# Signorini problem

The Signorini problem is an elastostatics problem in linear elasticity: it consists in finding the elastic equilibrium configuration of an anisotropic non-homogeneous elastic body, resting on a rigid frictionless surface and subject only to its mass forces. The name was coined by Gaetano Fichera to honour his teacher, Antonio Signorini: the original name coined by him is problem with ambiguous boundary conditions.

## History

The classical Signorini problem: what will be the equilibrium configuration of the orange spherically shaped elastic body resting on the blue rigid frictionless plane?

The problem was posed by Antonio Signorini during a course taught at the Istituto Nazionale di Alta Matematica in 1959, later published as the article (Signorini 1959), expanding a previous short exposition he gave in a note published in 1933. Signorini (1959, p. 128) himself called it problem with ambiguous boundary conditions,[1] since there are two alternative sets of boundary conditions the solution must satisfy on any given contact point. The statement of the problem involves not only equalities but also inequalities, and it is not a priori known what of the two sets of boundary conditions is satisfied at each point. Signorini asked to determine if the problem is well-posed or not in a physical sense, i.e. if its solution exists and is unique or not: he explicitly invited young analysts to study the problem.[2]

Gaetano Fichera and Mauro Picone attended the course, and Fichera started to investigate the problem: since he found no references to similar problems in the theory of boundary value problems,[3] he decided to attack it by starting from first principles, precisely from the virtual work principle.

During Fichera's researches on the problem, Signorini began to suffer serious health problems: nevertheless, he desired to know the answer to his question before his death. Picone, being tied by a strong friendship with Signorini, began to chase Fichera to find a solution: Fichera himself, being tied as well to Signorini by similar feelings, perceived the last months of 1962 as worrying days.[4] Finally, on the first days of January 1963, Fichera was able to give a complete proof of the existence and uniqueness of a solution for the problem with ambiguous boundary condition, which he called "Signorini problem" to honour his teacher. A preliminary research announcement, later published as (Fichera 1963), was written up and submitted to Signorini exactly a week before his death: and He was very satisfied to see a positive answer to his question.

A few days later, during a conversation with his family Doctor Damiano Aprile, Signorini told him:[5]

• "Il mio discepolo Fichera mi ha dato una grande soddisfazione".[6]
• "Ma Lei ne ha avute tante, Professore, durante la Sua vita",[7] replied Doctor Aprile, but then Signorini replied again:
• "Ma questa è la più grande."[8] And those were his last words.

According to Antman (1983, p. 282) the solution of the Signorini problem coincides with the birth of the field of variational inequalities.

## Formal statement of the problem

The content of this section and the following subsections follows closely the treatment of Gaetano Fichera in Fichera 1963, Fichera 1964b and also Fichera 1995: his derivation of the problem is different from Signorini's one in that he does not consider only incompressible bodies and a plane rest surface, as Signorini does.[9] The problem consist in finding the displacement vector from the natural configuration ${\displaystyle \scriptstyle {\boldsymbol {u}}({\boldsymbol {x}})=\left(u_{1}({\boldsymbol {x}}),u_{2}({\boldsymbol {x}}),u_{3}({\boldsymbol {x}})\right)}$ of an anisotropic non-homogeneous elastic body that lies in a subset ${\displaystyle A}$ of the three-dimensional euclidean space whose boundary is ${\displaystyle \scriptstyle \partial A}$ and whose interior normal is the vector ${\displaystyle n}$, resting on a rigid frictionless surface whose contact surface (or more generally contact set) is ${\displaystyle \Sigma }$ and subject only to its body forces ${\displaystyle \scriptstyle {\boldsymbol {f}}({\boldsymbol {x}})=\left(f_{1}({\boldsymbol {x}}),f_{2}({\boldsymbol {x}}),f_{3}({\boldsymbol {x}})\right)}$, and surface forces ${\displaystyle \scriptstyle {\boldsymbol {g}}({\boldsymbol {x}})=\left(g_{1}({\boldsymbol {x}}),g_{2}({\boldsymbol {x}}),g_{3}({\boldsymbol {x}})\right)}$ applied on the free (i.e. not in contact with the rest surface) surface ${\displaystyle \scriptstyle \partial A\setminus \Sigma }$: the set ${\displaystyle A}$ and the contact surface ${\displaystyle \Sigma }$ characterize the natural configuration of the body and are known a priori. Therefore, the body has to satisfy the general equilibrium equations

(1)     ${\displaystyle \qquad {\frac {\partial \sigma _{ik}}{\partial x_{k}}}-f_{i}=0\qquad {\text{for }}i=1,2,3}$

written using the Einstein notation as all in the following development, the ordinary boundary conditions on ${\displaystyle \scriptstyle \partial A\setminus \Sigma }$

(2)     ${\displaystyle \qquad \sigma _{ik}n_{k}-g_{i}=0\qquad {\text{for }}i=1,2,3}$

and the following two sets of boundary conditions on ${\displaystyle \Sigma }$, where ${\displaystyle \scriptstyle {\boldsymbol {\sigma }}={\boldsymbol {\sigma }}({\boldsymbol {u}})}$ is the Cauchy stress tensor. Obviously, the body forces and surface forces cannot be given in arbitrary way but they must satisfy a condition in order for the body to reach an equilibrium configuration: this condition will be deduced and analized in the following development.

### The ambiguous boundary conditions

If ${\displaystyle \scriptstyle {\boldsymbol {\tau }}=(\tau _{1},\tau _{2},\tau _{3})}$ is any tangent vector to the contact set ${\displaystyle \Sigma }$, then the ambiguous boundary condition in each point of this set are expressed by the following two systems of inequalities

(3)     ${\displaystyle \quad {\begin{cases}u_{i}n_{i}&=0\\\sigma _{ik}n_{i}n_{k}&\geq 0\\\sigma _{ik}n_{i}\tau _{k}&=0\end{cases}}}$     or     (4)     ${\displaystyle {\begin{cases}u_{i}n_{i}&>0\\\sigma _{ik}n_{i}n_{k}&=0\\\sigma _{ik}n_{i}\tau _{k}&=0\end{cases}}}$

Let's analyze their meaning:

• Each set of conditions consists of three relations, equalities or inequalities, and all the second members are the zero function.
• The quantities at first member of each first relation are proportional to the norm of the component of the displacement vector directed along the normal vector ${\displaystyle n}$.
• The quantities at first member of each second relation are proportional to the norm of the component of the tension vector directed along the normal vector ${\displaystyle n}$,
• The quantities at the first member of each third relation are proportional to the norm of the component of the tension vector along any vector ${\displaystyle \tau }$ tangent in the given point to the contact set ${\displaystyle \Sigma }$.
• The quantities at the first member of each of the three relations are positive if they have the same sense of the vector they are proportional to, while they are negative if not, therefore the constants of proportionality are respectively ${\displaystyle \scriptstyle +1}$ and ${\displaystyle \scriptstyle -1}$.

Knowing these facts, the set of conditions (3) applies to points of the boundary of the body which do not leave the contact set ${\displaystyle \Sigma }$ in the equilibrium configuration, since, according to the first relation, the displacement vector ${\displaystyle u}$ has no components directed as the normal vector ${\displaystyle n}$, while, according to the second relation, the tension vector may have a component directed as the normal vector ${\displaystyle n}$ and having the same sense. In an analogous way, the set of conditions (4) applies to points of the boundary of the body which leave that set in the equilibrium configuration, since displacement vector ${\displaystyle u}$ has a component directed as the normal vector ${\displaystyle n}$, while the tension vector has no components directed as the normal vector ${\displaystyle n}$. For both sets of conditions, the tension vector has no tangent component to the contact set, according to the hypothesis that the body rests on a rigid frictionless surface.

Each system expresses a unilateral constraint, in the sense that they express the physical impossibility of the elastic body to penetrate into the surface where it rests: the ambiguity is not only in the unknown values non-zero quantities must satisfy on the contact set but also in the fact that it is not a priori known if a point belonging to that set satisfies the system of boundary conditions (3) or (4). The set of points where (3) is satisfied is called the area of support of the elastic body on ${\displaystyle \Sigma }$, while its complement respect to ${\displaystyle \Sigma }$ is called the area of separation.

The above formulation is general since the Cauchy stress tensor i.e. the constitutive equation of the elastic body has not been made explicit: it is equally valid assuming the hypothesis of linear elasticity or the ones of nonlinear elasticity. However, as it would be clear from the following developments, the problem is inherently nonlinear, therefore assuming a linear stress tensor does not simplify the problem.

### The form of the stress tensor in the formulation of Signorini and Fichera

The form assumed by Signorini and Fichera for the elastic potential energy is the following one (as in the previous developments, the Einstein notation is adopted)

${\displaystyle W({\boldsymbol {\varepsilon }})=a_{ik,jh}({\boldsymbol {x}})\varepsilon _{ik}\varepsilon _{jh}}$

where

• ${\displaystyle \scriptstyle {\boldsymbol {a}}({\boldsymbol {x}})=\left(a_{ik,jh}({\boldsymbol {x}})\right)}$ is the elasticity tensor
• ${\displaystyle \scriptstyle {\boldsymbol {\varepsilon }}={\boldsymbol {\varepsilon }}({\boldsymbol {u}})=\left(\varepsilon _{ik}({\boldsymbol {u}})\right)=\left({\frac {1}{2}}\left({\frac {\partial u_{i}}{\partial x_{k}}}+{\frac {\partial u_{k}}{\partial x_{i}}}\right)\right)}$ is the infinitesimal strain tensor

The Cauchy stress tensor has therefore the following form

(5)     ${\displaystyle \sigma _{ik}=-{\frac {\partial W}{\partial \varepsilon _{ik}}}\qquad {\text{for }}i,k=1,2,3}$

and it is linear with respect to the components of the infinitesimal strain tensor; however, it is not homogeneous nor isotropic.

## Solution of the problem

As for the section on the formal statement of the Signorini problem, the contents of this section and the included subsections follow closely the treatment of Gaetano Fichera in Fichera 1963, Fichera 1964b, Fichera 1972 and also Fichera 1995: obviously, the exposition focuses on the basics steps of the proof of the existence and uniqueness for the solution of problem (1), (2), (3), (4) and (5), rather than the technical details.

### The potential energy

The first step of the analysis of Fichera as well as the first step of the analysis of Antonio Signorini in Signorini 1959 is the analysis of the potential energy, i.e. the following functional

(6)      ${\displaystyle I({\boldsymbol {u}})=\int _{A}W({\boldsymbol {x}},{\boldsymbol {\varepsilon }})\mathrm {d} x-\int _{A}u_{i}f_{i}\mathrm {d} x-\int _{\partial A\setminus \Sigma }u_{i}g_{i}\mathrm {d} \sigma }$

where ${\displaystyle u}$ belongs to the set of admissible displacements ${\displaystyle \scriptstyle {\mathcal {U}}_{\Sigma }}$ i.e. the set of displacement vectors satisfying the system of boundary conditions (3) or (4). The meaning of each of the three terms is the following

Signorini (1959, pp. 129–133) was able to prove that the admissible displacement ${\displaystyle u}$ which minimize the integral ${\displaystyle I(u)}$ is a solution of the problem with ambiguous boundary conditions (1), (2), (3), (4) and (5), provided it is a ${\displaystyle C^{1}}$ function supported on the closure ${\displaystyle \scriptstyle {\bar {A}}}$ of the set ${\displaystyle A}$: however Gaetano Fichera gave a class of counterexamples in (Fichera 1964b, pp. 619–620) showing that in general, admissible displacements are not smooth functions of these class. Therefore, Fichera tries to minimize the functional (6) in a wider function space: in doing so, he first calculates the first variation (or functional derivative) of the given functional in the neighbourhood of the sought minimizing admissible displacement ${\displaystyle \scriptstyle {\boldsymbol {u}}\in {\mathcal {U}}_{\Sigma }}$, and then requires it to be greater than or equal to zero

${\displaystyle \left.{\frac {\mathrm {d} }{\mathrm {d} t}}I({\boldsymbol {u}}+t{\boldsymbol {v}})\right\vert _{t=0}=-\int _{A}\sigma _{ik}({\boldsymbol {u}})\varepsilon _{ik}({\boldsymbol {v}})\mathrm {d} x-\int _{A}v_{i}f_{i}\mathrm {d} x-\int _{\partial A\setminus \Sigma }\!\!\!\!\!v_{i}g_{i}\mathrm {d} \sigma \geq 0\qquad \forall {\boldsymbol {v}}\in {\mathcal {U}}_{\Sigma }}$

Defining the following functionals

${\displaystyle B({\boldsymbol {u}},{\boldsymbol {v}})=-\int _{A}\sigma _{ik}({\boldsymbol {u}})\varepsilon _{ik}({\boldsymbol {v}})\mathrm {d} x\qquad {\boldsymbol {u}},{\boldsymbol {v}}\in {\mathcal {U}}_{\Sigma }}$

and

${\displaystyle F({\boldsymbol {v}})=\int _{A}v_{i}f_{i}\mathrm {d} x+\int _{\partial A\setminus \Sigma }\!\!\!\!\!v_{i}g_{i}\mathrm {d} \sigma \qquad {\boldsymbol {v}}\in {\mathcal {U}}_{\Sigma }}$

the preceding inequality is can be written as

(7)      ${\displaystyle B({\boldsymbol {u}},{\boldsymbol {v}})-F({\boldsymbol {v}})\geq 0\qquad \forall {\boldsymbol {v}}\in {\mathcal {U}}_{\Sigma }}$

This inequality is the variational inequality for the Signorini problem.

## Notes

1. ^ Italian: Problema con ambigue condizioni al contorno.
2. ^ As it is stated in (Signorini 1959, p. 129).
3. ^ See (Fichera 1995, p. 49).
4. ^ This dramatic situation is described by Fichera (1995, p. 51) himself.
5. ^ Fichera (1995, p. 53) reports the episode following the remembraces of Mauro Picone: see the entry "Antonio Signorini" for further details.
6. ^ English: My disciple Fichera gave me a great contentment.
8. ^ English: But this is the greatest one.
9. ^ See Signorini 1959, p. 127) for the original approach.

## References

### Historical references

• Antman, Stuart (1983), "The influence of elasticity in analysis: modern developments", Bulletin of the American Mathematical Society, 9 (3): 267–291, doi:10.1090/S0273-0979-1983-15185-6, MR 0714990, Zbl 0533.73001.
• Duvaut, Georges (1971), "Problèmes unilatéraux en mécanique des milieux continus" (PDF), Actes du Congrès international des mathématiciens, 1970, ICM Proceedings, Mathématiques appliquées (E), Histoire et Enseignement (F) – Volume 3, Paris: Gauthier-Villars, pp. 71–78. A brief research survey describing the field.
• Fichera, Gaetano (1972), "Boundary value problems of elasticity with unilateral constraints", in Flügge, Siegfried; Truesdell, Clifford A., Festkörpermechanik/Mechanics of Solids, Handbuch der Physik (Encyclopedia of Physics), VIa/2 (paperback 1984 ed.), Berlin–Heidelberg–New York: Springer-Verlag, pp. 391–424, ISBN 0-387-13161-2, Zbl 0277.73001. The encyclopedia entry about problems with unilateral constraints (the class of boundary value problems the Signorini problem belongs to) he wrote for the Handbuch der Physik on invitation by Clifford Truesdell.
• Fichera, Gaetano (1995), "La nascita della teoria delle disequazioni variazionali ricordata dopo trent'anni", Incontro scientifico italo-spagnolo. Roma, 21 ottobre 1993, Atti dei Convegni Lincei (in Italian), 114, Roma: Accademia Nazionale dei Lincei, pp. 47–53. The birth of the theory of variational inequalities remembered thirty years later (English translation of the title) is an historical paper describing the beginning of the theory of variational inequalities from the point of view of its founder.
• Fichera, Gaetano (2002), Opere storiche biografiche, divulgative (in Italian), Napoli: Giannini, p. 491. "Historical, biographical, divulgative works" in the English translation: a volume collecting almost all works of Gaetano Fichera in the fields of history of mathematics and scientific divulgation.
• Fichera, Gaetano (2004), Opere scelte, Firenze: Edizioni Cremonese (distributed by Unione Matematica Italiana), pp. XXIX+432 (vol. 1), pp. VI+570 (vol. 2), pp. VI+583 (vol. 3), archived from the original on 2009-12-28, ISBN 88-7083-811-0 (vol. 1), ISBN 88-7083-812-9 (vol. 2), ISBN 88-7083-813-7 (vol. 3). Gaetano Fichera's "Selected works": three volumes collecting his most important mathematical papers, with a biographical sketch of Olga A. Oleinik.
• Signorini, Antonio (1991), Opere scelte, Firenze: Edizioni Cremonese (distributed by Unione Matematica Italiana), pp. XXXI + 695, archived from the original on 2009-12-28. The "Selected works" of Antonio Signorini: a volume collecting his most important works with an introduction and a commentary of Giuseppe Grioli.

### Research works

• Fichera, Gaetano (1963), "Sul problema elastostatico di Signorini con ambigue condizioni al contorno", Rendiconti della Accademia Nazionale dei Lincei, Classe di Scienze Fisiche, Matematiche e Naturali, 8 (in Italian), 34 (2): 138–142, Zbl 0128.18305. "On the elastostatic problem of Signorini with ambiguous boundary conditions" (English translation of the title) is a short research note announcing and describing the solution of the Signorini problem.
• Fichera, Gaetano (1964a), "Problemi elastostatici con vincoli unilaterali: il problema di Signorini con ambigue condizioni al contorno", Memorie della Accademia Nazionale dei Lincei, Classe di Scienze Fisiche, Matematiche e Naturali, 8 (in Italian), 7 (2): 91–140, Zbl 0146.21204. "Elastostatic problems with unilateral constraints: the Signorini problem with ambiguous boundary conditions" (English translation of the title) is the first paper where aa existence and uniqueness theorem for the Signorini problem is proved.
• Fichera, Gaetano (1964b), "Elastostatic problems with unilateral constraints: the Signorini problem with ambiguous boundary conditions", Seminari dell'istituto Nazionale di Alta Matematica 1962–1963, Rome: Edizioni Cremonese, pp. 613–679. An English translation of the previous paper.
• Signorini, Antonio (1959), "Questioni di elasticità non linearizzata e semilinearizzata" [Topics in non linear and semilinear elasticity], Rendiconti di Matematica e delle sue Applicazioni, 5 (in Italian), 18: 95–139, Zbl 0091.38006.
• Petrosyan, Arshak; Shahgholian, Henrik; Uraltseva, Nina (2012), Regularity of Free Boundaries in Obstacle-Type Problems. Graduate Studies in Mathematics, American Mathematical Society, Providence, RI, ISBN 0-8218-8794-7.
• Andersson, John (2016), "Optimal regularity for the Signorini problem and its free boundary", Invent. Math., 1: 1–82.