Upward Bound

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Upward Bound
TRIO Upward Bound.jpg
TRiO Upward Bound logo.
FormationAugust 26, 1965; 56 years ago (1965-08-26)

Upward Bound is a federally funded educational program within the United States. The program is one of a cluster of programs now referred to as TRiO, all of which owe their existence to the federal Economic Opportunity Act of 1964 (the War on Poverty Program) and the Higher Education Act of 1965. Upward Bound programs are implemented and monitored by the United States Department of Education. The goal of Upward Bound is to provide certain categories of high school students better opportunities for attending college. The categories of greatest concern are those with low income, those with parents who did not attend college,[1] and those living in rural areas. The program works through individual grants, each of which covers a restricted geographic area and provides services to approximately 59,000 [2] students annually. The program focuses on academic and nonacademic resources and activities like visits to museums or tutoring for school work. Students are encouraged to be involved in Upward Bound for the entire academic year and a 6-week long summer program.[3] Many students who are also granted access into the Upward Bound program are labeled as first generation college students, who are students that are the first in their family to attend college. This program is set in place for students who come from low income families as well as underrepresented schools and gives them an opportunity to excel in college.[4]


The program was launched in the summer of 1965 after the passage of the Economic Opportunity Act of 1964 (The Federal War on Poverty) during President Lyndon B. Johnson's administration, and was transferred to the Department of Education after the enactment of the Higher Education Act of 1965. The idea of Upward Bound came from Stan Salett, a civil rights organizer, national education policy advisor and one of the creators of the Head Start Program. As of FY 2020, Upward Bound had an annual budget around $352,000,000.[5] Grants are usually made to institutes of higher education (universities), but some awards have been made to other non-profit organizations such as tribal organizations.[6] Each award made averages $4,691 per participant, with the most common award providing $220,000 per grantee in 2004 and $250,000 in 2007. Awards are for four or five years and are competitive. The law providing for Upward Bound is 34 CFR Ch. VI Pt. 645. As federal education grants, Upward Bound awards fall under EDGAR and OMB Circular A-21 financial guidelines. In 1990, Upward Bound added an additional program called the Upward Bound Math-Science Program. It specializes in math and science skills for TRiO eligible students to improve their performance and motivation to pursue postsecondary enrollment.[7]


Congressmember Terri Sewell with Upward Bound participants at the University of West Alabama in 2012.

Upward Bound grants are results-based, with the level of success determined largely from highly structured annual reports compared to grant objectives. The program is available to students after their eighth grade of school. Two-thirds of selected applicants must be low-income and "potential first-generation college students," with the remaining third of students meeting one of the requirements.[6]

Most Upward Bound programs combine two approaches to student contact:

  1. A summer program where high school students take college prep classes and earn work experience at a college campus for four to six weeks.
  2. Weekly follow-ups and possibly tutoring with students during the school year.

Upward Bound Math-Science Program[edit]

The Upward Bound Math-Science program (UBMS) was created for students to have the opportunity to excel in the areas of math and science. Upward Bound Math-Science helps strengthen students' math and science skills, particularly those who come from areas that are underdeveloped. UBMS is a program that was put in place by the federal government and was there to provide not so fortunate children with the opportunity to gain knowledge from mathematicians as well as scientists who have experience in these fields. Students are in this program for 6 weeks and have coursework in mathematics and laboratory science, as well as literature. This program provides students with hands-on experience in labs and with fieldwork. The application process for UBMS is identical to that for Upward Bound, however the programs differ in that UBMS is more geared towards students who are interested in the fields of science and technology. UBMS increased the odds of a student taking a science course by raising the percentage from 78-88% in chemistry and from 43-58% in physics. UMBS has increased the likelihood that children will achieve more in math and science and increase that drive to further their interests in college. UBMS has also raised GPAs in math classes for African-Americans as well as Hispanics.[8]


Several studies have shown that TRIO Upward Bound is tremendously successful.[9] A study released by the U.S. Department of Education (ED) in 2004, provides a detailed analysis of program demographics. Notable alumni of Upward Bound programs include[10] John Quiñones, Angela Bassett, José M. Hernández, Troy Polamalu, Emmy-winning Journalist Rick Blalock, Kenny Leon, Donna Brazile, Patrick Ewing, Henry Bonilla, Cardi B, LALA Castillo, Raphael Warnock, and Viola Davis. Effectiveness varies from program to program, as local program directors determine the strategy most optimal vis-a-vis the student base, from being very strict and hands-on with students, to being more lenient in terms of student life and academic management.[citation needed]

Teaching methodologies also vary among programs, such as one based on Lancelot Hogben's social usefulness as applied in the 1980s by an Upward Bound Astronomy program for Los Angeles County high school students, that subsequently evolved into a low-tech and low-cost approach by Dr Daniel Barth at Mount San Jacinto College.[11]

According to a study done by Policy and Program Studies Service of the United States Department of Education, in students with lower educational expectations, Upward Bound was shown to increase both enrollment and credits earned at four-year institutions. Repeated participation in Upward Bound until high school graduation was shown to improve educational results such as the rate of four-year college attendance and credits earned at four-year institutions. Students who were enrolled in the Upward Bound program were categorized into distinct groups based on the length of time they participated. The groups were low-duration (1 to 12 months of participation), medium-duration (13 to 24 months of participation) or high-duration (25 or more months of participation), and also as program completers (through graduation) or noncompleters. The results of the observational study showed that an additional year participating in Upward Bound can significantly improve students’ motivation and persistence to pursue higher education, apply for financial aid, apply for highly selective 4 year college programs, and complete higher education. Different effects were measured by looking at the data for noncompleters and the impact of completing the program. The rate at which the students would pursue postsecondary enrollment would increase from 74% to 91%. There are confounding variables in this study, mostly due to the characteristic of students who decide to stay involved in the program and therefore have higher educational expectations for themselves. The true effects of an additional year of participation may be lower than the actual findings. The researchers attempted to control for the variable by matching participants with similar characteristics and different duration of participation in the program. The general effect of Upward Bound is only significantly seen in 4-year colleges.[12]

In an examination of the Educational Longitudinal Study of 2002, collected by the National Center for Education Statistics, researchers found that only 7% of students eligible for federally funded precollege programs enrolled in such programs. They found that participating students were .576 times as likely not to enroll in a four-year institution and .555 times as likely not to enroll in a postsecondary institution of any kind compared to all eligible students. However, Upward Bound students were 31% more likely to drop out of the postsecondary institution in which they enrolled. Though some of the statistics reporting participants' outcome are not optimal, the students participating in Upward Bound are an academically vulnerable population. Therefore, these results do not necessitate that Upward Bound is a deficient program, but that the students may require more support than they receive.[13]

Another research study done by the University of Wisconsin explains that many studies may have falsely suggested that Upward Bound programs are not meeting their mission of increasing the rate of college enrollment of underprivileged students. The researcher suggests there are actual methodical and analysis errors in other researchers' work and that these programs can close the success attainment gaps between students from different socio-economic statuses.[14]

Additionally, research at the Journal of Hispanic Higher Education suggests that Upward Bound programs can specifically help more (otherwise discouraged) Latino students pursue dreams of college. There are low rates of enrollment of Latino students due to discouraging factors like “policies that encourage quick job placement over career development, lack of understanding of the benefits of a college degree, lower expectations for Latino students, poor financial planning, and lack of guidance”, but Upward Bound programs should help combat them and support students. The key to these programs’ intervention is education and providing students the opportunities that come with a college education. As a result, it would motivate more students to go to college and encourage them that college is attainable. They would also offer more college preparation, guidance in college and help students plan to ensure they not only enroll at an institution but also graduate and find a career. A main drawback of these programs is that many students are unaware that they are available to them. Another one is that these programs should not just aim to get underprivileged students into college but facilitate them finishing. Furthermore, with the Latino population in this country growing, having more educated Latino students could help bring more revenue and benefit society as a whole.[15]

In response to misleading data being published on the efficacy of Upward Bound and Upward Bound Math and Science programs in 2009, the Pell Institute performed a re-analysis of positive impacts achieved by the programs. Data reported by the Pell Institute shows positive effects found in legislatively mandated programs. Upward Bound students were more likely to receive a bachelor's degree than students receiving no or less thorough supplemental educational services. Of students participating in an Upward Bound program, three-quarters enrolled at a post-secondary educational institution within one year of their projected high school completion, as opposed to less than half of students without access to supplemental college services. One-fifth of Upward Bound students enrolled in post-secondary education completed a degree within six years of their high school graduation date, in contrast with less than one-tenth of students without supplemental services.[16]

Students enrolled in Upward Bound were shown to be more likely to enroll in a four-year institution than students participating in comparable programs, and were also less likely to enroll in remedial courses.[17] Unique aspects of the Upward Bound program include a summer immersion program conducted on college campuses. The program exposes students to college-level rigor, while also allowing students to enter university courses before high school completion bypassing the need for remedial classes upon beginning postsecondary education.[citation needed]



In a study of parents of students of the University of North Carolina at Chapel Hill's Upward Bound program, the vast majority of parents reported that their children took more challenging classes and received better grades after attending the program. Parents reported that after the program, their children seemed to have better attitudes regarding their own educational attainment. Parents believed the program helped their children to foster personal integrity, self-assuredness, and ambition. Parents also believed that their children exhibited more mature behaviors, such as budgeting money and reliable communication.[18]


According to a quantitative and qualitative study of 20 participants of an Upward Bound program at a Midwestern community college, some students mentioned that they did not plan to attend college before they attended the Upward Bound program. Studied students received social and academic preparation and felt they received more social than academic preparation in the program.[19]

See also[edit]


  1. ^ "Upward Bound Program". .ed.gov. Archived from the original on 2011-05-01. Retrieved 2011-02-28.
  2. ^ "50th Anniversary Federal TRIO Programs" (PDF). www2.ed.gov. Retrieved 2019-01-04.
  3. ^ Seftor, Neil S.; Mamun, Arif; Schirm, Allen (30 January 2009). "The Impacts of Regular Upward Bound on Postsecondary Outcomes 7-9 Years After Scheduled High School Graduation". Mathematica. CiteSeerX ERIC ED526942.
  4. ^ Groutt, John; Hill, Calvin (April 2001). "Upward Bound: In the Beginning". Opportunity Outlook: 26–33. ERIC EJ632961.
  5. ^ "Funding Status - Upward Bound Program". .ed.gov. 2011-02-17. Archived from the original on 2011-10-03. Retrieved 2011-02-28.
  6. ^ a b "Eligibility - Upward Bound Program". .ed.gov. 2009-09-29. Archived from the original on 2011-10-03. Retrieved 2011-02-28.
  7. ^ McElroy, Edward J.; Armesto, Maria (1998). "TRIO and Upward Bound: History, Programs, and Issues-Past, Present, and Future". The Journal of Negro Education. 67 (4): 373–380. doi:10.2307/2668137. ISSN 0022-2984. JSTOR 2668137.
  8. ^ Olsen, Robert; Seftor, Neil; Silva, Tim; Myers, David; DesRoches, David; Young, Julie (April 2007). Upward Bound Math-Science: Program Description and Interim Impact Estimates. US Department of Education.
  9. ^ "Archived copy" (PDF). Archived (PDF) from the original on 2017-03-17. Retrieved 2017-03-16.CS1 maint: archived copy as title (link)
  10. ^ "Famous TRIO". msjc.edu. Archived from the original on 20 March 2017. Retrieved 19 March 2017.
  11. ^ "RTMC Astronomy Expo - Overview". 2013-05-20. Archived from the original on May 20, 2013. Retrieved 2014-06-28.
  12. ^ Myers, David; Olsen, Robert B.; Seftor, Neil; Young, Julie; Tuttle, Christina Clark. "The Impacts of Regular Upward Bound: Results from the Third Follow-Up Data Collection". Mathematica. ERIC ED518667.
  13. ^ Alhaddab, Taghreed A.; Aquino, Katherine C. (2017). "An Examination of Relationships Between Precollege Outreach Programs and College Attendance Patterns Among Minority Participants". Journal of the First-Year Experience & Students in Transition. 29 (1): 33–55.
  14. ^ Nathan, Alan B. (2013). Does Upward Bound Have an Effect on Student Educational Outcomes? A Reanalysis of the Horizons Randomized Controlled Trial Study (Thesis). ProQuest 1355756348.
  15. ^ Rodriguez, Eric; Rhodes, Kent; Aguirre, Geoffrey (29 September 2014). "Intervention for High School Latino Students in Preparing for College". Journal of Hispanic Higher Education. 14 (3): 207–222. doi:10.1177/1538192714551369. S2CID 145756564.
  16. ^ Cahalan, Margaret; Goodwin, David (June 2014). Setting the Record Straight: Strong Positive Impacts Found from the National Evaluation of Upward Bound (PDF). The Pell Institute for the Study of Opportunity in Higher Education, The Council for Opportunity in Education. p. 28. ERIC ED555877.
  17. ^ Wooldridge, Heather R.C. (2018). College Ready? A Longitudinal Study of the Effectiveness of AVID, GEAR UP, and Upward Bound on College Degree Completion (Thesis). ProQuest 2125096691.
  18. ^ Zulli, Rebecca A.; Frierson, Henry T.; Clayton, Joyce D. (1998). "Parents' Perceptions of the Value and Nature of Their Children's and Their Own Involvement in an Upward Bound Program". The Journal of Negro Education. 67 (4): 364. doi:10.2307/2668136. JSTOR 2668136. ProQuest 222068706.
  19. ^ Walker, Sounya S. (2011). At-risk students' perceptions of the Upward Bound program on academic and social preparation for postsecondary institutions (Thesis). ProQuest 854323426.

External links[edit]