Infinity-Borel set

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In set theory, a subset of a Polish space X is ∞-Borel if it can be obtained by starting with the open subsets of X, and transfinitely iterating the operations of complementation and wellordered union. Note that the set of ∞-Borel sets may not actually be closed under wellordered union; see below.

Formal definition[edit]

More formally: we define by simultaneous transfinite recursion the notion of ∞-Borel code, and of the interpretation of such codes. Since X is Polish, it has a countable base. Let \left\langle\mathcal{N}_i|i<\omega\right\rangle enumerate that base (that is, \mathcal{N}_i is the i^\mathrm{th} basic open set). Now:

  • Every natural number i is an ∞-Borel code. Its interpretation is \mathcal{N}_i.
  • If c is an ∞-Borel code with interpretation A_c, then the ordered pair \left\langle 0,c\right\rangle is also an ∞-Borel code, and its interpretation is the complement of A_c, that is, X\setminus A_c.
  • If \vec c is a length-α sequence of ∞-Borel codes for some ordinal α (that is, if for every β<α, c_\beta is an ∞-Borel code, say with interpretation A_{c_{\beta}}), then the ordered pair \left\langle1,\vec c\right\rangle is an ∞-Borel code, and its interpretation is \bigcup_{\beta<\alpha}A_{c_{\beta}}.

Now a set is ∞-Borel if it is the interpretation of some ∞-Borel code.

The axiom of choice implies that every set can be wellordered, and therefore that every subset of every Polish space is ∞-Borel. Therefore the notion is interesting only in contexts where AC does not hold (or is not known to hold). Unfortunately, without the axiom of choice, it is not clear that the ∞-Borel sets are closed under wellordered union. This is because, given a wellordered union of ∞-Borel sets, each of the individual sets may have many ∞-Borel codes, and there may be no way to choose one code for each of the sets, with which to form the code for the union.

The assumption that every set of reals is ∞-Borel is part of AD+, an extension of the axiom of determinacy studied by Woodin.

Incorrect definition[edit]

It is very tempting to read the informal description at the top of this article as claiming that the ∞-Borel sets are the smallest class of subsets of X containing all the open sets and closed under complementation and wellordered union. That is, one might wish to dispense with the ∞-Borel codes altogether and try a definition like this:

For each ordinal α define by transfinite recursion Bα as follows:
  1. B0 is the collection of all open subsets of X.
  2. For a given even ordinal α, Bα+1 is the union of Bα with the set of all complements of sets in Bα.
  3. For a given even ordinal α, Bα+2 is the set of all wellordered unions of sets in Bα+1.
  4. For a given limit ordinal λ, Bλ is the union of all Bα for α<λ
It follows from the Burali-Forti paradox that there must be some ordinal α such that Bβ equals Bα for every β>α. For this value of α, Bα is the collection of "∞-Borel sets".

This set is manifestly closed under well-ordered unions, but without AC it cannot be proved equal to the ∞-Borel sets (as defined in the previous section). Specifically, it is instead the closure of the ∞-Borel sets under all well-ordered unions, even those for which a choice of codes cannot be made.

Alternative characterization[edit]

For subsets of Baire space or Cantor space, there is a more concise (if less transparent) alternative definition, which turns out to be equivalent. A subset A of Baire space is ∞-Borel just in case there is a set of ordinals S and a first-order formula φ of the language of set theory such that, for every x in Baire space,

x\in A\iff L[S,x]\models\phi(S,x)

where L[S,x] is Gödel's constructible universe relativized to S and x. When using this definition, the ∞-Borel code is made up of the set S and the formula φ, taken together.


  • W.H. Woodin The Axiom of Determinacy, Forcing Axioms, and the Nonstationary Ideal (1999 Walter de Gruyter) p. 618