Soviet occupation of the Baltic states (1940)

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The Soviet occupation of the Baltic states covers the period from the SovietBaltic mutual assistance pacts in 1939, to their invasion and annexation in 1940, to the mass deportations of 1941.

In September and October 1939 the Soviet government compelled the much smaller Baltic states to conclude mutual assistance pacts which gave the Soviets the right to establish military bases there. Following invasion by the Red Army in the summer of 1940, Soviet authorities compelled the Baltic governments to resign. The presidents of Estonia and Latvia were imprisoned and later died in Siberia. Under Soviet supervision, new puppet communist governments and fellow travelers arranged rigged elections with falsified results.[1] Shortly thereafter, the newly elected "people's assemblies" passed resolutions requesting admission into the Soviet Union. In June 1941 the new Soviet governments carried out mass deportations of "enemies of the people". Consequently, at first many Balts greeted the Germans as liberators when they occupied the area a week later.[2]


Soviet expansion in 1939-1940

After the Soviet invasion of Poland on 17 September 1939, in accordance with the Molotov–Ribbentrop Pact the Soviet forces were given freedom over Latvia, Lithuania and Estonia, an important aspect of the agreement to the Soviet government as they were afraid of Germany using the three states as a corridor to get close to Leningrad.[3]: 31  The Soviets pressured Finland and the Baltic states to conclude mutual assistance treaties. The Soviets questioned the neutrality of Estonia following the escape of a Polish submarine from Tallinn on 18 September. Six days later, on 24 September 1939, the Estonian foreign minister was given an ultimatum in Moscow. The Soviets demanded the conclusion of a treaty of mutual assistance to establish military bases in Estonia.[4][5] The Estonians had no choice but to allow the establishment of Soviet naval, air and army bases on two Estonian islands and at the port of Paldiski.[4] The corresponding agreement was signed on 28 September 1939. Latvia followed on 5 October 1939 and Lithuania shortly thereafter, on 10 October 1939. The agreements permitted the Soviet Union to establish military bases on the Baltic states' territory for the duration of the European war,[5] and station 25,000 Soviet soldiers in Estonia, 30,000 in Latvia and 20,000 in Lithuania from October 1939.

In 1939 Finland had rejected similar Soviet demands for Finland ceding or leasing parts of its territory. Consequently, the Soviet Union attacked Finland, starting the Winter War in November. The war ended in March 1940 with Finnish territorial losses exceeding the pre-war Soviet demands, but Finland kept its sovereignty. The Baltic states were neutral in the Winter War and the Soviets praised their relations with the USSR as exemplary.[6]

Soviet occupation[edit]

Schematics of the Soviet military blockade and invasion of Estonia and Latvia in 1940 (Russian State Naval Archives)

The Soviet troops allocated for possible military actions against the Baltic states numbered 435,000 troops, around 8,000 guns and mortars, over 3,000 tanks, and over 500 armoured cars.[7] On 3 June 1940 all Soviet military forces based in Baltic states were concentrated under the command of Aleksandr Loktionov.[8] On 9 June the directive 02622ss/ov was given to the Red Army's Leningrad Military District by Semyon Timoshenko to be ready by 12 June to a) capture the vessels of the Estonian, Latvian and Lithuanian navies in their bases or at sea; b) capture the Estonian and Latvian commercial fleets and all other vessels; c) prepare for an invasion and landing in Tallinn and Paldiski; d) close the Gulf of Riga and blockade the coasts of Estonia and Latvia in the Gulf of Finland and Baltic Sea; e) prevent an evacuation of the Estonian and Latvian governments, military forces and assets; f) provide naval support for an invasion towards Rakvere; and g) prevent Estonian and Latvian airplanes from flying either to Finland or Sweden.[9]

Soviet repressions in Kuressaare, Estonia (1941)

On 12 June 1940, according to the director of the Russian State Archive of the Naval Department Pavel Petrov (C.Phil.) referring to the records in the archive,[10][11] the Soviet Baltic Fleet was ordered to implement a total military blockade of Estonia. On 13 June at 10:40 AM Soviet forces started to move to their positions and were ready by 14 June at 10 PM. Four submarines and a number of light navy units were positioned in the Baltic Sea, in the Gulfs of Riga and Finland to isolate the Baltic states by the sea. A navy squadron including three destroyer divisions was positioned to the west of Naissaar in order to support the invasion and the 1st Marine Brigade's four battalions were positioned on the transport ships Sibir, 2nd Pjatiletka and Elton for landings on the islands Naissaare and Aegna. The transport ship Dnester and destroyers Storozevoi and Silnoi were positioned with troops for the invasion of the capital Tallinn; the 50th battalion was positioned on ships for an invasion near Kunda. 120 Soviet vessels participated in the naval blockade, including one cruiser, seven destroyers, and seventeen submarines, along with 219 airplanes including the 8th air-brigade with 84 DB-3 and Tupolev SB bombers and the 10th brigade with 62 airplanes.[12]

On 14 June 1940 the Soviets issued an ultimatum to Lithuania. The Soviet military blockade of Estonia went into effect while the world's attention was focused on the fall of Paris to Nazi Germany. Two Soviet bombers downed the Finnish passenger airplane Kaleva flying from Tallinn to Helsinki carrying three diplomatic pouches from the U.S. legations in Tallinn, Riga and Helsinki. The US Foreign Service employee Henry W. Antheil Jr. was killed in the crash.[13]

Several days later, on 18 June 1940 the German Ambassador to the Soviet Union Graf von der Schulenburg in his telegram have said that earlier V. Molotov had "warmly" congratulated him on the recent Germany's success in France and added that:[a]

«[…] it had become necessary to put an end to all the intrigues by which England and France had tried to sow discord and mistrust between Germany and the Soviet Union in the Baltic States. […]Lithuanian border was evidently inadequately guarded. The Soviet Government would, therefore, if requested, assist the Lithuanian Government in guarding its borders.»

1941 Soviet internal-passport issued in occupied Latvia, shortly before the German invasion. The holder was an elderly Jewish man being evacuated at the end to Kuibyshev, further east.

Red Army invades[edit]

Molotov had accused[when?] the Baltic states of conspiracy against the Soviet Union and delivered an ultimatum to all Baltic countries for the establishment of Soviet-approved governments. Threatening invasion and accusing the three states of violating the original pacts as well as forming a conspiracy against the Soviet Union, Moscow presented ultimatums, demanding new concessions, which included the replacement of their governments and allowing an unlimited number of troops to enter the three countries.[19][20][21][22]

The Baltic governments had decided that, given their international isolation and the overwhelming Soviet forces on their borders and already on their territories, it was futile to actively resist and better to avoid bloodshed in an unwinnable war.[23] The occupation of the Baltic states coincided with a communist coup d'état in each country, supported by the Soviet troops.[24]

On 15 June the USSR invaded Lithuania.[25] The Soviet troops attacked the Latvian border guards at Masļenki[26] before invading Latvia and Estonia on June 16.[25] According to a Time magazine article published at the time of the invasions, in a matter of days around 500,000 Soviet Red Army troops occupied the three Baltic states – just one week before the Fall of France to Nazi Germany.[27] The Soviet military forces far outnumbered the armies of each country.[28]

Most of the Estonian Defence Forces and the Estonian Defence League surrendered according to the orders of the Estonian Government and were disarmed by the Red Army.[29][30] Only the Estonian Independent Signal Battalion stationed in Tallinn at Raua Street showed resistance to the Red Army and "People's Self-Defence" Communist militia,[31] fighting the invading troops on 21 June 1940.[32] As the Red Army brought in additional reinforcements supported by six armoured fighting vehicles, the battle lasted several hours until sundown. Finally the military resistance was ended with negotiations and the Independent Signal Battalion surrendered and was disarmed.[33] There were two dead Estonian servicemen, Aleksei Männikus and Johannes Mandre, and several wounded on the Estonian side and about ten killed and more wounded on the Soviet side.[34][35] The Soviet militia that participated in the battle was led by Nikolai Stepulov.[36]

Western reaction[edit]

Estonia was the only of the three Baltic states that established a government in exile.[37] It had legations in London and was the government recognized by the Western world during the Cold War. With the reestablishment of independence by the Soviet Republics leaving the USSR in 1990–1991, the government in exile was integrated into the new governing establishment.

Sovietization of the Baltic states[edit]

Plaque on the building of Government of Estonia, Toompea, commemorating government members killed by communist terror
Soviet propaganda newspaper in Lithuanian language. Black text in the right square says: "The Stalinist Constitution's sun already shines to the Lithuanian land and so our hearts rejoice by singing in honor of the great Stalin."

Political repressions followed with mass deportations of around 130,000 citizens carried out by the Soviets.[3]: 48  The Serov Instructions, "On the Procedure for carrying out the Deportation of Anti-Soviet Elements from Lithuania, Latvia, and Estonia", contained detailed procedures and protocols to observe in the deportation of Baltic nationals.

The Soviets began a constitutional metamorphosis of the Baltic states by first forming transitional "People's Governments."[38] Led by Stalin's close associates,[39] and local communist supporters as well as officials brought in from the Soviet Union, they forced the presidents and governments of all three countries to resign, replacing them with the provisional People's Governments.

On 14–15 July, following illegal amendments to the electoral laws of the respective states, rigged parliamentary elections for the "People's Parliaments"[40] were conducted by local Communists loyal to the Soviet Union. The laws were worded in such a way that the Communists and their allies were the only ones allowed to run.[40][1] The election results were completely fabricated: the Soviet press service released them early, with the results having already appeared in print in a London newspaper a full 24 hours before the polls closed.[41][42] The "People's Parliaments" met on 21 July, each with only one piece of business—a request to join the Soviet Union. These requests carried unanimously. In early August, the Supreme Soviet of the USSR accepted all three requests. The official Soviet narrative was that all three Baltic states simultaneously carried out socialist revolutions and voluntarily requested to join the Soviet Union.

The new Soviet-installed governments in the Baltic states began to align their policies with Soviet practices at the time.[43] According to the prevailing doctrine in the process, the old "bourgeois" societies were destroyed so that new socialist societies, run by loyal Soviet citizens, could be constructed in their place.[43]

See also[edit]


  1. ^ This telegram and other important documents were originally published by the U.S. State Department. As authors of the pulibcation claimed, the documents, including telegram, were copied verbatim and translated. The documents originate from German Foreign Office archive captured by British and US troops in 1945. The next sources in Russian are duplicates of the same report and telegram translated into Russian.[14]: 154 [15]: 207 [16][17][18]



  1. ^ a b Attitudes of Major Soviet Nationalities. Volume II. The Baltics, Center for International Studies, Massachusetts Institute of Technology, 1973/ (Archived copy). Retrieved 22 January 2020.
  2. ^ Gerner & Hedlund (1993). p. 59.
  3. ^ a b Buttar, Prit (21 May 2013). Between Giants. ISBN 978-1-78096-163-7.
  4. ^ a b Hiden & Salmon (1994). p. 110.
  5. ^ a b The Baltic States: Estonia, Latvia and Lithuania by David J. Smith, Page 24, ISBN 0-415-28580-1
  6. ^ Mälksoo (2003). p. 83.
  7. ^ Mikhail Meltyukhov Stalin's Missed Chance p. 198, available at [1]
  8. ^ Pavel Petrov, p. 153
  9. ^ Pavel Petrov, p. 154
  10. ^ (in Finnish) Pavel Petrov at Finnish Defence Forces home page
  11. ^ (in Russian) documents published Archived 2005-02-19 at the Wayback Machine from the State Archive of the Russian Navy
  12. ^ Pavel Petrov, p. 164
  13. ^ The Last Flight from Tallinn Archived 2009-03-25 at the Wayback Machine at American Foreign Service Association
  14. ^ Sontag R., James; Stuart B., James (1948). Nazi-Soviet relations, 1939-1941: Documents from the archives of the German foreign office. Washington: State Department.
  15. ^ СССР — Германия. 1939-1941. Секретные документы [USSR-Germany relations, 1939-1941: Secret documents] (in Russian). Moscow: ЭКСМО. 2011. ISBN 978-5-699-50365-0. OCLC 746463927.
  16. ^ Юрий, Г. Фельштинский (Feb 9, 2004). "Оглашению подлежит: СССР-Германия 1939-1941 (Документы и материалы)". Archived from the original on February 26, 2013. Retrieved 2022-06-01.
  17. ^ ИнфоРост, Н. П. "Посол Шуленбург - в МИД Германии. Телеграмма. Москва. 18 июня 1940 г." Retrieved 2022-06-01.
  18. ^ Фельштинский, Юрий; Серебренников, А. «СССР — Германия, 1939», изд. «Телекс», 1983 г (in Russian). Vol. 1. telex.
  19. ^ The World Book Encyclopedia ISBN 0-7166-0103-6
  20. ^ For Lithuania see, for instance, Thomas Remeikis (1975). "The decision of the Lithuanian government to accept the Soviet ultimatum of 14 June 1940". Lituanus. 21 (4 – Winter 1975). Retrieved 2007-03-03.
  21. ^ see report of Latvian Chargé d'affaires, Fricis Kociņš, regarding the talks with Soviet Foreign Commissar Molotov in I.Grava-Kreituse, I.Feldmanis, J.Goldmanis, A.Stranga. (1995). Latvijas okupācija un aneksija 1939–1940: Dokumenti un materiāli. (The Occupation and Annexation of Latvia: 1939–1940. Documents and Materials.) (in Latvian). pp. 348–350. Archived from the original on 2008-11-06.{{cite book}}: CS1 maint: multiple names: authors list (link)
  22. ^ for Estonia see, for instance, Tanel Kerikmäe; Hannes Vallikivi (2000). "State Continuity in the Light of Estonian Treaties Concluded before World War II". Juridica International (I 2000): 30–39. Archived from the original on 2007-06-29. Retrieved 2007-03-03.
  23. ^ The Baltic States: Estonia, Latvia and Lithuania p.19 ISBN 0-415-28580-1
  24. ^ Estonia: Identity and Independence by Jean-Jacques Subrenat, David Cousins, Alexander Harding, Richard C. Waterhouse ISBN 90-420-0890-3
  25. ^ a b Five Years of Dates at Time magazine on Monday, Jun. 24, 1940
  26. ^ The Occupation of Latvia Archived 2007-11-23 at the Wayback Machine at Ministry of Foreign Affairs of the Republic of Latvia
  27. ^ Germany Over All, TIME Magazine, June 24, 1940
  28. ^ Stephane Courtois; Werth, Nicolas; Panne, Jean-Louis; Paczkowski, Andrzej; Bartosek, Karel; Margolin, Jean-Louis & Kramer, Mark (1999). The Black Book of Communism: Crimes, Terror, Repression. Harvard University Press. ISBN 0-674-07608-7.
  29. ^ June 14 the Estonian government surrendered without offering any military resistance; The occupation authorities disarming the Estonian Army and removing the higher military command from power Ertl, Alan (2008). Toward an Understanding of Europe. Universal-Publishers. p. 394. ISBN 978-1-59942-983-0.
  30. ^ The Estonian armed forces were disarmed by the Soviet occupation in June 1940 Miljan, Toivo (2004). Historical Dictionary of Estonia. Scarecrow Press. p. 111. ISBN 0-8108-4904-6.
  31. ^ Baltic States: A Study of Their Origin and National Development, Their Seizure and Incorporation Into the U.S.S.R. W. S. Hein. 1972. p. 280. ISBN 9780930342418.
  32. ^ "The President of the Republic acquainted himself with the Estonian Defence Forces". Press Service of the Office of the President. December 19, 2001. Archived from the original on 21 August 2009. Retrieved 2 January 2009.
  33. ^ (in Estonian)51 years from the Raua Street Battle at Estonian Defence Forces Home Page
  34. ^ 784 AE. "Riigikogu avaldus kommunistliku režiimi kuritegudest Eestis" (in Estonian). Riigikogu. Archived from the original on 21 June 2007. Retrieved 2 January 2009.
  35. ^ Lohmus, Alo (10 November 2007). "Kaitseväelastest said kurja saatuse sunnil korpusepoisid" (in Estonian). Archived from the original on 21 August 2009. Retrieved 2 January 2009.
  36. ^ "Põlva maakonna 2005.a. lahtised meistrivõistlused mälumängus" (in Estonian). 22 February 2005. Archived from the original on June 15, 2008. Retrieved 2 January 2009.
  37. ^ Miljan, Toivo (2004). Historical Dictionary of Estonia. p. 332. ISBN 0-8108-4904-6.
  38. ^ Misiunas & Taagepera 1993, p. 20
  39. ^ in addition to the envoys accredited in Baltic countries, Soviet government sent the following special emissaries: to Lithuania: Deputy Commissar of Foreign Affairs Dekanozov; to Latvia: Vishinski, the representative of the Council of Ministers; to Estonia: Regional Party Leader of Leningrad Zhdanov. "Analytical list of documents, V. Friction in the Baltic States and Balkans, June 4, 1940 – September 21, 1940". Telegram of German Ambassador in the Soviet Union (Schulenburg) to the German Foreign Office. Retrieved 2007-03-03.
  40. ^ a b Misiunas & Taagepera 1993, pp. 26–7
  41. ^ Mangulis, Visvaldis (1983). "VIII. September 1939 to June 1941". Latvia in the Wars of the 20th century. Princeton Junction: Cognition Books. ISBN 0-912881-00-3.
  42. ^ Švābe, Arvīds. The Story of Latvia. Latvian National Foundation. Stockholm. 1949.
  43. ^ a b O'Connor 2003, p. 117


Further reading[edit]