# Resolution (logic)

(Redirected from First-order resolution)

In mathematical logic and automated theorem proving, resolution is a rule of inference leading to a refutation theorem-proving technique for sentences in propositional logic and first-order logic. In other words, iteratively applying the resolution rule in a suitable way allows for telling whether a propositional formula is satisfiable and for proving that a first-order formula is unsatisfiable. Attempting to prove a satisfiable first-order formula as unsatisfiable may result in a nonterminating computation; this problem doesn't occur in propositional logic.

The resolution rule can be traced back to Davis and Putnam (1960);[1] however, their algorithm required to try all ground instances of the given formula. This source of combinatorial explosion was eliminated in 1965 by John Alan Robinson's syntactical unification algorithm, which allowed one to instantiate the formula during the proof "on demand" just as far as needed to keep refutation completeness.[2]

The clause produced by a resolution rule is sometimes called a resolvent.

## Resolution in propositional logic

### Resolution rule

The resolution rule in propositional logic is a single valid inference rule that produces a new clause implied by two clauses containing complementary literals. A literal is a propositional variable or the negation of a propositional variable. Two literals are said to be complements if one is the negation of the other (in the following, $\lnot c$ is taken to be the complement to $c$). The resulting clause contains all the literals that do not have complements. Formally:

$\frac{ a_1 \lor \ldots \vee a_{i-1} \lor c \lor a_{i+1} \vee \ldots \lor a_n, \quad b_1 \lor \ldots \vee b_{j-1} \lor \lnot c \lor b_{j+1} \vee \ldots \lor b_m} {a_1 \lor \ldots \lor a_{i-1} \lor a_{i+1} \lor \ldots \lor a_n \lor b_1 \lor \ldots \lor b_{j-1} \lor b_{j+1} \lor \ldots \lor b_m}$

where

all $a$s, $b$s and $c$ are literals,
the dividing line stands for entails

The clause produced by the resolution rule is called the resolvent of the two input clauses. It is the principle of consensus applied to clauses rather than terms.[3]

When the two clauses contain more than one pair of complementary literals, the resolution rule can be applied (independently) for each such pair; however, the result is always a tautology.

Modus ponens can be seen as a special case of resolution of a one-literal clause and a two-literal clause.

### A resolution technique

When coupled with a complete search algorithm, the resolution rule yields a sound and complete algorithm for deciding the satisfiability of a propositional formula, and, by extension, the validity of a sentence under a set of axioms.

This resolution technique uses proof by contradiction and is based on the fact that any sentence in propositional logic can be transformed into an equivalent sentence in conjunctive normal form.[4] The steps are as follows.

• All sentences in the knowledge base and the negation of the sentence to be proved (the conjecture) are conjunctively connected.
• The resulting sentence is transformed into a conjunctive normal form with the conjuncts viewed as elements in a set, S, of clauses.[4]
• For example $(A_1 \lor A_2) \land (B_1 \lor B_2 \lor B_3) \land (C_1)$ gives rise to the set $S=\{A_1 \lor A_2, B_1 \lor B_2 \lor B_3, C_1\}$.
• The resolution rule is applied to all possible pairs of clauses that contain complementary literals. After each application of the resolution rule, the resulting sentence is simplified by removing repeated literals. If the sentence contains complementary literals, it is discarded (as a tautology). If not, and if it is not yet present in the clause set S, it is added to S, and is considered for further resolution inferences.
• If after applying a resolution rule the empty clause is derived, the original formula is unsatisfiable (or contradictory), and hence it can be concluded that the initial conjecture follows from the axioms.
• If, on the other hand, the empty clause cannot be derived, and the resolution rule cannot be applied to derive any more new clauses, the conjecture is not a theorem of the original knowledge base.

One instance of this algorithm is the original Davis–Putnam algorithm that was later refined into the DPLL algorithm that removed the need for explicit representation of the resolvents.

This description of the resolution technique uses a set S as the underlying data-structure to represent resolution derivations. Lists, Trees and Directed Acyclic Graphs are other possible and common alternatives. Tree representations are more faithful to the fact that the resolution rule is binary. Together with a sequent notation for clauses, a tree representation also makes it clear to see how the resolution rule is related to a special case of the cut-rule, restricted to atomic cut-formulas. However, tree representations are not as compact as set or list representations, because they explicitly show redundant subderivations of clauses that are used more than once in the derivation of the empty clause. Graph representations can be as compact in the number of clauses as list representations and they also store structural information regarding which clauses were resolved to derive each resolvent.

## A simple example

$\frac{a \vee b, \quad \neg a \vee c} {b \vee c}$

In plain language: Suppose $a$ is false. In order for the premise $a \vee b$ to be true, $b$ must be true. Alternatively, suppose $a$ is true. In order for the premise $\neg a \vee c$ to be true, $c$ must be true. Therefore regardless of falsehood or veracity of $a$, if both premises hold, then the conclusion $b \vee c$ is true.

## Resolution in first order logic

Resolution rule can be generalized to first-order logic to:[5]

$\frac{\Gamma_1 \cup\left\{ L_1\right\} \,\,\,\, \Gamma_2 \cup\left\{ L_2\right\} }{ (\Gamma_1 \cup \Gamma_2)\phi } \phi$

where $\phi$ is a most general unifier of $L_1$ and $\overline{L_2}$ and $\Gamma_1$ and $\Gamma_2$ have no common variables.

### Example

The clauses $P(x),Q(x)$ and $\neg P(b)$ can apply this rule with $[b/x]$ as unifier.

Here x is a variable and b is a constant.

$\frac{P(x),Q(x) \,\,\,\, \neg P(b)} {Q(b)}[b/x]$

Here we see that

• The clauses $P(x),Q(x)$ and $\neg P(b)$ are the inference’s premises
• $Q(b)$ (the resolvent of the premises) is its conclusion.
• The literal $P(x)$ is the left resolved literal,
• The literal $\neg P(b)$ is the right resolved literal,
• $P$ is the resolved atom or pivot.
• $[b/x]$ is the most general unifier of the resolved literals.

### Informal explanation

In first order logic, resolution condenses the traditional syllogisms of logical inference down to a single rule.

To understand how resolution works, consider the following example syllogism of term logic:

All Greeks are Europeans.
Homer is a Greek.
Therefore, Homer is a European.

Or, more generally:

$\forall x. P(x) \Rightarrow Q(x)$
$P(a)$
Therefore, $Q(a)$

To recast the reasoning using the resolution technique, first the clauses must be converted to conjunctive normal form (CNF). In this form, all quantification becomes implicit: universal quantifiers on variables (X, Y, …) are simply omitted as understood, while existentially-quantified variables are replaced by Skolem functions.

$\neg P(x) \vee Q(x)$
$P(a)$
Therefore, $Q(a)$

So the question is, how does the resolution technique derive the last clause from the first two? The rule is simple:

• Find two clauses containing the same predicate, where it is negated in one clause but not in the other.
• Perform a unification on the two predicates. (If the unification fails, you made a bad choice of predicates. Go back to the previous step and try again.)
• If any unbound variables which were bound in the unified predicates also occur in other predicates in the two clauses, replace them with their bound values (terms) there as well.
• Discard the unified predicates, and combine the remaining ones from the two clauses into a new clause, also joined by the "∨" operator.

To apply this rule to the above example, we find the predicate P occurs in negated form

¬P(X)

in the first clause, and in non-negated form

P(a)

in the second clause. X is an unbound variable, while a is a bound value (term). Unifying the two produces the substitution

Xa

Discarding the unified predicates, and applying this substitution to the remaining predicates (just Q(X), in this case), produces the conclusion:

Q(a)

For another example, consider the syllogistic form

All Cretans are islanders.
All islanders are liars.
Therefore all Cretans are liars.

Or more generally,

X P(X) → Q(X)
X Q(X) → R(X)
Therefore, ∀X P(X) → R(X)

In CNF, the antecedents become:

¬P(X) ∨ Q(X)
¬Q(Y) ∨ R(Y)

(Note that the variable in the second clause was renamed to make it clear that variables in different clauses are distinct.)

Now, unifying Q(X) in the first clause with ¬Q(Y) in the second clause means that X and Y become the same variable anyway. Substituting this into the remaining clauses and combining them gives the conclusion:

¬P(X) ∨ R(X)

The resolution rule, as defined by Robinson, also incorporated factoring, which unifies two literals in the same clause, before or during the application of resolution as defined above. The resulting inference rule is refutation-complete,[6] in that a set of clauses is unsatisfiable if and only if there exists a derivation of the empty clause using resolution alone.