Tunnel diode

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Tunnel diode
GE 1N3716 tunnel diode.jpg
1N3716 tunnel diode (with 0.1" jumper for scale)
Type Passive
Working principle Quantum mechanical effect called tunneling
Invented Leo Esaki
Yuriko Kurose[1]
Takashi Suzuki[2][3]
First production Sony
Pin configuration anode and cathode
Electronic symbol
Tunnel diode symbol.svg
10mA germanium tunnel diode mounted in test fixture of Tektronix 571 curve tracer

A tunnel diode or Esaki diode is a type of semiconductor that is capable of very fast operation, well into the microwave frequency region, made possible by the use of the quantum mechanical effect called tunneling.

It was invented in August 1957 by Leo Esaki, Yuriko Kurose and Takashi Suzuki when they were working at Tokyo Tsushin Kogyo, now known as Sony.[1][2][3][4] In 1973 Esaki received the Nobel Prize in Physics, jointly with Brian Josephson, for discovering the electron tunneling effect used in these diodes. Robert Noyce independently devised the idea of a tunnel diode while working for William Shockley, but was discouraged from pursuing it.[5]

These diodes have a heavily doped p–n junction that is about 10 nm (100 Å) wide. The heavy doping results in a broken band gap, where conduction band electron states on the n-side are more or less aligned with valence band hole states on the p-side.

Tunnel diodes were first manufactured by Sony in 1957[6] followed by General Electric and other companies from about 1960, and are still made in low volume today.[7] Tunnel diodes are usually made from germanium, but can also be made from gallium arsenide and silicon materials. They are used in frequency converters and detectors.[8] They have negative differential resistance in part of their operating range, thus are also used as oscillators, amplifiers, and in switching circuits using hysteresis.

Figure 6: 8–12 GHz tunnel diode amplifier, circa 1970

In 1977, the Intelsat V satellite receiver used a microstrip tunnel diode amplifier (TDA) front-end in the 14 to 15.5 GHz frequency band. Such amplifiers were considered state-of-the-art, with better performance at high frequencies than any transistor-based front end.[9] In 2013 the NEE-01 Pegaso and NEE-02 Krysaor satellites used power management modules based on a series of tunnel diodes to fast switch between solar powered operation and battery powered operation replacing otherwise very complex electronics with a few devices.[10]

The highest frequency room-temperature solid-state oscillators are based on the resonant-tunneling diode (RTD).[11]

Another type of tunnel diode is a metal–insulator–metal (MIM) diode, but its present application appears to be limited to research environments due to inherent sensitivities.[12] There is also a metal–insulator–insulator–metal (MIIM) diode, where an additional insulator layer allows "step tunneling" for precise diode control.[13]

Forward bias operation[edit]

Under normal forward bias operation, as voltage begins to increase, electrons at first tunnel through the very narrow p–n junction barrier and fill electron states in the conduction band on the n-side which become aligned with empty valence band hole states on the p-side of the p-n junction. As voltage increases further, these states become increasingly misaligned and the current drops. This is called negative resistance because current decreases with increasing voltage. As voltage increases, the diode begins to operate as a normal diode, where electrons travel by conduction across the p–n junction, and no longer by tunneling through the p–n junction barrier. The most important operating region for a tunnel diode is the negative resistance region. Its graph is different from normal p-n junction diode.

Reverse bias operation[edit]

When used in the reverse direction, tunnel diodes are called back diodes (or backward diodes) and can act as fast rectifiers with zero offset voltage and extreme linearity for power signals (they have an accurate square law characteristic in the reverse direction). Under reverse bias, filled states on the p-side become increasingly aligned with empty states on the n-side and electrons now tunnel through the pn junction barrier in reverse direction.

Technical comparisons[edit]

IV curve similar to a tunnel diode characteristic curve. It has negative differential resistance in the shaded voltage region, between v1 and v2.
I-V curve of 10mA germanium tunnel diode, taken on a Tektronix model 571 curve tracer.

In a conventional semiconductor diode, conduction takes place while the p–n junction is forward biased and blocks current flow when the junction is reverse biased. This occurs up to a point known as the "reverse breakdown voltage" at which point conduction begins (often accompanied by destruction of the device). In the tunnel diode, the dopant concentrations in the p and n layers are increased to a level such that the reverse breakdown voltage becomes zero and the diode conducts in the reverse direction. However, when forward-biased, an effect occurs called quantum mechanical tunneling which gives rise to a region in its voltage-current behavior where an increase in forward voltage is accompanied by a decrease in forward current. This negative resistance region can be exploited in a solid state version of the dynatron oscillator which normally uses a tetrode thermionic valve (vacuum tube).

The tunnel diode showed great promise as an oscillator and high-frequency threshold (trigger) device since it operated at frequencies far greater than the tetrode could: well into the microwave bands. Applications for tunnel diodes included local oscillators for UHF television tuners, trigger circuits in oscilloscopes, high-speed counter circuits, and very fast-rise time pulse generator circuits. The tunnel diode can also be used as a low-noise microwave amplifier.[14] Since its discovery, more conventional semiconductor devices have surpassed its performance using conventional oscillator techniques. For many purposes, a three-terminal device, such as a field-effect transistor, is more flexible than a device with only two terminals. Practical tunnel diodes operate at a few milliamperes and a few tenths of a volt, making them low-power devices.[15] The Gunn diode has similar high frequency capability and can handle more power.

Tunnel diodes are also more resistant to ionizing radiation than other diodes.[citation needed] This makes them well suited to higher radiation environments such as those found in space.


Tunnel diodes are notable for their longevity, with devices made in the 1960s still functioning. Writing in Nature, Esaki and coauthors state that semiconductor devices in general are extremely stable, and suggest that their shelf life should be "infinite" if kept at room temperature. They go on to report that a small-scale test of 50-year-old devices revealed a "gratifying confirmation of the diode's longevity". As noticed on some samples of Esaki diodes, the gold plated iron pins can in fact corrode and short out to the case. This can usually be diagnosed and treated with simple peroxide/vinegar technique normally used for repairing phone PCBs and the diode inside normally still works.[16]

These components are susceptible to damage by overheating, and thus special care is needed when soldering them. Surplus Russian units are also reliable and often can be purchased for a few pence despite original cost being in the £30-50 range. The units typically sold are GaAs based and have a Ipk/Iv ratio of 5:1 at around 1-20mA Ipk so should be protected against overcurrent. [17]

See also[edit]


  1. ^ a b Diode type semiconductor device United States patent 3,033,714
  2. ^ a b Esaki, L.; Kurose, Y.; Suzuki, T. (1957). "Ge P-N Junction のInternal Field Emission". 日本物理学会年会講演予稿集. 12 (5): 85. 
  3. ^ a b Sony History - Chapter 9 The Model 2T7 Transistor
  4. ^ Esaki, Leo (1958-01-15). "New Phenomenon in Narrow Germanium p−n Junctions". Physical Review. 109 (2): 603–604. Bibcode:1958PhRv..109..603E. doi:10.1103/PhysRev.109.603. 
  5. ^ Berlin, Leslie (2005). The Man Behind the Microchip: Robert Noyce and the Invention of Silicon Valley. Oxford University Press. ISBN 0-19-516343-5. 
  6. ^ ソニー半導体の歴史 (in Japanese). 
  7. ^ "Tunnel diodes, the transistor killers", EE Times, retrieved 2 October 2009
  8. ^ Fink, pp. 7–35
  9. ^ Mott, R. C. (1978-11-01). "Intelsat V 14-GHz tunnel diode noise figure study". COMSAT Technical Review. 8: 487–507. Bibcode:1978COMTR...8..487M. ISSN 0095-9669. 
  11. ^ Brown, E. R.; Söderström, J. R.; Parker, C. D.; Mahoney, L. J.; Molvar, K. M.; McGill, T. C. (1991). "Oscillations up to 712 GHz in InAs/AlSb resonant-tunneling diodes" (PDF). Applied Physics Letters. 58 (20): 2291. Bibcode:1991ApPhL..58.2291B. ISSN 0003-6951. doi:10.1063/1.104902. 
  12. ^ "The MIM diode: Another challenger for the electronics crown". SciTechStory. 2010-11-19. Retrieved 2017-01-04. 
  13. ^ "Electronics advance moves closer to a world beyond silicon". OSU College of Engineering. Sep 2013. 
  14. ^ Fink, pp. 13–64
  15. ^ L.W. Turner,(ed), Electronics Engineer's Reference Book, 4th ed. Newnes-Butterworth, London 1976 ISBN 0-408-00168-2 pp. 8–18
  16. ^ Esaki, Leo; Arakawa, Yasuhiko; Kitamura, Masatoshi (2010). "Esaki diode is still a radio star, half a century on". Nature. 464 (7285): 31. Bibcode:2010Natur.464Q..31E. PMID 20203587. doi:10.1038/464031b. 
  17. ^ http://w140.com/tekwiki/wiki/Russian_tunnel_diodes


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