The Tarim mummies are a series of mummies discovered in the Tarim Basin in present-day Xinjiang, China, which date from 1800 BCE to the first centuries BCE. The mummies, particularly the early ones, are frequently associated with the presence of the Indo-European Tocharian languages in the Tarim Basin, although the evidence is not totally conclusive and many centuries separate these mummies from the first attestation of the Tocharian languages in writing. Victor H. Mair's team concluded that the mummies are Caucasoid, likely speakers of Indo-European languages such as the Tocharians.
- 1 Archaeological record
- 2 Genetic studies
- 3 Posited origins
- 4 Historical records and associated texts
- 5 Arguments for the occurrence of cultural transmission from West to East
- 6 See also
- 7 Footnotes
- 8 References
- 9 External links
At the beginning of the 20th century, European explorers such as Sven Hedin, Albert von Le Coq and Sir Aurel Stein all recounted their discoveries of desiccated bodies in their search for antiquities in Central Asia. Since then, numerous other mummies have been found and analysed, many of them now displayed in the museums of Xinjiang. Most of these mummies were found on the eastern end of the Tarim Basin (around the area of Lopnur, Subeshi near Turpan, Kroran, Kumul), or along the southern edge of the Tarim Basin (Khotan, Niya, and Cherchen or Qiemo).
The earliest Tarim mummies, found at Qäwrighul and dated to 1800 BCE, are of a Caucasian physical type whose closest affiliation is to the Bronze Age populations of southern Siberia, Kazakhstan, Central Asia, and the Lower Volga.
The cemetery at Yanbulaq contained 29 mummies which date from 1100–500 BCE, 21 of which are Mongoloid—the earliest Mongoloid mummies found in the Tarim Basin—and eight of which are of the same Caucasian physical type found at Qäwrighul.
Notable mummies are the tall, red-haired "Chärchän man" or the "Ur-David" (1000 BCE); his son (1000 BCE), a small 1-year-old baby with brown hair protruding from under a red and blue felt cap, with two stones positioned over its eyes; the "Hami Mummy" (c. 1400–800 BCE), a "red-headed beauty" found in Qizilchoqa; and the "Witches of Subeshi" (4th or 3rd century BCE), who wore 2-foot-long (0.61 m) black felt conical hats with a flat brim. Also found at Subeshi was a man with traces of a surgical operation on his abdomen; the incision is sewn up with sutures made of horsehair.
Many of the mummies have been found in very good condition, owing to the dryness of the desert and the desiccation it produced in the corpses. The mummies share many typical Caucasian body features (elongated bodies, angular faces, recessed eyes), and many of them have their hair physically intact, ranging in color from blond to red to deep brown, and generally long, curly and braided. Their costumes, and especially textiles, may indicate a common origin with Indo-European neolithic clothing techniques or a common low-level textile technology. Chärchän man wore a red twill tunic and tartan leggings. Textile expert Elizabeth Wayland Barber, who examined the tartan-style cloth, discusses similarities between it and fragments recovered from salt mines associated with the Hallstatt culture. As a result of the arid conditions and exceptional preservation, tattoos have been identified on mummies from several sites around the Tarim Basin, including Qäwrighul, Yanghai, Shengjindian, Shanpula, Zaghunluq, and Qizilchoqa.
It has been asserted that the textiles found with the mummies are of an early European textile type based on close similarities to fragmentary textiles found in salt mines in Austria, dating from the second millennium BCE. Anthropologist Irene Good, a specialist in early Eurasian textiles, noted the woven diagonal twill pattern indicated the use of a rather sophisticated loom and said that the textile is "the easternmost known example of this kind of weaving technique."
A 2008 study by Jilin University showed that the Yuansha population has relatively close relationships with the modern populations of South Central Asia and Indus Valley, as well as with the ancient population of Chawuhu.
In 2007 the Chinese government allowed a National Geographic Society team headed by Spencer Wells to examine the mummies' DNA. Wells was able to extract undegraded DNA from the internal tissues. The scientists extracted enough material to suggest the Tarim Basin was continually inhabited from 2000 BCE to 300 BCE and preliminary results indicate the people, rather than having a single origin, originated from Europe, Mesopotamia, Indus Valley and other regions yet to be determined.
Genetic analyses of the mummies showed that the maternal lineages of the Xiaohe people originated from both East Asia and West Eurasia, whereas the paternal lineages all originated from West Eurasia.
Mitochondrial DNA analysis showed that maternal lineages carried by the people at Xiaohe included mtDNA haplogroups H, K, U5, U7, U2e, T and R*, which are now most common in West Eurasia. Also found were haplogroups common in modern populations from East Asia: B5, D and G2a. Haplogroups now common in Central Asian or Siberian populations included: C4 and C5. Haplogroups later regarded as typically South Asian included M5 and M*.
The paternal lines of male remains surveyed nearly all – 11 out of 12, or around 92% – belonged to Y-DNA haplogroup R1a1, which are now most common in West Eurasia; the other belonged to the exceptionally rare paragroup K* (M9). The R1a1 lineage suggests a proximity of this population with Andronovo culture related groups.
The geographic location of this admixing is unknown, although south Siberia is likely.
Mair claims that "the earliest mummies in the Tarim Basin were exclusively Caucasoid, or Europoid" with east Asian migrants arriving in the eastern portions of the Tarim Basin around 3,000 years ago while the Uyghur peoples arrived around the year 842. In trying to trace the origins of these populations, Victor Mair's team suggested that they may have arrived in the region by way of the Pamir Mountains about 5,000 years ago.
Mair has claimed that:
The new finds are also forcing a reexamination of old Chinese books that describe historical or legendary figures of great height, with deep-set blue or green eyes, long noses, full beards, and red or blond hair. Scholars have traditionally scoffed at these accounts, but it now seems that they may be accurate.
Chinese historian Ji Xianlin says China "supported and admired" research by foreign experts into the mummies. "However, within China a small group of ethnic separatists have taken advantage of this opportunity to stir up trouble and are acting like buffoons. Some of them have even styled themselves the descendants of these ancient 'white people' with the aim of dividing the motherland. But these perverse acts will not succeed." Barber addresses these claims by noting that "The Loulan Beauty is scarcely closer to 'Turkic' in her anthropological type than she is to Han Chinese. The body and facial forms associated with Turks and Mongols began to appear in the Tarim cemeteries only in the first millennium BCE, fifteen hundred years after this woman lived." Due to the "fear of fuelling separatist currents", the Xinjiang museum, regardless of dating, displays all their mummies, both Tarim and Han, together.
Physical anthropologists propose the movement of at least two Caucasian physical types into the Tarim Basin. Mallory and Mair associate these types with the Tocharian and Iranian (Saka) branches of the Indo-European language family, respectively. However, archaeology and linguistics professor Elizabeth Wayland Barber cautions against assuming the mummies spoke Tocharian, noting a gap of about a thousand years between the mummies and the documented Tocharians: "people can change their language at will, without altering a single gene or freckle."
B. E. Hemphill's biodistance analysis of cranial metrics (as cited in Larsen 2002 and Schurr 2001) has questioned the identification of the Tarim Basin population as European, noting that the earlier population has close affinities to the Indus Valley population, and the later population with the Oxus River valley population. Because craniometry can produce results which make no sense at all (e.g. the close relationship between Neolithic populations in Ukraine and Portugal) and therefore lack any historical meaning, any putative genetic relationship must be consistent with geographical plausibility and have the support of other evidence.
Han Kangxin, who examined the skulls of 302 mummies, found the closest relatives of the earlier Tarim Basin population in the populations of the Afanasevo culture situated immediately north of the Tarim Basin and the Andronovo culture that spanned Kazakhstan and reached southwards into West Central Asia and the Altai.
It is the Afanasevo culture to which Mallory & Mair (2000:294–296, 314–318) trace the earliest Bronze Age settlers of the Tarim and Turpan basins. The Afanasevo culture (c. 3500–2500 BCE) displays cultural and genetic connections with the Indo-European-associated cultures of the Eurasian Steppe yet predates the specifically Indo-Iranian-associated Andronovo culture (c. 2000–900 BCE) enough to isolate the Tocharian languages from Indo-Iranian linguistic innovations like satemization.
Hemphill & Mallory (2004) confirm a second Caucasian physical type at Alwighul (700–1 BCE) and Krorän (200 CE) different from the earlier one found at Qäwrighul (1800 BCE) and Yanbulaq (1100–500 BCE):
This study confirms the assertion of Han  that the occupants of Alwighul and Krorän are not derived from proto-European steppe populations, but share closest affinities with Eastern Mediterranean populations. Further, the results demonstrate that such Eastern Mediterraneans may also be found at the urban centers of the Oxus civilization located in the north Bactrian oasis to the west. Affinities are especially close between Krorän, the latest of the Xinjiang samples, and Sapalli, the earliest of the Bactrian samples, while Alwighul and later samples from Bactria exhibit more distant phenetic affinities. This pattern may reflect a possible major shift in interregional contacts in Central Asia in the early centuries of the second millennium BCE.
From the evidence available, we have found that during the first 1,000 years after the Loulan Beauty, the only settlers in the Tarim Basin were Caucasoid. East Asian peoples only began showing up in the eastern portions of the Tarim Basin about 3,000 years ago, Mair said, while the Uighur peoples arrived after the collapse of the Orkon Uighur Kingdom, largely based in modern day Mongolia, around the year 842.
Historical records and associated texts
Western Regions (Hsi-yu; Chinese: 西域; pinyin: Xīyù; Wade–Giles: Hsi1-yü4) is the historical name in China, between the 3rd century BCE and 8th century CE for regions west of Yumen Pass, including the Tarim and Central Asia.
Some of the peoples of the Western Regions were described in Chinese sources as having full beards, red or blond hair, deep-set blue or green eyes and high noses. According to Chinese sources, the city states of the Tarim reached the height of their political power during the 3rd to 4th centuries CE, although this may actually indicate an increase in Chinese involvement in the Tarim, following the collapse of the Kushan Empire.
Reference to the Yuezhi name in Guanzi was made around 7th century BCE by the Chinese economist Guan Zhong, though the book is generally considered to be a forgery of later generations.:115–127 The attributed author, Guan Zhong, described the Yuzhi 禺氏, or Niuzhi 牛氏, as a people from the north-west who supplied jade to the Chinese from the nearby mountains of Yuzhi 禺氏 at Gansu.
After the Yuezhi experienced a series of major defeats at the hands of the Xiongnu, during the 2nd century BCE, a group known as the Greater Yuezhi migrated to Bactria, where they established the Kushan Empire. By the 1st Century CE, the Kushan Empire had expanded significantly and may have annexed part of the Tarim Basin.
The peoples of China were known in Ancient Rome as Seres. It is possible that the Seres were a conflation of many different East and Central Asian cultures, including the peoples of the Tarim.
In the 1st Century CE, Pliny the Elder mentioned an encounter between Romans and Seres at Taprobane (Sri Lanka). According to Pliny, these Seres "exceeded the ordinary human height, had flaxen hair, and blue eyes, and made an uncouth sort of noise by way of talking". However it is unlikely that this passage has anything to do with the population of the Tarim Basin.[why?]
The degree of differentiation between the language known to modern scholars as Tocharian A (or by the endonym Ārśi-käntwa; "tongue of Ārśi") and Tocharian B (Kuśiññe; [adjective] "of Kucha, Kuchean"), as well as the less-well attested Tocharian C (which is associated with the city-state of Krorän, also known as Loulan), and the absence of evidence for these beyond the Tarim, tends to indicate that a common, proto-Tocharian language existed in the Tarim during the second half of the 1st Millennium BCE. Tocharian is attested in documents between the 3rd and 9th centuries CE, although the first known epigraphic evidence dates to the 6th century CE.
Although the Tarim mummies preceded the Tocharian texts by several centuries, their shared geographical location and links to Western Eurasia have led many scholars to infer that the mummies were related to the Tocharian peoples.
Arguments for the occurrence of cultural transmission from West to East
The possible presence of speakers of Indo-European languages in the Tarim Basin by about 2000 BCE could, if confirmed, be interpreted as evidence that cultural exchanges occurred among Indo-European and Chinese populations at a very early date. It has been suggested that such activities as chariot warfare and bronze-making may have been transmitted to the east by these Indo-European nomads. Mallory and Mair also note that: "Prior to c. 2000 BC, finds of metal artifacts in China are exceedingly few, simple and, puzzlingly, already made of alloyed copper (and hence questionable)." While stressing that the argument as to whether bronze technology travelled from China to the West or that "the earliest bronze technology in China was stimulated by contacts with western steppe cultures", is far from settled in scholarly circles, they suggest that the evidence so far favours the latter scenario. However, the culture and the technology in the northwest region of Tarim basin were less advanced than that in the East China of Yellow River-Erlitou (2070 BCE ~ 1600 BCE) or Majiayao culture (3100 BCE ~ 2600 BCE), the earliest bronze-using cultures in China, which implies that the northwest region did not use copper or any metal until bronze technology was introduced to the region by the Shang dynasty in about 1600 BC. The earliest bronze artifacts in China are found at the Majiayao culture site (between 3100 to 2700 BC), and it is from this location and time period that Chinese Bronze Age spread. Bronze metallurgy in China originated in what is referred to as the Erlitou (Wade–Giles: Erh-li-t'ou) period, which some historians argue places it within the range of dates controlled by the Shang dynasty. Others believe the Erlitou sites belong to the preceding Xia (Wade–Giles: Hsia) dynasty. The US National Gallery of Art defines the Chinese Bronze Age as the "period between about 2000 BC and 771 BC," which begins with Erlitou culture and ends abruptly with the disintegration of Western Zhou rule. Though that provides a concise frame of reference, it overlooks the continued importance of bronze in Chinese metallurgy and culture. Since that was significantly later than the discovery of bronze in Mesopotamia, bronze technology could have been imported, rather than being discovered independently in China. However, there is reason to believe that bronzework developed inside China, separately from outside influence.
The Chinese official Zhang Qian, who visited Bactria and Sogdiana in 126 BCE, made the first known Chinese report on many regions west of China. He believed to have discerned Greek influences in some of the kingdoms. He named Parthia "Ānxī" (Chinese: 安息), a transcription of "Arshak" (Arsaces), the name of the founder of Parthian dynasty. Zhang Qian clearly identified Parthia as an advanced urban civilization that farmed grain and grapes and manufactured silver coins and leather goods. Zhang Qian equated Parthia's level of advancement to the cultures of Dayuan in Ferghana and Daxia in Bactria.
The supplying of Tarim Basin jade to China from ancient times is well established, according to Liu (2001): "It is well known that ancient Chinese rulers had a strong attachment to jade. All of the jade items excavated from the tomb of Fuhao of the Shang dynasty by Zheng Zhenxiang, more than 750 pieces, were from Khotan in modern Xinjiang. As early as the mid-first millennium BCE the Yuezhi engaged in the jade trade, of which the major consumers were the rulers of agricultural China."
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