Surface mining

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Coal strip mine in Wyoming

Surface mining, including strip mining, open-pit mining and mountaintop removal mining, is a broad category of mining in which soil and rock overlying the mineral deposit (the overburden) are removed, in contrast to underground mining, in which the overlying rock is left in place, and the mineral is removed through shafts or tunnels.

Surface mining began in the mid-16th century[2][dubious ] and is practiced throughout the world, although the majority of surface coal mining occurs in North America.[3] It gained popularity throughout the 20th century, and surface mines now produce most of the coal mined in the United States.[4]

In most forms of surface mining, heavy equipment, such as earthmovers, first remove the overburden. Next, large machines, such as dragline excavators or bucket wheel excavators, extract the mineral.

With surface mining comes environmental and human health issues. Humans face a variety of health risks caused by mining such as different cardiovascular diseases, food and water contaminations. The natural environment can also be associated with negative implications. Substantial habitat loss, air, noise and water pollution are significant negative impacts cause by the side effects of surface mining.


There are five main forms of surface mining, detailed below.

Strip Mining[edit]

The Bagger 288 is a bucket-wheel excavator used in strip mining.

"Strip mining" is the practice of mining a seam of mineral, by first removing a long strip of overlying soil and rock (the overburden); this activity is also referred to as "overburden removal". It is most commonly used to mine coal and lignite (brown coal). Strip mining is only practical when the ore body to be excavated is relatively near the surface.[5] This type of mining uses some of the largest machines on earth, including bucket-wheel excavators which can move as much as 12,000 cubic metres of earth per hour.

There are two forms of strip mining. The more common method is "area stripping", which is used on fairly flat terrain, to extract deposits over a large area. As each long strip is excavated, the overburden is placed in the excavation produced by the previous strip.

"Contour mining" involves removing the overburden above the mineral seam near the outcrop in hilly terrain, where the mineral outcrop usually follows the contour of the land. Contour stripping is often followed by auger mining into the hillside, to remove more of the mineral. This method commonly leaves behind terraces in mountainsides.


It has a low cost of money.
It is a lot safer than mining underground, because you are above the surface.


It is hazardous to human health.
It is harmful to the environment, because of all the ploughing, and moving of the rubble.
Strip mining at Garzweiler, Germany. The lignite being extracted is at left, the removed overburden being placed at right. Note that it is a largely flat mine for a horizontal mineral.

Open-pit mining[edit]

The El Chino mine located near Silver City, New Mexico is an open-pit copper mine.

"Open-pit mining" refers to a method of extracting rock or minerals from the earth through their removal from an open pit or borrow. Although open-pit mining is sometimes mistakenly referred to as "strip mining", the two methods are different (see above).

Mountaintop removal[edit]

"Mountaintop removal mining" (MTR) is a form of coal mining that mines coal seams beneath mountaintops by first removing the mountaintop overlying the coal seam. Explosives are used to break up the rock layers above the seam, which are then removed. Excess mining waste or "overburden" is dumped by large trucks into fills in nearby hollow or valley fills. MTR involves the mass restructuring of earth in order to reach the coal seam as deep as 400 feet (120 m) below the surface. Mountaintop removal replaces the original steep landscape with a much flatter topography. Economic development attempts on reclaimed mine sites include prisons such the Big Sandy Federal Penitentiary in Martin County, Kentucky, small town airports, golf courses such as Twisted Gun in Mingo County, West Virginia and Stonecrest Golf Course in Floyd County, Kentucky, as well as industrial scrubber sludge disposal sites, solid waste landfills, trailer parks, explosive manufacturers, and storage rental lockers.[6]

The technique has been used increasingly in recent years in the Appalachian coal fields of West Virginia, Kentucky, Virginia and Tennessee in the United States. The profound changes in topography and disturbance of pre-existing ecosystems have made mountaintop removal highly controversial.[7]

Advocates of mountaintop removal point out that once the areas are reclaimed as mandated by law, the technique provides premium flat land suitable for many uses in a region where flat land is rare. They also maintain that the new growth on reclaimed mountaintop mined areas is better able to support populations of game animals.[8]

Critics[who?] contend that mountaintop removal is a disastrous practice that benefits a small number of corporations at the expense of local communities and the environment. A U.S. Environmental Protection Agency (EPA) environmental impact statement finds that streams near valley fills sometimes may contain higher levels of minerals in the water and decreased aquatic biodiversity.[9] The statement also estimates that 724 miles (1,165 km) of Appalachian streams were buried by valley fills from 1985 to 2001.

Blasting at a mountaintop removal mine expels dust and fly-rock into the air, which can then disturb or settle onto private property nearby. This dust may contain sulfur compounds, which some claim corrode structures and tombstones and is a health hazard.[10]

Although MTR sites are required to be reclaimed after mining is complete, reclamation has traditionally focused on stabilizing rock and controlling erosion, but not always on reforesting the area.[11] Quick-growing, non-native grasses, planted to quickly provide vegetation on a site, compete with tree seedlings, and trees have difficulty establishing root systems in compacted backfill.[9] Consequently, biodiversity suffers in a region of the United States with numerous endemic species.[12] Erosion also increases, which can intensify flooding. In the Eastern United States, the Appalachian Regional Reforestation Initiative works to promote the use of trees in mining reclamation.[13]


"Dredging" is a method for mining below the water table. It is mostly associated with gold mining. Small dredges often use suction to bring the mined material up from the bottom of a water body. Historically, large-scale dredging often used a floating dredge, a barge-like vessel which scooped material up on a conveyor belt in front, removed the desirable component on board, and returned the unwanted material via another conveyor belt in back. In gravel-filled river valleys with shallow water tables, a floating dredge could work its way through the loose sediment in a pond of its own making.

Highwall mining[edit]

Highwall mining

Highwall mining is another form of mining sometimes conducted to recover additional coal adjacent to a surface mined area. The method evolved from auger mining but does not meet the definition of surface mining since it does not involve the removal of overburden to expose the coal seam.[14] CERB final report No. 2014-004 "Highwall Mining: Design Methodology, Safety, and Suitability" by Yi Luo characterizes it as a "relatively new semi-surface and semi-underground coal mining method that evolved from auger mining".[15] In Highwall mining, the coal seam is penetrated by a continuous miner propelled by a hydraulic Pushbeam Transfer Mechanism (PTM). A typical cycle includes sumping (launch-pushing forward) and shearing (raising and lowering the cutterhead boom to cut the entire height of the coal seam). As the coal recovery cycle continues, the cutterhead is progressively launched into the coal seam for 19.72 feet (6.01 m). Then, the Pushbeam Transfer Mechanism (PTM) automatically inserts a 19.72-foot (6.01 m) long rectangular Pushbeam (Screw-Conveyor Segment) into the center section of the machine between the Powerhead and the cutterhead. The Pushbeam system can penetrate nearly 1,200 feet (366 m) [proven in 2015 till today] into the coal seam. One patented Highwall mining systems use augers enclosed inside the Pushbeam that prevent the mined coal from being contaminated by rock debris during the conveyance process. Using a video imaging and/or a gamma ray sensor and/or other Geo-Radar systems like a coal-rock interface detection sensor (CID), the operator can see ahead projection of the seam-rock interface and guide the continuous miner's progress. Highwall mining can produce thousands of tons of coal in contour-strip operations with narrow benches, previously mined areas, trench mine applications and steep-dip seams with controlled water-inflow pump system and/or a gas (inert) venting system.

Recovery with tunneling shape of Drives are much better than round Augering Holes, but the mapping of areas that have been developed by a Highwall miner are not mapped as rigorously as deep mined areas. Very little soil is displaced in contrast with mountain top removal; however a large amount of capital is required to operate and own a Highwall miner. But then this Highwall mining system is the innovative roadmap future potential and stay or being better competitive in the area of environmental friendly non mountain-top (overburden) removal operated by only 4 crew members.

Mapping of the outcrop as well as core hole data and samples taken during the bench making process are taken into account to best project the panels that the Highwall miner will cut. Obstacles that could be potentially damaged by subsidence and the natural contour of the Highwall are taken into account, and a surveyor points the Highwall miner in a line (Theoretical Survey Plot-Line) mostly perpendicular to the Highwall. Parallel lines represent the drive cut into the mountain (up to 1,200 feet (366 m) deep - 2015 records), without heading or corrective steering actuation on a navigation Azimuth during mining results in missing a portion of the coal seam and is a potential danger of cutting in pillars from previous mined drives due to horizontal drift (Roll) of the Pushbeam-Cuttermodule string. Recently Highwall miners have penetrated more than 1200 feet (366 m) [2015 ongoing records] into the coal seam, and today's models are capable of going farther, with the support of gyro navigation and not limited anymore by the amount of cable stored on the machine. The maximum depth would be determined by the stress of further penetration and associated specific-power draw, ("Torsion and Tension" in Screw-Transporters String) but today's optimized Screw-Transporters Conveying Embodiments (called: Pushbeams) with Visual Product Development and Flow Simulation Behavior software "Discrete Element Modeling" (DEM) shows smart-drive extended penetrations are possible, even so under steep inclined angles from horizontal to more than 30 degree downhole. In case of significant steep mining the new mining method phrase should be "Directional Mining" [Commonly Used Technologies as valuable synergy Directional Drilling and Directional Mining are categorized in "Surface to In-Seam" (SIS) Techniques], dry or wet, Dewatering is developed or Cutting & Dredging through Screw-Transporters are proactive in developing roadmap of the leading global Highwall mining engineering company.


In early stages of moving materials out of surface mines, manual labour, horse drawn vehicles and mining railways moved materials.

Current practices tend to use haul trucks on haul roads designed into the features of the mine.

Environmental and health issues[edit]

Reclaimed strip mine.

To properly clean and restore a once operational surface mine requires a large sum of money and extensive remediation plans.[16] Some mining companies do not have the funds to properly clean up, therefore the environment is negatively affected. Federal governments have emplace multiple laws and regulations which mining companies have to strictly follow. In the United States, the Surface Mining Control and Reclamation Act of 1977 mandates reclamation of surface coal mines.[17] Reclamation for non-coal mines is regulated by state and local laws, which may vary widely. The National Environmental Policy Act (NEPA), Resource Conservation and Recovery Act (RCRA), Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) and many more.[17] Even with proper legislations in place for surface mining there are still human health and environmental impacts which occur and have negative implications.

Human health[edit]

Health studies have been conducted on humans that work or live near surface mines and have found many negative health effects.[18] One particular effect on a humans health is particulate matter, such as particles of dust, metals, acid, and soil suspended in the air can be inhaled and lead to serious repercussions.[18] Once inhaled, they may decrease lung function, lung capacity, cardiovascular desires may arise and worse case, cancer. [19] Large exposed surface areas like strip, open-pit, mountaintop removal and highwall mines contribute to extensive air pollution and suspended particulate matter. Miners that work in surface mines are at high direct risk for health complications, whereas local communities experience different effects. People who live near a surface mine can experience health effects such as cardiovascular problems, water contamination where metals or acid leach into the groundwater and contaminate agriculture.[20] Western Virginia has large surface mining productions such as mountaintop removal, which can lead to the contamination of groundwater quality and quantity, which interns affects the communities at the base of the Appalachian mountains.[21]

Federal governments like Canada have specific legislation to keep the miners, communities and the environment safe. The Environmental Code of Practice for Metal Mines (ECPMM), Metal Mining Effluent Regulations (MMER), Canadian Environmental Assessment Act, and many other laws and legislation have been implemented to help protect the health of the people.[22]

Environmental impact[edit]

Acid leaching caused by sulfide ore mining.

Surface mining can have both a negative and positive effect on the local environment. The negative effects can be extremely destructive in soil quality, water contamination, air and noise pollution, landscape alteration and many other negatives.[23] The flip side is the positive ramification, with new technology, it has become easier to properly treat the local water supply and restore the local ecology, which helps rebuild the environment.[23]

Each type of surface mining has its environmental impact, which is laid out below.

Strip mining - once operations have ended, the tailings are placed back into the hole and covered up to make the site resemble the landscape before the mining operation. Topsoil may be placed over the tailing along with planting trees and other vegetation. Another method is filling in the hole with water to create an artificial lake. Large tailing piles left behind may contain heavy metals which can leach out acids such as lead and copper and enter into water systems.[24]

Open-pit mining - one of the world's largest types of mine and the size of these operations leave behind massive landscape scars, destruction to environmental habitats, and substantial clean-up cost.[25] An open-pit mine can yield an enormous quantity of waste rock, sinkholes can form down the road, flooding and similar negative impacts as strip mining.[26]

Mountaintop removal mining - is very destructive, the removal of whole mountaintops leaves the landscape permanently altered. The waste rock is left on the surrounding land, filling rivers, valleys and physically changing the landscape and affecting ecosystems. Throughout the Appalachians in states such as Kentucky and Virginia, mountaintop removal is a common mining method where whole forests are cleared and the area becomes vulnerable to possible landslides and restoration is sometimes to difficult.[27]

Dredging - is another form of surface mining where the environmental impacts are primarily found underwater. The method of extracting material from the seafloor or any water body leads to the harmful risk of marine life. Overall, the effect are far less compared to the other mining methods. The influx of sediment can burry flora and fauna, change water levels and can alter the oxygen content.[28] Water and noise pollution is a concern that must be monitored because marine life is very sensitive and vulnerable to drastic and harmful changes within their ecosystem.[29]

Highwall mining - has a lower environmental impact than mountaintop removal because of the smaller external surface area present but there is still negative side effects.[30] Air and noise pollution from blasting are common environmental effects along with the large tailing piles, which can lech into water ways and numerous ecosystems.[31]

See also[edit]


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  2. ^ Montrie, Chad (2003). To Save the Land and People: A History of Opposition to Surface Coal Mining in Appalachia. United States: The University of North Carolina Press. pp. 17. ISBN 0-8078-2765-7.
  3. ^ "Where Is Coal Found?". World Coal Association. Retrieved 28 June 2011.
  4. ^ Coal production by state and mine type 2013-2014, US Energy Information Administration, accessed 4 July 2016.
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  7. ^ Davis, Charles E.; Duffy, Robert J. (2009-10-01). "King Coal vs. Reclamation: Federal Regulation of Mountaintop Removal Mining in Appalachia". Administration & Society. 41 (6): 674–692. doi:10.1177/0095399709341029. ISSN 0095-3997.
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  10. ^ Jessica Tzerman (August 3, 2006). "Blast Rites". Grist. Retrieved September 4, 2006.
  11. ^ "Appalachian Regional Reforestation Initiative Forest Reclamation Advisory" (PDF). Office of Surface Mining and Reclamation. Retrieved July 11, 2007.
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  13. ^ "Appalachian Regional Reforestation Initiative". Retrieved September 5, 2006.
  14. ^ Fan, Ming (2015-01-01). "Design Programs for Highwall Mining Operations". Graduate Theses, Dissertations, and Problem Reports. doi:10.33915/etd.5572.
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  23. ^ a b Haddaway, Neal R.; Cooke, Steven J.; Lesser, Pamela; Macura, Biljana; Nilsson, Annika E.; Taylor, Jessica J.; Raito, Kaisa (2019-02-21). "Evidence of the impacts of metal mining and the effectiveness of mining mitigation measures on social–ecological systems in Arctic and boreal regions: a systematic map protocol". Environmental Evidence. 8 (1): 9. doi:10.1186/s13750-019-0152-8. ISSN 2047-2382.
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  30. ^ Fan, Ming (2015-01-01). "Design Programs for Highwall Mining Operations". Graduate Theses, Dissertations, and Problem Reports. doi:10.33915/etd.5572.
  31. ^ Porathus, John (2017). Highwall Mining: Applicability, Design & Safety. CRC press. ISBN 9780367889326.

External links[edit]