposure time. Soft shot impacting hard material will take more exposure time to reach acceptable coverage compared to hard shot impacting a soft material (since the harder shot can penetrate deeper, thus creating a larger impression).
Coverage and intensity (measured by Almen strips) can have a profound effect on fatigue life. This can affect a variety of materials typically shot peened. Incomplete or excessive coverage and intensity can result in reduced fatigue life. Overpeening will cause excessive cold working of the surface of the workpiece, which can also cause fatigue cracks. Be diligent when developing parameters for coverage and intensity, especially when using materials with different properties (i.e. softer metal to harder metal). Testing fatigue life over a range of parameters would result in a "sweet-spot" where there is near exponential growth to a peak fatigue life (x = peening intensity or media stream energy, y = time-to-crack or fatigue strength) and rapidly decay fatigue life as more intensity or coverage is added. The "sweet-spot" will directly correlate with the kinetic energy transferred and the material properties of the shot media and workpiece.
Shot peening is used on gear parts, cams and camshafts, clutch springs, coil springs, connecting rods, crankshafts, gearwheels, leaf and suspension springs, rock drills, and turbine blades. It is also used in foundries for sand removal, decoring, descaling, and surface finishing of castings such as engine blocks and cylinder heads. Its descaling action can be used in the manufacturing of steel products such as strip, plates, sheets, wire, and bar stock.
Shot peening is a crucial process in spring making. Types of springs include leaf springs, extension springs, and compression springs. The most widely used application are for engine valve springs (compression springs) due to high cyclic fatigue. In an OEM valve spring application, the mechanical design combined with some shot peening ensures longevity; however, automotive makers are shifting to more high performance higher stressed valve spring designs as modern engines evolve. In aftermarket high performance valve spring applications, the need for controlled and multi-step shot peening is a requirement to withstand extreme surface stresses that sometimes exceeds material specifications. The fatigue life of an extreme performance spring (NHRA, IHRA) can be as short as two passes down a 1/4 mile drag racing track before relaxation or failure occurs.
Shot peening may be used for cosmetic effect. The surface roughness resulting from the overlapping dimples causes light to scatter upon reflection. Because peening typically produces larger surface features than sand-blasting, the resulting effect is more pronounced.
Shot peening and abrasive blasting can apply materials on metal surfaces. When the shot or grit particles are blasted through a powder or liquid containing the desired surface coating, the impact plates or coats the workpiece surface. The process has been used to embed ceramic coatings, though the coverage is random rather than coherent. 3M developed a process where a metal surface was blasted with particles with a core of alumina and an outer layer of silica. The result was fusion of the silica to the surface. The process known as peen plating was developed by NASA. Fine powders of metals or non-metals are plated onto metal surfaces using glass bead shot as the blast medium. The process has evolved to applying solid lubricants such as molybdenum disulphide to surfaces. Biocompatible ceramics have been applied this way to biomedical implants. Peen plating subjects the coating material to high heat in the collisions with the shot and the coating must also be available in powder form, limiting the range of materials that can be used. To overcome the problem of heat, a process called temperature moderated-collision mediated coating (TM-CMC) has allowed the use of polymers and antibiotic materials as peened coatings. The coating is presented as an aerosol directed to the surface at the same time as a stream of shot particles. The TM-CMC process is still in the R&D phase of development.
Compressive residual stress
A sub-surface compressive residual stress profile is measured using techniques such as x-ray diffraction and hardness profile testing. The X-axis is depth in mm or inches and the Y-axis is residual stress in ksi or MPa. The maximum residual stress profile can be affected by the factors of shot peening, including: part geometry, part material, shot material, shot quality, shot intensity, and shot coverage. For example, shot peening a hardened steel part with a process and then using the same process for another unhardened part could result in overpeening; causing a sharp decrease in surface residual stresses, but not affecting sub-surface stresses. This is critical because maximum stresses are typically at the surface of the material. Mitigation of these lower surface stresses can be accomplished by a multi-stage post process with varied shot diameters and other surface treatments that remove the low residual stress layer.
The compressive residual stress in a metal alloy is produced by the transfer of kinetic energy (K.E.) from a moving mass (shot particle or ball peen) into the surface of a material with the capacity to plastically deform. The residual stress profile is also dependent on coverage density. The mechanics of the collisions involve properties of the shot hardness, shape, and structure; as well as the properties of the workpiece. Factors for process development and the control for K.E. transfer for shot peening are: shot velocity (wheel speed or air pressure/nozzle design), shot mass, shot chemistry, impact angle and work piece properties. Example: if you needed very high residual stresses you would likely want to use large diameter cut-wire shot, a high-intensity process, direct blast onto the workpiece, and a very hard workpiece material.
History and further developments
It was common practice for blacksmiths to hammer peen the concave side of leaf springs, which enhanced their life, although the exact mechanism was unknown. The maximum tensile stresses are located on the surface of the concave portion of leaf springs; the peening effectively offset the maximum tensile stresses, also located on the surface, when the compressive stresses were induced by peening with a ball peen hammer.
Shot peening was independently invented in Germany and the United States in the late 1920s and early 1930s. The first commercial implementation was done in the United States on automotive valve springs.
As a further development of the shot peening process, other techniques that induce compressive residual stresses, such as Low plasticity burnishing, Laser peening and High Frequency Impact Treatment were developed. These methods create deep compressive residual stresses to increase component life.
- Autofrettage, which produces compressive residual stresses in pressure vessels.
- Case hardening
- Differential hardening
- Steel abrasives
- High Frequency Impact Treatment aftertreatment of weld transitions
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- "Shot Peening Applications" (PDF) (Ninth ed.). Metal Improvement Company. 2005.
- Shot Peening Applications MIC, p. 4
- Kirk, David, "Non-Uniformity of Shot Peening Coverage," The Shot Peener, Electronics, Inc., Summer 2009
- Standards Development Program
- "DISA Makes an Impact on The Science and Technology of Shot-Peening," Metal Finishing News, March 2006.
- Haverty, Donncha and Brendan Kennedy, "Shot Peening: A Powerful Surface Coating Tool for Biomedical Implants", The Shot Peener, Electronics, Inc., Summer 2009.
- Momber, A.W.: Blast Cleaning Technology. Springer Publ., Heidelberg, 2008.