User:Habatchii/Books/Sub-Rosa Financial Activity

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Standardized Testing & Certifications[edit]

  1. U.S. Securities and Exchange Commission
  2. List of securities examinations
  3. Uniform Securities Agent State Law Exam
  4. General Securities Representative Exam
  5. Investment Company Products/Variable Life Contracts Representative Exam
  6. Investment Banking Exam
  7. Uniform Investment Adviser Law Exam
  8. Financial Industry Regulatory Authority
  9. Broadcast license

Trade Markets & Regulatory Processes[edit]

  1. Uniform Securities Act
  2. New York Stock Exchange
  3. Media market
  4. Frequency allocation
  5. Spectrum management
  6. Socioeconomics

Anti-Competitive Activity & Fraud[edit]

  1. Anti-competitive practices
  2. White-collar crime
  3. Refusal to deal
  4. Boycott

Forensic accounting

Private Practices & Indictment Proceedings[edit]

  1. Competition law

Legal Remedies & Settlement Agreements[edit]

  1. Mergers and acquisitions

Existing Cases & Citations[edit]

  1. EDGAR
  2. AT&T Mobility v. Concepcion
  3. Buckeye Check Cashing, Inc. v. Cardegna
  4. Campbell v. General Dynamics Gov't Sys. Corp.
  5. Circuit City Stores, Inc. v. Adams
  6. Discover Bank v. Superior Court
  7. Eastern Associated Coal Corp. v. Mine Workers
  8. First Options v. Kaplan
  9. Green Tree Financial Corp.-Ala. v. Randolph
  10. Hall Street Associates, L. L. C. v. Mattel, Inc.
  11. Moses H. Cone Memorial Hospital v. Mercury Constr. Corp.
  12. Preston v. Ferrer
  13. Prima Paint Corp. v. Flood & Conklin Mfg. Co.
  14. Southland Corp. v. Keating

Sub-Rosa References & Additional Articles[edit]

  1. Series 6
  2. Spectrum auction
  3. Econophysics
  4. Legal burden of proof
  5. North American Securities Administrators Association
  6. Liquidity risk