Ashtekar variables, which were a new canonical formalism of general relativity, raised new hopes for the canonical quantization of general relativity and eventually led to loop quantum gravity. Smolin and others independently discovered that there exists in fact a Lagrangian formulation of the theory by considering the self-dual formulation of the Tetradic Palatini action principle of general relativity.[1][2][3] These proofs were given in terms of spinors. A purely tensorial proof of the new variables in terms of triads was given by Goldberg[4] and in terms of tetrads by Henneaux et al.[5]
The Palatini action for general relativity has as its independent variables the tetrad and a spin connection. Much more details and derivations can be found in the article tetradic Palatini action. The spin connection defines a covariant derivative. The space-time metric is recovered from the tetrad by the formula We define the `curvature' by
The Ricci scalar of this curvature is given by . The Palatini action for general relativity reads
where . Variation with respect to the spin connection implies that the spin connection is determined by the compatibility condition and hence becomes the usual covariant derivative . Hence the connection becomes a function of the tetrads and the curvature is replaced by the curvature of . Then is the actual Ricci scalar . Variation with respect to the tetrad gives Einsteins equation
Self-dual variables
(Anti-)self-dual parts of a tensor
We will need what is called the totally antisymmetry tensor or Levi-Civita symbol, , which is equal to either +1 or −1 depending on whether is either an even or odd permutation of , respectively, and zero if any two indices take the same value. The internal indices of are raised with the Minkowski metric .
Now, given any anti-symmetric tensor , we define its dual as
The self-dual part of any tensor is defined as
with the anti-self-dual part defined as
(the appearance of the imaginary unit is related to the Minkowski signature as we will see below).
Tensor decomposition
Now given any anti-symmetric tensor , we can decompose it as
where and are the self-dual and anti-self-dual parts of respectively. Define the projector onto (anti-)self-dual part of any tensor as
The meaning of these projectors can be made explicit. Let us concentrate of ,
it appears in the curvature tensor (see the last two terms of Eq. 1), it also defines the algebraic structure. We have the results (proved below):
and
That is the Lie bracket, which defines an algebra, decomposes into two separate independent parts. We write
where contains only the self-dual (anti-self-dual) elements of
The Self-dual Palatini action
We define the self-dual part, , of the connection as
which can be more compactly written
Define as the curvature of the self-dual connection
Using Eq. 2 it is easy to see that the curvature of the self-dual connection is the self-dual part of the curvature of the connection,
The self-dual action is
As the connection is complex we are dealing with complex general relativity and appropriate conditions must be specified to recover the real theory. One can repeat the same calculations done for the Palatini action but now with respect to the self-dual connection . Varying the tetrad field, one obtains a self-dual analog of Einstein's equation:
That the curvature of the self-dual connection is the self-dual part of the curvature of the connection helps to simplify the 3+1 formalism (details of the decomposition into the 3+1 formalism are to be given below). The resulting Hamiltonian formalism resembles that of a Yang-Mills gauge theory (this does not happen with the 3+1 Palatini formalism which basically collapses down to the usual ADM formalism).
Derivation of main results for self-dual variables
The results of calculations done here can be found in chapter 3 of notes Ashtekar Variables in Classical Relativity.[6] The method of proof follows that given in section II of The Ashtekar Hamiltonian for General Relativity.[7] We need to establish some results for (anti-)self-dual Lorentzian tensors.
Identities for the totally anti-symmetric tensor
Since has signature , it follows that
to see this consider,
With this definition one can obtain the following identities,
(the square brackets denote anti-symmetrizing over the indices).
Definition of self-dual tensor
It follows from Eq. 4 that the square of the duality operator is minus the identity,
The minus sign here is due to the minus sign in Eq. 4, which is in turn due to the Minkowski signature. Had we used Euclidean signature, i.e. , instead there would have been a positive sign. We define to be self-dual if and only if
(with Euclidean signature the self-duality condition would have been ). Say is self-dual, write it as a real and imaginary part,
Write the self-dual condition in terms of and ,
Equating real parts we read off
and so
where is the real part of .
Important lengthy calculation
The proof of Eq. 2 in straightforward. We start by deriving an initial result. All the other important formula easily follow from it. From the definition of the Lie bracket and with the use of the basic identity Eq. 3 we have
That gives the formula
Derivation of important results
Now using Eq.5 in conjunction with we obtain
So we have
Consider
where in the first step we have used the anti-symmetry of the Lie bracket to swap and , in the second step we used and in the last step we used the anti-symmetry of the Lie bracket again. So we have
Then
where we used Eq. 6 going from the first line to the second line. Similarly we have
by using Eq 7. Now as is a projection it satisfies , as can easily be verified by direct computation:
Applying this in conjunction with Eq. 8 and Eq. 9 we obtain
From Eq. 10 and Eq. 9 we have
where we have used that any can be written as a sum of its self-dual and anti-sef-dual parts, i.e. . This implies:
Summary of main results
Altogether we have,
which is our main result, already stated above as Eq. 2. We also have that any bracket splits as
into a part that depends only on self-dual Lorentzian tensors and is itself the self-dual part of and a part that depends only on anti-self-dual Lorentzian tensors and is the anit-self-dual part of
Derivation of Ashtekar's Formalism from the Self-dual Action
The proof given here follows that given in lectures by Jorge Pullin[8]
where the Ricci tensor, , is thought of as constructed purely from the connection , not using the frame field. Variation with respect to the tetrad gives Einstein's equations written in terms of the tetrads, but for a Ricci tensor constructed from the connection that has no a priori relationship with the tetrad. Variation with respect to the connection tells us the connection satisfies the usual compatibility condition
This determines the connection in terms of the tetrad and we recover the usual Ricci tensor.
The self-dual action for general relativity is given above.
where is the curvature of the , the self-dual part of ,
It has been shown that is the self-dual part of
Let be the projector onto the three surface and define vector fields
which are orthogonal to .
Writing
then we can write
where we used and .
So the action can be written
We have . We now define
An internal tensor is self-dual if and only if
and given the curvature is self-dual we have
Substituting this into the action (Eq. 12) we have,
where we denoted . We pick the gauge and (this means ). Writing , which in this gauge . Therefore,
The indices range over and we denote them with lower case letters in a moment. By the self-duality of ,
where we used
This implies
We replace in the second term in the action by . We need
and
to obtain
The action becomes
where we swapped the dummy variables and in the second term of the first line. Integrating by parts on the second term,
where we have thrown away the boundary term and where we used the formula for the covariant derivative on a vector density :
The final form of the action we require is
There is a term of the form "" thus the quantity is the conjugate momentum to . Hence, we can immediately write
Variation of action with respect to the non-dynamical quantities , that is the time component of the four-connection, the shift function , and lapse function give the constraints
Varying with respect to actually gives the last constraint in Eq. 13 divided by , it has been rescaled to make the constraint polynomial in the fundamental variables. The connection can be written
and
where we used
therefore . So the connection reads
This is the so-called chiral spin connection.
Reality conditions
Because Ashtekar's variables are complex it results in complex general relativity. To recover the real theory one has to impose what are known as the reality conditions. These require that the densitized triad be real and that the real part of the Ashtekar connection equals the compatible spin connection.
^Samuel, Joseph (1987). "A lagrangian basis for ashtekar's reformulation of canonical gravity". Pramana. 28 (4). Springer Science and Business Media LLC: L429–L432. doi:10.1007/bf02847105. ISSN0304-4289.
^Jacobson, Ted; Smolin, Lee (1987). "The left-handed spin connection as a variable for canonical gravity". Physics Letters B. 196 (1). Elsevier BV: 39–42. doi:10.1016/0370-2693(87)91672-8. ISSN0370-2693.
^Jacobson, T; Smolin, L (1988-04-01). "Covariant action for Ashtekar's form of canonical gravity". Classical and Quantum Gravity. 5 (4). IOP Publishing: 583–594. doi:10.1088/0264-9381/5/4/006. ISSN0264-9381.
^Goldberg, J. N. (1988-04-15). "Triad approach to the Hamiltonian of general relativity". Physical Review D. 37 (8). American Physical Society (APS): 2116–2120. doi:10.1103/physrevd.37.2116. ISSN0556-2821.
^Henneaux, M.; Nelson, J. E.; Schomblond, C. (1989-01-15). "Derivation of Ashtekar variables from tetrad gravity". Physical Review D. 39 (2). American Physical Society (APS): 434–437. doi:10.1103/physrevd.39.434. ISSN0556-2821.
^Ashtekar Variables in Classical General Relativity, Domenico Giulini, Springer Lecture Notes in Physics 434 (1994), 81-112, arXiv:gr-qc/9312032
^The Ashtekar Hamiltonian for General Relativity by Ceddric Beny
^Knot theory and quantum gravity in loop space: a primer by Jorge Pullin; AIP Conf.Proc.317:141-190,1994, arXiv:hep-th/9301028