The Butterfly Dream, by Chinese painter Lu Zhi (c. 1550)
|Author||(trad.) Zhuang Zhou|
|c. 3rd century BC|
|Literal meaning||"[The Writings of] Master Zhuang"|
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The Zhuangzi (Mandarin: [ʈʂwáŋ.tsɹ̩̀]; historically romanized Chuang Tzŭ) is an ancient Chinese text from the late Warring States period (476–221 BC) which contains stories and anecdotes that exemplify the carefree nature of the ideal Taoist sage. Named for its traditional author, "Master Zhuang" (Zhuangzi), the Zhuangzi is one of the two foundational texts of Taoism, along with the Tao Te Ching.
The Zhuangzi consists of a large collection of anecdotes, allegories, parables, and fables, which are often humorous or irreverent in nature. Its main themes are of spontaneity in action and of freedom from the human world and its conventions. The fables and anecdotes in the text attempt to illustrate the falseness of human distinctions between good and bad, large and small, life and death, and human and nature. While other ancient Chinese philosophers focused on moral and personal duty, Zhuangzi promoted carefree wandering and becoming one with "the Way" (Dào 道) by following nature.
Though primarily known as a philosophical work, the Zhuangzi is regarded as one of the greatest literary works in all of Chinese history, and has been called "the most important pre-Qin text for the study of Chinese literature". A masterpiece of both philosophical and literary skill, it has significantly influenced writers for more than 2000 years from the Han dynasty (206 BC–AD 220) to the present. Many major Chinese writers and poets in history—such as Sima Xiangru and Sima Qian during the Han dynasty, Ruan Ji and Tao Yuanming during the Six Dynasties (222–589), Li Bai during the Tang dynasty (618–907), and Su Shi and Lu You in the Song dynasty (960–1279)—were heavily influenced by the Zhuangzi.
Authorship and textual history
The Zhuangzi is named for and attributed to a man named Zhuang Zhou—usually known as "Zhuangzi", from the Mandarin Chinese Zhuāngzǐ 莊子 (meaning "Master Zhuang"). Almost nothing is concretely known of Zhuangzi's life. He is generally said to have been born around 369 BC at a place called Meng (蒙) in the state of Song (around present-day Shangqiu, Henan province), and to have died around 301, 295, or 286 BC. He is thought to have spent time in the southern state of Chu, as well as in Linzi, the capital of the state of Qi. Sima Qian's Records of the Grand Historian (Shiji 史記), the first of China's 24 dynastic histories, has a biography of Zhuangzi, but most of it seems to have simply been drawn from anecdotes in the Zhuangzi itself. In the introduction to his Zhuangzi translation, the American scholar Burton Watson concluded his comments about the paucity of the historical information on Zhuangzi by saying: "Whoever Zhuang Zhou was, the writings attributed to him bear the stamp of a brilliant and original mind."
Since ancient times, the Zhuangzi's first seven chapters—the nèi piān 內篇 "inner chapters"—have been considered to be the actual work of Zhuangzi, and most modern scholars agree with this view. However, scholars have recognized since at least the Song dynasty (960–1279) that some parts of the book could not have been written by Zhuangzi himself. How many, if any, of the other 26 chapters—the wài piān 外篇 "outer chapters" and zá piān 雜篇 "miscellaneous chapters"—were written by Zhuangzi has long been debated. It is generally accepted that the middle and later Zhuangzi chapters are the result of a subsequent process of "accretion and redaction" by later authors "responding to the scintillating brilliance" of the inner chapters. Regardless of their authorship, all of the Zhuangzi's 33 surviving chapters are accepted as compositions from the 4th to 2nd centuries BC.
Details of the Zhuangzi's textual history prior to the Han dynasty (206 BC – AD 220) are largely unknown. Traces of its influence in late Warring States period (475–221 BC) philosophical texts such as the Guanzi, Han Feizi, Huainanzi, and Lüshi Chunqiu suggest that Zhuangzi's intellectual lineage was already fairly influential in the states of Qi and Chu in the 3rd century BC. The Records of the Grand Historian refers to a 100,000-word Zhuangzi work and references several chapters that are still in the text. The Book of Han, finished in AD 111, lists a Zhuangzi in 52 chapters, which many scholars believe to be the original form of the work. A number of different forms of the Zhuangzi survived into the Tang dynasty (618–907), but a shorter and more popular 33-chapter form of the book prepared by the philosopher and writer Guo Xiang around AD 300 is the source of all surviving editions. In 742, the Zhuangzi was canonized as one of the Chinese classics by an imperial proclamation from Emperor Xuanzong of Tang, which awarded it the honorific title True Scripture of Southern Florescence (Nánhuá zhēnjīng 南華真經)—though most orthodox Chinese scholars did not consider the Zhuangzi to be a true "classic" (jing 經) due to its non-Confucian nature.
Portions of the Zhuangzi have been discovered among bamboo slip texts from Warring States period and Han dynasty tombs, particularly at the Shuanggudui and Zhangjiashan Han bamboo texts sites. One of the slips from the Guodian bamboo texts, which date to around 300 BC, contains what appears to be a short fragment from the "Ransacking Coffers" ("Qu qie" 胠篋) chapter.
A large number of Zhuangzi fragments dating from the early Tang dynasty were discovered among the Dunhuang manuscripts in the early 20th century by the expeditions of Hungarian-British explorer Aurel Stein and French Sinologist Paul Pelliot. They collectively form about twelve chapters of Guo Xiang's version of the Zhuangzi, and are preserved mostly at the British Library and the Bibliothèque nationale de France.
Among the Japanese national treasures preserved in the Kōzan-ji temple in Kyoto is a Zhuangzi manuscript from the Muromachi period (1338–1573). The manuscript has seven complete chapters from the "outer" and "miscellaneous" chapters, and is believed to be a close copy of an annotated edition written in the 7th century by the Chinese Daoist master Cheng Xuanying (成玄英; fl. 630–660).
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The Zhuangzi consists of a large collection of anecdotes, allegories, parables, fables, and "goblet words", which are often humorous or irreverent in nature. Most Zhuangzi stories are fairly short and simple, such as "Lickety" and "Split" drilling seven holes in "Wonton" (chapter 7) or Zhuangzi being discovered sitting and drumming on a basin after his wife dies (chapter 18), although a few are longer and more complex, like the story of Master Lie and the magus (chapter 14) and the account of the Yellow Emperor's music (chapter 14). Unlike the other stories and allegories in other pre-Qin texts, the Zhuangzi is unique in that the allegories form the bulk of the text, rather than occasional features, and are always witty, emotional, and are not limited to reality.
Unlike other ancient Chinese works, whose allegories were usually based on historical legends and proverbs, most Zhuangzi stories seem to have been invented by Zhuangzi himself. Some are completely whimsical, such as the strange description of evolution from "misty spray" through a series of substances and insects to horses and humans (chapter 18), while a few other passages seem to be "sheer playful nonsense" which read like Lewis Carroll's "Jabberwocky". The Zhuangzi is full of quirky and fantastic characters, such as "Mad Stammerer", "Fancypants Scholar", "Sir Plow", and a man who believes his left arm will turn into a rooster, his right arm will turn into a crossbow, and his buttocks will become cartwheels.
A master of language, Zhuangzi sometimes engages in logic and reasoning, but then turns it upside down or carries the arguments to absurdity to demonstrate the limitations of human knowledge and the rational world. Some of Zhuangzi's reasoning, such as his renowned argument with his philosopher friend Huizi (Master Hui) about the joy of fish (chapter 17), have been compared to the Socratic and Platonic dialogue traditions, and Huizi's paradoxes near the end of the book have been termed "strikingly like those of Zeno of Elea".
"The Butterfly Dream"
The most famous of all Zhuangzi stories—"Zhuang Zhou Dreams of Being a Butterfly"—appears at the end of the second chapter, "On the Equality of Things".
Once, Zhuang Zhou dreamed he was a butterfly, a butterfly flitting and fluttering about, happy with himself and doing as he pleased. He didn't know that he was Zhuang Zhou.
Suddenly he woke up and there he was, solid and unmistakable Zhuang Zhou. But he didn't know if he was Zhuang Zhou who had dreamt he was a butterfly, or a butterfly dreaming that he was Zhuang Zhou. Between Zhuang Zhou and the butterfly there must be some distinction! This is called the Transformation of Things.— Zhuangzi, chapter 2 (Watson translation)
The well-known image of Zhuangzi wondering if he was a man who dreamed of being a butterfly or a butterfly dreaming of being a man is so striking that whole dramas have been written on its theme. In it Zhuangzi "[plays] with the theme of transformation", illustrating that "the distinction between waking and dreaming is another false dichotomy. If [one] distinguishes them, how can [one] tell if [one] is now dreaming or awake?"
"The Death of Wonton"
Another well known Zhuangzi story—"The Death of Wonton"—illustrates the dangers Zhuangzi saw in going against the innate nature of things.
The emperor of the Southern Seas was Lickety, the emperor of the Northern Sea was Split, and the emperor of the Center was Wonton. Lickety and Split often met each other in the land of Wonton, and Wonton treated them very well. Wanting to repay Wonton's kindness, Lickety and Split said, "All people have seven holes for seeing, hearing, eating, and breathing. Wonton alone lacks them. Let's try boring some holes for him." So every day they bored one hole [in him], and on the seventh day Wonton died.— Zhuangzi, chapter 7 (Mair translation)
Zhuangzi believed that the greatest of all human happiness could be achieved through a higher understanding of the nature of things, and that in order to develop oneself fully one needed to express one's innate ability. In this anecdote, Mair suggests that Zhuangzi humorously and absurdly uses "Wonton"—a name for both the Chinese conception of primordial chaos and, by physical analogy, wonton soup (which is, however, not attested until the Han dynasty at the earliest) —to demonstrate what he believed were the disastrous consequences of going against things' innate natures.
"The Debate on the Joy of Fish"
Zhuangzi and Huizi were enjoying themselves on the bridge over the Hao River. Zhuangzi said, "The minnows are darting about free and easy! This is how fish are happy."
Huizi replied, "You are not a fish. How do you know that the fish are happy?" Zhuangzi said, "You are not I. How do you know that I do not know that the fish are happy?"
Huizi said, "I am not you, to be sure, so of course I don't know about you. But you obviously are not a fish; so the case is complete that you do not know that the fish are happy."
Zhuangzi said, "Let's go back to the beginning of this. You said, How do you know that the fish are happy; but in asking me this, you already knew that I know it. I know it right here above the Hao."— Zhuangzi, chapter 17 (Watson translation)
The exact point made by Zhuangzi in this debate is not entirely clear. The story seems to make the point that "knowing" a thing is simply a state of mind, and that it is not possible to determine if that knowing has any objective validity. This story has been cited as an example of Zhuangzi's linguistic mastery, as he subtly uses reason to make an anti-rationalist point.
"Drumming On a Tub and Singing"
Another well-known Zhuangzi story—"Drumming On a Tub and Singing"—describes how Zhuangzi did not view death as something to be feared.
Zhuangzi's wife died. When Huizi went to convey his condolences, he found Zhuangzi sitting with his legs sprawled out, pounding on a tub and singing. "You lived with her, she brought up your children and grew old," said Huizi. "It should be enough simply not to weep at her death. But pounding on a tub and singing—this is going too far, isn't it?"
Zhuangzi said, "You're wrong. When she first died, do you think I didn't grieve like anyone else? But I looked back to her beginning and the time before she was born. Not only the time before she was born, but the time before she had a body. Not only the time before she had a body, but the time before she had a spirit. In the midst of the jumble of wonder and mystery a change took place and she had a spirit. Another change and she had a body. Another change and she was born. Now there's been another change and she's dead. It's just like the progression of the four seasons, spring, summer, fall, winter."
"Now she's going to lie down peacefully in a vast room. If I were to follow after her bawling and sobbing, it would show that I don't understand anything about fate. So I stopped."— Zhuangzi, chapter 18 (Watson translation)
Zhuangzi seems to have viewed death as a natural process or transformation, where one gives up one form of existence and assumes another. In the second chapter, he makes the point that, for all humans know, death may in fact be better than life: "How do I know that loving life is not a delusion? How do I know that in hating death I am not like a man who, having left home in his youth, has forgotten the way back?" His writings teach that "the wise man or woman accepts death with equanimity and thereby achieves absolute happiness."
The story of Zhuangzi's death, contained in chapter 32 of the text, exemplifies the colorful lore that grew up around Zhuangzi in the decades after his death, as well as the elaboration of the core philosophical ideas contained in the "inner chapters" that appears in the "outer" and "miscellaneous chapters".
When Master Zhuang was about to die, his disciples wanted to give him a lavish funeral. Master Zhuang said: "I take heaven and earth as my inner and outer coffins, the sun and moon as my pair of jade disks, the stars and constellations as my pearls and beads, the ten thousand things as my funerary gifts. With my burial complete, how is there anything left unprepared? What shall be added to it?"
The disciples said: "We are afraid that the crows and kites will eat you, Master!" Master Zhuang said: "Above ground I'd be eaten by crows and kites, below ground I'd be eaten by mole crickets and ants. You rob the one and give to the other—how skewed would that be?"— Zhuangzi, chapter 32 (Kern translation)
List of chapters
|1||"Carefree Wandering"||Xiāoyáo yóu 逍遙遊|
|2||"On the Equality of Things"||Qí wù lùn 齊物論|
|3||"Essentials for Nurturing Life"||Yǎng shēng zhǔ 養生主|
|4||"The Human World"||Rén-jiān shì 人間世|
|5||"Symbols of Integrity Fulfilled"||Dé chōng fú 德充符|
|6||"The Great Ancestral Teacher"||Dà zōng shī 大宗師|
|7||"Responses for Emperors and Kings"||Yìng dì wáng 應帝王|
|8||"Webbed Toes"||Piān mǔ 駢拇|
|9||"Horses' Hooves"||Mǎ-tí 馬蹄|
|10||"Ransacking Coffers"||Qū qiè 胠篋|
|11||"Preserving and Accepting"||Zài yòu 在宥|
|12||"Heaven and Earth"||Tiān-dì 天地|
|13||"The Way of Heaven"||Tiān dào 天道|
|14||"Heavenly Revolutions"||Tiān yùn 天運|
|15||"Ingrained Opinions"||Kè yì 刻意|
|16||"Mending Nature"||Shàn xìng 繕性|
|17||"Autumn Floods"||Qiū shuǐ 秋水|
|18||"Ultimate Joy"||Zhì lè 至樂|
|19||"Understanding Life"||Dá shēng 達生|
|20||"The Mountain Tree"||Shān mù 山木|
|21||"Sir Square Field"||Tián-zǐ fāng 田子方|
|22||"Knowledge Wanders North"||Zhī běi yóu 知北遊|
|23||"Gengsang Chu"||Gēngsāng Chǔ 庚桑楚|
|24||"Ghostless Xu"||Xú wú-guǐ 徐無鬼|
|25||"Sunny"||Zé yáng 則陽|
|26||"External Things"||Wài wù 外物|
|27||"Metaphors"||Yù yán 寓言|
|28||"Abdicating Kingship"||Ràng wáng 讓王|
|29||"Robber Footpad"||Dào zhí 盜跖|
|30||"Discoursing on Swords"||Shuō jiàn 說劍|
|31||"An Old Fisherman"||Yú fù 漁父|
|32||"Lie Yukou"||Liè Yùkòu 列禦寇|
|33||"All Under Heaven"||Tiānxià 天下|
|"Inner chapters" (Nèi piān 內篇)—chapters 1–7|
|"Outer chapters" (Wài piān 外篇)—chapters 8–22|
|"Miscellaneous chapters" (Zá piān 雜篇)—chapters 23–33|
The stories and anecdotes of the Zhuangzi embody a unique set of principles and attitudes, including living one's life with natural spontaneity, uniting one's inner self with the cosmic "Way" (Dao), keeping oneself distant from politics and social obligations, accepting death as a natural transformation, showing appreciation and praise for things others view as useless or aimless, and stridently rejecting social values and conventional reasoning. These principles form the core ideas of philosophical Daoism. The other major philosophical schools of ancient China—such as Confucianism, Legalism, and Mohism—were all concerned with concrete social, political, or ethical reforms designed to reform people and society and thereby alleviate the problems and suffering of the world. However, Zhuangzi believed that the key to true happiness was to free oneself from the world and its standards through the Daoist principle of "inaction" (Wu wei wúwéi 無為)—action that is not based on any purposeful striving or motives for gain—and was fundamentally opposed to systems that impose order on individuals.
The Zhuangzi interprets the universe as a thing that changes spontaneously without a conscious God or will driving it, and argues that humans can achieve ultimate happiness by living equally spontaneously. It argues that because of humans' advanced cognitive abilities, they have a tendency to create artificial distinctions—such as good versus bad, large versus small, usefulness versus uselessness, and social systems like Confucianism—that remove themselves from the natural spontaneity of the universe. In order to illustrate the mindlessness and spontaneity he felt should characterize human action, Zhuangzi most frequently uses the analogy of craftsmen or artisans. As Burton Watson described, "the skilled woodcarver, the skilled butcher, the skilled swimmer does not ponder or ratiocinate on the course of action he should take; his skill has become so much a part of him that he merely acts instinctively and spontaneously and, without knowing why, achieves success." The term "wandering" (yóu 遊) is used throughout the stories of the Zhuangzi to describe how an enlightened person "wanders through all of creation, enjoying its delights without ever becoming attached to any one part of it."
The Zhuangzi vigorously opposes formal government, which Zhuangzi seems to have felt was problematic at its foundation "because of the opposition between man and nature." The text tries to show that "as soon as government intervenes in natural affairs, it destroys all possibility of genuine happiness." It is unclear if Zhuangzi's positions amounted to a form of anarchism, as the political references in the Zhuangzi are more concerned with what government should not do, rather than what kind of government should exist.
Western scholars have long noticed that the Zhuangzi is often strongly anti-rationalist. Mohism, deriving from Zhuangzi's possible contemporary Mozi, was the most logically sophisticated school in ancient China. Whereas reason and logic became the hallmark of Ancient Greek philosophy and then the entire Western philosophical tradition, in China philosophers preferred to rely on moral persuasion and intuition. The Zhuangzi played a significant role in the traditional Chinese skepticism toward rationalism, as Zhuangzi frequently turns logical arguments upside-down to satirize and discredit them. However, Zhuangzi did not entirely abandon language and reason, but "only wished to point out that overdependence on them could limit the flexibility of thought."
The Zhuangzi is by far the most influential purely literary work dating from before China's imperial unification in 221 BC. Its literary quality, imagination and creativity, and linguistic prowess were entirely unprecedented in the period of its creation. Virtually every major Chinese writer or poet in history, from Sima Xiangru and Sima Qian during the Han dynasty, Ruan Ji and Tao Yuanming during the Six Dynasties, Li Bai during the Tang dynasty, to Su Shi and Lu You in the Song dynasty were "deeply imbued with the ideas and artistry of the Zhuangzi."
Traces of the Zhuangzi's influence in late Warring States period philosophical texts such as the Guanzi, Han Feizi, Huainanzi, and Lüshi Chunqiu suggest that Zhuangzi's intellectual lineage was already fairly influential in the states of Qi and Chu in the 3rd century BC. However, during the Qin and Han dynasties—with their state-sponsored Legalist and Confucian ideologies, respectively—the Zhuangzi does not seem to have been highly regarded. One exception is Han dynasty scholar Jia Yi's 170 BC work "Fu on the Owl" (Fúniǎo fù 鵩鳥賦), the earliest definitively known fu rhapsody, which does not reference the Zhuangzi by name but cites it for one-sixth of the poem.
After the collapse of the Han dynasty in AD 207 and the subsequent chaos of the Three Kingdoms period, both the Zhuangzi and Zhuang Zhou began to rise in popularity and acclaim. The 3rd century AD poets Ruan Ji and Xi Kang, both members of the famous Seven Sages of the Bamboo Grove, were ardent Zhuangzi admirers, and one of Ruan's essays, entitled "Discourse on Summing Up the Zhuangzi" (Dá Zhuāng lùn 達莊論), is still extant. This period saw Confucianism temporarily surpassed by a revival of Daoism and old divination texts, such as the Classic of Changes (I Ching 易經), and many early medieval Chinese poets, artists, and calligraphers were deeply influenced by the Zhuangzi.
Daoism and Buddhism
The Zhuangzi has been called "the most important of all the Daoist writings", and its "inner chapters" embody the core ideas of philosophical Daoism. In the 4th century AD, the Zhuangzi became a major source of imagery and terminology for a new form of Daoism known as the "Highest Clarity" (Shangqing 上清) school that was popular among the aristocracy of the Jin dynasty (AD 265–420). Highest Clarity Daoism borrowed notable Zhuangzi terms, such as "perfected man" (zhēn rén 真人), "Great Clarity" (Tài Qīng 太清), and "fasting the mind" (xīn zhāi 心齋), and though they are used somewhat differently than in the Zhuangzi itself, they still show the important role the Zhuangzi played at the time.
The Zhuangzi was very influential in the adaptation of Buddhism to Chinese culture after Buddhism was first brought to China from India in the 1st century AD. Zhi Dun, China's first aristocratic Buddhist monk, wrote a prominent commentary to the Zhuangzi in the mid-4th century. The Zhuangzi also played a significant role in the formation of Chan ("Zen") Buddhism, which grew out of "a fusion of Buddhist ideology and ancient Daoist thought." Among the traits Chan/Zen Buddhism borrowed from the Zhuangzi are a distrust of language and logic, an insistence that "the Dao" can be found in everything, even dung and urine, and a fondness for dialogues based on riddles or paradigm-challenging statements known as gōng'àn (公案; Japanese kōan).
Medieval and early modern
The Zhuangzi retained prominence throughout Chinese history as the preeminent example of core Daoist philosophical ideals. The 17th century scholar Gu Yanwu lamented his government's flippant use of the Zhuangzi on the imperial examination essays as representative of a decline in traditional morals at the end of the Ming dynasty (1368–1644). In the great Chinese novel Dream of the Red Chamber (Hong lou meng 紅樓夢), the main protagonist, Jia Baoyu, often turns to the Zhuangzi for comfort amidst his despair over conflicting love interests and relationships. The story of Zhuangzi drumming on a tub and singing after the death of his wife inspired an entire tradition of folk music called "funeral drumming" (sàng-gǔ 喪鼓) in central China's Hubei and Hunan Provinces that survived into the 18th and 19th centuries.
Outside of China and the traditional "Sinosphere", the Zhuangzi lags far behind the Tao Te Ching in general popularity, and is rarely known by non-scholars. A number of prominent scholars have attempted to bring the Zhuangzi to wider attention among Western readers. In 1939, the British translator and Sinologist Arthur Waley described the Zhuangzi as "one of the most entertaining as well as one of the profoundest books in the world." In the introduction to his 1994 translation of the Zhuangzi, the American Sinologist Victor H. Mair wrote: "I feel a sense of injustice that the Dao De Jing is so well known to my fellow citizens while the Zhuangzi is so thoroughly ignored, because I firmly believe that the latter is in every respect a superior work."
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