Staudinger synthesis

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For the reaction that reduces azides to amines using phosphorus compounds, see Staudinger Reaction.

The Staudinger Synthesis, also called the Staudinger Ketene-Imine Cycloaddition, is a chemical synthesis in which an imine reacts with a ketene through a non-photochemical 2+2 cycloaddition to produce a β-lactam.[1] The reaction carries particular importance in the synthesis of β-Lactam antibiotics.[2] The Staudinger Synthesis should not be confused with the Staudinger Reaction, a phosphine or phosphite reaction used to reduce azides to amines. Reviews on the mechanism, stereochemistry, and applications of the reaction have been published.[3][4][5]

Labels ketene and imine, shows reaction to form beta lactam.


The reaction was discovered in 1907 by the German chemist Hermann Staudinger.[6] The reaction did not attract interest until the 1940s, when the structure of penicillin was elucidated. The β-lactam moiety of the first synthetic penicillin was constructed using this cycloaddition,[7] and it remains a valuable tool in synthetic organic chemistry.


Mechanism for the Staudinger Ketene Imine Cycloaddition in liquid phase. Ambiguous stereochemistry is shown for the final product because different substituents can affect stereochemistry.

The first step is a nucleophilic attack by the imine nitrogen on the carbonyl carbon to generate a zwitterionic intermediate. Electron donating groups on the imine facilitate this step, while electron-withdrawing groups impede the attack.[8] The second step is either an intramolecular nucleophilic ring closure or a conrotary electrocyclic ring closure.[9] The second step is different from typical electrocyclic ring closures as predicted by the Woodward–Hoffmann rules. Under photochemical and microwave conditions the intermediate's 4π-electron system cannot undergo a disrotatory ring closure to form the β-lactam, possibly because the two double bonds are not coplanar.[10] Some products of the Staudinger Synthesis differ from those predicted by the torquoelectronic model.[11] In addition, the electronic structure of the transition state differs from that of other conrotary ring closures.[11]

There is evidence from computational studies on model systems that in the gas phase the mechanism is concerted.[5]


The stereochemistry of the Staudinger Synthesis can be difficult to predict because either step can be rate-determining.[12] If the ring closure step is rate-determining, stereochemical predictions based on torquoselectivity are reliable.[12] Other factors that affect the stereochemistry include the initial regiochemistry of the imine. Generally, (E)-imines form cis β-lactams while (Z)-imines form trans β-lactams.[5] Other substituents affect the stereochemistry as well. Ketenes with strong electron-donating substituents mainly produce cis β-lactams, while ketenes with strong electron-withdrawing substituents generally produce trans β-lactams. The ketene substituent affects the transition state by either speeding up or slowing down the progress towards the β-lactam. A slower reaction allows for the isomerization of the imine, which generally results in a trans product.[11]

This picture shows the distinct stereochemical outcomes of a reaction between a monosubstituted ketene and imine.


Reviews on asymmetric induction of the Staudinger Synthesis, including the use of organic and organometallic catalysts, have been published.[1][5][13]

The imine can be replaced by adding olefin to produce a cyclobutanone, carbonyl to produce a β-lactone, or carbodiimides to produce 4-imino β-lactams.[1] The Staudinger Synthesis and variations are all ketene cycloadditions.

Generic formula to the Staudinger Synthesis. Stereochemistry is not shown, nor is the possible R group on the placeholder X.

In 2014, Doyle and coworkers reported a one-pot, multicomponent Staudinger synthesis of β-lactams from azides and two diazo compounds. The reaction occurs by a rhodium acetate-catalyzed reaction between the aryldiazoacetate (red) and the organic azide (blue) to form an imine. A Wolff Rearrangement of the diazoacetoacetate enone (pink) forms a stable ketene, which reacts with the imine to form a stable β-lactam compound.[14]

Multicomponent reaction from diazo and azide compounds to form beta-lactams.

The reaction with sulfenes instead of ketenes leading to β-sultams is called Sulfa-Staudinger cycloaddition.[15]


  1. ^ a b c Wright, Stephen in Corey, edited by Jie Jack Li ; foreword by E.J. (2010). Name reactions for carbocyclic ring formations. Hoboken, N.J.: Wiley. p. 45. ISBN 9780470872208. 
  2. ^ Tidwell, T. T. (2008). "Hugo (Ugo) Schiff, Schiff Bases, and a Century of β-Lactam Synthesis". Angew. Chem. Int. Ed. 47 (6): 1016–1020. doi:10.1002/anie.200702965. PMID 18022986. 
  3. ^ Fu, N.; Tidwell, T. T. "Preparation of β-lactams by [2+2] cycloaddition of ketenes and imines" Tetrahedron 2008, 64, 10465-10496. ([1])
  4. ^ Georg, Gunda I. (1992). Organic Chemistry of β-Lactams. New York: Verlag Chemie. ISBN 0471187992. 
  5. ^ a b c d Cossio, F. P.; Arrieta, A.; Sierra, M. G. (2008). "The Mechanism of the Ketene-Imine (Staudinger) Reaction in Its Centennial: Still an Unsolved Problem?". Accounts of Chemical Research. 41 (8): 925–936. doi:10.1021/ar800033j. 
  6. ^ H. Staudinger (1907). "Zur Kenntniss der Ketene. Diphenylketen". Justus Liebigs Ann. Chem. 356: 51–123. doi:10.1002/jlac.19073560106. 
  7. ^ J.C. Sheehan, E.L. Buhle, E.J. Corey, G.D. Laubach, J.J. Ryan (1950). "The Total Synthesis of a 5-Phenyl Penicillin: Methyl 5-Phenyl-(2-Carbomethoxyethyl)-Penicillinate". J. Am. Chem. Soc. 72 (8): 3828–9. doi:10.1021/ja01164a534. 
  8. ^ Wright, Stephen in Corey, edited by Jie Jack Li ; foreword by E.J. (2010). Name reactions for carbocyclic ring formations. Hoboken, N.J.: Wiley. p. 47. ISBN 9780470872208. 
  9. ^ Qi, Hengzhen; Li, Xinyao; Xu, Jiaxi (December 2010). "Stereoselective control in the Staudinger reactions involving monosubstituted ketenes with electron acceptor substituents: experimental investigation and theoretical rationalization". Organic and Biomolecular Chemistry. Royal Society of Chemistry. 9: 2702–2714. doi:10.1039/C0OB00783H. 
  10. ^ Liang, Yong; Jiao, Lei; Zhang, Shiwei; Xu, Jiaxi (2005). "Microwave- and Photoirradiation-Induced Staudinger Reactions of Cyclic Imines and Ketenes Generated from α-Diazoketones. A Further Investigation into the Stereochemical Process". Journal of Organic Chemistry. American Chemical Society. 70 (1): 334–337. doi:10.1021/jo048328o. 
  11. ^ a b c Jiao, Lei; Liang, Yong; Xu, Jiaxi (2006). "Origin of the Relative Stereoselectivity of the β-Lactam Formation in the Staudinger Reaction". Journal of American Chemical Society. American Chemical Society. 128 (18): 6060–6069. doi:10.1021/ja056711k. 
  12. ^ a b Liang, Yong; Jiao, Lei; Zhang, Shiwei; Yu, Zhi-Xiang; Xu, Jiaxi (2009). "New Insights into the Torquoselectivity of the Staudinger Reaction". Journal of the American Chemical Society. American Chemical Society. 131 (4): 1542–1549. doi:10.1021/ja808046e. 
  13. ^ Palomo, Claudio; Aizpurua, Jesus M.; Ganboa, Iñaki; Oiarbide, Mikel (1999). "Asymmetric Synthesis of β-Lactams by Staudinger Ketene-Imine Cycloaddition Reaction". European Journal of Organic Chemistry. Wiley-VCH. 1999 (12): 3223–3235. doi:10.1002/(SICI)1099-0690(199912)1999:12<3223::AID-EJOC3223>3.0.CO;2-1. 
  14. ^ Mandler, Michael D.; Truong, Phong M.; Zavalij, Peter Y.; Doyle, Michael P. (2014). "Catalytic Conversion of Diazocarbonyl Compounds to Imines". Organic Letters. American Chemical Society. 16 (3): 740–743. doi:10.1021/ol403427s. 
  15. ^ Yang, Zhanhui; Chen, Ning; Xu, Jiaxi (2015). "Substituent-Controlled Annuloselectivity and Stereoselectivity in the Sulfa-Staudinger Cycloadditions". The Journal of Organic Chemistry. 80 (7): 3611–3620. doi:10.1021/acs.joc.5b00312. ISSN 0022-3263.