Talk:Securities regulation in the United States

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Untitled[edit]

How does securities regulation in the US get to be low-importance, given that the lack of any effective US securities regulation seems to be a major part of what devastated the entire world economy over the past couple years? And does the SEC actually legislate, or does it only rubber-stamp legislation passed by SROs such as FINRA? --Dan Wylie-Sears 2 (talk) 15:59, 14 May 2010 (UTC)

Understanding Securities Law[edit]

Looks like this article hasn't really changed much since my last substantive improvements. I was reading Marc Steinberg's Understanding Securities Law (2014) this morning - it would be a good source for the basics such as the Howey test as well as the details .... II | (t - c) 15:10, 2 November 2016 (UTC)